UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15F
CERTIFICATION OF A FOREIGN PRIVATE ISSUER’S TERMINATION OF REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number 000-51373
| CHEMGENEX PHARMACEUTICALS LIMITED |
| (Exact name of registrant as specified in its charter) |
| |
Level 4, 199 Moorabool Street Geelong, Victoria 3220 Australia Telephone number: 011-613-5223-9903 |
| (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) |
| |
| American Depositary Shares, each representing the right to receive 15 ordinary shares (“ADS”) |
| (Title of each class of securities covered by this Form) |
Place an X in the appropriate box(es) to indicate the provision(s) relied upon to terminate the duty to file reports under the Securities Exchange Act of 1934:
Rule 12h-6(a) x | Rule 12h-6(d) ¨ |
| (for equity securities) | (for successor registrants) |
| | |
Rule 12h-6(c) o | Rule 12h-6(i) ¨ |
| (for debt securities) | (for prior Form 15 filers) |
PART I
Item 1. Exchange Act Reporting History
A. Chemgenex Pharmaceuticals Limited (the “Company”) first incurred the duty to file reports under section 13(a) or section 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”) on June 28, 2005.
B. The Company has filed or submitted all reports required under Exchange Act section 13(a) or section 15(d) and corresponding Commission rules for the 12 months preceding the filing of this form, and has filed at least one annual report under section 13(a).
Item 2. Recent United States Market Activity
The Company’s securities were never sold in the United States in a registered offering under the Securities Act of 1933 (15 U.S.C. 77a et seq.) (“Securities Act”).
Item 3. Foreign Listing and Primary Trading Market
A. The Company’s ordinary shares are listed on the Australian Securities Exchange (the “ASX”), which constitutes the primary trading market for those securities.
B. The Company’s ordinary shares were initially listed on ASX in July 1986. The Company has maintained the listing of its ordinary shares on ASX for at least the 12 months preceding the filing of this Form.
C. The percentage of trading in ordinary shares that occurred in Australia as of the recent 12-month period from June 27, 2008 to June 26, 2009 was 97.75%.
Item 4. Comparative Trading Volume Data
A. The first and the last days of the recent 12-month period used to meet the requirements of Rule 12h-6(a)(4)(i) are June 27, 2008 and June 26, 2009, respectively. A tabular format disclosing the comparative trading volume data in response to this item is attached as exhibit 99.1 to this Form 15-F.
B. For the recent 12-month period specified in Item 4A above, the average daily trading volume (the "ADTV") of the Company’s ADSs (in terms of the underlying number of ordinary shares) in the United States and worldwide was 4,595 shares and 204,052 shares, respectively.
C. For the recent 12-month period specified in Item 4A above, the ADTV of the Company’s ADSs (in terms of the underlying number of ordinary shares) in the United States was 2.25% of the ADTV for its ordinary shares on a worldwide basis.
D. The Company delisted its ADSs from NASDAQ on July 8, 2009. As of that date, the ADTV of the Company’s ADSs (in terms of the underlying number of ordinary shares) in the United States was 2.3% of the ADTV for its ordinary shares on a worldwide basis for the preceding 12-month period.
E. The Company has not terminated a sponsored American depositary receipt (ADR) facility regarding its ordinary shares.
F. The source of trading volume information used for determining whether the Company meets the requirements of Rule 12h-6 are as follows:
| Source | Jurisdiction | Justification |
The Bank of New York Mellon (BNYM) | United States | To obtain ChemGenex trading information on the NASDAQ Capital Market, ChemGenex believes that BNYM as depositary of ChemGenex’s ADS facility, is a reliable source of trading volume information for the exchange |
| Link Market Services | Australian Securities Exchange, Australia | To obtain ChemGenex trading information on the Australian Securities Exchange, ChemGenex believes that Link Market Services as Share Registrar of ChemGenex, is a reliable source of trading volume information for the exchange |
Item 5. Alternative Record Holder Information
N/A
Item 6. Debt Securities
N/A
Item 7. Notice Requirement
A. The publication of the notice, required by Rule 12h-6(h) (17 CFR 240.12h-6(h)), disclosing the Company’s intent to terminate its duty to file reports under section 13(a) or 15(d) of the Exchange Act was dated June 29, 2009.
