A report may indicate that the Adviser or Subadviser, as the case may be, “did not vote” on a particular proposal. No vote was entered for a proposal where (a) certain restrictions or pre-conditions on voting may, if followed, have adversely affected investment management of the fund’s portfolio holdings, such as “share blocking rules” that prohibit sales during the shareholder solicitation and voting process, (b) potential material conflicts of interest arising from proxy proposals were identified by the Proxy Voting Committee, (c) administrative or operational constraints impeded the ability to cast a timely vote, such as late receipt of proxy voting information, and/or (d) systems or processing errors occurred (including errors by third party vendors).
On or about October 5, 2009, a rebranding initiative took place replacing the word “Partners” in Legg Mason Partners funds with that of the subadviser to each respective fund within the Trust.
On or about December 1, 2009, Legg Mason Partners Capital & Income Portfolio changed its name to Legg Mason ClearBridge Variable Equity Income Portfolio.
On or about April 30, 2010, Legg Mason ClearBridge Variable Fundamental Value Portfolio changed its name to Legg Mason ClearBridge Variable Fundamental All Cap Value Portfolio.
On or about April 30, 2010, Legg Mason ClearBridge Variable Investors Portfolio changed its name to Legg Mason ClearBridge Variable Large Cap Value Portfolio.
The Legg Mason Batterymarch Variable Global Equity Portfolio was liquidated on April 30, 2010.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21128
Reporting Period: 07/01/2009 - 06/30/2010
Legg Mason Partners Variable Equity Trust
=========== LEGG MASON BATTERYMARCH VARIABLE GLOBAL EQUITY PORTFOLIO ===========
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For Withhold Management
1.4 Elect Director W.J. Farrell For Withhold Management
1.5 Elect Director H.L. Fuller For Withhold Management
1.6 Elect Director W.A. Osborn For Withhold Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director R.S. Roberts For For Management
1.9 Elect Director S.C. Scott, III For For Management
1.10 Elect Director W.D. Smithburg For Withhold Management
1.11 Elect Director G.F. Tilton For For Management
1.12 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 4, 2010 Meeting Type: Annual
Record Date: DEC 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect William L. Kimsey as a Director For For Management
1.2 Reelect Robert I. Lipp as a Director For For Management
1.3 Reelect Wulf von Schimmelmann as a For For Management
Director
2 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
3 Approve 2010 Share Incentive Plan For Against Management
4 Approve 2010 Employee Share Purchase For For Management
Plan
5 Change Location of Annual Meeting For For Management
6 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
7 Authorize Board to Determine Price For For Management
Range for the Issuance of Acquired
Treasury Stock
- --------------------------------------------------------------------------------
ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.)
Ticker: ACY Security ID: L00306107
Meeting Date: DEC 17, 2009 Meeting Type: Special
Record Date: OCT 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Did Not Vote Management
2 Elect Dod Fraser as Director For Did Not Vote Management
3 Approve Long Term Incentive Plan For Did Not Vote Management
- --------------------------------------------------------------------------------
ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.)
Ticker: ACY Security ID: L00306107
Meeting Date: FEB 16, 2010 Meeting Type: Special
Record Date: OCT 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Did Not Vote Management
- --------------------------------------------------------------------------------
ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.)
Ticker: ACY Security ID: L00306107
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Directors' and For For Management
Auditors' Reports
2 Accept Financial Statements For For Management
3 Accept Consolidated Financial For For Management
Statements
4 Approve Discharge of Directors For For Management
5 Approve Share Repurchase Program For For Management
6 Reelect Sir Peter Mason as Director For For Management
7 Reelect Tom Ehret as Director For For Management
8 Reelect Jean Cahuzac as Director For For Management
9 Reelect Thorleif Enger as Director For For Management
10 Reelect Dod A. Fraser as Director For For Management
11 Reelect J. Frithjof Skouveroe as For For Management
Director
12 Reelect Trond Westlie as Director For For Management
13 Elect Ron Henderson as Director For For Management
14 Ratify Deloitte SA as Auditors For For Management
15 Approve Dividends For For Management
- --------------------------------------------------------------------------------
AEROPOSTALE, INC
Ticker: ARO Security ID: 007865108
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian R. Geiger For For Management
1.2 Elect Director Bodil Arlander For For Management
1.3 Elect Director Ronald R. Beegle For For Management
1.4 Elect Director John N. Haugh For For Management
1.5 Elect Director Robert B. Chavez For For Management
1.6 Elect Director Mindy C. Meads For For Management
1.7 Elect Director John D. Howard For For Management
1.8 Elect Director David B. Vermylen For For Management
1.9 Elect Director Karin Hirtler-garvey For For Management
1.10 Elect Director Evelyn Dilsaver For For Management
1.11 Elect Director Thomas P. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AES CORPORATION, THE
Ticker: AES Security ID: 00130H105
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel W. Bodman, III For For Management
1.2 Elect Director Paul Hanrahan For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Philip A. Odeen For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve/Amend Executive Incentive Bonus For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II For For Management
1.3 Elect Director Paul S. Amos II For For Management
1.4 Elect Director Michael H. Armacost For For Management
1.5 Elect Director Kriss Cloninger III For For Management
1.6 Elect Director Joe Frank Harris For For Management
1.7 Elect Director Elizabeth J. Hudson For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director E. Stephen Purdom, M.d. For For Management
1.12 Elect Director Barbara K. Rimer, PhD For For Management
1.13 Elect Director Marvin R. Schuster For For Management
1.14 Elect Director David Gary Thompson For For Management
1.15 Elect Director Robert L. Wright For For Management
1.16 Elect Director Takuro Yoshida For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGRIUM INC.
Ticker: AGU Security ID: 008916108
Meeting Date: MAY 12, 2010 Meeting Type: Annual/Special
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph S. Cunningham For For Management
1.2 Elect Director Germaine Gibara For For Management
1.3 Elect Director Russell K. Girling For For Management
1.4 Elect Director Susan A. Henry For For Management
1.5 Elect Director Russell J. Horner For For Management
1.6 Elect Director A. Anne McLellan For For Management
1.7 Elect Director David J. Lesar For For Management
1.8 Elect Director John E. Lowe For For Management
1.9 Elect Director Derek G. Pannell For For Management
1.10 Elect Director Frank W. Proto For For Management
1.11 Elect Director Michael M. Wilson For For Management
1.12 Elect Director Victor J. Zaleschuk For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: AUG 4, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frances D. Cook For For Management
1.2 Elect Director Martin C. Faga For For Management
1.3 Elect Director Ronald R. Fogleman For For Management
1.4 Elect Director Douglas L. Maine For For Management
1.5 Elect Director Roman Martinez, IV For For Management
1.6 Elect Director Daniel J. Murphy For For Management
1.7 Elect Director Mark H. Ronald For For Management
1.8 Elect Director William G. Van Dyke For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ALLSTATE CORPORATION, THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Ronald T. LeMay For For Management
1.6 Elect Director Andrea Redmond For For Management
1.7 Elect Director H. John Riley, Jr. For For Management
1.8 Elect Director Joshua I. Smith For For Management
1.9 Elect Director Judith A. Sprieser For For Management
1.10 Elect Director Mary Alice Taylor For For Management
1.11 Elect Director Thomas J. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws -- Call Special Meetings Against For Shareholder
4 Provide Right to Act by Written Consent Against For Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Report on Pay Disparity Against Against Shareholder
7 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For For Management
2 Elect Director Gerald L. Baliles For For Management
3 Elect Director John T. Casteen III For For Management
4 Elect Director Dinyar S. Devitre For For Management
5 Elect Director Thomas F. Farrell II For For Management
6 Elect Director Robert E. R. Huntley For For Management
7 Elect Director Thomas W. Jones For For Management
8 Elect Director George Munoz For For Management
9 Elect Director Nabil Y. Sakkab For For Management
10 Elect Director Michael E. Szymanczyk For For Management
11 Approve Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
13 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
14 Adopt Human Rights Protocols for Against For Shareholder
Company and Suppliers
- --------------------------------------------------------------------------------
AMERICA MOVIL S.A.B. DE C.V.
Ticker: AMXL Security ID: 02364W105
Meeting Date: APR 7, 2010 Meeting Type: Special
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors for Class L Shares For Against Management
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V.
Ticker: AMXL Security ID: 02364W105
Meeting Date: MAR 17, 2010 Meeting Type: Special
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Carry Out Operations For Against Management
that Represent 20 Percent or More of
the Assets of the Consolidated Group,
in Compliance with Clause 17 of Company
Bylaws and Article 47 of the Mexican
Stock Exchange Law
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
- --------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth I. Chenault For For Management
1.5 Elect Director Peter Chernin For For Management
1.6 Elect Director Jan Leschly For For Management
1.7 Elect Director Richard C. Levin For For Management
1.8 Elect Director Richard A. McGinn For For Management
1.9 Elect Director Edward .D. Miller For For Management
1.10 Elect Director Steven S. Reinemund For For Management
1.11 Elect Director Robert D. Walter For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Provide for Cumulative Voting Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
ANDRITZ AG
Ticker: ANDR Security ID: A11123105
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Auditors For For Management
7 Elect Supervisory Board Members For For Management
8 Amend Articles Re: Compliance with New For For Management
Austrian Legislation (Transposition of
EU Shareholder's Rights Directive)
9 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Sir Philip Hampton as Director For For Management
3 Elect Ray O'Rourke as Director For For Management
4 Elect Sir John Parker as Director For For Management
5 Elect Jack Thompson as Director For For Management
6 Re-elect Cynthia Carroll as Director For For Management
7 Re-elect Nicky Oppenheimer as Director For For Management
8 Reappoint Deloitte LLP as Auditors For For Management
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Approve Remuneration Report For For Management
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Amend Articles of Association For For Management
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
- --------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Jerome B. York For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Prepare Sustainability Report Against Against Shareholder
7 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel W. Duval For For Management
1.2 Elect Director Gail E. Hamilton For For Management
1.3 Elect Director John N. Hanson For For Management
1.4 Elect Director Richard S. Hill For For Management
1.5 Elect Director M.F. (Fran) Keeth For For Management
1.6 Elect Director Roger King For For Management
1.7 Elect Director Michael J. Long For For Management
1.8 Elect Director Stephen C. Patrick For For Management
1.9 Elect Director Barry W. Perry For For Management
1.10 Elect Director John C. Waddell For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ASAHI GLASS CO. LTD.
Ticker: 5201 Security ID: J02394120
Meeting Date: MAR 30, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 8
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
3 Appoint Statutory Auditor For For Management
4 Approve Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm First Interim Dividend; Confirm For For Management
as Final Dividend the Second Interim
Dividend
3 Reappoint KPMG Audit plc as Auditors of For For Management
the Company
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Louis Schweitzer as Director For For Management
5(b) Re-elect David Brennan as Director For For Management
5(c) Re-elect Simon Lowth as Director For For Management
5(d) Re-elect Jean-Philippe Courtois as For For Management
Director
5(e) Re-elect Jane Henney as Director For For Management
5(f) Re-elect Michele Hooper as Director For For Management
5(g) Re-elect Rudy Markham as Director For For Management
5(h) Re-elect Dame Nancy Rothwell as For For Management
Director
5(i) Re-elect John Varley as Director For For Management
5(j) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
12 Adopt New Articles of Association For For Management
13 Approve the Investment Plan For For Management
- --------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against For Shareholder
15 Exclude Pension Credits from Against For Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
AVIVA PLC
Ticker: AV. Security ID: G0683Q109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Andrea Moneta as Director For For Management
4 Elect Patrick Regan as Director For For Management
5 Elect Michael Hawker as Director For For Management
6 Elect Leslie Van de Walle as Director For For Management
7 Re-elect Andrew Moss as Director For For Management
8 Re-elect Colin Sharman as Director For For Management
9 Re-elect Scott Wheway as Director For For Management
10 Reappoint Ernst & Young LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Approve Remuneration Report For For Management
15 Receive and Consider the Corporate For For Management
Responsibility Report
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Adopt New Articles of Association For For Management
20 Authorise Market Purchase For For Management
21 Authorise Market Purchase For For Management
22 Authorise Market Purchase For For Management
- --------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker: BBVA Security ID: E11805103
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports; Approve Allocation of Income
and Distribution of Dividends for
Fiscal Year Ended Dec. 31, 2009;
Approve Discharge of Directors
2.1 Re-elect Francisco Gonzales Rodriguez For For Management
2.2 Ratify and Re-elect Angel Cano For For Management
Fernandez
2.3 Re-elect Ramon Bustamente y de la Mora For For Management
2.4 Re-elect Ignacio Ferrero Jordi For For Management
3 Authorize Share Repurchase and For For Management
Subsequent Capital Reduction via
Amortization of Shares
4 Approve Share Incentive Scheme Plan for For For Management
Management Team, Executive Directors
and Executive Committee
5 Re-elect Auditors for Company and For For Management
Consolidated Group for Fiscal Year
2010
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Against Against Shareholder
Employees
19 TARP Related Compensation Against For Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against For Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Against For Shareholder
Restatements
- --------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mary G. F. Bitterman For For Management
1.3 Elect Director Mark A. Burak For For Management
1.4 Elect Director Michael J. Chun For For Management
1.5 Elect Director Clinton R. Churchill For For Management
1.6 Elect Director David A. Heenan For For Management
1.7 Elect Director Peter S. Ho For For Management
1.8 Elect Director Robert Huret For For Management
1.9 Elect Director Allan R. Landon For For Management
1.10 Elect Director Kent T. Lucien For For Management
1.11 Elect Director Martin A. Stein For For Management
1.12 Elect Director Donald M. Takaki For For Management
1.13 Elect Director Barbara J. Tanabe For For Management
1.14 Elect Director Robert W. Wo., Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF MONTREAL
Ticker: BMO Security ID: 063671101
Meeting Date: MAR 23, 2010 Meeting Type: Annual
Record Date: FEB 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Astley as Director For For Management
1.2 Elect David R. Beatty as Director For For Management
1.3 Elect Robert Chevrier as Director For For Management
1.4 Elect George A. Cope as Director For For Management
1.5 Elect William A. Downe as Director For For Management
1.6 Elect Ronald H. Farmer as Director For For Management
1.7 Elect David A. Galloway as Director For For Management
1.8 Elect Harold N. Kvisle as Director For For Management
1.9 Elect Bruce H. Mitchell as Director For For Management
1.10 Elect Philip S. Orsino as Director For For Management
1.11 Elect Martha C. Piper as Director For For Management
1.12 Elect J. Robert S. Prichard as Director For For Management
1.13 Elect Jeremy H. Reitman as Director For For Management
1.14 Elect Guylaine Saucier as Director For For Management
1.15 Elect Nancy C. Southern as Director For For Management
1.16 Elect Don M. Wilson III as Director For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend and Restate By-laws For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
5 Submit to Shareholder Vote More Against Against Shareholder
Nominees Than There are Vacancies on
the Board of Directors
6 Disclose Equity Ratio Between Total Against Against Shareholder
Compensation of the CEO, Five NEOs and
Average Total Employee Compensation
- --------------------------------------------------------------------------------
BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 8, 2010 Meeting Type: Annual
Record Date: FEB 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Brenneman For For Management
1.2 Elect Director C.J. Chen For For Management
1.3 Elect Director David A. Dodge For For Management
1.4 Elect Director N. Ashleigh Everett For For Management
1.5 Elect Director John C. Kerr For For Management
1.6 Elect Director Michael J.L. Kirby For For Management
1.7 Elect Director John T. Mayberry For For Management
1.8 Elect Director Thomas C. O'Neill For For Management
1.9 Elect Director Alexis E. Rovzar de la For For Management
Torre
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director Allan C. Shaw For For Management
1.12 Elect Director Paul D. Sobey For For Management
1.13 Elect Director Barbara S. Thomas For For Management
1.14 Elect Director Richard E. Waugh For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Submit to Shareholder Vote More Against Against Shareholder
Nominees Than There are Vacancies on
the Board of Directors
5 Disclose Equity Ratio Between Total Against Against Shareholder
Compensation of the CEO, Five NEOs and
Average Total Employee Compensation
- --------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: NU.P Security ID: G08036124
Meeting Date: AUG 6, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal by Barclays plc of the For For Management
Barclays Global Investors Business and
Ancillary Arrangements
- --------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: APR 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Reuben Jeffery III as Director For For Management
4 Re-elect Marcus Agius as Director For For Management
5 Re-elect David Booth as Director For For Management
6 Re-elect Sir Richard Broadbent as For For Management
Director
7 Re-elect Sir Michael Rake as Director For For Management
8 Re-elect Sir Andrew Likierman as For For Management
Director
9 Re-elect Chris Lucas as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP For For Management
Auditors
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise EU Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase For For Management
16 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
17 Adopt New Articles of Association For For Management
18 Approve SAYE Share Option Scheme For For Management
- --------------------------------------------------------------------------------
BASF SE (FORMERLY BASF AG)
Ticker: BAS Security ID: D06216101
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
4 Approve Discharge of Management Board For For Management
for Fiscal 2009
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2010
6 Approve Conversion of Bearer Shares For For Management
into Registered Shares
7 Amend Articles Re: Electronic For For Management
Distribution of Company Communications
8 Approve Remuneration System for For For Management
Management Board Members
9a Amend Articles Re: Calculation of For For Management
Deadlines for General Meeting
9b Amend Articles Re: Proxy Voting at For For Management
General Meeting
9c Amend Articles Re: Video and Audio For For Management
Transmission of General Meeting
- --------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: OCT 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Carlos Cordeiro as Director For For Management
3 Re-elect David Crawford as Director For For Management
4 Re-elect Gail de Planque as Director For For Management
5 Re-elect Marius Kloppers as Director For For Management
6 Re-elect Don Argus as Director For For Management
7 Elect Wayne Murdy as Director For For Management
8 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 277,983,328
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 55,778,030
11 Authorise 223,112,120 Ordinary Shares For For Management
for Market Purchase
12i Approve Cancellation of Shares in BHP For For Management
Billiton plc held by BHP Billiton Ltd
on 30 April 2010
12ii Approve Cancellation of Shares in BHP For For Management
Billiton plc held by BHP Billiton Ltd
on 17 June 2010
12iii Approve Cancellation of Shares in BHP For For Management
Billiton plc held by BHP Billiton Ltd
on 15 September 2010
12iv Approve Cancellation of Shares in BHP For For Management
Billiton plc held by BHP Billiton Ltd
on 11 November 2010
13 Approve Remuneration Report For For Management
14 Approve the Grant of Deferred Shares For For Management
and Options under the BHP Billiton Ltd
Group Incentive Scheme and the Grant of
Performance Shares under the BHP
Billiton Ltd Long Term Incentive Plan
to Marius Kloppers
- --------------------------------------------------------------------------------
BLUESCOPE STEEL LTD.
Ticker: BSL Security ID: Q1415L102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: NOV 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended June 30, 2009
2 Approve the Remuneration Report for the For For Management
Financial Year Ended June 30, 2009
3(a) Elect Kevin McCann as a Director For For Management
3(b) Elect Daniel Grollo as a Director For For Management
3(c) Elect Kenneth Dean as a Director For For Management
4 Approve the Issuance of Performance For For Management
Rights to Paul O'Malley, Managing
Director and CEO, Pursuant to the Long
Term Incentive Plan
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: JUL 28, 2009 Meeting Type: Annual
Record Date: JUN 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Beauchamp For For Management
1.2 Elect Director B. Garland Cupp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director Gary L. Bloom For Withhold Management
1.5 Elect Director Meldon K. Gafner For Withhold Management
1.6 Elect Director P. Thomas Jenkins For Withhold Management
1.7 Elect Director Louis J. Lavigne, Jr. For For Management
1.8 Elect Director Kathleen A. O'Neil For For Management
1.9 Elect Director Tom C. Tinsley For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Common Share
and EUR 0.32 per Preference Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify KPMG AG as Auditors for Fiscal For Against Management
2010
6 Elect Henning Kagermann to the For Against Management
Supervisory Board
7 Amend Articles Re: Registration for, For For Management
Electronic Voting and Voting Right
Representation at General Meeting due
to New German Legislation (Law on
Transposition of EU Shareholder's Right
Directive)
8 Approve Remuneration System for For For Management
Management Board Members
9a Approve Affiliation Agreement with For For Management
Bavaria Wirtschaftsagentur GmbH
9b Approve Affiliation Agreement with BMW For For Management
Anlagen Verwaltungs GmbH
9c Approve Affiliation Agreement with BMW For For Management
Bank GmbH
9d Approve Affiliation Agreement with BMW For For Management
Fahrzeugtechnik GmbH
9e Approve Affiliation Agreement with BMW For For Management
Forschung und Technik GmbH
9f Approve Affiliation Agreement with BMW For For Management
INTEC Beteiligungs GmbH
9g Approve Affiliation Agreement with BMW For For Management
Leasing GmbH
9h Approve Affiliation Agreement with BMW For For Management
M GmbH
9i Approve Affiliation Agreement with BMW For For Management
Verwaltungs GmbH
- --------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Paul Anderson as Director For For Management
4 Re-elect Antony Burgmans as Director For For Management
5 Re-elect Cynthia Carroll as Director For For Management
6 Re-elect Sir William Castell as For For Management
Director
7 Re-elect Iain Conn as Director For For Management
8 Re-elect George David as Director For For Management
9 Elect Ian Davis as Director For For Management
10 Re-elect Robert Dudley as Director For For Management
11 Re-elect Douglas Flint as Director For For Management
12 Re-elect Dr Byron Grote as Director For For Management
13 Re-elect Dr Tony Hayward as Director For For Management
14 Re-elect Andy Inglis as Director For For Management
15 Re-elect Dr DeAnne Julius as Director For For Management
16 Elect Carl-Henric Svanberg as Director For For Management
17 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise Their Remuneration
18 Adopt New Articles of Association For For Management
19 Authorise Market Purchase For For Management
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
23 Approve Executive Directors' Incentive For For Management
Plan
24 Approve Scrip Dividend For For Management
25 Approve that the Audit Committee or a Against Against Shareholder
Risk Committee of the Board Commissions
and Reviews a Report Setting Out the
Assumptions Made by the Company in
Deciding to Proceed with the Sunrise
Project
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lamberto Andreotti For For Management
2 Elect Director Lewis B. Campbell For For Management
3 Elect Director James M. Cornelius For For Management
4 Elect Director Louis J. Freeh For For Management
5 Elect Director Laurie H. Glimcher, M.D For For Management
6 Elect Director Michael Grobstein For For Management
7 Elect Director Leif Johansson For For Management
8 Elect Director Alan J. Lacy For For Management
9 Elect Director Vicki L. Sato, Ph.D. For For Management
10 Elect Director Togo D. West, Jr. For For Management
11 Elect Director R. Sanders Williams, For For Management
M.D.
