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If any other person is known to have the right to receive or the power to direct
the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to
that effect should be included in response to this item and, if such interest relates to more
than 5 percent of the class, such person should be identified. A listing of the shareholders of
an investment company registered under the Investment Company Act of 1940 or the beneficiaries
of employee benefit plan, pension fund or endowment fund is not required.
With respect to the beneficial ownership report for Thomas A. Satterfield, Jr., 51,888 shares of Common Stock, 11,888 shares of Common Stock issuable upon exercise of Class A Warrants, and 11,888 shares of Common Stock issuable upon exercise of Class B Warrants are held jointly with Mr. Satterfield's spouse, Rebecca S. Satterfield;
12,972 shares of Common Stock, 2,972 shares of Common Stock issuable upon exercise of Class A Warrants, and 2,972 shares of Common Stock issuable upon exercise of Class B Warrants are held directly by Mr. Satterfield's spouse, Rebecca S. Satterfield;
464,731 shares of Common Stock, 39,473 shares of Common Stock issuable upon exercise of Warrants, 118,879 shares of Common Stock issuable upon exercise of Class A Warrants, and 118,879 shares of Common Stock issuable upon exercise of Class B Warrants are held by Tomsat Investment & Trading Co., Inc, a corporation wholly owned by Mr. Satterfield and of which he serves as President;
928,318 shares of Common Stock, 92,105 shares of Common Stock issuable upon exercise of Warrants, 178,318 shares of Common Stock issuable upon exercise of Class A Warrants, and 178,318 shares of Common Stock issuable upon exercise of Class B Warrants are held by A.G. Family L.P., a partnership managed by a general partner controlled by Mr. Satterfield; and
878,318 shares of Common Stock, 178,318 shares of Common Stock issuable upon exercise of Class A Warrants, and 178,318 shares of Common Stock issuable upon exercise of Class B Warrants shares are held by Caldwell Mill Opportunity Fund, LLC which fund is managed by an entity of which Mr. Satterfield owns a 50% interest and serves as Chief Investment Manager. |