B. The Company used BusinessWire to disseminate the notice in the United States. A copy of the notice was filed under cover of a Form 6-K on June 29, 2009.
Item 8. Prior Form 15 Filers
N/A
PART II
Item 9. Rule 12g3-2(b) Exemption
The website on which the Company will publish the information required under Rule 12g3-2(b)(1)(iii) (17 CFR 240. 12g3- 2(b)(1)(iii)) is http://www.chemgenex.com/.
PART III
Item 10. Exhibits
99.1. Comparative trading volume data (tabular format)
| ChemGenex share trading 27 June 2008 through 26 June 2009 | | |
| | | | | | | |
| Date | ASX | | NASDAQ | Underlying | | Worldwide shares |
| | | | ADS' | ASX shares | | |
| 26-Jun-09 | 451,770 | | 0 | - | | 451,770 |
| 25-Jun-09 | 144,884 | | 1400 | 21,000 | | 165,884 |
| 24-Jun-09 | 250,643 | | 4559 | 68,385 | | 319,028 |
| 23-Jun-09 | 367,214 | | 2900 | 43,500 | | 410,714 |
| 22-Jun-09 | 1,102,791 | | 7100 | 106,500 | | 1,209,291 |
| 19-Jun-09 | 481,451 | | 100 | 1,500 | | 482,951 |
| 18-Jun-09 | 332,757 | | 300 | 4,500 | | 337,257 |
| 17-Jun-09 | 264,907 | | 100 | 1,500 | | 266,407 |
| 16-Jun-09 | 898,468 | | 0 | - | | 898,468 |
| 15-Jun-09 | 536,981 | | 0 | - | | 536,981 |
| 12-Jun-09 | 1,517,227 | | 0 | - | | 1,517,227 |
| 11-Jun-09 | 612,540 | | 0 | - | | 612,540 |
| 10-Jun-09 | 1,349,561 | | 0 | - | | 1,349,561 |
| 09-Jun-09 | 747,804 | | 0 | - | | 747,804 |
| 08-Jun-09 | | | 100 | 1,500 | | 1,500 |
| 05-Jun-09 | 269,923 | | 0 | - | | 269,923 |
| 04-Jun-09 | 412,618 | | 200 | 3,000 | | 415,618 |
| 03-Jun-09 | 521,525 | | 2100 | 31,500 | | 553,025 |
| 02-Jun-09 | 1,346,975 | | 650 | 9,750 | | 1,356,725 |
| 01-Jun-09 | 3,437,777 | | 0 | - | | 3,437,777 |
| 29-May-09 | 1,027,407 | | 0 | - | | 1,027,407 |
| 28-May-09 | 109,843 | | 0 | - | | 109,843 |
| 27-May-09 | 789,287 | | 0 | - | | 789,287 |
| 26-May-09 | 461,088 | | 0 | - | | 461,088 |
| 25-May-09 | 891,100 | | | - | | 891,100 |
| 22-May-09 | 320,306 | | 0 | - | | 320,306 |
| 21-May-09 | 440,389 | | 0 | - | | 440,389 |
| 20-May-09 | 327,191 | | 0 | - | | 327,191 |
| 19-May-09 | 622,157 | | 0 | - | | 622,157 |
| 18-May-09 | 451,381 | | 0 | - | | 451,381 |
| 15-May-09 | 533,354 | | 0 | - | | 533,354 |
| 14-May-09 | 1,138,045 | | 0 | - | | 1,138,045 |
| 13-May-09 | 878,364 | | 0 | - | | 878,364 |
| 12-May-09 | 4,352,610 | | 0 | - | | 4,352,610 |
| 11-May-09 | 653,824 | | 0 | - | | 653,824 |
| 08-May-09 | 126,920 | | 325 | 4,875 | | 131,795 |
| 07-May-09 | 213,103 | | 0 | - | | 213,103 |