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Reduce Supermajority Vote Requirements For For Management
Applicable to Common Stock
15 Reduce Supermajority Vote Requirement For For Management
Applicable to Preferred Stock
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report and Set Goals Related to Animal Against Against Shareholder
Use and Testing
- --------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: SEP 14, 2009 Meeting Type: Annual
Record Date: JUL 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Raymond J. Bromark For For Management
2 Elect Director Gary J. Fernandes For For Management
3 Elect Director Kay Koplovitz For For Management
4 Elect Director Christopher B. Lofgren For For Management
5 Elect Director William E. McCracken For For Management
6 Elect Director John A. Swainson For For Management
7 Elect Director Laura S. Unger For For Management
8 Elect Director Arthur F. Weinbach For For Management
9 Elect Director Renato (Ron) Zambonini For For Management
10 Ratify Auditors For For Management
11 Amend Executive Bonus Program Against For Shareholder
- --------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David N. Weidman For For Management
2 Elect Director Mark C. Rohr For For Management
3 Elect Director Farah M. Walters For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.H. Armacost For For Management
2 Elect Director L.F. Deily For For Management
3 Elect Director R.E. Denham For For Management
4 Elect Director R.J. Eaton For For Management
5 Elect Director C. Hagel For For Management
6 Elect Director E. Hernandez For For Management
7 Elect Director F.G. Jenifer For For Management
8 Elect Director G.L. Kirkland For For Management
9 Elect Director S. Nunn For For Management
10 Elect Director D.B. Rice For For Management
11 Elect Director K.W. Sharer For For Management
12 Elect Director C.R. Shoemate For For Management
13 Elect Director J.G. Stumpf For For Management
14 Elect Director R.D. Sugar For For Management
15 Elect Director C. Ware For For Management
16 Elect Director J.S. Watson For For Management
17 Ratify Auditors For For Management
18 Provide Right to Call Special Meeting For For Management
19 Request Director Nominee with Against For Shareholder
Environmental Qualifications
20 Stock Retention/Holding Period Against For Shareholder
21 Disclose Payments To Host Governments Against Against Shareholder
22 Adopt Guidelines for Country Selection Against For Shareholder
23 Report on Financial Risks From Climate Against Against Shareholder
Change
24 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For Withhold Management
1.3 Elect Director Gary Loveman For Withhold Management
1.4 Elect Director Ivan Menezes For Withhold Management
1.5 Elect Director Irene Miller For Withhold Management
1.6 Elect Director Michael Murphy For Withhold Management
1.7 Elect Director Jide Zeitlin For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Report on Ending Use of Animal Fur in Against Against Shareholder
Products
- --------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC.
Ticker: CCE Security ID: 191219104
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Phillip Humann For For Management
1.2 Elect Director Suzanne B. Labarge For For Management
1.3 Elect Director Veronique Morali For Withhold Management
1.4 Elect Director Phoebe A. Wood For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph J. Collins For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Gerald L. Hassell For For Management
1.9 Elect Director Jeffrey A. Honickman For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Judith Rodin For For Management
1.13 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Adopt Policy on Succession Planning Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA
Ticker: CBA Security ID: Q26915100
Meeting Date: NOV 11, 2009 Meeting Type: Annual
Record Date: NOV 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended June 30, 2009
2(a) Elect S Carolyn Kay as a Director For For Management
2(b) Elect Fergus D Ryan as a Director For For Management
2(c) Elect David J Turner as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Financial Year Ended June 30, 2009
4 Approve the Grant of Reward Shares to a For For Management
Maximum Value of A$4.49 Million to R J
Norris, CEO, Under the Group Leadership
Reward Plan of Commonwealth Bank of
Australia
- --------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 3, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For For Management
1.2 Elect Director David J. Barram For For Management
1.3 Elect Director Stephen L. Baum For For Management
1.4 Elect Director Rodney F. Chase For For Management
1.5 Elect Director Judith R. Haberkorn For For Management
1.6 Elect Director Michael W. Laphen For For Management
1.7 Elect Director F. Warren McFarlan For For Management
1.8 Elect Director Chong Sup Park For For Management
1.9 Elect Director Thomas H. Patrick For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Armitage For For Management
1.2 Elect Director Richard H. Auchinleck For For Management
1.3 Elect Director James E. Copeland, Jr. For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Ruth R. Harkin For For Management
1.6 Elect Director Harold W. Mcgraw III For For Management
1.7 Elect Director James J. Mulva For For Management
1.8 Elect Director Robert A. Niblock For For Management
1.9 Elect Director Harald J. Norvik For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director Bobby S. Shackouls For For Management
1.12 Elect Director Victoria J. Tschinkel For For Management
1.13 Elect Director Kathryn C. Turner For For Management
1.14 Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Report on Board Risk Management Against Against Shareholder
Oversight
4 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
5 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
6 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Adopt Goals to Reduce Emission of TRI Against Against Shareholder
Chemicals
9 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
10 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report For Against Management
1.3 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2 per Share
4 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
5.1.1 Reelect Noreen Doyle as Director For For Management
5.1.2 Reelect Aziz Syriani as Director For Against Management
5.1.3 Reelect David Syz as Director For For Management
5.1.4 Reelect Peter Weibel as Director For For Management
5.1.5 Elect Jassim Al Thani as Director For For Management
5.1.6 Elect Robert Benmosche as Director For For Management
5.2 Ratify KPMG AG as Auditors For For Management
5.3 Ratify BDO Visura as Special Auditors For For Management
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Kristen Gibney Williams For For Management
5 Elect Director Marian L. Heard For For Management
6 Elect Director William H. Joyce For For Management
7 Elect Director Jean-Pierre Millon For For Management
8 Elect Director Terrence Murray For For Management
9 Elect Director C.A. Lance Piccolo For For Management
10 Elect Director Sheli Z. Rosenberg For For Management
11 Elect Director Thomas M. Ryan For For Management
12 Elect Director Richard J. Swift For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Report on Political Contributions Against For Shareholder
17 Adopt Global Warming Principles Against Against Shareholder
- --------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370104
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom C. Davis For For Management
1.2 Elect Director Gregg L. Engles For For Management
1.3 Elect Director Jim L. Turner For For Management
2 Ratify Auditors For For Management
3 Adopt Anti Gross-up Policy Against For Shareholder
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 17, 2009 Meeting Type: Annual
Record Date: MAY 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Michael S. Dell For For Management
1.4 Elect Director William H. Gray, III For Withhold Management
1.5 Elect Director Sallie L. Krawcheck For For Management
1.6 Elect Director Judy C. Lewent For For Management
1.7 Elect Director Thomas W. Luce, III For For Management
1.8 Elect Director Klaus S. Luft For For Management
1.9 Elect Director Alex J. Mandl For For Management
1.10 Elect Director Sam Nunn For Withhold Management
2 Ratify Auditors For For Management
3 Reimburse Proxy Contest Expenses Against For Shareholder
4 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
DIGITAL REALTY TRUST INC.
Ticker: DLR Security ID: 253868103
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Magnuson For For Management
1.2 Elect Director Michael F. Foust For For Management
1.3 Elect Director Laurence A. Chapman For For Management
1.4 Elect Director Kathleen Earley For For Management
1.5 Elect Director Ruann F. Ernst, Ph.D. For For Management
1.6 Elect Director Dennis E. Singleton For For Management
1.7 Elect Director Robert H. Zerbst For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary E. Anderson For For Management
2 Elect Director Renee J. Hornbaker For For Management
3 Elect Director Thomas H. McLain For For Management
4 Ratify Auditors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL S.A
Ticker: EDP Security ID: X67925119
Meeting Date: APR 16, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal 2009
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Approve Discharge of Management and For Did Not Vote Management
Supervisory Board
4 Authorize Repurchase and Reissuance of For Did Not Vote Management
Shares
5 Authorize Repurchase and Reissuance of For Did Not Vote Management
Debt Instruments
6 Approve Remuneration Report Issued by For Did Not Vote Management
Remuneration Committee for the
Executive Directors
7 Approve Remuneration Report Issued by For Did Not Vote Management
Remuneration Committee for the
Corporate Bodies
8 Elect Supervisory Board Member None Did Not Vote Shareholder
- --------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. Alvarez For For Management
2 Elect Director W. Bischoff For For Management
3 Elect Director R.D. Hoover For Against Management
4 Elect Director F.G. Prendergast For For Management
5 Elect Director K.P. Seifert For For Management
6 Ratify Auditors For For Management
7 Declassify the Board of Directors For For Management
8 Reduce Supermajority Vote Requirement For For Management
9 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
10 Prohibit CEOs from Serving on Against Against Shareholder
Compensation Committee
11 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
12 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: NOV 25, 2009 Meeting Type: Special
Record Date: OCT 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization/Restructuring For For Management
Plan to Create Two Companies
2 Approve Employee Stock Option Plan for For For Management
Cenovus Energy Inc.
3 Approve Shareholder Rights Plan for For For Management
Cenovus Energy Inc.
- --------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: APR 29, 2010 Meeting Type: Annual/Special
Record Date: APR 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income For Did Not Vote Management
3 Approve Auditors and Authorize Board to For Did Not Vote Management
Fix Their Remuneration
1 Amend Company Bylaws For Did Not Vote Management
- --------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John W. Alexander For For Management
1.2 Elect Trustee Charles L. Atwood For For Management
1.3 Elect Trustee Linda Walker Bynoe For For Management
1.4 Elect Trustee Boone A. Knox For For Management
1.5 Elect Trustee John E. Neal For For Management
1.6 Elect Trustee David J. Neithercut For For Management
1.7 Elect Trustee Mark S. Shapiro For For Management
1.8 Elect Trustee Gerald A. Spector For For Management
1.9 Elect Trustee B. Joseph White For For Management
1.10 Elect Trustee Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Trustees
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Against Shareholder
8 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals from Against For Shareholder
Products and Operations
13 Report on Risks of Alternative Against Against Shareholder
Long-term Fossil Fuel Demand Estimates
- --------------------------------------------------------------------------------
FAST RETAILING
Ticker: 9983 Security ID: J1346E100
Meeting Date: NOV 26, 2009 Meeting Type: Annual
Record Date: AUG 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
- --------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD.
Ticker: FM Security ID: 335934105
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Philip K.R. Pascall as Director For For Management
1.2 Elect G. Clive Newall as Director For For Management
1.3 Elect Martin Rowley as Director For For Management
1.4 Elect Rupert Pennant-Rea as Director For For Management
1.5 Elect Andrew Adams as Director For For Management
1.6 Elect Michael Martineau as Director For For Management
1.7 Elect Peter St. George as Director For For Management
1.8 Elect Paul Brunner as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director J. Brian Ferguson For For Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For For Management
1.8 Elect Director Oliver D. Kingsley, Jr. For For Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director William H. Swanson For For Management
1.11 Elect Director Michael H. Thaman For For Management
1.12 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
- --------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Bacon For For Management
1.2 Elect Director James W. Crownover For For Management
1.3 Elect Director Dennis J. Shaughnessy For For Management
1.4 Elect Director George P. Stamas For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FUJITSU LTD.
Ticker: 6702 Security ID: J15708159
Meeting Date: JUN 21, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michiyoshi Mazuka For For Management
1.2 Elect Director Hiroshi Oura For For Management
1.3 Elect Director Haruo Ito For For Management
1.4 Elect Director Masami Yamamoto For For Management
1.5 Elect Director Kazuo Ishida For For Management
1.6 Elect Director Masami Fujita For For Management
1.7 Elect Director Kazuhiko Kato For For Management
1.8 Elect Director Masahiro Koezuka For For Management
1.9 Elect Director Yoko Ishikura For For Management
1.10 Elect Director Ryosei Kokubun For For Management
2 Approve Annual Bonus Payment to For Against Management
Directors and Statutory Auditors
- --------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dubow For For Management
1.2 Elect Director Howard D. Elias For For Management
1.3 Elect Director Arthur H. Harper For For Management
1.4 Elect Director John Jeffry Louis For For Management
1.5 Elect Director Marjorie Magner For For Management
1.6 Elect Director Scott K. McCune For For Management
1.7 Elect Director Duncan M. McFarland For For Management
1.8 Elect Director Donna E. Shalala For For Management
1.9 Elect Director Neal Shapiro For For Management
1.10 Elect Director Karen Hastie Williams For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adopt Anti Gross-up Policy Against For Shareholder
- --------------------------------------------------------------------------------
GAP, INC., THE
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian D.P. Bellamy For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Robert J. Fisher For For Management
1.4 Elect Director William S. Fisher For For Management
1.5 Elect Director Bob L. Martin For For Management
1.6 Elect Director Jorge P. Montoya For For Management
1.7 Elect Director Glenn K. Murphy For For Management
1.8 Elect Director James M. Schneider For For Management
1.9 Elect Director Mayo A. Shattuck III For For Management
1.10 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
GDF SUEZ
Ticker: GSZ Security ID: F42768105
Meeting Date: MAY 3, 2010 Meeting Type: Annual/Special
Record Date: APR 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.47 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 250 Million
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 250 Million
8 Approve Issuance of Shares up to 20 For For Management
Percent of Issued Capital Per Year for
a Private Placement, up to Aggregate
Nominal Amount of EUR 250 Million
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 6, 7 and 8
10 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
11 Approve Employee Stock Purchase Plan For For Management
12 Approve Employee Stock Purchase Plan For For Management
for International Employees
13 Set Global Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 6 to 12 at EUR 310 Million
14 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Stock Option Plan
17 Authorize up to 0.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
18 Authorize Filing of Required For For Management
Documents/Other Formalities
A Approve Dividends of EUR 0.80 per Share Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas D. Chabraja For For Management
2 Elect Director James S. Crown For For Management
3 Elect Director William P. Fricks For For Management
4 Elect Director Jay L. Johnson For For Management
5 Elect Director George A. Joulwan For For Management
6 Elect Director Paul G. Kaminski For For Management
7 Elect Director John M. Keane For For Management
8 Elect Director Lester L. Lyles For For Management
9 Elect Director William A. Osborn For For Management
10 Elect Director Robert Walmsley For For Management
11 Ratify Auditors For For Management
12 Report on Space-based Weapons Program Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against For Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Gary D. Cohn For For Management
1.4 Elect Director Claes Dahlback For For Management
1.5 Elect Director Stephen Friedman For For Management
1.6 Elect Director William W. George For For Management
1.7 Elect Director James A. Johnson For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Lakshmi N. Mittal For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director H. Lee Scott, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Call Special Meeting For For Management
6 Provide for Cumulative Voting Against For Shareholder
7 Report on Collateral in Derivatives Against For Shareholder
Trading
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Political Contributions Against For Shareholder
10 Report on Global Warming Science Against Against Shareholder
11 Report on Pay Disparity Against Against Shareholder
12 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Prepare Sustainability Report Against For Shareholder
5 Adopt Principles for Online Advertising Against Against Shareholder
6 Amend Human Rights Policies Regarding Against Against Shareholder
Chinese Operations
- --------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 24, 2009 Meeting Type: Annual
Record Date: AUG 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director Thomas M. Bloch For For Management
1.3 Elect Director Richard C. Breeden For For Management
1.4 Elect Director Robert A. Gerard For For Management
1.5 Elect Director Len J. Lauer For For Management
1.6 Elect Director David B. Lewis For For Management
1.7 Elect Director Tom D. Seip For For Management
1.8 Elect Director L. Edward Shaw, Jr. For For Management
1.9 Elect Director Russell P. Smyth For For Management
1.10 Elect Director Christianna Wood For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For For Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For For Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Provide Right to Call Special Meeting For For Management
- --------------------------------------------------------------------------------
H. LUNDBECK A/S
Ticker: LUN Security ID: K4406L129
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2.1 Approve Financial Statements and For For Management
Statutory Reports
2.2 Approve Discharge of Management and For For Management
Board
3 Approve Allocation of Income and For For Management
Dividends of DKK 3.07 per Share
4.1 Reelect Per Wold-Olsen as Director For For Management
4.2 Reelect Thorleif Krarup as Director For For Management
4.3 Reelect Peter Kurstein as Director For For Management
4.4 Reelect Mats Pettersson as Director For For Management
4.5 Reelect Jes Ostergaard as Director For For Management
4.6 Reelect Egil Bodd as Director For For Management
5 Ratify Deloitte as Auditor For For Management
6.1.1 Amend Articles Re: Editorial Amendments For For Management
6.1.2 Amend Articles Regarding Company's For For Management
Objects
6.1.3 Amend Articles Re: Convocation of For For Management
General Meeting; Right to Submit
Shareholder Proposals; Right to Call
EGM; Attendance at Meeting; Proxy
Representation; Other Amendments
6.1.4 Amend Articles Re: Publication of For For Management
Material Pertaining to General Meeting;
Postal Voting; Publication of Minutes
of General Meeting
6.1.5 Amend Articles Regarding Agenda of For Against Management
Annual General Meeting
6.2.1 Require Supervisory Board Not to Let H. None Against Shareholder
Lundbeck A/S or Its Subsidiaries to
Support Elections in Other Companies if
Such Candidates Have Been Prosecuted
for Misleading Shareholders
6.2.2 Require Supervisory Board to Attempt to None Against Shareholder
Reverse the Decision Described Under
Previous Item Within 14 Days from
Receipt of Information
6.3 Authorize Repurchase of 10 Percent of For Against Management
Issued Share Capital
6.4 Authorize Chairman of Meeting to Make For For Management
Editorial Changes to Adopted
Resolutions in Connection with
Registration
7 Other Business None None Management
- --------------------------------------------------------------------------------
HEINEKEN HOLDING NV
Ticker: HEIO Security ID: N39338194
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Statutory Reports
3 Receive Announcements on Allocation of None None Management
Income
4 Approve Discharge to Board of Directors For For Management
5 Approve Acquisition of Beer Operations For For Management
of FEMSA via an All Share Transaction
6a Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
6b Grant Board Authority to Issue For For Management
43,018,320 Shares To FEMSA
6c Grant Board Authority to Issue Shares For For Management
Up To Ten Percent of Issued Capital
6d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Items 6b and
6c
7 Discussion on Company's Corporate None None Management
Governance Structure
8 Elect J.A. Fernandez Carbajal to Board For For Management
of Directors
- --------------------------------------------------------------------------------
HERBALIFE LTD.
Ticker: HLF Security ID: G4412G101
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Leroy T. Barnes, Jr. as Director For For Management
1.2 Elect Richard P. Bermingham as Director For For Management
1.3 Elect Jeffrey T. Dunn as Director For For Management
2 Amend 2005 Stock Incentive Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
- --------------------------------------------------------------------------------
HEWITT ASSOCIATES, INC.
Ticker: HEW Security ID: 42822Q100
Meeting Date: JAN 27, 2010 Meeting Type: Annual
Record Date: DEC 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judson C. Green For For Management
1.2 Elect Director Michael E. Greenlees For For Management
1.3 Elect Director Steven P. Stanbrook For For Management
1.4 Elect Director Stacey J. Mobley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2010 Meeting Type: Annual
Record Date: JAN 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director Sari M. Baldauf For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director John H. Hammergren For For Management
1.6 Elect Director Mark V. Hurd For For Management
1.7 Elect Director Joel Z. Hyatt For For Management
1.8 Elect Director John R. Joyce For For Management
1.9 Elect Director Robert L. Ryan For For Management
1.10 Elect Director Lucille S. Salhany For For Management
1.11 Elect Director G. Kennedy Thompson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Company Request on Advisory Vote on For For Management
Executive Compensation
- --------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: J20454112
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tadamichi Sakiyama For For Management
1.2 Elect Director Yoshie Ohta For For Management
1.3 Elect Director Mitsuo Ohhashi For For Management
1.4 Elect Director Akihiko Nomiyama For Against Management
1.5 Elect Director Kenji Miyahara For For Management
1.6 Elect Director Tooru Motobayashi For Against Management
1.7 Elect Director Isao Ono For For Management
1.8 Elect Director Takashi Kawamura For For Management
1.9 Elect Director Masaharu Sumikawa For For Management
1.10 Elect Director Hiroaki Nakanishi For For Management
1.11 Elect Director Michiharu Nakamura For For Management
1.12 Elect Director Takashi Miyoshi For For Management
- --------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST
Ticker: HPT Security ID: 44106M102
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Trustee William A. Lamkin For Against Management
2 Adopt Majority Voting for Uncontested For Against Management
Election of Trustees
3 Amend the Declaration of Trust For Against Management
4 Ratify Auditors For For Management
5 Declassify the Board of Trustees Against For Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
INDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL SERVICES INC
Ticker: IAG Security ID: 455871103
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne Belec For For Management
1.2 Elect Director Pierre Brodeur For For Management
1.3 Elect Director Yvon Charest For For Management
1.4 Elect Director Michel Gervais For For Management
1.5 Elect Director Lise Lachapelle For For Management
1.6 Elect Director John LeBoutillier For For Management
1.7 Elect Director Francis P. McGuire For For Management
1.8 Elect Director Mary C. Ritchie For For Management
1.9 Elect Director Guy Savard For For Management
2 Ratify Samson Belair/Deloitte & Touche For For Management
LLP as Auditors
3 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: IFX Security ID: D35415104
Meeting Date: FEB 11, 2010 Meeting Type: Annual
Record Date: JAN 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008/2009
(Non-Voting)
2 Discussion of Remuneration System for None None Management
Management Board Members (Non-Voting)
3.1 Approve Discharge of Management Board For For Management
Member Peter Bauer for Fiscal 2008/2009
3.2 Approve Discharge of Management Board For For Management
Member Hermann Eul for Fiscal 2008/2009
3.3 Approve Discharge of Management Board For For Management
Member Reinhard Ploss for Fiscal
2008/2009
3.4 Approve Discharge of Management Board For For Management
Member Marco Schroeter for Fiscal
2008/2009
4.1 Approve Discharge of Supervisory Board For For Management
Member Max Dietrich Kley for Fiscal
2008/2009
4.2 Approve Discharge of Supervisory Board For For Management
Member Wigand Cramer for Fiscal
2008/2009
4.3 Approve Discharge of Supervisory Board For For Management
Member Alfred Eibl for Fiscal 2008/2009
4.4 Approve Discharge of Former Supervisory For For Management
Board Member Johannes Feldmayer for
Fiscal 2008/2009
4.5 Approve Discharge of Supervisory Board For For Management
Member Peter Gruber for Fiscal
2008/2009
4.6 Approve Discharge of Former Supervisory For For Management
Board Member Jakob Hauser for Fiscal
2008/2009
4.7 Approve Discharge of Supervisory Board For For Management
Member Gerhard Hobbach for Fiscal
2008/2009
4.8 Approve Discharge of Supervisory Board For For Management
Member Renate Koecher for Fiscal
2008/2009
4.9 Approve Discharge of Supervisory Board For For Management
Member Siegfried Luther for Fiscal
2008/2009
4.10 Approve Discharge of Former Supervisory For For Management
Board Member Franz Neppl for Fiscal
2008/2009
4.11 Approve Discharge of Supervisory Board For For Management
Member Manfred Puffer for Fiscal
2008/2009
4.12 Approve Discharge of Former Supervisory For For Management
Board Member Michael Ruth for Fiscal
2008/2009
4.13 Approve Discharge of Supervisory Board For For Management
Member Gerd Schmidt for Fiscal
2008/2009
4.14 Approve Discharge of Supervisory Board For For Management
Member Doris Schmitt-Landsiedel for
Fiscal 2008/2009
4.15 Approve Discharge of Supervisory Board For For Management
Member Horst Schuler for Fiscal
2008/2009
4.16 Approve Discharge of Supervisory Board For For Management
Member Kerstin Schulzendorf for Fiscal
2008/2009
4.17 Approve Discharge of Supervisory Board For For Management
Member Eckart Suenner for Fiscal
2008/2009
4.18 Approve Discharge of Supervisory Board For For Management
Member Alexander Trueby for Fiscal
2008/2009
4.19 Approve Discharge of Supervisory Board For For Management
Member Arnaud de Weert for Fiscal
2008/2009
4.20 Approve Discharge of Former Supervisory For For Management
Board Member Martin Winterkorn for
Fiscal 2008/2009
4.21 Approve Discharge of Supervisory Board For For Management
Member Klaus Wucherer for Fiscal
2008/2009
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2009
6 Authorize Share Repurchase Program and For Against Management
Reissuance or Cancellation of
Repurchased Shares
7.1 Elect Hans-Ulrich Holdenried to the For For Management
Supervisory Board
7.2 Elect Renate Koecher to the Supervisory For For Management
Board
7.3 Elect Manfred Puffer to the Supervisory For For Management
Board
7.4 Elect Doris Schmitt-Landsiedel to the For For Management
Supervisory Board
7.5 Elect Eckart Suenner to the Supervisory For For Management
Board
7.6 Elect Klaus Wucherer to the Supervisory For Did Not Vote Management
Board
7.7 Elect Willi Berchtold to the Against For Shareholder
Supervisory Board
8 Approve Cancellation of Two For For Management
Authorizations to Issue Options and
Convertible Bonds as well as
Corresponding Pools of Capital
9 Approve Reduction of 2002 Pool of For For Management
Conditional Capital and Allow for Share
Issuances in Conjunction with
Convertible Bond Issuance from May 2009
10 Approve Creation of EUR 648 Million For For Management
Pool of Capital without Preemptive
Rights
11 Approve Creation of EUR 40 Million Pool For For Management
of Capital without Preemptive Rights
for Employee Share Awards
12 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 24
Million Pool of Conditional Capital to
Guarantee Conversion Rights
13 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 2
Billion; Approve Creation of EUR 260
Million Pool of Capital to Guarantee
Conversion Rights
14.1 Amend Articles Re: Deadline for the For For Management
Convocation of and Registration for the
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
14.2 Amend Articles Re: Postal Voting at For For Management
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
14.3 Amend Articles Re: Online Participation For For Management
and Online Exercise of Voting Rights at
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
14.4 Amend Articles Re: Designation of Power For For Management
of Attorney Rights due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
14.5 Amend Articles Re: Audio and Video For For Management
Transmission of the General Meeting due
to New German Legislation (Law on
Transposition of EU Shareholder's
Rights Directive)
15 Approve Affiliation Agreement with For For Management
Subsidiary Hitex Development Tools GmbH
16 Approve Affiliation Agreement with For For Management
Subsidiary Infineon Technologies Mantel
21 GmbH
- --------------------------------------------------------------------------------
ING GROEP NV
Ticker: IBLGF Security ID: N4578E413
Meeting Date: NOV 25, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Receive Announcements None None Management
2a Receive Announcements on Strategy None None Management
(non-voting)
2b Approve Strategy Change Re: Divestment For For Management
from Insurance Operations
3 Grant Board Authority to Issue Shares For For Management
for un Amount Up to EUR 7,500,000,000
4 Close Meeting None None Management
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director C. Black For For Management
3 Elect Director W. R. Brody For For Management
4 Elect Director K. I. Chenault For For Management
5 Elect Director M. L. Eskew For For Management
6 Elect Director S. A. Jackson For For Management
7 Elect Director A. N. Liveris For For Management
8 Elect Director W. J. McNerney, Jr. For For Management
9 Elect Director T. Nishimuro For For Management
10 Elect Director J. W. Owens For For Management
11 Elect Director S. J. Palmisano For For Management
12 Elect Director J. E. Spero For For Management
13 Elect Director S. Taurel For For Management
14 Elect Director L. H. Zambrano For For Management
15 Ratify Auditors For For Management
16 Adopt Policy on Bonus Banking Against For Shareholder
17 Provide for Cumulative Voting Against For Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors David J. Bronczek For For Management
1.2 Elect Directors Lynn Laverty Elsenhans For For Management
1.3 Elect Directors John V. Faraci For For Management
1.4 Elect Directors Stacey J. Mobley For For Management
1.5 Elect Directors John L. Townsend, III For For Management
1.6 Elect Directors William G. Walter For For Management
1.7 Elect Directors J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
- --------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA
Ticker: BIHFI Security ID: P5968U113
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Corporate Bodies For For Management
4 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
- --------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7.5
2 Amend Articles To Streamline Board For For Management
Structure
3.1 Elect Director Eizou Kobayashi For For Management
3.2 Elect Director Kouhei Watanabe For For Management
3.3 Elect Director Masahiro Okafuji For For Management
3.4 Elect Director Toshihito Tamba For For Management
3.5 Elect Director Youichi Kobayashi For For Management
3.6 Elect Director Yoshio Akamatsu For For Management
3.7 Elect Director Yoshihisa Aoki For For Management
3.8 Elect Director Tadayuki Seki For For Management
3.9 Elect Director Hiroo Inoue For For Management
3.10 Elect Director Kenji Okada For For Management
3.11 Elect Director Kouji Takayanagi For For Management
3.12 Elect Director Satoshi Kikuchi For For Management
3.13 Elect Director Toru Matsushima For For Management
3.14 Elect Director Hitoshi Okamoto For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
JONES LANG LASALLE, INC.
