UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 12, 2007
INTERCONTINENTALEXCHANGE, INC.
(Exact Name of Registrant as Specified in Charter)
| | | | | |
| Delaware | | 001-3261 | | 58-2555670 |
| | | | | |
(State or other jurisdiction of
incorporation) | | (Commission
File No.) | | (I.R.S. Employer Identification
Number) |
2100 RiverEdge Parkway, Suite 500, Atlanta, Georgia 30328
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (770) 857-4700
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see General Instruction A.2. below):
| o | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
| o | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
| o | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
| o | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01 REGULATION FD DISCLOSURE
IntercontinentalExchange, Inc. (“ICE”) filed a Current Report on Form 8-K dated March 12, 2007 (the “Form 8-K”) announcing that it posted on its website the audited Consolidated Financial Statements of Board of Trade of the City of New York, Inc. (“NYBOT”), ICE’s wholly-owned subsidiary, for the years ended December 31, 2006, 2005 and 2004. ICE hereby amends the Form 8-K to include the financial statements listed below. A copy of NYBOT’s Consolidated Financial Statements are furnished as Exhibit 99.1 to this Current Report of Form 8-K/A.
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
The following exhibits are filed as part of this Current Report on Form 8-K/A:
| | | |
| Exhibit No. | | Description |
| 23.1 | | Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm. |
| 99.1 | | Consolidated Financial Statements of Board of Trade of the City of New York, Inc. and Subsidiary for the years ended December 31, 2006, 2005 and 2004. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K/A to be signed on its behalf by the undersigned hereunto duly authorized.
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| | INTERCONTINENTALEXCHANGE, INC.
| |
| | /s/ Richard V. Spencer | |
| | Richard V. Spencer | |
| | Senior Vice President, Chief Financial Officer | |
| |
Date: March 13, 2007
EXHIBIT INDEX
| | | |
| Exhibit No. | | Description |
| 23.1 | | Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm. |
| 99.1 | | Consolidated Financial Statements of Board of Trade of the City of New York, Inc. and Subsidiary for the years ended December 31, 2006, 2005 and 2004. |