| 06-May-09 | 194,986 | | 0 | - | | 194,986 |
| 05-May-09 | 149,660 | | 100 | 1,500 | | 151,160 |
| 04-May-09 | 6,388,892 | | 900 | 13,500 | | 6,402,392 |
| 01-May-09 | 71,291 | | 0 | - | | 71,291 |
| 30-Apr-09 | 109,000 | | 0 | - | | 109,000 |
| 29-Apr-09 | 167,882 | | 0 | - | | 167,882 |
| 28-Apr-09 | 232,318 | | 0 | - | | 232,318 |
| 27-Apr-09 | 344,963 | | 0 | - | | 344,963 |
| 24-Apr-09 | 208,501 | | 0 | - | | 208,501 |
| 23-Apr-09 | 367,683 | | 0 | - | | 367,683 |
| 22-Apr-09 | 282,734 | | 0 | - | | 282,734 |
| 21-Apr-09 | 344,382 | | 0 | - | | 344,382 |
| 20-Apr-09 | 126,376 | | 100 | 1,500 | | 127,876 |
| 17-Apr-09 | 219,774 | | 0 | - | | 219,774 |
| 16-Apr-09 | 258,964 | | 0 | - | | 258,964 |
| 15-Apr-09 | 532,037 | | 0 | - | | 532,037 |
| 14-Apr-09 | 329,349 | | 0 | - | | 329,349 |
| 13-Apr-09 | - | | 0 | - | | - |
| 10-Apr-09 | 725,673 | | 0 | - | | 725,673 |
| 09-Apr-09 | - | | 0 | - | | - |
| 08-Apr-09 | - | | 0 | - | | - |
| 06-Apr-09 | - | | 200 | 3,000 | | 3,000 |
| 03-Apr-09 | 11,000 | | 0 | - | | 11,000 |
| 02-Apr-09 | 60,000 | | 0 | - | | 60,000 |
| 01-Apr-09 | 1,950 | | 0 | - | | 1,950 |
| 31-Mar-09 | 27,142 | | 0 | - | | 27,142 |
| 30-Mar-09 | 60,300 | | 0 | - | | 60,300 |
| 27-Mar-09 | 36,736 | | 0 | - | | 36,736 |
| 26-Mar-09 | 200 | | 300 | 4,500 | | 4,700 |
| 25-Mar-09 | 78,118 | | 0 | - | | 78,118 |
| 24-Mar-09 | 9,800 | | 0 | - | | 9,800 |
| 23-Mar-09 | 12,500 | | 0 | - | | 12,500 |
| 20-Mar-09 | 15,800 | | 0 | - | | 15,800 |
| 19-Mar-09 | 39,500 | | 0 | - | | 39,500 |
| 18-Mar-09 | 46,200 | | 0 | - | | 46,200 |
| 17-Mar-09 | 1,300 | | 0 | - | | 1,300 |
| 16-Mar-09 | 23,203 | | 0 | - | | 23,203 |
| 13-Mar-09 | 36,200 | | 0 | - | | 36,200 |
| 12-Mar-09 | 10,895 | | 0 | - | | 10,895 |
| 11-Mar-09 | 31,450 | | 0 | - | | 31,450 |
| 10-Mar-09 | 11,905 | | 0 | - | | 11,905 |
| 09-Mar-09 | - | | 100 | 1,500 | | 1,500 |
| 06-Mar-09 | 65,000 | | 0 | - | | 65,000 |
| 05-Mar-09 | 35,000 | | 2000 | 30,000 | | 65,000 |
| 04-Mar-09 | 42,895 | | 0 | - | | 42,895 |
| 03-Mar-09 | 62,780 | | 244 | 3,660 | | 66,440 |
| 02-Mar-09 | 30,000 | | 100 | 1,500 | | 31,500 |
| 27-Feb-09 | 8,800 | | 0 | - | | 8,800 |
| 26-Feb-09 | 41,500 | | 0 | - | | 41,500 |
| 25-Feb-09 | 11,200 | | 0 | - | | 11,200 |
| 24-Feb-09 | 27,200 | | 0 | - | | 27,200 |
| 23-Feb-09 | 66,212 | | 200 | 3,000 | | 69,212 |
| 20-Feb-09 | 29,000 | | 0 | - | | 29,000 |
| 19-Feb-09 | 39,100 | | 0 | - | | 39,100 |
| 18-Feb-09 | 28,000 | | 0 | - | | 28,000 |