Ticker: JLL Security ID: 48020Q107
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Colin Dyer For For Management
2 Elect Director Darryl Hartley-Leonard For For Management
3 Elect Director DeAnne Julius For For Management
4 Elect Director Ming Lu For For Management
5 Elect Director Lauralee E. Martin For For Management
6 Elect Director Sheila A. Penrose For For Management
7 Elect Director David B. Rickard For For Management
8 Elect Director Roger T. Staubach For For Management
9 Elect Director Thomas C. Theobald For For Management
10 Ratify Auditors For For Management
11 Other Business For Against Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
6 Report on Collateral in Derivatives Against For Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
JUPITER TELECOMMUNICATIONS CO., LTD.
Ticker: 4817 Security ID: J28710101
Meeting Date: MAR 25, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 490
2 Amend Articles To Change Location of For For Management
Head Office
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
4.1 Appoint Statutory Auditor For For Management
4.2 Appoint Statutory Auditor For Against Management
4.3 Appoint Statutory Auditor For Against Management
- --------------------------------------------------------------------------------
KANSAI ELECTRIC POWER CO. INC.
Ticker: 9503 Security ID: J30169106
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Shosuke Mori For For Management
2.2 Elect Director Makoto Yagi For For Management
2.3 Elect Director Norihiko Saito For For Management
2.4 Elect Director Sakae Kanno For For Management
2.5 Elect Director Toshiaki Mukai For For Management
2.6 Elect Director Yasuo Hamada For For Management
2.7 Elect Director Masafumi Ikari For For Management
2.8 Elect Director Masao Ikoma For For Management
2.9 Elect Director Noriaki Hashimoto For For Management
2.10 Elect Director Yoichi Mukae For For Management
2.11 Elect Director Hideki Toyomatsu For For Management
2.12 Elect Director Jiro Kagawa For For Management
2.13 Elect Director Yoshihiro Doi For For Management
2.14 Elect Director Ryohei Shirai For For Management
2.15 Elect Director Shigeki Iwane For For Management
2.16 Elect Director Masahiro Iwatani For For Management
2.17 Elect Director Yuzuru Hiroe For For Management
2.18 Elect Director Noriyuki Inoue For Against Management
2.19 Elect Director Akio Tsujii For For Management
2.20 Elect Director Ryosuke Tamakoshi For For Management
3 Appoint Statutory Auditor Yasunari For For Management
Tamura
4 Approve Annual Bonus Payment to For For Management
Directors
5 Amend Articles to Require Operations be Against Against Shareholder
Based on International Standards of
Corporate Social Responsibility
6 Amend Articles to Require Public Against Against Shareholder
Internet Disclosure of Accurate,
Complete Minutes of Shareholder
Meetings
7 Amend Articles to Reduce Maximum Board Against Against Shareholder
of Directors Size from 20 to 12
8 Amend Articles to Reduce Maximum Against Against Shareholder
Statutory Auditor Board Size from 7 to
6 and Stipulate that 3 Shall Be
Selected Based on Recommendations from
Environmentalist Organizations
9 Amend Articles to Require the Utility Against Against Shareholder
to Aggressively Work to Advance
Environmental Protection
10 Amend Articles to Require Pledge to Against Against Shareholder
Replace Nuclear Power with Natural
Renewable Energy, in Pursuit of Energy
Source Sustainability
11 Amend Articles to Require Switch to Against Against Shareholder
Policies and Procedures to Curb Energy
Waste
12 Amend Articles to Require Priority be Against Against Shareholder
Given to Protecting Employee Human
Rights, Rights of Consumers and Local
Residents, Improving Labor Environment
13 Amend Articles to Require Priority be Against Against Shareholder
Given to Facilities Investment and
Retention of Personnel Devoted to
Upgrading Lifeline Service for Poor
14 Alternate Profit Allocation to Increase Against Against Shareholder
Dividend and Reduce Board Pay
15 Remove President Shosuke Mori from the Against Against Shareholder
Board
16 Amend Articles to Promptly Exclude Against Against Shareholder
Nuclear Power from Approved Operations
17 Amend Articles to Require Disclosure of Against Against Shareholder
Each Board Member's Compensation and
Performance
18 Amend Articles to Prohibit Reprocessing Against Against Shareholder
of Spent Nuclear Fuel
19 Amend Articles to Prohibit Using Against Against Shareholder
Plutonium
20 Amend Articles to Promptly Retire Against Against Shareholder
Nuclear Plant
- --------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey E. Curtiss For For Management
1.2 Elect Director William P. Utt For For Management
2 Ratify Auditors For For Management
3 Review and Assess Human Rights Policies Against For Shareholder
4 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Alm For For Management
2 Elect Director Dennis R. Beresford For For Management
3 Elect Director John F. Bergstrom For For Management
4 Elect Director Abelardo E. Bru For For Management
5 Elect Director Robert W. Decherd For For Management
6 Elect Director Thomas J. Falk For For Management
7 Elect Director Mae C. Jemison, M.D. For For Management
8 Elect Director James M. Jenness For For Management
9 Elect Director Ian C. Read For For Management
10 Elect Director Linda Johnson Rice For For Management
11 Elect Director Marc J. Shapiro For For Management
12 Elect Director G. Craig Sullivan For For Management
13 Ratification Of Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discussion on Company's Corporate None None Management
Governance Structure
4 Approve Financial Statements For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Dividends of EUR 0.69 Per Share For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Ratify PricewaterhouseCoopers For For Management
Acountants N.V. as Auditors
10 Approve Remuneration Report Containing For For Management
Remuneration Policy for Management
Board Members
11 Receive Announcement of Intention to None None Management
Reappoint E. Blok and J.B.P. Coopmans
to Management Board
12 Announce Vacancies on Supervisory Board None None Management
13 Receive Announcement Re: Changes in None None Management
Composition in Supervisory Board
Committees
14 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
15 Approve Reduction in Share Capital by For For Management
Cancellation of Shares
16 Other Business and Close Meeting None None Management
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ajaypal S. Banga For For Management
2 Elect Director Myra M. Hart For For Management
3 Elect Director Lois D. Juliber For For Management
4 Elect Director Mark D. Ketchum For For Management
5 Elect Director Richard A. Lerner For For Management
6 Elect Director Mackey J. McDonald For For Management
7 Elect Director John C. Pope For For Management
8 Elect Director Fredric G. Reynolds For For Management
9 Elect Director Irene B. Rosenfeld For For Management
10 Elect Director J.F. Van Boxmeer For For Management
11 Elect Director Deborah C. Wright For For Management
12 Elect Director Frank G. Zarb For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent Against For Shareholder
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Lewis Kramer For For Management
1.4 Elect Director Alan H. Washkowitz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIMITED BRANDS, INC.
Ticker: LTD Security ID: 532716107
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis S. Hersch For For Management
1.2 Elect Director David T. Kollat For For Management
1.3 Elect Director William R. Loomis, Jr. For For Management
1.4 Elect Director Leslie H. Wexner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E. C. "Pete" Aldrige, For For Management
Jr.
2 Elect Director Nolan D. Archibald For For Management
3 Elect Director David B. Burritt For For Management
4 Elect Director James O. Ellis, Jr. For For Management
5 Elect Director Gwendolyn S. King For For Management
6 Elect Director James M. Loy For For Management
7 Elect Director Douglas H. McCorkindale For For Management
8 Elect Director Joseph W. Ralston For For Management
9 Elect Director James Schneider For For Management
10 Elect Director Anne Stevens For For Management
11 Elect Director Robert J. Stevens For For Management
12 Ratify Auditors For For Management
13 Report on Space-based Weapons Program Against Against Shareholder
- --------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virgis W. Colbert For For Management
1.2 Elect Director Richard W. Roedel For For Management
1.3 Elect Director David H. Taylor For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LUBRIZOL CORPORATION, THE
Ticker: LZ Security ID: 549271104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Campbell For For Management
1.2 Elect Director James L. Hambrick For For Management
1.3 Elect Director Gordon D. Harnett For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 15, 2010 Meeting Type: Annual/Special
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.60 per Share
5 Reelect Bernard Arnault as Director For Against Management
6 Reelect Delphine Arnault as Director For Against Management
7 Reelect Nicholas Clive Worms as For Against Management
Director
8 Reelect Patrick Houel as Director For Against Management
9 Reelect Felix G. Rohatyn as Director For Against Management
10 Reelect Hubert Vedrine as Director For For Management
11 Elect Helene Carrere d' Encausse as For For Management
Director
12 Reelect Kilian Hennesy as Censor For Against Management
13 Reelect Deloitte & Associes as Auditor For For Management
14 Ratify Ernst & Young Audit as Auditor For For Management
15 Reelect Denis Grison as Alternate For For Management
Auditor
16 Ratify Auditex as Alternate Auditor For For Management
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
- --------------------------------------------------------------------------------
MACQUARIE GROUP LTD
Ticker: MQG Security ID: Q57085104
Meeting Date: DEC 17, 2009 Meeting Type: Special
Record Date: DEC 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Macquarie Group Employee For For Management
Retained Equity Plan
2 Approve the Issuance of Up to 472,937 For For Management
Restricted Share Units and 38,300
Performance Share Units to Nicholas W.
Moore, Managing Director and CEO, under
the Macquarie Group Employee Retained
Equity Plan
- --------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION
Ticker: MFC Security ID: 56501R106
Meeting Date: MAY 6, 2010 Meeting Type: Annual/Special
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda B. Bammann For For Management
1.2 Elect Director John M. Cassaday For For Management
1.3 Elect Director Gail C.A. Cook-Bennett For For Management
1.4 Elect Director Thomas P. d'Aquino For For Management
1.5 Elect Director Richard B. DeWolfe For For Management
1.6 Elect Director Robert E. Dineen Jr. For For Management
1.7 Elect Director Pierre Y. Ducros For For Management
1.8 Elect Director Donald A. Guloien For For Management
1.9 Elect Director Scott M. Hand For For Management
1.10 Elect Director Robert J. Harding For For Management
1.11 Elect Director Luther S. Helms For For Management
1.12 Elect Director Thomas E. Kierans For For Management
1.13 Elect Director Lorna R. Marsden For For Management
1.14 Elect Director John R.V. Palmer For For Management
1.15 Elect Director Hugh W. Sloan Jr. For For Management
1.16 Elect Director Gordon G. Thiessen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Bylaw No. 1 For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
MARKS AND SPENCER GROUP PLC
Ticker: MKS Security ID: G5824M107
Meeting Date: JUL 8, 2009 Meeting Type: Annual
Record Date: JUN 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 9.5 Pence Per For For Management
Ordinary Share
4 Re-elect Sir Stuart Rose as Director For For Management
5 Elect Jan du Plessis as Director For For Management
6 Re-elect Jeremy Darroch as Director For For Management
7 Re-elect Sir David Michels as Director For For Management
8 Re-elect Louise Patten as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
10 Authorise the Audit Committee to For For Management
Determine Remuneration of Auditors
11 Issue Equity with Pre-emptive Rights For For Management
Under a General Authority up to
Aggregate Nominal Amount of GBP
131,511,272 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
263,022,544 After Deducting Any
Securities Issued Under the General
Authority
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 19,726,691
13 Authorise 158,000,000 Ordinary Shares For For Management
for Market Purchase
14 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May be
Called on Not Less Than 14 Clear Days'
Notice
15 Approve Marks and Spencer Group For For Management
Republic of Ireland Sharesave Plan 2009
16 Authorise the Board to Take All Against For Shareholder
Reasonable and Practical Steps to Bring
Forward the Appointment of an
Independent Chairman to July 2010
- --------------------------------------------------------------------------------
MARUBENI CORP.
Ticker: 8002 Security ID: J39788138
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nobuo Katsumata For For Management
1.2 Elect Director Teruo Asada For For Management
1.3 Elect Director Mamoru Sekiyama For For Management
1.4 Elect Director Masaru Funai For For Management
1.5 Elect Director Michihiko Ota For For Management
1.6 Elect Director Takafumi Sakishima For For Management
1.7 Elect Director Kenichi Hatta For For Management
1.8 Elect Director Shinji Kawai For For Management
1.9 Elect Director Shigemasa Sonobe For For Management
1.10 Elect Director Shigeru Yamazoe For For Management
1.11 Elect Director Mitsuru Akiyoshi For For Management
1.12 Elect Director Toshiyuki Ogura For For Management
1.13 Elect Director Shigeaki Ishikawa For For Management
2.1 Appoint Statutory Auditor Takao For For Management
Kitabatake
2.2 Appoint Statutory Auditor Norimasa For Against Management
Kuroda
- --------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC.
Ticker: MHS Security ID: 58405U102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Howard W. Barker, Jr. For For Management
2 Elect Director John L. Cassis For For Management
3 Elect Director Michael Goldstein For For Management
4 Elect Director Charles M. Lillis For For Management
5 Elect Director Myrtle S. Potter For For Management
6 Elect Director William L. Roper For For Management
7 Elect Director David B. Snow, Jr. For For Management
8 Elect Director David D. Stevens For Against Management
9 Elect Director Blenda J. Wilson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard, Ph.D For For Management
1.2 Elect Director Alfred F. Kelly, Jr. For For Management
1.3 Elect Director James M. Kilts For For Management
1.4 Elect Director David Satcher, M.D., For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2.1 Elect Director Yorihiko Kojima For For Management
2.2 Elect Director Ken Kobayashi For For Management
2.3 Elect Director Ryouichi Ueda For For Management
2.4 Elect Director Masahide Yano For For Management
2.5 Elect Director Hideyuki Nabeshima For For Management
2.6 Elect Director Hideto Nakahara For For Management
2.7 Elect Director Tsuneo Iyobe For For Management
2.8 Elect Director Kiyoshi Fujimura For For Management
2.9 Elect Director Yasuo Nagai For For Management
2.10 Elect Director Mikio Sasaki For For Management
2.11 Elect Director Tamotsu Nomakuchi For Against Management
2.12 Elect Director Kunio Itou For For Management
2.13 Elect Director Kazuo Tsukuda For Against Management
2.14 Elect Director Ryouzou Katou For For Management
2.15 Elect Director Hidehiro konno For For Management
3 Appoint Statutory Auditor Yukio Ueno For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
5 Set Amounts for Retirement Bonus For For Management
Reserve Funds for Directors
6 Approve Deep Discount Stock Option Plan For Against Management
and Adjustment to Aggregate
Compensation Ceiling for Directors
- --------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Shoei Utsuda For For Management
2.2 Elect Director Masami Iijima For For Management
2.3 Elect Director Ken Abe For For Management
2.4 Elect Director Junichi Matsumoto For For Management
2.5 Elect Director Seiichi Tanaka For For Management
2.6 Elect Director Norinao Iio For For Management
2.7 Elect Director Takao Omae For For Management
2.8 Elect Director Masayoshi Komai For For Management
2.9 Elect Director Daisuke Saiga For For Management
2.10 Elect Director Nobuko Matsubara For For Management
2.11 Elect Director Ikujiro Nonaka For For Management
2.12 Elect Director Hiroshi Hirabayashi For For Management
2.13 Elect Director Toshiro Muto For For Management
3 Appoint Statutory Auditor Naoto For For Management
Nakamura
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank V. AtLee III For For Management
2 Elect Director David L. Chicoine For For Management
3 Elect Director Arthur H. Harper For For Management
4 Elect Director Gwendolyn S. King For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MTU AERO ENGINES HOLDING AG
Ticker: MTX Security ID: D5565H104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.93 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2010
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Amend Articles Re: Convocation of, For For Management
Registration for, Voting Rights
Representation at, and Participation in
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
8 Approve Creation of EUR 5.2 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Creation of EUR 20.8 Million For For Management
Pool of Authorized Capital II without
Preemptive Rights
10 Approve Reduction of Conditional For For Management
Capital to EUR 3.6 Million
11 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 500
Million; Approve Creation of EUR 22.4
Million Pool of Capital to Guarantee
Conversion Rights
12 Approve Remuneration System for For For Management
Management Board Members
- --------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Receive Supervisory Board, Corporate None None Management
Governance, and Remuneration Report for
Fiscal 2009 (Non-Voting)
1b Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 5.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Approve Remuneration System for For For Management
Management Board Members
6 Elect Benita Ferrero-Waldner to the For For Management
Supervisory Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3
Billion; Approve Creation of EUR 117
Million Pool of Capital to Guarantee
Conversion Rights
10 Amend Articles Re: Registration for and For For Management
Voting Rights Representation at General
Meeting due to New German Legislation
(Law on Transposition of EU
Shareholder's Rights Directive)
11 Amend Articles Re: Electronic For For Management
Distribution of Company Communications
due to New German Legislation (Law on
Transposition of EU Shareholder's
Rights Directive)
- --------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 17, 2009 Meeting Type: Annual
Record Date: DEC 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended Sept. 30, 2009
2(a) Approve the Selective Buy-Back of 600 For For Management
Unpaid Preference Shares Which Forms
Part of the 600 Stapled Securities
Issued by the Company on Sept. 24, 2008
2(b) Approve the Selective Reduction of For For Management
Capital on 600 Unpaid Preference Shares
Which Forms Part of the 600 Stapled
Securities Issued by the Company on
Sept. 24, 2008
2(c) Approve the Selective Buy-Back of 1,000 For For Management
Unpaid Preference Shares Which Forms
Part of the 1,000 Stapled Securities
Issued by the Company on Sept. 30, 2009
2(d) Approve the Selective Reduction of For For Management
Capital on 1,000 Unpaid Preference
Shares Which Forms Part of the 1,000
Stapled Securities Issued by the
Company on Sept. 30, 2009
3 Approve the Remuneration Report for the For For Management
Financial Year Ended Sept. 30, 2009
4 Approve the Grant of Shares Worth a For For Management
Total of A$3.31 Million to Cameron
Clyne, Group Chief Executive Officer,
under the Company's Short Term
Incentive and Long Term Incentive Plans
5(a) Approve the Grant of Shares Worth a For For Management
Total of A$1.60 Million to Mark Joiner,
Executive Director, under the Company's
Short Term Incentive and Long Term
Incentive Plans
5(b) Approve the Grant of Shares Worth a For For Management
Total of A$1.69 Million to Michael
Ullmer, Executive Director, under the
Company's Short Term Incentive and Long
Term Incentive Plans
6(a) Elect Michael Chaney as a Director For For Management
6(b) Elect Paul Rizzo as a Director For For Management
6(c) Elect Michael Ullmer as a Director For For Management
6(d) Elect Mark Joiner as a Director For For Management
6(e) Elect John Waller as a Director For For Management
6(f) Elect Stephen Mayne as a Director Against Against Shareholder
- --------------------------------------------------------------------------------
NATIONAL BANK OF CANADA
Ticker: NA Security ID: 633067103
Meeting Date: MAR 31, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence S. Bloomberg For For Management
1.2 Elect Director Pierre Bourgie For For Management
1.3 Elect Director Andre Caille For For Management
1.4 Elect Director Gerard Coulombe For For Management
1.5 Elect Director Bernard Cyr For For Management
1.6 Elect Director Shirley A. Dawe For For Management
1.7 Elect Director Nicole Diamond-Gelinas For For Management
1.8 Elect Director Jean Douville For For Management
1.9 Elect Director Marcel Dutil For For Management
1.10 Elect Director Jean Gaulin For For Management
1.11 Elect Director Paul Gobeil For For Management
1.12 Elect Director Louise Laflamme For For Management
1.13 Elect Director Roseann Runte For For Management
1.14 Elect Director Marc P. Tellier For For Management
1.15 Elect Director Louis Vachon For For Management
2 Advisory Vote on Executive Compensation For For Management
Approach
3 Ratify SB/DT as Auditors For For Management
4 Submit to Shareholder Vote More Against Against Shareholder
Nominees Than There are Vacanicies on
the Board of Directors
5 Disclose Equity Ratio Between Total Against Against Shareholder
Compensation of the CEO, Five NEOs and
Average Total Employee Compensation
- --------------------------------------------------------------------------------
NATIONAL BANK OF GREECE SA
Ticker: ETE Security ID: X56533114
Meeting Date: JAN 14, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For Did Not Vote Management
2 Approve Accounting Treatment of For Did Not Vote Management
Spin-Off
3 Authorize Filing of Required For Did Not Vote Management
Documents/Other Formalities
4 Ratify Co-Option of Directors For Did Not Vote Management
5 Elect Directors For Did Not Vote Management
6 Elect Members of Audit Committee For Did Not Vote Management
7 Approve Related Party Transactions For Did Not Vote Management
8 Amend Company Articles For Did Not Vote Management
9 Authorize Convertible Debt Issuance For Did Not Vote Management
10 Other Business For Did Not Vote Management
- --------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORP.