| 17-Feb-09 | 31,849 | | 256 | 3,840 | | 35,689 |
| 16-Feb-09 | 60,000 | | 100 | 1,500 | | 61,500 |
| 13-Feb-09 | 45,000 | | 0 | - | | 45,000 |
| 12-Feb-09 | 50,000 | | 0 | - | | 50,000 |
| 11-Feb-09 | 40,000 | | 0 | - | | 40,000 |
| 10-Feb-09 | 82,500 | | 0 | - | | 82,500 |
| 09-Feb-09 | 63,000 | | 0 | - | | 63,000 |
| 06-Feb-09 | 25,000 | | 0 | - | | 25,000 |
| 05-Feb-09 | 145,484 | | 0 | - | | 145,484 |
| 04-Feb-09 | 79,730 | | 217 | 3,255 | | 82,985 |
| 03-Feb-09 | 29,011 | | 0 | - | | 29,011 |
| 02-Feb-09 | 41,250 | | 0 | - | | 41,250 |
| 30-Jan-09 | 23,344 | | 0 | - | | 23,344 |
| 29-Jan-09 | 47,487 | | 0 | - | | 47,487 |
| 28-Jan-09 | 20,000 | | 0 | - | | 20,000 |
| 27-Jan-09 | 2,400 | | 0 | - | | 2,400 |
| 23-Jan-09 | 148,401 | | 0 | - | | 148,401 |
| 22-Jan-09 | 1,000 | | 0 | - | | 1,000 |
| 21-Jan-09 | 6,200 | | 0 | - | | 6,200 |
| 20-Jan-09 | 20,891 | | 0 | - | | 20,891 |
| 19-Jan-09 | 28,644 | | 0 | - | | 28,644 |
| 16-Jan-09 | 122,240 | | 0 | - | | 122,240 |
| 15-Jan-09 | 4,000 | | 0 | - | | 4,000 |
| 14-Jan-09 | 13,000 | | 0 | - | | 13,000 |
| 13-Jan-09 | - | | 340 | 5,100 | | 5,100 |
| 12-Jan-09 | - | | 0 | - | | - |
| 09-Jan-09 | 17,180 | | 180 | 2,700 | | 19,880 |
| 08-Jan-09 | 48,972 | | 0 | - | | 48,972 |
| 07-Jan-09 | 5,000 | | 0 | - | | 5,000 |
| 06-Jan-09 | 14,090 | | 0 | - | | 14,090 |
| 05-Jan-09 | 16,600 | | 100 | 1,500 | | 18,100 |
| 02-Jan-09 | - | | 200 | 3,000 | | 3,000 |
| 31-Dec-08 | 63,084 | | 0 | - | | 63,084 |
| 30-Dec-08 | 21,393 | | 100 | 1,500 | | 22,893 |
| 29-Dec-08 | 9,333 | | 200 | 3,000 | | 12,333 |
| 26-Dec-08 | | | 0 | - | | - |
| 24-Dec-08 | 4,000 | | 500 | 7,500 | | 11,500 |
| 23-Dec-08 | 800 | | 875 | 13,125 | | 13,925 |
| 22-Dec-08 | - | | 2500 | 37,500 | | 37,500 |
| 19-Dec-08 | 9,554 | | 0 | - | | 9,554 |
| 18-Dec-08 | - | | 0 | - | | - |
| 17-Dec-08 | 10,000 | | 200 | 3,000 | | 13,000 |
| 16-Dec-08 | 79,569 | | 0 | - | | 79,569 |
| 15-Dec-08 | 9,670 | | 0 | - | | 9,670 |
| 12-Dec-08 | 7,218 | | 0 | - | | 7,218 |
| 11-Dec-08 | 2,200 | | 0 | - | | 2,200 |
| 10-Dec-08 | 1,495 | | 200 | 3,000 | | 4,495 |
| 09-Dec-08 | 113,615 | | 300 | 4,500 | | 118,115 |
| 08-Dec-08 | 5,550 | | 0 | - | | 5,550 |
| 05-Dec-08 | 14,478 | | 0 | - | | 14,478 |
| 04-Dec-08 | 60,061 | | 100 | 1,500 | | 61,561 |
| 03-Dec-08 | 31,548 | | 200 | 3,000 | | 34,548 |
| 02-Dec-08 | 76,710 | | 0 | - | | 76,710 |
| 01-Dec-08 | 85,735 | | 0 | - | | 85,735 |
| 28-Nov-08 | 14,614 | | 0 | - | | 14,614 |