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 16, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugenio Clariond For Withhold Management
1.2 Elect Director Diane H. Gulyas For For Management
1.3 Elect Director William H. Osborne For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.60 per Share
4.1.1 Reelect Andre Kudelski as Director For Did Not Vote Management
4.1.2 Reelect Jean-Rene Fourtou as Director For Did Not Vote Management
4.1.3 Reelect Steven Hoch as Director For Did Not Vote Management
4.1.4 Reelect Peter Brabeck-Letmathe as For Did Not Vote Management
Director
4.2.1 Elect Titia de Lange as Director For Did Not Vote Management
4.2.2 Elect Jean-Pierre Roth as Director For Did Not Vote Management
4.3 Ratify KPMG AG as Auditors For Did Not Vote Management
5 Approve CHF 18.5 Million Reduction in For Did Not Vote Management
Share Capital via Cancellation of
Repurchased Shares
6 Amend Articles Re: Share Certificates For Did Not Vote Management
due to New Swiss Federal Act on
Intermediated Securities
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Scott S. Cowen For For Management
2 Elect Director Cynthia A. Montgomery For For Management
3 Elect Director Michael B. Polk For For Management
4 Elect Director Michael A. Todman For For Management
5 Approve Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Glen A. Barton For For Management
2 Elect Director Vincent A. Calarco For For Management
3 Elect Director Joseph A. Carrabba For For Management
4 Elect Director Noreen Doyle For For Management
5 Elect Director Veronica M. Hagen For For Management
6 Elect Director Michael S. Hamson For For Management
7 Elect Director Richard T. O'Brien For For Management
8 Elect Director John B. Prescott For For Management
9 Elect Director Donald C. Roth For For Management
10 Elect Director James V. Taranik For For Management
11 Elect Director Simon Thompson For For Management
12 Ratify Auditors For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
14 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
NINTENDO CO. LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 660
2.1 Elect Director Satoru Iwata For For Management
2.2 Elect Director Yoshihiro Mori For For Management
2.3 Elect Director Shinji Hatano For For Management
2.4 Elect Director Genyou Takeda For For Management
2.5 Elect Director Shigeru Miyamoto For For Management
2.6 Elect Director Nobuo Nagai For For Management
2.7 Elect Director Masaharu Matsumoto For For Management
2.8 Elect Director Eiichi Suzuki For For Management
2.9 Elect Director Kazuo Kawahara For For Management
2.10 Elect Director Tatsumi Kimishima For For Management
2.11 Elect Director Kaoru Takemura For For Management
3 Appoint Statutory Auditor Katashi Ozaki For For Management
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: 7201 Security ID: J57160129
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Appoint Statutory Auditor Toshiyuki For For Management
Nakamura
1.2 Appoint Statutory Auditor Mikio Nakura For Against Management
2 Approve Stock Option Plan For Against Management
3 Approve Stock Appreciation Rights Plan For For Management
for Directors
- --------------------------------------------------------------------------------
NITORI CO.
Ticker: 9843 Security ID: J58214107
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: FEB 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change Company Name - For For Management
Amend Business Lines - Set Maximum
Board Size - Set Maximum Number of
Statutory Auditors
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
3 Appoint Statutory Auditor For For Management
4 Approve Deep Discount Stock Option Plan For Against Management
for Director and Statutory Auditor
5 Approve Deep Discount Stock Option Plan For Against Management
6 Approve Takeover Defense Plan (Poison For Against Management
Pill)
- --------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103
Meeting Date: OCT 29, 2009 Meeting Type: Special
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director Gordon T. Hall For Did Not Vote Management
1.2 Director Jon A. Marshall For Did Not Vote Management
2 Approval Of The Amendment And For Did Not Vote Management
Restatement Of The Noble Corporation
1991 Stock Option And Restricted Stock
Plan effective As Of October 29, 2009
- --------------------------------------------------------------------------------
NOBLE GROUP LTD
Ticker: N21 Security ID: G6542T119
Meeting Date: OCT 12, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allotment and Issuance of 9.6 For For Management
Million Shares to Ricardo Leiman, an
Executive Director, to Satisfy Part of
His Remuneration and Bonus Payable
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: X61873133
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Calling the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, the Board's Report,
and the Auditor's Report; Receive
Review by the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.40 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 for Chairman,
EUR 150,000 for Vice Chairman, and EUR
130,000 for Other Directors; Approve
Remuneration for Committee Work
11 Fix Number of Directors at 10 For For Management
12 Reelect Lalita Gupte, Bengt Holmstrom, For For Management
Henning Kagermann, Olli-Pekka
Kallasvuo, Per Karlsson, Isabel
Marey-Semper, Jorma Ollila, Marjorie
Scardino, Risto Siilasmaa, and Keijo
Suila as Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers Oy as For For Management
Auditors
15 Amend Articles Re: Amend Corporate For For Management
Purpose; Amend Method of Convening
General Meetings
16 Authorize Repurchase of up to 360 For For Management
Million Issued Shares
17 Approve Issuance of up to 740 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
- --------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE
Ticker: 4307 Security ID: J5900F106
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Transfer Authority to For For Management
Convene Shareholder Meetings from
President to Any Director Designated by
Board
2.1 Elect Director Akihisa Fujinuma For For Management
2.2 Elect Director Takashi Narusawa For For Management
2.3 Elect Director Hisashi Imai For For Management
2.4 Elect Director Tadashi Shimamoto For For Management
2.5 Elect Director Masahiro Muroi For For Management
2.6 Elect Director Keiichi Ishibashi For For Management
2.7 Elect Director Mitsuru Sawada For For Management
2.8 Elect Director Shigeru Hirota For For Management
2.9 Elect Director Shiro Tanikawa For For Management
2.10 Elect Director Nobuya Minami For For Management
2.11 Elect Director Takashi Sawada For For Management
3 Appoint Statutory Auditor Sousuke For For Management
Yasuda
- --------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Phyllis J. Campbell For For Management
2 Elect Director Enrique Hernandez, Jr. For For Management
3 Elect Director Robert G. Miller For For Management
4 Elect Director Blake W. Nordstrom For For Management
5 Elect Director Erik B. Nordstrom For For Management
6 Elect Director Peter E. Nordstrom For For Management
7 Elect Director Philip G. Satre For For Management
8 Elect Director Robert D. Walter For For Management
9 Elect Director Alison A. Winter For For Management
10 Approve Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Wesley G. Bush For For Management
2 Elect Director Lewis W. Coleman For For Management
3 Elect Director Thomas B. Fargo For For Management
4 Elect Director Victor H. Fazio For For Management
5 Elect Director Donald E. Felsinger For For Management
6 Elect Director Stephen E. Frank For For Management
7 Elect Director Bruce S. Gordon For For Management
8 Elect Director Madeleine Kleiner For For Management
9 Elect Director Karl J. Krapek For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director Aulana L. Peters For For Management
12 Elect Director Kevin W. Sharer For For Management
13 Ratify Auditors For For Management
14 Amend Certificate of Incorporation to For For Management
Provide Shareholders the Right to Call
Special Meetings and Make Other
Revisions
15 Amend Certificate of Incorporation of For For Management
Subsidiary to Eliminate Requirement of
Shareholder Approval of Certain Actions
16 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports, Including
Remuneration Report
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.10 per Share
4.1 Amend Articles Re: Compliance with For For Management
Swiss Federal Act on Intermediated
Securites
4.2 Amend Articles Re: Introduction of a For For Management
Consultative Resolution on the
Remuneration System
5.1 Reelect Marjorie M.T. Yang as Director For For Management
5.2 Reelect Daniel Vasella as Director For For Management
5.3 Reelect Hans-Joerg Rudloff as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For Against Management
2 Elect Director John S. Chalsty For Against Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For Against Management
5 Elect Director John E. Feick For Against Management
6 Elect Director Carlos M. Gutierrez For Against Management
7 Elect Director Ray R. Irani For Against Management
8 Elect Director Irvin W. Maloney For Against Management
9 Elect Director Avedick B. Poladian For Against Management
10 Elect Director Rodolfo Segovia For Against Management
11 Elect Director Aziz D. Syriani For Against Management
12 Elect Director Rosemary Tomich For Against Management
13 Elect Director Walter L. Weisman For Against Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Limit Executive Compensation Against Against Shareholder
18 Require Independent Board Chairman Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Report on Host Country Social and Against Against Shareholder
Environmental Laws
21 Require a Majority Vote for the Against For Shareholder
Election of Directors
22 Report on Policy for Increasing Safety Against Against Shareholder
by Reducing Hazardous Substance Usage
and Re-locating Facilities
23 Double Trigger on Equity Plans Against For Shareholder
- --------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
Ticker: OPAP Security ID: X3232T104
Meeting Date: DEC 30, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Appointment of Executive For Did Not Vote Management
Director
2 Elect Directors For Did Not Vote Management
3 Elect Members of Audit Committee For Did Not Vote Management
4 Authorize Board to Participate in For Did Not Vote Management
Companies with Similiar Business
Interests
5 Authorize Filing of Required For Did Not Vote Management
Documents/Other Formalities
6 Other Business For Did Not Vote Management
- --------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
Ticker: OPAP Security ID: X3232T104
Meeting Date: JUN 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Statutory Reports For Did Not Vote Management
2 Accept Financial Statements For Did Not Vote Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends
4 Approve Discharge of Board and Auditors For Did Not Vote Management
5 Approve Director Remuneration for 2009 For Did Not Vote Management
6 Preapprove Director Remuneration for For Did Not Vote Management
2010
7 Approve Auditors and Fix Their For Did Not Vote Management
Remuneration
8 Ratify Director Appointments For Did Not Vote Management
9 Elect Members of Audit Committee For Did Not Vote Management
10 Approve Related Party Transactions For Did Not Vote Management
11 Authorize Board to Participate in For Did Not Vote Management
Companies with Similar Business
Interests
12 Other Business For Did Not Vote Management
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 7, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Donald L. Lucas For For Management
1.11 Elect Director Charles E. Phillips, Jr. For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 16, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 16, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Reelect Lee Seng Wee as Director For For Management
2b Reelect Patrick Yeoh Khwai Hoh as For For Management
Director
3a Reelect David Philbrick Conner as For For Management
Director
3b Reelect Neo Boon Siong as Director For For Management
4 Declare Final Dividend of SGD 0.14 Per For For Management
Share
5a Approve Remuneration of Non-executive For For Management
Directors of SGD 1.7 Million for the
Year Ended Dec. 31, 2009 (2008: SGD 1.6
Million)
5b Approve Allotment and Issuance of 6,000 For For Management
ordinary shares (2008: 4,800 Ordinary
Shares) for Each Non-Executive Director
as Bonus Shares
6 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8 Approve Issuance of Shares, Grant of For For Management
Options and/or Rights to Subscribe for
Ordinary Shares Pursuant to the OCBC
Share Option Scheme 2001 and OCBC
Employee Share Purchase Plan
9 Approve Issuance of Shares Pursuant to For For Management
the Oversea-Chinese Banking Corporation
Limited Scrip Dividend Scheme
10 Approve Allotment and Issuance of For For Management
Preference Shares or Non-Voting Shares
in the Capital of the Bank Whether by
Way of Rights, Bonus, or Otherwise
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shona L. Brown For For Management
2 Elect Director Ian M. Cook For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Victor J. Dzau For For Management
5 Elect Director Ray L. Hunt For For Management
6 Elect Director Alberto Ibarguen For For Management
7 Elect Director Arthur C. Martinez For For Management
8 Elect Director Indra K. Nooyi For For Management
9 Elect Director Sharon P. Rockefeller For For Management
10 Elect Director James J. Schiro For For Management
11 Elect Director Lloyd G. Trotter For For Management
12 Elect Director Daniel Vasella For Against Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Report on Public Policy Advocacy Against Against Shareholder
Process
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David R. Andrews For For Management
2 Elect Director Lewis Chew For For Management
3 Elect Director C. Lee Cox For For Management
4 Elect Director Peter A. Darbee For For Management
5 Elect Director Maryellen C. Herringer For For Management
6 Elect Director Roger H. Kimmel For For Management
7 Elect Director Richard A. Meserve For For Management
8 Elect Director Forrest E. Miller For For Management
9 Elect Director Rosendo G. Parra For For Management
10 Elect Director Barbara L. Rambo For For Management
11 Elect Director Barry Lawson Williams For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Amend Omnibus Stock Plan For For Management
15 Require Independent Board Chairman Against Against Shareholder
16 Limits for Directors Involved with Against Against Shareholder
Bankruptcy
17 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Harold Brown For For Management
2 Elect Director Mathis Cabiallavetta For For Management
3 Elect Director Louis C. Camilleri For For Management
4 Elect Director J. Dudley Fishburn For For Management
5 Elect Director Jennifer Li For For Management
6 Elect Director Graham Mackay For For Management
7 Elect Director Sergio Marchionne For For Management
8 Elect Director Lucio A. Noto For For Management
9 Elect Director Carlos Slim Helu For For Management
10 Elect Director Stephen M. Wolf For For Management
11 Ratify Auditors For For Management
12 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
13 Establish Supplier Human Rights Against Against Shareholder
Purchasing Protocols
- --------------------------------------------------------------------------------
POLO RALPH LAUREN CORP.
Ticker: RL Security ID: 731572103
Meeting Date: AUG 6, 2009 Meeting Type: Annual
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr For Withhold Management
1.2 Elect Director Joel L. Fleishman For Withhold Management
1.3 Elect Director Steven P. Murphy For Withhold Management
2 Ratify Auditors For For Management
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PORTUGAL TELECOM, SGPS, S.A.
Ticker: PTC Security ID: X6769Q104
Meeting Date: APR 16, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual Financial Statements For Did Not Vote Management
and Statutory Reports for Fiscal 2009
2 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports for
Fiscal 2009
3 Approve Allocation of Income and For Did Not Vote Management
Dividends
4 Approve Discharge of Management and For Did Not Vote Management
Supervisory Board
5 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
6 Authorize Issuance of Warrants/Bonds For Did Not Vote Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights
7 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Issuance of Bonds/Debentures For Did Not Vote Management
9 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
10 Approve Fees Paid to Remuneration For Did Not Vote Management
Committee Members
11 Approve Remuneration Report Issued by For Did Not Vote Management
Remuneration Committee
- --------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael T. Dan For For Management
2 Elect Director C. Daniel Gelatt For For Management
3 Elect Director Sandra L. Helton For For Management
4 Elect Director Larry D. Zimpleman For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
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PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For For Management
2 Elect Director Gordon M. Bethune For For Management
3 Elect Director Gaston Caperton For For Management
4 Elect Director Gilbert F. Casellas For For Management
5 Elect Director James G. Cullen For For Management
6 Elect Director William H. Gray, III For For Management
7 Elect Director Mark B. Grier For For Management
8 Elect Director Jon F. Hanson For For Management
9 Elect Director Constance J. Horner For For Management
10 Elect Director Karl J. Krapek For For Management
11 Elect Director Christine A. Poon For For Management
12 Elect Director John R. Strangfield For For Management
13 Elect Director James A. Unruh For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Albert R. Gamper, Jr. For For Management
2 Elect Director Conrad K. Harper For For Management
3 Elect Director William V. Hickey For For Management
4 Elect Director Ralph Izzo For For Management
5 Elect Director Shirley Ann Jackson For For Management
6 Elect Director David Lilley For For Management
7 Elect Director Thomas A. Renyi For For Management
8 Elect Director Hak Cheol Shin For For Management
9 Elect Director Richard J. Swift For For Management
10 Ratify Auditors For For Management
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RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Stephen J. Hadley For For Management
4 Elect Director Frederic M. Poses For For Management
5 Elect Director Michael C. Ruettgers For For Management
6 Elect Director Ronald L. Skates For For Management
7 Elect Director William R. Spivey For For Management
8 Elect Director Linda G. Stuntz For For Management
9 Elect Director William H. Swanson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
12 Approve Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
14 Submit SERP to Shareholder Vote Against For Shareholder
15 Provide Right to Act by Written Consent Against For Shareholder
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REPSOL YPF S.A
Ticker: REP Security ID: E8471S130
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for the Year Ended Dec. 31,
2009; Approve Allocation of Income
1.2 Approve Discharge of Directors For For Management
2.1 Amend First Paragraph of Article 9 of For For Management
Company By-laws Re: Passive Dividends
2.2 Amend Article 12 bis of Company By-laws For For Management
Re: Preemptive Rights
2.3 Amend First Paragraph of Article 22 Re: For For Management
Special Agreements, Constituion and
Majority
3.1 Modify Section 3.5 of Article 3 of the For For Management
General Meeting Guidelines Re:
Competencies of the General Meeting
3.2 Modify Section 9.2 of Article 9 of the For For Management
General Meeting Guidelines Re:
Constitution of the General Meeting
4.1 Re-elect Paulina Beato Blanco as For For Management
Director
4.2 Re-elect Artur Carulla Font as Director For For Management
4.3 Re-elect Javier Echenique Landiribar as For For Management
Director
4.4 Re-elect Pemex Internacional Espana, For For Management
S.A. as Director
4.5 Re-elect Henri Philippe Reichstul as For For Management
Director
5 Elect Auditor for Repsol YPF and For For Management
Consolidated Group for Fiscal Year 2010
6 Authorize Repurchase of Shares; Void For For Management
Authorization Granted Last AGM of May
14, 2009
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights; Void Authorization
Granted Last AGM of May 31, 2005
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Robert Brown as Director For For Management
4 Elect Ann Godbehere as Director For For Management
5 Elect Sam Walsh as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Lord Kerr of Kinlochard as For For Management
Director
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditor and Authorise Their
Remuneration
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
- --------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bush For Withhold Management
1.2 Elect Director Norman A. Ferber For Withhold Management
1.3 Elect Director Gregory L. Quesnel For Withhold Management
2 Ratify Auditors For For Management
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ROYAL BANK OF CANADA
Ticker: RY Security ID: 780087102
Meeting Date: MAR 3, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect W.G. Beattie as Director For For Management
1.2 Elect D.T. Elix as Director For For Management
1.3 Elect J.T. Ferguson as Director For For Management
1.4 Elect P. Gauthier as Director For For Management
1.5 Elect T.J. Hearn as Director For For Management
1.6 Elect A.D. Laberge as Director For For Management
1.7 Elect J. Lamarre as Director For For Management
1.8 Elect B.C. Louie as Director For For Management
1.9 Elect M.H. McCain as Director For For Management
1.10 Elect G.M. Nixon as Director For For Management
1.11 Elect D.P. O'Brien as Director For For Management
1.12 Elect J.P. Reinhard as Director For For Management
1.13 Elect E. Sonshine as Director For For Management
1.14 Elect K.P. Taylor as Director For For Management
1.15 Elect V.L. Young as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Submit to Shareholder Vote More Against Against Shareholder
Nominees Than There are Vacancies on
the Board of Directors
5 Disclose Equity Ratio Between Total Against Against Shareholder
Compensation of the CEO, Five Named
Officers and Average Total Employee
Compensation
- --------------------------------------------------------------------------------
RWE AG
Ticker: RWE Security ID: D6629K109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2010
7 Ratify PricewaterhouseCoopers AG for For For Management
the Inspection of the 2010 Mid-Year
Report
8a Elect Dieter Zetsche to the Supervisory For For Management
Board
8b Elect Frithjof Kuehn to the Supervisory For For Management
Board
8c Elect Wolfgang Schuessel to the For For Management
Supervisory Board
9a Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9b Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10a Amend Corporate Purpose For For Management
10b Amend Articles Re: Board-Related For For Management
10c Amend Articles Re: Convocation of, For For Management
Participation in, Audio/Video
Transmission of, Electronic Voting, and
Exercise of Voting Rights at General
Meeting due to New German Legislation
(Law on Transposition of EU
Shareholder's Rights Directive)
11 Approve Affiliation Agreements with For For Management
Subsidiary RWE Supply & Trading GmbH
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brenda C. Barnes For For Management
2 Elect Director Christopher B. Begley For For Management
3 Elect Director Crandall C. Bowles For Against Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director James S. Crown For Against Management
6 Elect Director Laurette T. Koellner For For Management
7 Elect Director Cornelis J.A. Van Lede For For Management
8 Elect Director Dr. John McAdam For For Management
9 Elect Director Sir Ian Prosser For For Management
10 Elect Director Norman R. Sorensen For Against Management
11 Elect Director Jeffrey W. Ubben For For Management
12 Elect Director Jonathan P. Ward For Against Management
13 Ratify Auditors For For Management
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SHOWA DENKO K.K.
Ticker: 4004 Security ID: J75046136
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Capital Reserves For Against Management
2 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 3
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
4 Appoint Statutory Auditor For Against Management
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Supervisory Board Report, None None Management
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2008/2009
(Non-Voting)
2 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008/2009
(Non-Voting)
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.60 per Share
4a Approve Discharge of Management Board For For Management
Member Peter Loescher for Fiscal
2008/2009
4b Approve Discharge of Management Board For For Management
Member Wolfgang Dehen for Fiscal
2008/2009
4c Approve Discharge of Management Board For For Management
Member Heinrich Hiesinger for Fiscal
2008/2009
4d Approve Discharge of Management Board For For Management
Member Joe Kaeser for Fiscal 2008/2009
4e Approve Discharge of Management Board For For Management
Member Barbara Kux for Fiscal 2008/2009
4f Approve Discharge of Management Board For For Management
Member Jim Reid-Anderson for Fiscal
2008/2009
4g Approve Discharge of Management Board For For Management
Member Hermann Requardt for Fiscal
2008/2009
4h Approve Discharge of Management Board For For Management
Member Siegfried Russwurm for Fiscal
2008/2009
4i Approve Discharge of Management Board For For Management
Member Peter Solmssen for Fiscal
2008/2009
5a Approve Discharge of Supervisory Board For For Management
Member Gerhard Cromme for Fiscal
2008/2009
5b Approve Discharge of Supervisory Board For For Management
Member Berthold Huber for Fiscal
2008/2009
5c Approve Discharge of Supervisory Board For For Management
Member Ralf Heckmann for Fiscal
2008/2009
5d Approve Discharge of Supervisory Board For For Management
Member Josef Ackermann for Fiscal
2008/2009
5e Approve Discharge of Supervisory Board For For Management
Member Lothar Adler for Fiscal
2008/2009
5f Approve Discharge of Supervisory Board For For Management
Member Jean-Louis Beffa for Fiscal
2008/2009
5g Approve Discharge of Supervisory Board For For Management
Member Gerd von Brandenstein for Fiscal
2008/2009
5h Approve Discharge of Supervisory Board For For Management
Member Michael Diekmann for Fiscal
2008/2009
5i Approve Discharge of Supervisory Board For For Management
Member Hans Michael Gaul for Fiscal
2008/2009
5j Approve Discharge of Supervisory Board For For Management
Member Peter Gruss for Fiscal 2008/2009
5k Approve Discharge of Supervisory Board For For Management
Member Bettina Haller for Fiscal
2008/2009
5l Approve Discharge of Supervisory Board For For Management
Member Hans-Juergen Hartung for Fiscal
2008/2009
5m Approve Discharge of Supervisory Board For For Management
Member Heinz Hawreliuk for Fiscal
2008/2009
5n Approve Discharge of Supervisory Board For For Management
Member Harald Kern for Fiscal 2008/2009
5o Approve Discharge of Supervisory Board For For Management
Member Nicola Leibinger-Kammueller for
Fiscal 2008/2009
5p Approve Discharge of Supervisory Board For For Management
Member Werner Moenius for Fiscal
2008/2009
5q Approve Discharge of Supervisory Board For For Management
Member Hakan Samuelsson for Fiscal
2008/2009
5r Approve Discharge of Supervisory Board For For Management
Member Dieter Scheitor for Fiscal
2008/2009
5s Approve Discharge of Supervisory Board For For Management
Member Rainer Sieg for Fiscal 2008/2009
5t Approve Discharge of Supervisory Board For For Management
Member Birgit Steinborn for Fiscal
2008/2009
5u Approve Discharge of Supervisory Board For For Management
Member Lord Iain Vallance of Tummel for
Fiscal 2008/2009
5v Approve Discharge of Supervisory Board For For Management
Member Sibylle Wankel for Fiscal
2008/2009
6 Approve Remuneration System for For For Management
Management Board Members
7a Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2009/2010
7b Ratify Ernst & Young GmbH as Auditors For For Management
for the Inspection of the Abbreviated
Financial Statements for the First Half
of Fiscal 2009/2010
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
of up to 5 Percent of Issued Share
Capital when Repurchasing Shares
10 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 600
Million Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: Convocation of, For For Management
Participation in, Video and Audio
Transmission of, and Exercise of Voting
Rights at General Meeting; Other
Statutory Changes due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
12a Approve Settlement Agreement Between For For Management
Siemens AG and Karl-Hermann Baumann
Concluded on Dec. 2, 2009
12b Approve Settlement Agreement Between For For Management
Siemens AG and Johannes Feldmayer
Concluded on Dec. 2, 2009
12c Approve Settlement Agreement Between For For Management
Siemens AG and Klaus Kleinfeld
Concluded on Dec. 2, 2009
12d Approve Settlement Agreement Between For For Management
Siemens AG and Edward Krubasik
Concluded on Dec. 2, 2009
12e Approve Settlement Agreement Between For For Management
Siemens AG and Rudi Lamprecht Concluded
on Dec. 2, 2009
12f Approve Settlement Agreement Between For For Management
Siemens AG and Heinrich von Pierer
Concluded on Dec. 2, 2009
12g Approve Settlement Agreement Between For For Management
Siemens AG and Juergen Radomski
Concluded on Dec. 2, 2009
12h Approve Settlement Agreement Between For For Management
Siemens AG and Uriel Sharef Concluded
on Dec. 2, 2009
12i Approve Settlement Agreement Between For For Management
Siemens AG and Klaus Wucherer Concluded
on Dec. 2, 2009
13 Approve Settlement Between Siemens AG For For Management
and Group of D&O Liability and
Indemnification Insurers Concluded on
Dec. 2, 2009
14 Approve Amendments to Remuneration of Against Against Shareholder
Supervisory Board
15 Amend Corporate Purpose Against Against Shareholder
- --------------------------------------------------------------------------------
SNAM RETE GAS S.P.A.