| 27-Nov-08 | 210,400 | | 0 | - | | 210,400 |
| 26-Nov-08 | 42,000 | | 0 | - | | 42,000 |
| 25-Nov-08 | 22,000 | | 0 | - | | 22,000 |
| 24-Nov-08 | 10,000 | | 0 | - | | 10,000 |
| 21-Nov-08 | 66,873 | | 0 | - | | 66,873 |
| 20-Nov-08 | 11,000 | | 0 | - | | 11,000 |
| 19-Nov-08 | 242,500 | | 100 | 1,500 | | 244,000 |
| 18-Nov-08 | 27,000 | | 0 | - | | 27,000 |
| 17-Nov-08 | 3,800 | | 0 | - | | 3,800 |
| 14-Nov-08 | 15,000 | | 0 | - | | 15,000 |
| 13-Nov-08 | 1,068,650 | | 160 | 2,400 | | 1,071,050 |
| 12-Nov-08 | 4,395 | | 0 | - | | 4,395 |
| 11-Nov-08 | 44,210 | | 0 | - | | 44,210 |
| 10-Nov-08 | 242,856 | | 1400 | 21,000 | | 263,856 |
| 07-Nov-08 | 62,000 | | 0 | - | | 62,000 |
| 06-Nov-08 | 48,545 | | 1000 | 15,000 | | 63,545 |
| 05-Nov-08 | 215,519 | | 100 | 1,500 | | 217,019 |
| 04-Nov-08 | 234,667 | | 100 | 1,500 | | 236,167 |
| 03-Nov-08 | 184,559 | | 1700 | 25,500 | | 210,059 |
| 31-Oct-08 | 236,537 | | 0 | - | | 236,537 |
| 30-Oct-08 | 195,871 | | 0 | - | | 195,871 |
| 29-Oct-08 | 45,444 | | 100 | 1,500 | | 46,944 |
| 28-Oct-08 | 57,000 | | 0 | - | | 57,000 |
| 27-Oct-08 | 70,565 | | 0 | - | | 70,565 |
| 24-Oct-08 | 23,309 | | 0 | - | | 23,309 |
| 23-Oct-08 | 9,374 | | 100 | 1,500 | | 10,874 |
| 22-Oct-08 | 5,000 | | 0 | - | | 5,000 |
| 21-Oct-08 | 13,000 | | 0 | - | | 13,000 |
| 20-Oct-08 | - | | 0 | - | | - |
| 17-Oct-08 | 19,410 | | 0 | - | | 19,410 |
| 16-Oct-08 | 16,000 | | 100 | 1,500 | | 17,500 |
| 15-Oct-08 | 19,242 | | 600 | 9,000 | | 28,242 |
| 14-Oct-08 | 44,032 | | 800 | 12,000 | | 56,032 |
| 13-Oct-08 | 51,747 | | 750 | 11,250 | | 62,997 |
| 10-Oct-08 | 40,190 | | 0 | - | | 40,190 |
| 09-Oct-08 | 36,350 | | 100 | 1,500 | | 37,850 |
| 08-Oct-08 | 99,600 | | 0 | - | | 99,600 |
| 07-Oct-08 | 32,394 | | 0 | - | | 32,394 |
| 06-Oct-08 | 7,160 | | 0 | - | | 7,160 |
| 03-Oct-08 | 58,201 | | 0 | - | | 58,201 |
| 02-Oct-08 | 124,227 | | 0 | - | | 124,227 |
| 01-Oct-08 | 31,750 | | 0 | - | | 31,750 |
| 30-Sep-08 | 86,408 | | 200 | 3,000 | | 89,408 |
| 29-Sep-08 | 26,025 | | 600 | 9,000 | | 35,025 |
| 26-Sep-08 | 32,158 | | 0 | - | | 32,158 |
| 25-Sep-08 | 16,000 | | 0 | - | | 16,000 |
| 24-Sep-08 | 76,101 | | 0 | - | | 76,101 |
| 23-Sep-08 | 43,739 | | 0 | - | | 43,739 |
| 22-Sep-08 | 156,088 | | 0 | - | | 156,088 |
| 19-Sep-08 | 17,175 | | 0 | - | | 17,175 |
| 18-Sep-08 | 19,389 | | 250 | 3,750 | | 23,139 |
| 17-Sep-08 | 110,297 | | 800 | 12,000 | | 122,297 |
| 16-Sep-08 | - | | 0 | - | | - |