Ticker: SRG Security ID: T8578L107
Meeting Date: APR 27, 2010 Meeting Type: Annual/Special
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Did Not Vote Management
1 Accept Financial Statements, For Did Not Vote Management
Consolidated Financial Statements, and
Statutory Reports
2 Approve Allocation of Income For Did Not Vote Management
3 Fix Number of Directors For Did Not Vote Management
4 Fix Directors' Term For Did Not Vote Management
5.1 Slate Submitted by Eni SpA None Did Not Vote Management
5.2 Slate Submitted by Minority None Did Not Vote Management
Shareholders
6 Elect the Chairman of the Board of For Did Not Vote Management
Director
7 Approve Remuneration of Directors For Did Not Vote Management
8.1 Slate Submitted by Eni SpA None Did Not Vote Management
8.2 Slate Submitted by Minority None Did Not Vote Management
Shareholders
9 Elect Chairman of Internal Statutory For Did Not Vote Management
Auditors
10 Approve Internal Auditors' Remuneration For Did Not Vote Management
11 Approve External Auditors For Did Not Vote Management
- --------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC.
Ticker: 8729 Security ID: J76337104
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3000
2.1 Elect Director Teruhisa Tokunaka For For Management
2.2 Elect Director Katsumi Ihara For For Management
2.3 Elect Director Hiromichi Fujikata For For Management
2.4 Elect Director Taro Okuda For For Management
2.5 Elect Director Shinichi Yamamoto For For Management
2.6 Elect Director Shigeru Ishii For For Management
2.7 Elect Director Masaru Kato For For Management
2.8 Elect Director Yasushi Ikeda For For Management
2.9 Elect Director Ryuji Yasuda For For Management
- --------------------------------------------------------------------------------
SULZER AG
Ticker: SUN Security ID: H83580284
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2.80 per Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
5.1 Amend Articles Re: Conversion of Shares For Did Not Vote Management
due to New Swiss Federal Act on
Intermediated Securities
5.2 Amend Articles Re: Reduce Board Terms For Did Not Vote Management
to One Year
6.1 Elect Hubert Lienhard and Luciano For Did Not Vote Management
Respini as Directors (Bundled)
6.2 Elect Timothy Summers as Director For Did Not Vote Management
- --------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Motoyuki Oka For For Management
2.2 Elect Director Susumu Kato For For Management
2.3 Elect Director Kazuo Omori For For Management
2.4 Elect Director Shunichi Arai For For Management
2.5 Elect Director Nobuo Kitagawa For For Management
2.6 Elect Director Toyosaku Hamada For For Management
2.7 Elect Director Takahiro Moriyama For For Management
2.8 Elect Director Takashi Kano For For Management
2.9 Elect Director Kuniharu Nakamura For For Management
2.10 Elect Director Takuro Kawahara For For Management
2.11 Elect Director Yoshio Osawa For For Management
2.12 Elect Director Yasuyuki Abe For For Management
3 Appoint Statutory Auditor Ichiro Miura For For Management
4 Approve Annual Bonus Payment to For Against Management
Directors
5 Approve Stock Option Plan For For Management
6 Approve Deep Discount Stock Option Plan For For Management
- --------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES LTD.
Ticker: 5802 Security ID: J77411114
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Masayoshi Matsumoto For For Management
2.2 Elect Director Hiroyuki Takenaka For For Management
2.3 Elect Director Katsuhide Kurasaka For For Management
2.4 Elect Director Mitsuo Nishida For For Management
2.5 Elect Director Shigeru Tanaka For For Management
2.6 Elect Director Akira Nishimura For For Management
2.7 Elect Director Atsushi Yano For For Management
2.8 Elect Director Shigeru Noda For For Management
2.9 Elect Director Hideaki Inayama For For Management
2.10 Elect Director Osamu Inoue For For Management
2.11 Elect Director Kazuo Hiramatsu For For Management
2.12 Elect Director Makoto Nakajima For For Management
2.13 Elect Director Akito Kubo For For Management
3.1 Appoint Statutory Auditor Kazuyoshi For For Management
Hasegawa
3.2 Appoint Statutory Auditor Kan Hayashi For Against Management
4 Approve Annual Bonus Payment to For For Management
Directors
- --------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55 for Ordinary
Shares
2 Amend Articles to Increase Authorized For For Management
Capital - Remove Provisions on Class 4
Preferred Shares to Reflect
Cancellation
3.1 Elect Director Teisuke Kitayama For For Management
3.2 Elect Director Wataru Ohara For For Management
3.3 Elect Director Hideo Shimada For For Management
3.4 Elect Director Junsuke Fujii For For Management
3.5 Elect Director Koichi Miyata For For Management
3.6 Elect Director Yoshinori Yokoyama For For Management
4 Approve Retirement Bonus Payment for For For Management
Director
5 Approve Special Payments in Connection For For Management
with Abolition of Retirement Bonus
System and Approve Deep Discount Stock
Option Plan
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Brian A. Canfield For For Management
1.3 Elect Director Dominic D'Alessandro For For Management
1.4 Elect Director John T. Ferguson For For Management
1.5 Elect Director W. Douglas Ford For For Management
1.6 Elect Director Richard L. George For For Management
1.7 Elect Director Paul Haseldonckx For For Management
1.8 Elect Director John R. Huff For For Management
1.9 Elect Director Jacques Lamarre For For Management
1.10 Elect Director Brian F. MacNeill For For Management
1.11 Elect Director Maureen McCaw For For Management
1.12 Elect Director Michael W. O'Brien For For Management
1.13 Elect Director James W. Simpson For For Management
1.14 Elect Director Eira Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: SCA B Security ID: W90152120
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Sven Unger as For Did Not Vote Management
Chairman of Meeting
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Approve Agenda of Meeting For Did Not Vote Management
6 Receive Financial Statements and None Did Not Vote Management
Statutory Reports
7 Receive President's Report and CEO's None Did Not Vote Management
Review
8a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.70 per Share; Set
April 29, 2010 as Record Date for
Dividends
8c Approve Discharge of Board and For Did Not Vote Management
President
9 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board
10 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.35 Million for
Chairman, and SEK 450,000 for
Non-Executive Directors; Approve
Remuneration of Auditors
11 Reelect Rolf Borjesson, Soren Gyll, For Did Not Vote Management
Leif Johansson, Sverker Martin-Lof
(Chairman), Anders Nyren, Barbara
Thoralfsson, and Jan Johansson as
Directors; Elect Par Boman as New
Director
12 Authorize Chairman of Board and For Did Not Vote Management
Representatives Between Four and Six of
Company's Largest Shareholders to Serve
on Nominating Committee
13 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
14 Close Meeting None Did Not Vote Management
- --------------------------------------------------------------------------------
SWISSCOM AG
Ticker: SCMN Security ID: H8398N104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 20 per Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Amend Articles Re: Share Certificates For Did Not Vote Management
and Conversion of Shares due to New
Swiss Federal Act on Intermediated
Securities
5.1 Reelect Anton Scherrer as Director For Did Not Vote Management
5.2 Reelect Hugo Gerber as Director For Did Not Vote Management
5.3 Reelect Catherine Muehlemann as For Did Not Vote Management
Director
6 Ratify KPMG AG as Auditors For Did Not Vote Management
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Calvin Darden For For Management
2 Elect Director Anne M. Mulcahy For For Management
3 Elect Director Stephen W. Sanger For For Management
4 Elect Director Gregg W. Steinhafel For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Amend Articles of Incorporation For For Management
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TECK RESOURCES LTD
Ticker: TCK.B Security ID: 878742204
Meeting Date: APR 22, 2010 Meeting Type: Annual/Special
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect M.M. Ashar as Director For For Management
1.2 Elect J.B. Aune as Director For For Management
1.3 Elect J.H. Bennett as Director For For Management
1.4 Elect H.J. Bolton as Director For For Management
1.5 Elect F.P. Chee as Director For For Management
1.6 Elect J.L. Cockwell as Director For For Management
1.7 Elect N.B. Keevil as Director For For Management
1.8 Elect N.B. Keevil III as Director For For Management
1.9 Elect T. Kuriyama as Director For For Management
1.10 Elect D.R. Lindsay as Director For For Management
1.11 Elect T. Mochihara as Director For For Management
1.12 Elect J.G. Rennie as Director For For Management
1.13 Elect W.S.R. Seyffert as Director For For Management
1.14 Elect C.M. Thompson as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker: TE Security ID: 872375100
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John B. Ramil For For Management
2 Elect Director Tom L. Rankin For For Management
3 Elect Director William D. Rockford For For Management
4 Ratify Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.W. Babb, Jr. For For Management
2 Elect Director D.L. Boren For For Management
3 Elect Director D.A. Carp For For Management
4 Elect Director C.S. Cox For For Management
5 Elect Director D.R. Goode For For Management
6 Elect Director S.P. MacMillan For For Management
7 Elect Director P.H. Patsley For For Management
8 Elect Director W.R. Sanders For For Management
9 Elect Director R.J. Simmons For For Management
10 Elect Director R.K. Templeton For For Management
11 Elect Director C.T. Whitman For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THYSSENKRUPP AG (FORMERLY THYSSEN AG)
Ticker: TKA Security ID: D8398Q119
Meeting Date: JAN 21, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008/2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008/2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008/2009
5 Approve Remuneration System for For For Management
Management Board Members
6.1 Elect Hans-Peter Keitel to the For For Management
Supervisory Board
6.2 Reelect Ulrich Lehner to the For For Management
Supervisory Board
6.3 Reelect Bernhard Pellens to the For For Management
Supervisory Board
6.4 Reelect Henning Schulte-Noelle to the For For Management
Supervisory Board
6.5 Reelect Christian Streiff to the For For Management
Supervisory Board
6.6 Reelect Juergen Thumann to the For For Management
Supervisory Board
6.7 Elect Beatrice Weder di Mauro to the For For Management
Supervisory Board
7 Ratify KPMG AG as Auditors for Fiscal For For Management
2009/2010
8 Authorize Share Repurchase Program and For Against Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For Against Management
of up to 5 Percent of Issued Share
Capital when Repurchasing Shares
10 Amend Articles Re: Convocation, For For Management
Participation, Exercise of Voting
Rights, and Video and Audio
Transmission of General Meeting due to
New German Legislation (Law on
Transposition of EU Shareholder's
Rights Directive)
- --------------------------------------------------------------------------------
TIDEWATER INC.
Ticker: TDW Security ID: 886423102
Meeting Date: JUL 9, 2009 Meeting Type: Annual
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For For Management
1.2 Elect Director James C. Day For Withhold Management
1.3 Elect Director Richard T. Du Moulin For Withhold Management
1.4 Elect Director J. Wayne Leonard For For Management
1.5 Elect Director Jon C. Madonna For For Management
1.6 Elect Director Joseph H. Netherland For For Management
1.7 Elect Director Richard A. Pattarozzi For For Management
1.8 Elect Director Nicholas Sutton For Withhold Management
1.9 Elect Director Cindy B. Taylor For For Management
1.10 Elect Director Dean E. Taylor For For Management
1.11 Elect Director Jack E. Thompson For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Deborah C. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Stock Retention/Holding Period Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TJX COMPANIES, INC., THE
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jose B. Alvarez For For Management
2 Elect Director Alan M. Bennett For For Management
3 Elect Director David A. Brandon For For Management
4 Elect Director Bernard Cammarata For For Management
5 Elect Director David T. Ching For For Management
6 Elect Director Michael F. Hines For For Management
7 Elect Director Amy B. Lane For For Management
8 Elect Director Carol Meyrowitz For For Management
9 Elect Director John F. O'Brien For For Management
10 Elect Director Willow B. Shire For For Management
11 Elect Director Fletcher H. Wiley For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TOHOKU ELECTRIC POWER CO. INC.
Ticker: 9506 Security ID: J85108108
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Hiroaki Takahashi For For Management
2.2 Elect Director Makoto Kaiwa For For Management
2.3 Elect Director Nobuaki Abe ] For For Management
2.4 Elect Director Takeo Umeda For For Management
2.5 Elect Director Fumio Ube For For Management
2.6 Elect Director Hiroshi Kato For For Management
2.7 Elect Director Toshiya Kishi For For Management
2.8 Elect Director Eiji Hayasaka For For Management
2.9 Elect Director Kazuo Morishita For For Management
2.10 Elect Director Toshihito Suzuki For For Management
2.11 Elect Director Tsutomu Satake For For Management
2.12 Elect Director Shigeru Inoue For For Management
2.13 Elect Director Masanori Tanaka For For Management
2.14 Elect Director Yasuhiko Ono For For Management
2.15 Elect Director Ryuichi Oyama For For Management
2.16 Elect Director Tomonori Inagaki For For Management
2.17 Elect Director Hiroya Harada For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Deep Discount Stock Option Plan For For Management
and Adjustment to Aggregate
Compensation Ceiling for Directors
5 Amend Articles to Create a Director Against Against Shareholder
Slot Devoted to Resource, Environment
and Energy Industry Issues
6 Amend Articles to Require Disclosure of Against Against Shareholder
Individual Board Member Compensation
Levels and Work Performance
7 Amend Articles to Require Aggressive Against Against Shareholder
Information Disclosure
8 Amend Articles to Ban Hiring of Civil Against Against Shareholder
Servants from Bureaus Dealing with the
Firm
9 Amend Articles to Require End of Against Against Shareholder
Cooperation in Fast Breeder Reactor
Project
10 Amend Articles to Require Freeze on Against Against Shareholder
Plutonium Mixed Fuels Program Until
Waste Handling and Disposal Method is
Determined
- --------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS, INC.
Ticker: 8766 Security ID: J86298106
Meeting Date: JUN 28, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Kunio Ishihara For For Management
2.2 Elect Director Shuzo Sumi For For Management
2.3 Elect Director Daisaku Honda For For Management
2.4 Elect Director Hiroshi Amemiya For For Management
2.5 Elect Director Shinichiro Okada For For Management
2.6 Elect Director Minoru Makihara For For Management
2.7 Elect Director Hiroshi Miyajima For For Management
2.8 Elect Director Kunio Ito For Against Management
2.9 Elect Director Akio Mimura For For Management
2.10 Elect Director Toshifumi Kitazawa For For Management
2.11 Elect Director Masashi Oba For For Management
3.1 Appoint Statutory Auditor Hiroshi For For Management
Fukuda
3.2 Appoint Statutory Auditor Yuko Kawamoto For For Management
3.3 Appoint Statutory Auditor Toshiro Yagi For For Management
- --------------------------------------------------------------------------------
TOKYO GAS CO. LTD.
Ticker: 9531 Security ID: J87000105
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Mitsunori Torihara For For Management
2.2 Elect Director Tadaaki Maeda For For Management
2.3 Elect Director Tsuyoshi Okamoto For For Management
2.4 Elect Director Shigeru Muraki For For Management
2.5 Elect Director Toshiyuki Kanisawa For For Management
2.6 Elect Director Tsutomu Ohya For For Management
2.7 Elect Director Michiaki Hirose For For Management
2.8 Elect Director Mikio Itazawa For For Management
2.9 Elect Director Katsuhiko Honda For For Management
2.10 Elect Director Sanae Inada For For Management
2.11 Elect Director Yukio Sato For For Management
3 Appoint Statutory Auditor Shouji Mori For For Management
- --------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK Security ID: 891027104
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Lloyd W. Newton For For Management
1.3 Elect Director Darren M. Rebelez For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Rescind Fair Price Provision For For Management
- --------------------------------------------------------------------------------
TORONTO-DOMINION BANK, THE
Ticker: TD Security ID: 891160509
Meeting Date: MAR 25, 2010 Meeting Type: Annual
Record Date: FEB 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William E. Bennett as Director For For Management
1.2 Elect Hugh J. Bolton as Director For For Management
1.3 Elect John L. Bragg as Director For For Management
1.4 Elect W. Edmund Clark as Director For For Management
1.5 Elect Wendy K. Dobson as Director For For Management
1.6 Elect Henry H. Ketcham as Director For For Management
1.7 Elect Pierre H. Lessard as Director For For Management
1.8 Elect Brian M. Levitt as Director For For Management
1.9 Elect Harold H. MacKay as Director For For Management
1.10 Elect Irene R. Miller as Director For For Management
1.11 Elect Nadir H. Mohamed as Director For For Management
1.12 Elect Wilbur J. Prezzano as Director For For Management
1.13 Elect Helen K. Sinclair as Director For For Management
1.14 Elect Carole S. Taylor as Director For For Management
1.15 Elect John M. Thompson as Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Submit to Shareholder Vote More Against Against Shareholder
Nominees Than There are Vacancies on
the Board of Directors
5 Disclose Equity Ratio Between Total Against Against Shareholder
Compensation of CEO, the Five NEOs and
Total Average Compensation of Employees
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD.
Ticker: TEL Security ID: H8912P106
Meeting Date: OCT 8, 2009 Meeting Type: Special
Record Date: AUG 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 To Approve Payment Of A Distribution To For For Management
Shareholders Through Areduction Of The
Par Value Of Our Shares, Such Payment
To Bemade In Two Installments On Or
Before March 26, 2010 (the End Ofthe
Second Fiscal Quarter Of 2010).
2 To Approve Any Adjournments Or For Against Management
Postponements Of Theextraordinary
General Meeting.
3 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD.
Ticker: TEL Security ID: H8912P106
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Pierre Brondeau as Director For For Management
1.2 Reelect Ram Charan as Director For For Management
1.3 Reelect Juergen Gromer as Director For For Management
1.4 Reelect Robert Hernandez as Director For For Management
1.5 Reelect Thomas Lynch as Director For For Management
1.6 Reelect Daniel Phelan as Director For For Management
1.7 Reelect Frederic Poses as Director For For Management
1.8 Reelect Lawrence Smith as Director For For Management
1.9 Reelect Paula Sneed as Director For For Management
1.10 Reelect David Steiner as Director For For Management
1.11 Reelect John Van Scoter as Director For For Management
2.1 Accept Annual Report for Fiscal For For Management
2008/2009
2.2 Accept Statutory Financial Statements For For Management
for Fiscal 2008/2009
2.3 Accept Consolidated Financial For For Management
Statements for Fiscal 2008/2009
3 Approve Share Capital Reduction and For For Management
Repayment of $0.64 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5 Increase the Number of Shares Available For Against Management
for Awards under Tyco Electronics Ltd.
2007 Stock and Incentive Plan
6.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2009/2010
6.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors for Fiscal 2009/2010
6.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor for Fiscal 2009/2010
7 Adjourn Meeting For Against Management
8 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2008/2009
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Edward Breen as Director For Withhold Management
3.2 Elect Michael Daniels as Director For For Management
3.3 Reelect Timothy Donahue as Director For For Management
3.4 Reelect Brian Duperreault as Director For For Management
3.5 Reelect Bruce Gordon as Director For For Management
3.6 Reelect Rajiv Gupta as Director For For Management
3.7 Reelect John Krol as Director For For Management
3.8 Reelect Brendan O'Neill as Director For For Management
3.9 Reelect William Stavropoulos as For For Management
Director
3.10 Reelect Sandra Wijnberg as Director For For Management
3.11 Reelect R. David Yost as Director For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2009/2010
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor
5a Approve Carrying Forward of Net Loss For For Management
5b Approve CHF 407.4 Million Reduction in For For Management
Share Capital and Repayment of CHF 0.85
per Share
6 Amend Articles Re: Plurality Voting For For Management
Standard for Board Elections When the
Number of Candidates Exceeds the Number
of Board Positions Available
7 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
UGI CORP.
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: NOV 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.D. Ban For For Management
1.2 Elect Director R.C. Gozon For For Management
1.3 Elect Director L.R. Greenberg For For Management
1.4 Elect Director M.O. Schlanger For For Management
1.5 Elect Director A. Pol For For Management
1.6 Elect Director E.E. Jones For For Management
1.7 Elect Director J.L. Walsh For For Management
1.8 Elect Director R.B. Vincent For For Management
1.9 Elect Director M.S. Puccio For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNICREDIT SPA
Ticker: UCG Security ID: T95132105
Meeting Date: NOV 16, 2009 Meeting Type: Special
Record Date: NOV 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve EUR 4 Billion Capital Increase For Did Not Vote Management
with Preemptive Rights to Holders of
Ordinary Shares and Saving Shares
- --------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORP
Ticker: 2303 Security ID: 910873405
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Amend Operating Procedures for For For Management
Derivatives Transactions
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
7 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
8 Approve Issuance of Shares via a For For Management
Private Placement and Issuance of
Ordinary Shares to Participate in the
Issuance of Global Depository Receipt
or Issuance of Domestic or Global
Convertible Bonds
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Douglas W. Leatherdale For For Management
7 Elect Director Glenn M. Renwick For For Management
8 Elect Director Kenneth I. Shine For For Management
9 Elect Director Gail R. Wilensky For For Management
10 Ratify Auditors For For Management
11 Report on Lobbying Expenses Against Against Shareholder
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Sandra O. Moose For For Management
5 Elect Director Joseph Neubauer For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Thomas H. O'Brien For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Elect Director John R. Stafford For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Prohibit Executive Stock-Based Awards Against Against Shareholder
17 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
18 Performance-Based Equity Awards Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Adopt Policy on Succession Planning Against For Shareholder
21 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
22 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 28, 2009 Meeting Type: Annual
Record Date: JUL 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Simon Murray as Director For For Management
12 Elect Stephen Pusey as Director For For Management
13 Re-elect Luc Vandevelde as Director For For Management
14 Re-elect Anthony Watson as Director For For Management
15 Re-elect Philip Yea as Director For For Management
16 Approve Final Dividend of 5.20 Pence For For Management
Per Ordinary Share
17 Approve Remuneration Report For For Management
18 Reappoint Deloitte LLP as Auditors of For For Management
the Company
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,193,532,658
21 Subject to the Passing of Resolution For For Management
20, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 330,323,367
22 Authorise 5,200,000,000 Ordinary Shares For For Management
for Market Purchase
23 Adopt New Articles of Association For For Management
24 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For Against Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For Against Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For Against Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Report on Political Contributions Against For Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
- --------------------------------------------------------------------------------
WARTSILA OYJ
Ticker: WRT1V Security ID: X98155116
Meeting Date: MAR 4, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Calling the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report; Receive CEO's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.75 Per Share
9 Approve Discharge of Board and For For Management
President
10 Amend Articles Re: Amend Method of For For Management
Convening General Meeting; Set Number
of Directors from Five to Ten
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 120,000 for Chairman,
EUR 90,000 for Deputy Chairman, and EUR
60,000 for Other Directors; Approve
Meeting Fees
12 Fix Number of Directors at Nine For For Management
13 Reelect Maarit Aarni-Sirvio, Kaj-Gustaf For Against Management
Bergh, Antti Lagerroos (Chair), Bertel
Langenskiold, and Matti Vuoria (Deputy
Chair) as Directors; Elect Paul
Ehrnrooth, Alexander Ehrnrooth, Ole
Johansson, and Mikael Lilius as New
Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify KPMG Oy Ab as Auditors For For Management
16 Approve Charitable Donations of up to For For Management
EUR 1.5 Million
17 Close Meeting None None Management
- --------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sheila P. Burke For For Management
2 Elect Director George A. Schaefer, Jr. For For Management
3 Elect Director Jackie M. Ward For For Management
4 Ratify Auditors For For Management
5 Report on Conversion to Non-Profit Against Against Shareholder
Status
6 Report on Lobbying Expenses Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Reincorporate in Another State [from Against For Shareholder
Indiana to Delaware]
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Richard D. McCormick For For Management
8 Election Director Mackey J. McDonald For For Management
9 Election Director Cynthia H. Milligan For For Management
10 Elect Director Nicholas G. Moore For For Management
11 Elect Director Philip J. Quigley For Against Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director Robert K. Steel For For Management
15 Elect Director John G. Stumpf For For Management
16 Elect Director an G. Swenson For For Management
17 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
18 Increase Authorized Common Stock For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Require Independent Board Chairman Against For Shareholder
22 Report on Charitable Contributions Against Against Shareholder
23 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
WESTPAC BANKING CORPORATION
Ticker: WBC Security ID: Q97417101
Meeting Date: DEC 16, 2009 Meeting Type: Annual
Record Date: DEC 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended Sept. 30, 2009
2 Approve the Remuneration Report for the For For Management
Financial Year Ended Sept. 30, 2009
3(a) Elect Edward (Ted) Alfred Evans as a For For Management
Director
3(b) Elect Gordon McKellar Cairns as a For For Management
Director
3(c) Elect Peter David Wilson as a Director For For Management
4 Approve the Grant of Shares and For For Management
Performance Share Rights and/or
Performance Options to Gail Patricia
Kelly, Managing Director and CEO, Under
the Company's CEO Restricted Share Plan
and CEO Performance Plan
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kathleen B. Cooper For For Management
2 Elect Director William R. Granberry For For Management
3 Elect Director William G. Lowrie For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
7 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
YAMADA DENKI CO.
Ticker: 9831 Security ID: J95534103
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Noboru Yamada For For Management
3.2 Elect Director Tadao Ichimiya For For Management
3.3 Elect Director Hiroyasu Iizuka For For Management
3.4 Elect Director Takao Katou For For Management
3.5 Elect Director Mamoru Moteki For For Management
3.6 Elect Director Ginji Karasawa For For Management
3.7 Elect Director Makoto Igarashi For For Management
3.8 Elect Director Masaaki Kurihara For For Management
3.9 Elect Director Jun Okamoto For For Management
3.10 Elect Director Haruhiko Itakura For For Management
3.11 Elect Director Mitsumasa Kuwano For For Management
3.12 Elect Director Kazumasa Watanabe For For Management
3.13 Elect Director Haruhiko Higuchi For For Management
3.14 Elect Director Tomoaki Nitou For For Management
3.15 Elect Director Tatsuo Kobayashi For For Management
3.16 Elect Director Shinichi Samata For For Management
3.17 Elect Director Akira Fukui For For Management
4 Approve Retirement Bonus Payment for For For Management
Director
- --------------------------------------------------------------------------------
YAMAGUCHI FINANCIAL GROUP, INC.
Ticker: 8418 Security ID: J9579M103
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koichi Fukuda For For Management
1.2 Elect Director Hiromichi Morimoto For For Management
1.3 Elect Director Katsuhiko Nishihara For For Management
1.4 Elect Director Fumio Nosaka For For Management
1.5 Elect Director Hirohide Umemoto For For Management
1.6 Elect Director Takeshi Yoshimura For For Management
1.7 Elect Director Shigeaki Nakahara For For Management
2.1 Appoint Statutory Auditor Hiroshi Noma For For Management
2.2 Appoint Statutory Auditor Ko Yamashita For For Management
========= LEGG MASON CLEARBRIDGE VARIABLE AGGRESSIVE GROWTH PORTFOLIO ==========
ADVENT SOFTWARE, INC.
Ticker: ADVS Security ID: 007974108
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Scully For For Management
1.2 Elect Director Stephanie G. DiMarco For For Management
1.3 Elect Director A. George Battle For For Management
1.4 Elect Director James D. Kirsner For For Management
1.5 Elect Director James P. Roemer For For Management
1.6 Elect Director Wendell G. Van Auken For For Management
1.7 Elect Director Christine S. Manfredi For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Eliminate Right to Act by Written For Against Management
Consent
- --------------------------------------------------------------------------------
ALKERMES, INC.
Ticker: ALKS Security ID: 01642T108
Meeting Date: OCT 6, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Floyd E. Bloom For For Management
1.3 Elect Director Robert A. Breyer For For Management
1.4 Elect Director David A. Broecker For For Management
1.5 Elect Director Geraldine Henwood For For Management
1.6 Elect Director Paul J. Mitchell For For Management
1.7 Elect Director Richard F. Pops For For Management
1.8 Elect Director Alexander Rich For For Management
1.9 Elect Director Mark B. Skaletsky For For Management
1.10 Elect Director Michael A. Wall For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H. Paulett Eberhart For For Management
2 Elect Director Preston M. Geren III For For Management
3 Elect Director James T. Hackett For For Management
4 Ratify Auditors For For Management
5 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
6 Reimburse Expenses Incurred by Against Against Shareholder
Stockholder in Contested Election of
Directors
- --------------------------------------------------------------------------------
ARRIS GROUP, INC.
Ticker: ARRS Security ID: 04269Q100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex B. Best For For Management
1.2 Elect Director Harry L. Bosco For For Management
1.3 Elect Director James A. Chiddix For For Management
1.4 Elect Director John Anderson Craig For For Management
1.5 Elect Director Matthew B. Kearney For For Management
1.6 Elect Director William H. Lambert For For Management
1.7 Elect Director John R. Petty For For Management
1.8 Elect Director Robert J. Stanzione For For Management
1.9 Elect Director David A. Woodle For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION
Ticker: AF Security ID: 046265104
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Chrin For For Management
1.2 Elect Director John J. Conefry, Jr. For For Management
1.3 Elect Director Brian M. Leeney For For Management
1.4 Elect Director Thomas V. Powderly For For Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Bass For For Management
2 Elect Director Crawford W. Beveridge For For Management
3 Elect Director J. Hallam Dawson For For Management
4 Elect Director Per-Kristian Halvorsen For For Management
5 Elect Director Sean M. Maloney For For Management
6 Elect Director Mary T. McDowell For For Management
7 Elect Director Charles J. Robel For For Management
8 Elect Director Steven M. West For For Management
9 Ratify Auditors For For Management
10 Approve Executive Incentive Bonus Plan For For Management
11 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nancy L. Leaming For For Management
2 Elect Director Brian S. Posner For For Management
3 Elect Director Eric K. Rowinsky For For Management
4 Elect Director Stephen A. Sherwin For For Management
5 Ratify Auditors For For Management
6 Amend Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
BIOMIMETIC THERAPEUTICS, INC.
Ticker: BMTI Security ID: 09064X101
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. Friedlaender For For Management
1.2 Elect Director Douglas G. Watson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan L. Amble For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director John E. Major For For Management
1.5 Elect Director Scott A. McGregor For For Management
1.6 Elect Director William T. Morrow For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION
Ticker: CVC Security ID: 12686C109
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary W. Carter For For Management
1.2 Elect Director Thomas V. Reifenheiser For For Management
1.3 Elect Director John R. Ryan For For Management
1.4 Elect Director Vincent Tese For For Management
1.5 Elect Director Leonard Tow For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHARMING SHOPPES, INC.
Ticker: CHRS Security ID: 161133103
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnaud Ajdler For For Management
1.2 Elect Director Michael C. Appel For For Management
1.3 Elect Director Richard W. Bennet, III For For Management
1.4 Elect Director James P. Fogarty For For Management
1.5 Elect Director Michael Goldstein For For Management
1.6 Elect Director Katherine M. Hudson For For Management
1.7 Elect Director Bruce J. Klatsky For For Management
1.8 Elect Director Alan Rosskamm For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Martin Cohen For For Management
2 Elect Director Robert H. Steers For For Management
3 Elect Director Richard E. Bruce For For Management
4 Elect Director Peter L. Rhein For For Management
5 Elect Director Richard P. Simon For For Management
6 Elect Director Edmond D. Villani For For Management
7 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph J. Collins For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Gerald L. Hassell For For Management
1.9 Elect Director Jeffrey A. Honickman For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Judith Rodin For For Management
1.13 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Adopt Policy on Succession Planning Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
CORE LABORATORIES NV
Ticker: CLB Security ID: N22717107
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Three Class II Supervisory Board For For Management
Members (Bundled)
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Cancellation of Repurchased For For Management
Shares
4a Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
4b Authorize Repurchase of Additional 15.6 For For Management
Percent of Issued Share Capital for
Seniot Exchangeable Notes and Lehman
OTC Warrants
5 Grant Board Authority to Issue Ordinary For For Management
and Preference Shares Up To 20 Percent
of Issued Capital
6 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 5
7a Decrease Par Value of Common Stock and For For Management
Amend Articles Accordingly
7b Amend Articles - Board Related For For Management
8 Approve 2:1 Stock Split For For Management
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10 Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F105
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Craig Arnold as Director For For Management
2b Elect Robert H. Brust as Director For For Management
2c Elect John M. Connors, Jr. as Director For For Management
2d Elect Christopher J. Coughlin as For For Management
Director
2e Elect Timothy M. Donahue as Director For For Management
2f Elect Kathy J. Herbert as Director For For Management
2g Elect Randall J. Hogan, III as Director For For Management
2h Elect Richard J. Meelia as Director For For Management
2i Elect Dennis H. Reilley as Director For For Management
2j Elect Tadataka Yamada as Director For For Management
2k Elect Joseph A. Zaccagnino as Director For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration Auditors
4 Authorize Share Repurchase Program For For Management
5 Authorize Reissuance of Treasury Shares For For Management
- --------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: AUG 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Swoboda For For Management
1.2 Elect Director John W. Palmour For For Management
1.3 Elect Director Dolph W. von Arx For For Management
1.4 Elect Director Clyde R. Hosein For For Management
1.5 Elect Director Robert A. Ingram For For Management
1.6 Elect Director Franco Plastina For For Management
1.7 Elect Director Harvey A. Wagner For For Management
1.8 Elect Director Thomas H. Werner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A101
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil R. Austrian For For Management
1.2 Elect Director Ralph F. Boyd, Jr. For For Management
1.3 Elect Director Paul A. Gould For For Management
1.4 Elect Director Charles R. Lee For For Management
1.5 Elect Director Peter A. Lund For For Management
1.6 Elect Director Gregory B. Maffei For For Management
1.7 Elect Director John C. Malone For For Management
1.8 Elect Director Nancy S. Newcomb For For Management
1.9 Elect Director Haim Saban For For Management
1.10 Elect Director Michael D. White For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Gould For For Management
1.2 Elect Director John S. Hendricks For Withhold Management
1.3 Elect Director M. LaVoy Robison For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 9, 2010 Meeting Type: Annual
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray Dolby For For Management
1.2 Elect Director Kevin Yeaman For For Management
1.3 Elect Director Peter Gotcher For For Management
1.4 Elect Director Nicholas Donatiello, Jr For For Management
1.5 Elect Director Ted W. Hall For For Management
1.6 Elect Director Bill Jasper For For Management
1.7 Elect Director Sanford Robertson For For Management
1.8 Elect Director Roger Siboni For For Management
1.9 Elect Director Avadis Tevanian, Jr For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DSP GROUP, INC.
Ticker: DSPG Security ID: 23332B106
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eliyahu Ayalon For For Management
1.2 Elect Director Zvi Limon For For Management
1.3 Elect Director Louis Silver For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James T. Hackett For For Management
2 Elect Director Kent Kresa For For Management
3 Elect Director Nader H. Sultan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 10, 2009 Meeting Type: Annual
Record Date: JUN 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director Lawrence S. Olanoff For For Management
1.3 Elect Director Nesli Basgoz For For Management
1.4 Elect Director William J. Candee For For Management
1.5 Elect Director George S. Cohan For For Management
1.6 Elect Director Dan L. Goldwasser For For Management
1.7 Elect Director Kenneth E. Goodman For For Management
1.8 Elect Director Lester B. Salans For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Bobby Lee Lackey For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
GENZYME CORPORATION
Ticker: GENZ Security ID: 372917104
Meeting Date: JUN 16, 2010 Meeting Type: Proxy Contest
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Robert J. Bertolini For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
1.4 Elect Director Robert J. Carpenter For For Management
1.5 Elect Director Charles L. Cooney For For Management
1.6 Elect Director Victor J. Dzau For For Management
1.7 Elect Director Connie Mack, III For For Management
1.8 Elect Director Richard F. Syron For For Management
1.9 Elect Director Henri A. Termeer For For Management
1.10 Elect Director Ralph V. Whitworth For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Provide Right to Call Special Meeting For For Management
6 Ratify Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None None
1.1 Elect Director Steven Burakoff For Did Not Vote Shareholder
1.2 Elect Director Alexander J. Denner For Did Not Vote Shareholder
1.3 Elect Director Carl C. Icahn For Did Not Vote Shareholder
1.4 Elect Director Richard Mulligan For Did Not Vote Shareholder
1.5 Management Nominee - Douglas A. For Did Not Vote Shareholder
Berthiaume
1.6 Management Nominee - Robert J. For Did Not Vote Shareholder
Bertolini
1.7 Management Nominee - Gail K. Boudreaux For Did Not Vote Shareholder
1.8 Management Nominee - Robert J. For Did Not Vote Shareholder
Carpenter
1.9 Management Nominee - Victor J. Dzau For Did Not Vote Shareholder
1.10 Management Nominee - Ralph V. Whitworth For Did Not Vote Shareholder
2 Amend Omnibus Stock Plan For Did Not Vote Management
3 Amend Qualified Employee Stock Purchase For Did Not Vote Management
Plan
4 Amend Non-Employee Director Omnibus Against Did Not Vote Management
Stock Plan
5 Provide Right to Call Special Meeting For Did Not Vote Management
6 Ratify Auditors For Did Not Vote Management
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC.
Ticker: ISIS Security ID: 464330109
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley T. Crooke For For Management
1.2 Elect Director Joseph Klein, III For For Management
1.3 Elect Director John C. Reed For For Management
2 Amend Non-Employee Director Stock For For Management
Option Plan
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Lewis Kramer For For Management
1.4 Elect Director Alan H. Washkowitz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LASERCARD CORPORATION
Ticker: LCRD Security ID: 51807U101
Meeting Date: SEP 15, 2009 Meeting Type: Annual
Record Date: JUL 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard C. Bailey For For Management
1.2 Elect Director Robert T. DeVincenzi For For Management
1.3 Elect Director Arthur H. Hausman For For Management
1.4 Elect Director Donald E. Mattson For For Management
1.5 Elect Director Albert J. Moyer For For Management
1.6 Elect Director Walter F. Walker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY GLOBAL, INC.
Ticker: LBTYA Security ID: 530555101
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miranda Curtis For For Management
1.2 Elect Director John W. Dick For For Management
1.3 Elect Director J.C. Sparkman For For Management
1.4 Elect Director J. David Wargo For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M500
Meeting Date: NOV 19, 2009 Meeting Type: Special
Record Date: OCT 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Redemption Proposal For For Management
2.1 Approve Spin-Off Agreement For For Management
2.2 Approve Merger Agreement For For Management
2.3 Approve Contribution Proposal For For Management
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M104
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
1.4 Elect Director Andrea L. Wong For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M302
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
1.4 Elect Director Andrea L. Wong For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M708
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
1.4 Elect Director Andrea L. Wong For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ben A. Guill For For Management
1.2 Elect Director Roger L. Jarvis For For Management
1.3 Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID: 649445103
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Blake For For Management
1.2 Elect Director Michael J. Levine For For Management
1.3 Elect Director Guy V. Molinari For For Management
1.4 Elect Director John M. Tsimbinos For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: 654902204
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Calling the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, the Board's Report,
and the Auditor's Report; Receive
Review by the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.40 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 for Chairman,
EUR 150,000 for Vice Chairman, and EUR
130,000 for Other Directors; Approve
Remuneration for Committee Work
11 Fix Number of Directors at 10 For For Management
12 Reelect Lalita Gupte, Bengt Holmstrom, For For Management
Henning Kagermann, Olli-Pekka
Kallasvuo, Per Karlsson, Isabel
Marey-Semper, Jorma Ollila, Marjorie
Scardino, Risto Siilasmaa, and Keijo
Suila as Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers Oy as For For Management
Auditors
15 Amend Articles Re: Amend Corporate For For Management
Purpose; Amend Method of Convening
General Meetings
16 Authorize Repurchase of up to 360 For For Management
Million Issued Shares
17 Approve Issuance of up to 740 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
- --------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. DiMicco For For Management
1.2 Elect Director James D. Hlavacek For For Management
1.3 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
PALL CORP.
Ticker: PLL Security ID: 696429307
Meeting Date: NOV 18, 2009 Meeting Type: Annual
Record Date: SEP 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Carroll For For Management
1.2 Elect Director Robert B. Coutts For For Management
1.3 Elect Director Cheryl W. Grise For For Management
1.4 Elect Director Ulric S. Haynes For For Management
1.5 Elect Director Ronald L. Hoffman For For Management
1.6 Elect Director Eric Krasnoff For For Management
1.7 Elect Director Dennis N. Longstreet For For Management
1.8 Elect Director Edwin W. Martin, Jr. For For Management
1.9 Elect Director Katharine L. Plourde For For Management
1.10 Elect Director Edward L. Snyder For For Management
1.11 Elect Director Edward Travaglianti For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Amend Management Stock Purchase Plan For For Management
6 Amend Omnibus Stock Plan For For Management
7 Other Business For For Management
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004C101
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Harari For For Management
1.2 Elect Director Kevin DeNuccio For For Management
1.3 Elect Director Irwin Federman For For Management
1.4 Elect Director Steven J. Gomo For For Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director Chenming Hu For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director James D. Meindl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEAGATE TECHNOLOGY
Ticker: STX Security ID: G7945J104
Meeting Date: OCT 28, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Stephen J. Luczo as Director For For Management
1b Election Frank J. Biondi, Jr. as For For Management
Director
1c Election William W. Bradley as Director For For Management
1d Election David F. Marquardt as Director For For Management
1e Election Lydia M. Marshall as Director For For Management
1f Election Albert A. Pimentel as Director For For Management
1g Election C.S. Park as Director For For Management
1h Election Gregorio Reyes as Director For For Management
1i Election John W. Thompson as Director For For Management
1j Election Edward J. Zander as Director For For Management
2 Increase Number of Shares Reserved For For Management
Under Seagate Technology's Employee
Stock Purchase Plan in the Amount of 10
Million Shares
3 Approve Employee Stock Option Exchange For Against Management
Program
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
SEAGATE TECHNOLOGY
Ticker: STX Security ID: G7945J104
Meeting Date: APR 14, 2010 Meeting Type: Special
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Of The Scheme Of Arrangement, For For Management
A Copy Of Which Is attached To The
Accompanying Proxy Statement As Annex
A .
2 Approval Of A Motion To Adjourn The For For Management
Special Meeting To A Later Date To
Solicit Additional Proxies If There Are
Insufficient Proxies Or Shareholders
1 Approval Of The Cancellation Of For For Management
Seagate-Cayman's Share Capital,which Is
Necessary In Order To Effect The Scheme
Of Arrangement and Is A Condition To
Proceeding With The Scheme Of
Arrangement(the Capital Reduction
Proposal ).
2 Approval Of The Creation Of For For Management
Distributable Reserves Of
Seagate-Ireland Which Are Required
Under Irish Law In Order To Permit Us
To Pay Dividends And Repurchase Or
Redeem Shares
3 Approval Of A Motion To Adjourn The For For Management
Meeting To A Later Date To Solicit
Additional Proxies If There Are
Insufficient Proxies Or Shareholders,
All As More Fully Described In Proxy
Statement
- --------------------------------------------------------------------------------
STANDARD MICROSYSTEMS CORP.
Ticker: SMSC Security ID: 853626109
Meeting Date: JUL 8, 2009 Meeting Type: Annual
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew M. Caggia For For Management
1.2 Elect Director James A. Donahue For For Management
1.3 Elect Director Kenneth Kin For For Management
1.4 Elect Director Christine King For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend of NIS 2.50 (USD For For Management
0.642) Per Share
2 Election Of Director: Mr. Abraham E. For For Management
Cohen
3 Election Of Director: Mr. Amir Elstein For For Management
4 Election Of Director: Prof. Roger For For Management
Kornberg
5 Election Of Director: Prof. Moshe Many For For Management
6 Election Of Director: Mr. Dan Propper For For Management
7 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
8 Approve Stock Option Plan For For Management
9 Approve Compensation of Board Chairman For For Management
10 Approve Compensation of Director For For Management
11 Approve Compensation of Director For For Management
12 Increase Authorized Share Capital For For Management
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD.
Ticker: TEL Security ID: H8912P106
Meeting Date: OCT 8, 2009 Meeting Type: Special
Record Date: AUG 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 To Approve Payment Of A Distribution To For For Management
Shareholders Through Areduction Of The
Par Value Of Our Shares, Such Payment
To Bemade In Two Installments On Or
Before March 26, 2010 (the End Ofthe
Second Fiscal Quarter Of 2010).
2 To Approve Any Adjournments Or For Against Management
Postponements Of Theextraordinary
General Meeting.
3 Transact Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD.
Ticker: TEL Security ID: H8912P106
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Pierre Brondeau as Director For For Management
1.2 Reelect Ram Charan as Director For For Management
1.3 Reelect Juergen Gromer as Director For For Management
1.4 Reelect Robert Hernandez as Director For For Management
1.5 Reelect Thomas Lynch as Director For For Management
1.6 Reelect Daniel Phelan as Director For For Management
1.7 Reelect Frederic Poses as Director For For Management
1.8 Reelect Lawrence Smith as Director For For Management
1.9 Reelect Paula Sneed as Director For For Management
1.10 Reelect David Steiner as Director For For Management
1.11 Reelect John Van Scoter as Director For For Management
2.1 Accept Annual Report for Fiscal For For Management
2008/2009
2.2 Accept Statutory Financial Statements For For Management
for Fiscal 2008/2009
2.3 Accept Consolidated Financial For For Management
Statements for Fiscal 2008/2009
3 Approve Share Capital Reduction and For For Management
Repayment of $0.64 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5 Increase the Number of Shares Available For For Management
for Awards under Tyco Electronics Ltd.