| 15-Sep-08 | - | | 392 | 5,880 | | 5,880 |
| 12-Sep-08 | 44,390 | | 800 | 12,000 | | 56,390 |
| 11-Sep-08 | 120,222 | | 2630 | 39,450 | | 159,672 |
| 10-Sep-08 | 10,239 | | 2551 | 38,265 | | 48,504 |
| 09-Sep-08 | - | | 900 | 13,500 | | 13,500 |
| 08-Sep-08 | 7,000 | | 280 | 4,200 | | 11,200 |
| 05-Sep-08 | 200,752 | | 200 | 3,000 | | 203,752 |
| 04-Sep-08 | 15,853 | | 640 | 9,600 | | 25,453 |
| 03-Sep-08 | 9,101 | | 282 | 4,230 | | 13,331 |
| 02-Sep-08 | 12,500 | | 225 | 3,375 | | 15,875 |
| 01-Sep-08 | 20,000 | | | - | | 20,000 |
| 29-Aug-08 | 40,375 | | 0 | - | | 40,375 |
| 28-Aug-08 | 3,900 | | 640 | 9,600 | | 13,500 |
| 27-Aug-08 | 599,806 | | 100 | 1,500 | | 601,306 |
| 26-Aug-08 | 40,334 | | 2200 | 33,000 | | 73,334 |
| 25-Aug-08 | 57,166 | | 600 | 9,000 | | 66,166 |
| 22-Aug-08 | 325,603 | | 400 | 6,000 | | 331,603 |
| 21-Aug-08 | 46,859 | | 500 | 7,500 | | 54,359 |
| 20-Aug-08 | 142,171 | | 0 | - | | 142,171 |
| 19-Aug-08 | 112,187 | | 0 | - | | 112,187 |
| 18-Aug-08 | 10,000 | | 0 | - | | 10,000 |
| 15-Aug-08 | 38,959 | | 0 | - | | 38,959 |
| 14-Aug-08 | 4,968 | | 1800 | 27,000 | | 31,968 |
| 13-Aug-08 | 23,399 | | 150 | 2,250 | | 25,649 |
| 12-Aug-08 | 5,300 | | 553 | 8,295 | | 13,595 |
| 11-Aug-08 | 22,500 | | 0 | - | | 22,500 |
| 08-Aug-08 | 69,025 | | 0 | - | | 69,025 |
| 07-Aug-08 | 20,995 | | 522 | 7,830 | | 28,825 |
| 06-Aug-08 | 11,500 | | 0 | - | | 11,500 |
| 05-Aug-08 | 84,149 | | 1650 | 24,750 | | 108,899 |
| 04-Aug-08 | 31,462 | | 0 | - | | 31,462 |
| 01-Aug-08 | 7,500 | | 200 | 3,000 | | 10,500 |
| 31-Jul-08 | 45,200 | | 0 | - | | 45,200 |
| 30-Jul-08 | 14,000 | | 115 | 1,725 | | 15,725 |
| 29-Jul-08 | 58,332 | | 0 | - | | 58,332 |
| 28-Jul-08 | 17,000 | | 1190 | 17,850 | | 34,850 |
| 25-Jul-08 | 26,792 | | 1550 | 23,250 | | 50,042 |
| 24-Jul-08 | 24,560 | | 1100 | 16,500 | | 41,060 |
| 23-Jul-08 | 27,359 | | 238 | 3,570 | | 30,929 |
| 22-Jul-08 | 80,070 | | 100 | 1,500 | | 81,570 |
| 21-Jul-08 | 116,064 | | 0 | - | | 116,064 |
| 18-Jul-08 | 289,967 | | 0 | - | | 289,967 |
| 17-Jul-08 | 61,841 | | 0 | - | | 61,841 |
| 16-Jul-08 | 47,033 | | 0 | - | | 47,033 |
| 15-Jul-08 | 58,635 | | 0 | - | | 58,635 |
| 14-Jul-08 | 38,239 | | 0 | - | | 38,239 |
| 11-Jul-08 | 72,119 | | 200 | 3,000 | | 75,119 |
| 10-Jul-08 | 42,392 | | 0 | - | | 42,392 |
| 09-Jul-08 | 294,150 | | 300 | 4,500 | | 298,650 |
| 08-Jul-08 | 6,619 | | 3384 | 50,760 | | 57,379 |
| 07-Jul-08 | 45,955 | | 4608 | 69,120 | | 115,075 |