2007 Stock and Incentive Plan
6.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2009/2010
6.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors for Fiscal 2009/2010
6.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor for Fiscal 2009/2010
7 Adjourn Meeting For For Management
8 Transact Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2008/2009
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Edward Breen as Director For For Management
3.2 Elect Michael Daniels as Director For For Management
3.3 Reelect Timothy Donahue as Director For For Management
3.4 Reelect Brian Duperreault as Director For For Management
3.5 Reelect Bruce Gordon as Director For For Management
3.6 Reelect Rajiv Gupta as Director For For Management
3.7 Reelect John Krol as Director For For Management
3.8 Reelect Brendan O'Neill as Director For For Management
3.9 Reelect William Stavropoulos as For For Management
Director
3.10 Reelect Sandra Wijnberg as Director For For Management
3.11 Reelect R. David Yost as Director For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2009/2010
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor
5a Approve Carrying Forward of Net Loss For For Management
5b Approve CHF 407.4 Million Reduction in For For Management
Share Capital and Repayment of CHF 0.85
per Share
6 Amend Articles Re: Plurality Voting For For Management
Standard for Board Elections When the
Number of Candidates Exceeds the Number
of Board Positions Available
7 Transact Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Douglas W. Leatherdale For For Management
7 Elect Director Glenn M. Renwick For For Management
8 Elect Director Kenneth I. Shine For For Management
9 Elect Director Gail R. Wilensky For For Management
10 Ratify Auditors For For Management
11 Report on Lobbying Expenses Against Against Shareholder
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL
Ticker: VRX Security ID: 91911X104
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director Brandon B. Boze For For Management
2 Election Director J. Michael Pearson For For Management
3 Election Director Norma A. Provencio For For Management
4 Election Director Stephen F. Stefano For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Boger For For Management
1.2 Elect Director Charles A. Sanders For For Management
1.3 Elect Director Elaine S. Ullian For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper, Jr. For For Management
12 Elect Director Sheryl Sandberg For For Management
13 Elect Director Orin C. Smith For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Reduce Supermajority Vote Requirement For For Management
17 Reduce Supermajority Vote Requirement For For Management
18 Amend Articles of Incorporation to For For Management
Delete Certain Tracking Stock
Provisions
19 Amend Articles of Incorporation to For For Management
Delete Classified Board Transition
Provisions
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Ex-Gay Status
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD
Ticker: WFT Security ID: H27013103
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Bernard Duroc-Danner as For For Management
Director
3.2 Elect Samuel Bodman as Director For For Management
3.3 Reelect David Butters as Director For For Management
3.4 Reelect Nicholas Brady as Director For For Management
3.5 Reelect William Macauly as Director For For Management
3.6 Reelect Robert Millard as Director For For Management
3.7 Reelect Robert Moses as Director For For Management
3.8 Elect Guilliermo Ortiz as Director For For Management
3.9 Elect Emyr Parry as Director For For Management
3.10 Reelect Robert Rayne as Director For For Management
4 Ratify Ernst & Young LLP as Independent For For Management
Registered Public Accounting Firm and
Ernst & Young AG as Statutory Auditor
5 Approve Reclassification of CHF 475 For For Management
Million of Legal Reserves to Other
Reserves
6 Approve Creation of CHF 439.9 Million For For Management
Pool of Capital without Preemptive
Rights
7 Increase Existing Pool of Conditional For For Management
Capital without Preemptive Rights to
CHF 439.9 Million
8 Approve Weatherfor International Ltd. For For Management
2010 Omnibus Incentive Plan for Key
Employees
9 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
Ticker: WWE Security ID: 98156Q108
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent K. McMahon For For Management
1.2 Elect Director David Kenin For For Management
1.3 Elect Director Joseph H. Perkins For For Management
1.4 Elect Director Frank A. Riddick, III For For Management
1.5 Elect Director Michael B. Solomon For For Management
1.6 Elect Director Jeffrey R. Speed For For Management
1.7 Elect Director Lowell P. Weicker, Jr. For For Management
1.8 Elect Director Donna N. Goldsmith For For Management
1.9 Elect Director Kevin Dunn For For Management
1.10 Elect Director Basil V. DeVito, Jr. For For Management
2 Ratify Auditors For For Management
============ LEGG MASON CLEARBRIDGE VARIABLE APPRECIATION PORTFOLIO ============
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Linda G. Alvarado For For Management
2 Elect Director George W. Buckley For For Management
3 Elect Director Vance D. Coffman For For Management
4 Elect Director Michael L. Eskew For For Management
5 Elect Director W. James Farrell For For Management
6 Elect Director Herbert L. Henkel For For Management
7 Elect Director Edward M. Liddy For For Management
8 Elect Director Robert S. Morrison For For Management
9 Elect Director Aulana L. Peters For For Management
10 Elect Director Robert J. Ulrich For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For For Management
1.4 Elect Director W.J. Farrell For For Management
1.5 Elect Director H.L. Fuller For For Management
1.6 Elect Director W.A. Osborn For For Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director R.S. Roberts For For Management
1.9 Elect Director S.C. Scott, III For For Management
1.10 Elect Director W.D. Smithburg For For Management
1.11 Elect Director G.F. Tilton For For Management
1.12 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For For Management
5 Elect Director Alain Monie For For Management
6 Elect Director Thomas O. Ryder For For Management
7 Elect Director Patricia Q. Stonesifer For For Management
8 Ratify Auditors For For Management
9 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director: Raymond P. Dolan For For Management
1.2 Elect Director: Ronald M. Dykes For For Management
1.3 Elect Director: Carolyn F. Katz For For Management
1.4 Elect Director: Gustavo Lara Cantu For For Management
1.5 Elect Director: Joann A. Reed For For Management
1.6 Elect Director: Pamela D.a. Reeve For For Management
1.7 Elect Director: David E. Sharbutt For For Management
1.8 Elect Director: James D. Taiclet, Jr. For For Management
1.9 Elect Director: Samme L. Thompson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 4, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Gochnauer For For Management
1.2 Elect Director Edward E. Hagenlocker For For Management
1.3 Elect Director Henry W. McGee For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Brady For For Management
1.2 Elect Director E. Wayne Nordberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Jerome B. York For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Prepare Sustainability Report Against Against Shareholder
7 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Exclude Pension Credits from Against For Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 10, 2009 Meeting Type: Annual
Record Date: SEP 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Leon G. Cooperman For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Charles H. Noski For For Management
1.10 Elect Director Sharon T. Rowlands For For Management
1.11 Elect Director Gregory L. Summe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For Against Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Against Against Shareholder
Employees
19 TARP Related Compensation Against Against Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against Against Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Against Against Shareholder
Restatements
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORPORATION, THE
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. Kelly For For Management
1.5 Elect Director Robert P. Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Robert Mehrabian For For Management
1.10 Elect Director Mark A. Nordenberg For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director William C. Richardson For For Management
1.13 Elect Director Samuel C. Scott III For For Management
1.14 Elect Director John P. Surma For For Management
1.15 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.A Security ID: 084670108
Meeting Date: JAN 20, 2010 Meeting Type: Special
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
2 Approve Split of Class B Stock Without For For Management
Splitting Class A Stock
3 Adjust Par Value of Common Stock For For Management
4 Increase Authorized Common Stock For Against Management
5 Remove Requirement of Issuing Physical For For Management
Stock Certificates for Class B Stock
Upon Conversion of Class A Stock
- --------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670108
Meeting Date: MAY 1, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect director Stephen Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
- --------------------------------------------------------------------------------
BOEING COMPANY, THE
Ticker: BA Security ID: 097023105
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John H. Biggs For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director David L. Calhoun For For Management
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Linda Z. Cook For For Management
6 Elect Director William M. Daley For For Management
7 Elect Director Kenneth M. Duberstein For For Management
8 Elect Director Edmund P. Giambastiani, For For Management
Jr.
9 Elect Director John F. McDonnell For For Management
10 Elect Director W. James McNerney, Jr. For For Management
11 Elect Director Susan C. Schwab For For Management
12 Elect Director Mike S. Zafirovski For For Management
13 Ratify Auditors For For Management
14 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Require Independent Board Chairman Against Against Shareholder
18 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Receive The Directors Annual Report For For Management
And Accounts
2 To Approve The Directors Remuneration For For Management
Report
3 To Elect P Anderson As A Director For For Management
4 To Re-elect A Burgmans As A Director For For Management
5 To Re-elect C B Carroll As A Director For For Management
6 To Re-elect William Castell As A For For Management
Director
7 To Re-elect I C Conn As A Director For For Management
8 To Re-elect G David As A Director For For Management
9 To Elect I E L Davis As A Director For For Management
10 To Re-elect R Dudley As A Director For For Management
11 To Re-elect D J Flint As A Director For For Management
12 To Re-elect B E Grote As A Director For For Management
13 To Re-elect A B Hayward As A Director For For Management
14 To Re-elect A G Inglis As A Director For For Management
15 To Re-elect D S Julius As A Director For For Management
16 To Elect C-H Svanberg As A Director For For Management
17 To Reappoint Ernst & Young Llp As For For Management
Auditors And Authorize The board To Fix
Their Remuneration
18 To Adopt New Articles Of Association For For Management
19 To Give Limited Authority For The For For Management
Purchaseof Its Own Shares By The
Company
20 To Give Limited Authority To Allot For For Management
Shares Up To A Specified amount
21 To Give Authority To Allot A Limited For For Management
Number of Shares For Cash Free Of
Pre-emption Rights
22 To Authorize The Calling Of General For For Management
Meetings(excluding Annual General
Meetings) By Notice Of At Least 14
clear Days
23 To Approve The Renewal Of The Executive For For Management
Directors Incentive Plan
24 To Approve The Scrip Dividend Programme For For Management
25 Special Resolution: To Instruct A Against Against Shareholder
Committee Of The Board To Review The
Assumptions Behind The Sunrise Project
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lamberto Andreotti For For Management
2 Elect Director Lewis B. Campbell For For Management
3 Elect Director James M. Cornelius For For Management
4 Elect Director Louis J. Freeh For For Management
5 Elect Director Laurie H. Glimcher, M.D For For Management
6 Elect Director Michael Grobstein For For Management
7 Elect Director Leif Johansson For For Management
8 Elect Director Alan J. Lacy For For Management
9 Elect Director Vicki L. Sato, Ph.D. For For Management
10 Elect Director Togo D. West, Jr. For For Management
11 Elect Director R. Sanders Williams, For For Management
M.D.
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Reduce Supermajority Vote Requirements For For Management
Applicable to Common Stock
15 Reduce Supermajority Vote Requirement For For Management
Applicable to Preferred Stock
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report and Set Goals Related to Animal Against Against Shareholder
Use and Testing
- --------------------------------------------------------------------------------
BURGER KING HOLDINGS, INC.
Ticker: BKC Security ID: 121208201
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chidsey For For Management
1.2 Elect Director Richard W. Boyce For For Management
1.3 Elect Director David A. Brandon For For Management
1.4 Elect Director Ronald M. Dykes For For Management
1.5 Elect Director Peter R. Formanek For For Management
1.6 Elect Director Manuel A. Garcia For For Management
1.7 Elect Director Sanjeev K. Mehra For For Management
1.8 Elect Director Brian T. Swette For For Management
1.9 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION
Ticker: CVC Security ID: 12686C109
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary W. Carter For For Management
1.2 Elect Director Thomas V. Reifenheiser For For Management
1.3 Elect Director John R. Ryan For For Management
1.4 Elect Director Vincent Tese For For Management
1.5 Elect Director Leonard Tow For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David N. Weidman For For Management
2 Elect Director Mark C. Rohr For For Management
3 Elect Director Farah M. Walters For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORPORATION, THE
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arun Sarin For For Management
1.2 Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against For Shareholder
5 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q109
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy Diamond For For Management
1.2 Elect Director John Reilly For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against Against Shareholder
- --------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mark B. Templeton For For Management
2 Elect Director Stephen M. Dow For For Management
3 Elect Director Godfrey R. Sullivan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For For Management
2 Elect Director Ronald W. Allen For For Management
3 Elect Director Cathleen P. Black For For Management
4 Elect Director Barry Diller For For Management
5 Elect Director Alexis M. Herman For For Management
6 Elect Director Muhtar Kent For For Management
7 Elect Director Donald R. Keough For For Management
8 Elect Director Maria Elena Lagomasino For For Management
9 Elect Director Donald F. McHenry For For Management
10 Elect Director Sam Nunn For For Management
11 Elect Director James D. Robinson III For For Management
12 Elect Director Peter V. Ueberroth For For Management
13 Elect Director Jacob Wallenberg For For Management
14 Elect Director James B. Williams For For Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Require Independent Board Chairman Against Against Shareholder
18 Performance-Based Equity Awards Against Against Shareholder
19 Publish Report on Chemical Bisphenol A Against Against Shareholder
(BPA)
- --------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph J. Collins For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Gerald L. Hassell For For Management
1.9 Elect Director Jeffrey A. Honickman For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Judith Rodin For For Management
1.13 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Adopt Policy on Succession Planning Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Anthony J. Orlando For For Management
1.7 Elect Director William C. Pate For For Management
1.8 Elect Director Robert S. Silberman For For Management
1.9 Elect Director Jean Smith For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Amend Equity Award Plan for Employees Against Against Shareholder
and Officers
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Kristen Gibney Williams For For Management
5 Elect Director Marian L. Heard For For Management
6 Elect Director William H. Joyce For For Management
7 Elect Director Jean-Pierre Millon For For Management
8 Elect Director Terrence Murray For For Management
9 Elect Director C.A. Lance Piccolo For For Management
10 Elect Director Sheli Z. Rosenberg For For Management
11 Elect Director Thomas M. Ryan For For Management
12 Elect Director Richard J. Swift For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Report on Political Contributions Against For Shareholder
17 Adopt Global Warming Principles Against Against Shareholder
- --------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bodman For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director John T. Dillon For For Management
8 Elect Director Eleuthere I. Du Pont For For Management
9 Elect Director Marillyn A. Hewson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Ellen J. Kullman For For Management
12 Elect Director William K. Reilly For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Human Rights Policy to Address Against Against Shareholder
Seed Saving
- --------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Todd M. Bluedorn For For Management
2 Elect Director Christopher M. Connor For For Management
3 Elect Director Michael J. Critelli For For Management
4 Elect Director Charles E. Golden For For Management
5 Elect Director Ernie Green For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Moffett For For Management
2 Elect Director Richard T. Schlosberg, For For Management
III
3 Elect Director Thomas J. Tierney For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arthur J. Higgins For For Management
2 Elect Director Joel W. Johnson For For Management
3 Elect Director C. Scott O'Hara For For Management
4 Ratify Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Declassify the Board of Directors For For Management
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Adopt Policy on Human Right to Water Against Against Shareholder
9 Amend Bylaws-- Call Special Meetings Against For Shareholder
- --------------------------------------------------------------------------------
EL PASO CORPORATION
Ticker: EP Security ID: 28336L109
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Juan Carlos Braniff For For Management
2 Elect Director David W. Crane For For Management
3 Elect Director Douglas L. Foshee For For Management
4 Elect Director Robert W. Goldman For For Management
5 Elect Director Anthony W. Hall, Jr. For For Management
6 Elect Director Thomas R. Hix For For Management
7 Elect Director Ferrell P. McClean For For Management
8 Elect Director Timothy J. Probert For For Management
9 Elect Director Steven J. Shapiro For For Management
10 Elect Director J. Michael Talbert For For Management
11 Elect Director Robert F. Vagt For For Management
12 Elect Director John L. Whitmire For For Management
13 Amend Omnibus Stock Plan For For Management
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Michael J. Cronin For For Management
4 Elect Director Gail Deegan For For Management
5 Elect Director James S. DiStasio For For Management
6 Elect Director John R. Egan For For Management
7 Elect Director Edmund F. Kelly For For Management
8 Elect Director Windle B. Priem For For Management
9 Elect Director Paul Sagan For For Management
10 Elect Director David N. Strohm For For Management
11 Elect Director Joseph M. Tucci For For Management
12 Ratify Auditors For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: NOV 25, 2009 Meeting Type: Special
Record Date: OCT 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization/Restructuring For For Management
Plan to Create Two Companies
2 Approve Employee Stock Option Plan for For For Management
Cenovus Energy Inc.
3 Approve Shareholder Rights Plan for For For Management
Cenovus Energy Inc.
- --------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: APR 21, 2010 Meeting Type: Annual/Special
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter A. Dea as Director For For Management
1.2 Elect Randall K. Eresman as Director For For Management
1.3 Elect Claire S. Farley as Director For For Management
1.4 Elect Fred J. Fowler as Director For For Management
1.5 Elect Barry W. Harrison as Director For For Management
1.6 Elect Suzanne P Nimocks as Director For For Management
1.7 Elect David P. O?Brien as Director For For Management
1.8 Elect Jane L. Peverett as Director For For Management
1.9 Elect Allan P. Sawin as Director For For Management
1.10 Elect Bruce G. Waterman as Director For For Management
1.11 Elect Clayton H. Woitas as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Amend By-Law No.1 For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Against Shareholder
8 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals from Against Against Shareholder
Products and Operations
13 Report on Risks of Alternative Against Against Shareholder
Long-term Fossil Fuel Demand Estimates
- --------------------------------------------------------------------------------
FOREST CITY ENTERPRISES, INC.