| 04-Jul-08 | 419,571 | | | - | | 419,571 |
| 03-Jul-08 | 52,091 | | 4790 | 71,850 | | 123,941 |
| 02-Jul-08 | 172,603 | | 1554 | 23,310 | | 195,913 |
| 01-Jul-08 | 37,880 | | 1770 | 26,550 | | 64,430 |
| 30-Jun-08 | 11,841 | | | - | | 11,841 |
| 27-Jun-08 | 193,934 | | | - | | 193,934 |
| | ASX shares | | NASDAQ ADS' | ADS' as ASX shares | All shares |
| | | | | | | |
| Annual total | 51,260,655 | | 78,720 | 1,180,800 | | 52,441,455 |
| | | | | | | |
| ADTV | 201,022 | | 312.38 | 4,595 | | 204,052 |
| | | | | | | |
| | | | | | | |
| | | | | | | |
| % of annual total traded on ASX | | 97.75% | | |
| | | | | | | |
| % of annual total traded on NASDAQ | 2.25% | | |
| | | | | | | |
| % of ADTV traded on ASX | | | 98.51% | | |
| | | | | | | |
| % of ADTV traded on NASDAQ | | 2.25% | | |
Item 11. Undertakings
The undersigned issuer hereby undertakes to withdraw this Form 15F if, at any time before the effectiveness of its termination of reporting under Rule 12h-6, it has actual knowledge of information that causes it reasonably to believe that, at the time of filing the Form 15F:
(1) The average daily trading volume of its subject class of securities in the United States exceeded 5 percent of the average daily trading volume of that class of securities on a worldwide basis for the same recent 12-month period that the issuer used for purposes of Rule 12h-6(a)(4)(i);
(2) Its subject class of securities was held of record by 300 or more United States residents or 300 or more persons worldwide, if proceeding under Rule 12h-6(a)(4)(ii) or Rule 12h-6(c); or
(3) It otherwise did not qualify for termination of its Exchange Act reporting obligations under Rule 12h-6.
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, CHEMGENEX PHARMACEUTICALS LIMITED has duly authorized the undersigned person to sign on its behalf this certification on Form 15F. In so doing, CHEMGENEX PHARMACEUTICALS LIMITED certifies that, as represented on this Form, it has complied with all of the conditions set forth in Rule 12h-6 for terminating its registration under section 12(g) of the Exchange Act, or its duty to file reports under section 13(a) or section 15(d) of the Exchange Act, or both.
| | CHEMGENEX PHARMACEUTICALS LIMITED | |
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| By: | /s/ James A. Campbell | |
| | | Name: James A Campbell | |
| | | Title: Chief Financial Officer | |
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