Ticker: FCE.A Security ID: 345550107
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Esposito, Jr. For For Management
1.2 Elect Director Joan K. Shafran For For Management
1.3 Elect Director Louis Stokes For For Management
1.4 Elect Director Stan Ross For For Management
2 Increase Authorized Common Stock For For Management
3 Increase Authorized Preferred Stock For For Management
4 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against Against Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 21, 2009 Meeting Type: Annual
Record Date: JUL 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Lois E. Quam For For Management
12 Elect Director Michael D. Rose For For Management
13 Elect Director Robert L. Ryan For For Management
14 Elect Director Dorothy A. Terrell For For Management
15 Approve Omnibus Stock Plan For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Prepare Sustainability Report Against For Shareholder
5 Adopt Principles for Online Advertising Against Against Shareholder
6 Amend Human Rights Policies Regarding Against Against Shareholder
Chinese Operations
- --------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For For Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For For Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Provide Right to Call Special Meeting For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2010 Meeting Type: Annual
Record Date: JAN 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director Sari M. Baldauf For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director John H. Hammergren For For Management
1.6 Elect Director Mark V. Hurd For For Management
1.7 Elect Director Joel Z. Hyatt For For Management
1.8 Elect Director John R. Joyce For For Management
1.9 Elect Director Robert L. Ryan For For Management
1.10 Elect Director Lucille S. Salhany For For Management
1.11 Elect Director G. Kennedy Thompson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Company Request on Advisory Vote on For For Management
Executive Compensation
- --------------------------------------------------------------------------------
HOME DEPOT, INC., THE
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Provide Right to Act by Written Consent Against For Shareholder
16 Require Independent Board Chairman Against Against Shareholder
17 Prepare Employment Diversity Report Against For Shareholder
18 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Kevin Burke For For Management
3 Elect Director Jaime Chico Pardo For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director D. Scott Davis For For Management
6 Elect Director Linnet F. Deily For For Management
7 Elect Director Clive R. Hollick For For Management
8 Elect Director George Paz For For Management
9 Elect Director Bradley T. Sheares For For Management
10 Elect Director Michael W. Wright For For Management
11 Ratify Auditors For For Management
12 Provide Right to Call Special Meeting For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Provide Right to Act by Written Consent Against For Shareholder
15 Require Independent Board Chairman Against Against Shareholder
16 Review and Amend Code of Conduct to Against Against Shareholder
Include Human Rights
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director C. Black For For Management
3 Elect Director W. R. Brody For For Management
4 Elect Director K. I. Chenault For For Management
5 Elect Director M. L. Eskew For For Management
6 Elect Director S. A. Jackson For For Management
7 Elect Director A. N. Liveris For For Management
8 Elect Director W. J. McNerney, Jr. For For Management
9 Elect Director T. Nishimuro For For Management
10 Elect Director J. W. Owens For For Management
11 Elect Director S. J. Palmisano For For Management
12 Elect Director J. E. Spero For For Management
13 Elect Director S. Taurel For For Management
14 Elect Director L. H. Zambrano For For Management
15 Ratify Auditors For For Management
16 Adopt Policy on Bonus Banking Against Against Shareholder
17 Provide for Cumulative Voting Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
6 Report on Collateral in Derivatives Against Against Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Alm For For Management
2 Elect Director Dennis R. Beresford For For Management
3 Elect Director John F. Bergstrom For For Management
4 Elect Director Abelardo E. Bru For For Management
5 Elect Director Robert W. Decherd For For Management
6 Elect Director Thomas J. Falk For For Management
7 Elect Director Mae C. Jemison, M.D. For For Management
8 Elect Director James M. Jenness For For Management
9 Elect Director Ian C. Read For For Management
10 Elect Director Linda Johnson Rice For For Management
11 Elect Director Marc J. Shapiro For For Management
12 Elect Director G. Craig Sullivan For For Management
13 Ratification Of Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ajaypal S. Banga For For Management
2 Elect Director Myra M. Hart For For Management
3 Elect Director Lois D. Juliber For For Management
4 Elect Director Mark D. Ketchum For For Management
5 Elect Director Richard A. Lerner For For Management
6 Elect Director Mackey J. McDonald For For Management
7 Elect Director John C. Pope For For Management
8 Elect Director Fredric G. Reynolds For For Management
9 Elect Director Irene B. Rosenfeld For For Management
10 Elect Director J.F. Van Boxmeer For For Management
11 Elect Director Deborah C. Wright For For Management
12 Elect Director Frank G. Zarb For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent Against For Shareholder
- --------------------------------------------------------------------------------
MARCUS CORP., THE
Ticker: MCS Security ID: 566330106
Meeting Date: OCT 14, 2009 Meeting Type: Annual
Record Date: AUG 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Marcus For For Management
1.2 Elect Director Diane Marcus Gershowitz For For Management
1.3 Elect Director Daniel F. McKeithan, Jr For For Management
1.4 Elect Director Allan H. Selig For For Management
1.5 Elect Director Timothy E. Hoeksema For For Management
1.6 Elect Director Bruce J. Olson For For Management
1.7 Elect Director Philip L. Milstein For For Management
1.8 Elect Director Bronson J. Haase For For Management
1.9 Elect Director James D. Ericson For For Management
1.10 Elect Director Gregory S. Marcus For For Management
- --------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John F. Bookout, III as Director For For Management
1.2 Elect Roger A. Brown as Director For For Management
1.3 Elect Ronald C. Cambre as Director For For Management
1.4 Elect John A. Fees as Director For For Management
1.5 Elect Robert W. Goldman as Director For For Management
1.6 Elect Stephen G. Hanks as Director For For Management
1.7 Elect Oliver D. Kingsley, Jr. as For For Management
Director
1.8 Elect D. Bradley McWilliams as Director For For Management
1.9 Elect Richard W. Mies as Director For For Management
1.10 Elect Thomas C. Schievelbein as For For Management
Director
1.11 Elect David A. Trice as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Walter E. Massey For For Management
2 Elect Director John W. Rogers, Jr. For For Management
3 Elect Director Roger W. Stone For For Management
4 Elect Director Miles D. White For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Reduce Supermajority Vote Requirement Against For Shareholder
8 Require Suppliers to Adopt CAK Against Against Shareholder
9 Adopt Cage-Free Eggs Purchasing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 14, 2009 Meeting Type: Annual
Record Date: JUN 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-martinez For For Management
1.3 Elect Director L.b. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank V. AtLee III For For Management
2 Elect Director David L. Chicoine For For Management
3 Elect Director Arthur H. Harper For For Management
4 Elect Director Gwendolyn S. King For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee K. Boothby For For Management
1.2 Elect Director Philip J. Burguieres For For Management
1.3 Elect Director Pamela J. Gardner For For Management
1.4 Elect Director John Randolph Kemp III For For Management
1.5 Elect Director J. Michael Lacey For For Management
1.6 Elect Director Joseph H. Netherland For For Management
1.7 Elect Director Howard H. Newman For For Management
1.8 Elect Director Thomas G. Ricks For For Management
1.9 Elect Director Juanita F. Romans For For Management
1.10 Elect Director C. E. (Chuck) Shultz For For Management
1.11 Elect Director J. Terry Strange For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas D. Bell, Jr. For For Management
2 Elect Director Alston D. Correll For For Management
3 Elect Director Landon Hilliard For For Management
4 Elect Director Burton M. Joyce For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Amend Executive Incentive Bonus Plan For For Management
9 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports, Including
Remuneration Report
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.10 per Share
4.1 Amend Articles Re: Compliance with For For Management
Swiss Federal Act on Intermediated
Securites
4.2 Amend Articles Re: Introduction of a For For Management
Consultative Resolution on the
Remuneration System
5.1 Reelect Marjorie M.T. Yang as Director For For Management
5.2 Reelect Daniel Vasella as Director For For Management
5.3 Reelect Hans-Joerg Rudloff as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Additional And/or Counter-proposals For For Management
Presented At The Meeting
- --------------------------------------------------------------------------------
NRG ENERGY INC
Ticker: NRG Security ID: 629377508
Meeting Date: JUL 21, 2009 Meeting Type: Proxy Contest
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1.1 Elect Director John F. Chlebowski For For Management
1.2 Elect Director Howard E. Cosgrove For For Management
1.3 Elect Director William E. Hantke For For Management
1.4 Elect Director Anne C. Schaumburg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
6 Report on Carbon Principles Against Against Shareholder
7 Change Size of Board of Directors Against Against Shareholder
8 Repeal Amendments Adopted Without Against Against Shareholder
Stockholder Approval After February 26,
2008
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None None
1.1 Elect Director Betsy S. Atkins For None Shareholder
1.2 Elect Director Ralph E. Faison For None Shareholder
1.3 Elect Director Coleman Peterson For None Shareholder
1.4 Elect Director Thomas C. Wajnert For None Shareholder
2 Change Size of Board of Directors For None Shareholder
3 Elect Director Donald DeFosset For None Shareholder
4 Elect Director Richard H. Koppes For None Shareholder
5 Elect Director John M. Albertine For None Shareholder
6 Elect Director Marjorie L. Bowen For None Shareholder
7 Elect Director Ralph G. Wellington For None Shareholder
8 Repeal Amendments Adopted Without For None Shareholder
Stockholder Approval After February 26,
2008
9 Amend Omnibus Stock Plan For None Management
10 Amend Executive Incentive Bonus Plan For None Management
11 Adopt Majority Voting for Uncontested For None Management
Election of Directors
12 Ratify Auditors For None Management
13 Report on Carbon Principles None None Shareholder
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 7, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Donald L. Lucas For For Management
1.11 Elect Director Charles E. Phillips, Jr. For For Management
1.12 Elect Director Naomi O. Seligman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shona L. Brown For For Management
2 Elect Director Ian M. Cook For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Victor J. Dzau For For Management
5 Elect Director Ray L. Hunt For For Management
6 Elect Director Alberto Ibarguen For For Management
7 Elect Director Arthur C. Martinez For For Management
8 Elect Director Indra K. Nooyi For For Management
9 Elect Director Sharon P. Rockefeller For For Management
10 Elect Director James J. Schiro For For Management
11 Elect Director Lloyd G. Trotter For For Management
12 Elect Director Daniel Vasella For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Report on Public Policy Advocacy Against Against Shareholder
Process
- --------------------------------------------------------------------------------
PETROHAWK ENERGY CORPORATION
Ticker: HK Security ID: 716495106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Fuller For For Management
1.2 Elect Director Robert G. Raynolds For For Management
1.3 Elect Director Stephen P. Smiley For For Management
1.4 Elect Director Christopher A. Viggiano For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PBR Security ID: 71654V408
Meeting Date: APR 22, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Capital Budget for Upcoming For For Management
Fiscal Year
3 Approve Allocation of Income and For For Management
Dividends
4 Elect Directors For For Management
5 Elect Board Chairman For Against Management
6 Elect Fiscal Council Members For Against Management
7 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
1 Authorize Capitalization of Reserves For For Management
2 Eliminate Preemptive Rights For For Management
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PBR Security ID: 71654V408
Meeting Date: JUN 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company's Bylaws to Increase the For For Management
Number of Authorized Preferred Shares
2 Amend Company's Bylaws to Increase the For For Management
Number of Authorized Common Shares
3 Amend Company's Bylaws to Include For For Management
Transitory Provision to Issue Shares
with or without Preemptive Rights
4 Amend Article 4 of Company's Bylaws to For For Management
Reflect the Changes in its Capital
Structure
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Victoria F. Haynes For For Management
1.3 Elect Director Martin H. Richenhagen For For Management
2 Ratify Auditors For For Management
3 Report on Community Environmental Against Against Shareholder
Impact Disclosure Process
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Brent Scowcroft For For Management
1.12 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director John R. Colson For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Ralph R. DiSibio For For Management
1.5 Elect Director Bernard Fried For For Management
1.6 Elect Director Louis C. Golm For For Management
1.7 Elect Director Worthing F. Jackman For For Management
1.8 Elect Director Bruce Ranck For For Management
1.9 Elect Director John R. Wilson For For Management
1.10 Elect Director Pat Wood, III For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Stephen J. Hadley For For Management
4 Elect Director Frederic M. Poses For For Management
5 Elect Director Michael C. Ruettgers For For Management
6 Elect Director Ronald L. Skates For For Management
7 Elect Director William R. Spivey For For Management
8 Elect Director Linda G. Stuntz For For Management
9 Elect Director William H. Swanson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
12 Approve Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
14 Submit SERP to Shareholder Vote Against Against Shareholder
15 Provide Right to Act by Written Consent Against Against Shareholder
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: FEB 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. Camus as Director For For Management
1.2 Elect P. Currie as Director For For Management
1.3 Elect J.S. Gorelick as Director For For Management
1.4 Elect A. Gould as Director For For Management
1.5 Elect T. Isaac as Director For For Management
1.6 Elect K.V. Kamath as Director For For Management
1.7 Elect N. Kudryavtsev as Director For For Management
1.8 Elect A. Lajous as Director For For Management
1.9 Elect M.E. Marks as Director For For Management
1.10 Elect L.R. Reif as Director For For Management
1.11 Elect T.I. Sandvold as Director For For Management
1.12 Elect H. Seydoux as Director For For Management
2 Adopt and Approve Financials and For For Management
Dividends
3 Approve 2010 Omnibus Stock Incentive For For Management
Plan
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Esrey For For Management
1.2 Elect Director Gregory L. Ebel For For Management
1.3 Elect Director Pamela L. Carter For For Management
1.4 Elect Director Peter B. Hamilton For For Management
1.5 Elect Director Dennis R. Hendrix For For Management
1.6 Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 7, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Basil L. Anderson For For Management
2 Elect Director Arthur M. Blank For For Management
3 Elect Director Mary Elizabeth Burton For For Management
4 Elect Director Justin King For For Management
5 Elect Director Carol Meyrowitz For For Management
6 Elect Director Rowland T. Moriarty For For Management
7 Elect Director Robert C. Nakasone For For Management
8 Elect Director Ronald L. Sargent For For Management
9 Elect Director Elizabeth A. Smith For For Management
10 Elect Director Robert E. Sulentic For For Management
11 Elect Director Vijay Vishwanath For For Management
12 Elect Director Paul F. Walsh For For Management
13 Approve Executive Incentive Bonus Plan For For Management
14 Amend Omnibus Stock Plan For For Management
15 Ratify Auditors For For Management
16 Provide Right to Act by Written Consent Against For Shareholder
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.W. Babb, Jr. For For Management
2 Elect Director D.L. Boren For For Management
3 Elect Director D.A. Carp For For Management
4 Elect Director C.S. Cox For For Management
5 Elect Director D.R. Goode For For Management
6 Elect Director S.P. MacMillan For For Management
7 Elect Director P.H. Patsley For For Management
8 Elect Director W.R. Sanders For For Management
9 Elect Director R.J. Simmons For For Management
10 Elect Director R.K. Templeton For For Management
11 Elect Director C.T. Whitman For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Blythe J. McGarvie For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2008/2009
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Edward Breen as Director For For Management
3.2 Elect Michael Daniels as Director For For Management
3.3 Reelect Timothy Donahue as Director For For Management
3.4 Reelect Brian Duperreault as Director For For Management
3.5 Reelect Bruce Gordon as Director For For Management
3.6 Reelect Rajiv Gupta as Director For For Management
3.7 Reelect John Krol as Director For For Management
3.8 Reelect Brendan O'Neill as Director For For Management
3.9 Reelect William Stavropoulos as For For Management
Director
3.10 Reelect Sandra Wijnberg as Director For For Management
3.11 Reelect R. David Yost as Director For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2009/2010
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor
5a Approve Carrying Forward of Net Loss For For Management
5b Approve CHF 407.4 Million Reduction in For For Management
Share Capital and Repayment of CHF 0.85
per Share
6 Amend Articles Re: Plurality Voting For For Management
Standard for Board Elections When the
Number of Candidates Exceeds the Number
of Board Positions Available
7 Transact Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Michael J. Burns For For Management
1.3 Elect Director D. Scott Davis For For Management
1.4 Elect Director Stuart E. Eizenstat For For Management
1.5 Elect Director Michael L. Eskew For For Management
1.6 Elect Director William R. Johnson For For Management
1.7 Elect Director Ann M. Livermore For Withhold Management
1.8 Elect Director Rudy Markham For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Jean-Pierre Garnier, For For Management
Ph.D.
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Carlos M. Gutierrez For For Management
1.6 Elect Director Edward A. Kangas For For Management
1.7 Elect Director Charles R. Lee For For Management
1.8 Elect Director Richard D. McCormick For For Management
1.9 Elect Director Harold McGraw, III For For Management
1.10 Elect Director Richard B. Myers For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Mark D. McLaughlin For For Management
1.5 Elect Director Roger H. Moore For For Management
1.6 Elect Director John D. Roach For For Management
1.7 Elect Director Louis A. Simpson For For Management
1.8 Elect Director Timothy Tomlinson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Sandra O. Moose For For Management
5 Elect Director Joseph Neubauer For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Thomas H. O'Brien For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Elect Director John R. Stafford For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Prohibit Executive Stock-Based Awards Against Against Shareholder
17 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
18 Performance-Based Equity Awards Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Adopt Policy on Succession Planning Against For Shareholder
21 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
22 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 20, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Matschullat For For Management
1.2 Elect Director Cathy E. Minehan For For Management
1.3 Elect Director David J. Pang For For Management
1.4 Elect Director William S. Shanahan For For Management
1.5 Elect Director John A. Swainson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For For Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Report on Political Contributions Against Against Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper, Jr. For For Management
12 Elect Director Sheryl Sandberg For For Management
13 Elect Director Orin C. Smith For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Reduce Supermajority Vote Requirement For For Management
17 Reduce Supermajority Vote Requirement For For Management
18 Amend Articles of Incorporation to For For Management
Delete Certain Tracking Stock
Provisions
19 Amend Articles of Incorporation to For For Management
Delete Classified Board Transition
Provisions
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Ex-Gay Status
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pastora San Juan For For Management
Cafferty
2 Elect Director Frank M. Clark, Jr. For For Management
3 Elect Director Patrick W. Gross For For Management
4 Elect Director John C. Pope For For Management
5 Elect Director W. Robert Reum For For Management
6 Elect Director Steven G. Rothmeier For For Management
7 Elect Director David P. Steiner For For Management
8 Elect Director Thomas H. Weidemeyer For For Management
9 Ratify Auditors For For Management
10 Reduce Supermajority Vote Requirement For For Management
11 Report on Political Contributions Against Against Shareholder
12 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD
Ticker: WFT Security ID: H27013103
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Bernard Duroc-Danner as For For Management
Director
3.2 Elect Samuel Bodman as Director For For Management
3.3 Reelect David Butters as Director For For Management
3.4 Reelect Nicholas Brady as Director For For Management
3.5 Reelect William Macauly as Director For For Management
3.6 Reelect Robert Millard as Director For For Management
3.7 Reelect Robert Moses as Director For For Management
3.8 Elect Guilliermo Ortiz as Director For For Management
3.9 Elect Emyr Parry as Director For For Management
3.10 Reelect Robert Rayne as Director For For Management
4 Ratify Ernst & Young LLP as Independent For For Management
Registered Public Accounting Firm and
Ernst & Young AG as Statutory Auditor
5 Approve Reclassification of CHF 475 For For Management
Million of Legal Reserves to Other
Reserves
6 Approve Creation of CHF 439.9 Million For For Management
Pool of Capital without Preemptive
Rights
7 Increase Existing Pool of Conditional For For Management
Capital without Preemptive Rights to
CHF 439.9 Million
8 Approve Weatherfor International Ltd. For For Management
2010 Omnibus Incentive Plan for Key
Employees
9 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Richard D. McCormick For For Management
8 Election Director Mackey J. McDonald For For Management
9 Election Director Cynthia H. Milligan For For Management
10 Elect Director Nicholas G. Moore For For Management
11 Elect Director Philip J. Quigley For For Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director Robert K. Steel For For Management
15 Elect Director John G. Stumpf For For Management
16 Elect Director an G. Swenson For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Increase Authorized Common Stock For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Require Independent Board Chairman Against Against Shareholder
22 Report on Charitable Contributions Against Against Shareholder
23 Report on Political Contributions Against Against Shareholder
============== LEGG MASON CLEARBRIDGE VARIABLE CAPITAL PORTFOLIO ===============
ACCENTURE PLC
Ticker: ACN Security ID: G1150G111
Meeting Date: AUG 5, 2009 Meeting Type: Special
Record Date: JUN 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Bermuda to For For Management
Ireland through Scheme of Arrangement
2 Adjourn Meeting For For Management
1 Approve Reincorporation from Bermuda to For For Management
Ireland through Scheme of Arrangement
2 Adjourn Meeting For For Management
1 Approve the Creation of Distributable For For Management
Reserves for Accenture plc
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 4, 2010 Meeting Type: Annual
Record Date: DEC 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect William L. Kimsey as a Director For For Management
1.2 Reelect Robert I. Lipp as a Director For For Management
1.3 Reelect Wulf von Schimmelmann as a For For Management
Director
2 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
3 Approve 2010 Share Incentive Plan For For Management
4 Approve 2010 Employee Share Purchase For For Management
Plan
5 Change Location of Annual Meeting For For Management
6 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
7 Authorize Board to Determine Price For For Management
Range for the Issuance of Acquired
Treasury Stock
- --------------------------------------------------------------------------------
AGNICO-EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: APR 30, 2010 Meeting Type: Annual/Special
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leanne M. Baker For For Management
1.2 Elect Director Douglas R. Beaumont For For Management
1.3 Elect Director Sean Boyd For For Management
1.4 Elect Director Clifford Davis For For Management
1.5 Elect Director David Garofalo For For Management
1.6 Elect Director Bernard Kraft For For Management
1.7 Elect Director Mel Leiderman For For Management
1.8 Elect Director James D. Nasso For For Management
1.9 Elect Director Merfyn Roberts For For Management
1.10 Elect Director Eberhard Scherkus For For Management
1.11 Elect Director Howard R. Stockford For For Management
1.12 Elect Director Pertti Voutilainen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Increase in Size of Board to For For Management
Fifteen
- --------------------------------------------------------------------------------
ALLSTATE CORPORATION, THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Ronald T. LeMay For For Management
1.6 Elect Director Andrea Redmond For For Management
1.7 Elect Director H. John Riley, Jr. For For Management
1.8 Elect Director Joshua I. Smith For For Management
1.9 Elect Director Judith A. Sprieser For For Management
1.10 Elect Director Mary Alice Taylor For For Management
1.11 Elect Director Thomas J. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws -- Call Special Meetings Against For Shareholder
4 Provide Right to Act by Written Consent Against For Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Report on Pay Disparity Against Against Shareholder
7 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059186
Meeting Date: MAR 24, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business and None None Management
Finacial Situation
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
7 Approve Dividends of EUR 0.20 Per Share For For Management
8.a Discuss Remuneration Report None None Management
8.b Approve Remuneration Report Containing For For Management
Remuneration Policy for Management
Board Members
9.a Approve Performance Share Arrangement For For Management
According to Remuneration Policy 2010
9.b Approve Performance Share Grant For For Management
According to Remuneration Policy 2008
9.c Approve Performance Stock Option Grants For For Management
10 Approve the Numbers of Stock Options, For For Management
Respectively Shares for Employees
11 Notification of the Intended Election None None Management
of F. Schneider-Manoury to the
Management Board
12 Discussion of Supervisory Board Profile None None Management
13 Notification of the Retirement of W.T. None None Management
Siegle and J.W.B. Westerburgen of the
Supervisory Board by Rotation in 2011
14.a Grant Board Authority to Issue Shares For For Management
up To Five Percent of Issued Capital
14.b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 14.a
14.c Grant Board Authority to Issue For For Management
Additional Shares of up to Five Percent
in Case of Takeover/Merger
14.d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 14.c
15 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
16 Authorize Cancellation of Repurchased For For Management
Shares
17 Authorize Additionnal Cancellation of For For Management
Repurchased Shares
18 Other Business None None Management
19 Close Meeting None None Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For Against Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Against Against Shareholder
Employees
19 TARP Related Compensation Against Against Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against Against Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Against Against Shareholder
Restatements
- --------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Receive The Directors Annual Report For For Management
And Accounts
2 To Approve The Directors Remuneration For For Management
Report
3 To Elect P Anderson As A Director For For Management
4 To Re-elect A Burgmans As A Director For For Management
5 To Re-elect C B Carroll As A Director For For Management
6 To Re-elect William Castell As A For For Management
Director
7 To Re-elect I C Conn As A Director For For Management
8 To Re-elect G David As A Director For For Management
9 To Elect I E L Davis As A Director For For Management
10 To Re-elect R Dudley As A Director For For Management
11 To Re-elect D J Flint As A Director For For Management
12 To Re-elect B E Grote As A Director For For Management
13 To Re-elect A B Hayward As A Director For For Management
14 To Re-elect A G Inglis As A Director For For Management
15 To Re-elect D S Julius As A Director For For Management
16 To Elect C-H Svanberg As A Director For For Management
17 To Reappoint Ernst & Young Llp As For For Management
Auditors And Authorize The board To Fix
Their Remuneration
18 To Adopt New Articles Of Association For For Management
19 To Give Limited Authority For The For For Management
Purchaseof Its Own Shares By The
Company
20 To Give Limited Authority To Allot For For Management
Shares Up To A Specified amount
21 To Give Authority To Allot A Limited For For Management
Number of Shares For Cash Free Of
Pre-emption Rights
22 To Authorize The Calling Of General For For Management
Meetings(excluding Annual General
Meetings) By Notice Of At Least 14
clear Days
23 To Approve The Renewal Of The Executive For For Management
Directors Incentive Plan
24 To Approve The Scrip Dividend Programme For For Management
25 Special Resolution: To Instruct A Against Against Shareholder
Committee Of The Board To Review The
Assumptions Behind The Sunrise Project
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORPORATION, THE
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arun Sarin For For Management
1.2 Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against For Shareholder
5 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director Gil Shwed For For Management
1.2 Director Marius Nacht For For Management
1.3 Director Jerry Ungerman For For Management
1.4 Director Dan Propper For For Management
1.5 Director David Rubner For For Management
1.6 Director Tal Shavit For For Management
2 Reelection Of Outside Director: Yoav For For Management
Chelouche
3 Reelection Of Outside Director: Guy For For Management
Gecht
4 Authorize The Chairman Of The Board Of For For Management
Directors To Continue Serving As
Chairman Of The Board Of Directors And
The Chief Executive Officer For Up To
Three Years
5 Ratify The Appointment And Compensation For For Management
Of Check Point's Independent Public
Accountants
6 Approve Compensation To Check Point's For For Management
Chief Executive Officer Who Is Also The
Chairman Of The Board Of Directors
7 I Am A Controlling Shareholder None Against Management
8 I Have A Personal Interest in Item 6 None Against Management
- --------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gil Shwed as Director For For Management
1.2 Elect Marius Nacht as Director For For Management
1.3 Elect Jerry Ungerman as Director For For Management
1.4 Elect Dan Propper as Director For For Management
1.5 Elect David Rubner as Director For For Management
1.6 Elect Tal Shavit as Director For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
3 Approve Equity Compensation of CEO For For Management
3a Indicate Personal Interest in Proposed None Against Management
Agenda Item
- --------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q109
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy Diamond For For Management
1.2 Elect Director John Reilly For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Against Shareholder
8 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals from Against For Shareholder
Products and Operations
13 Report on Risks of Alternative Against Against Shareholder
Long-term Fossil Fuel Demand Estimates
- --------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 21, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Howard R. Levine For For Management
1.7 Elect Director George R. Mahoney, Jr. For For Management
1.8 Elect Director James G. Martin For For Management
1.9 Elect Director Harvey Morgan For For Management
1.10 Elect Director Dale C. Pond For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Prepare Sustainability Report Against For Shareholder
5 Adopt Principles for Online Advertising Against Against Shareholder
6 Amend Human Rights Policies Regarding Against Against Shareholder
Chinese Operations
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director C. Black For For Management
3 Elect Director W. R. Brody For For Management
4 Elect Director K. I. Chenault For For Management
5 Elect Director M. L. Eskew For For Management
6 Elect Director S. A. Jackson For For Management
7 Elect Director A. N. Liveris For For Management
8 Elect Director W. J. McNerney, Jr. For For Management
9 Elect Director T. Nishimuro For For Management
10 Elect Director J. W. Owens For For Management
11 Elect Director S. J. Palmisano For For Management
12 Elect Director J. E. Spero For For Management
13 Elect Director S. Taurel For For Management
14 Elect Director L. H. Zambrano For For Management
15 Ratify Auditors For For Management
16 Adopt Policy on Bonus Banking Against Against Shareholder
17 Provide for Cumulative Voting Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
INVESCO LTD. (FORMERLY INVESCO PLC)
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph R. Canion as Director For For Management
1.2 Elect Edward P. Lawrence as Director For For Management
1.3 Elect James I. Robertson as Director For For Management
1.4 Elect Phoebe A. Wood as Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
- --------------------------------------------------------------------------------
ION GEOPHYSICAL CORPORATION
Ticker: IO Security ID: 462044108
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin Myers For For Management
1.2 Elect Director Bruce S. Appelbaum For For Management
1.3 Elect Director S. James Nelson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian G.H Ashken For For Management
1.2 Elect Director Richard L. Molen For For Management
1.3 Elect Director Robert L. Wood For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
6 Report on Collateral in Derivatives Against Against Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Lewis Kramer For For Management
1.4 Elect Director Alan H. Washkowitz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LI NING COMPANY LTD.
Ticker: 2331 Security ID: G5496K124
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAY 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Li Ning as Executive Director For For Management
3a2 Reelect Koo Fook Sun, Louis as For For Management
Independent Non-Executive Director
3a3 Reelect Chan Chung Bun, Bunny as For For Management
Independent Non-Executive Director
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint PricewaterhouseCoopers, For For Management
Certified Public Accountants as Auditor
and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John F. Bookout, III as Director For For Management
1.2 Elect Roger A. Brown as Director For For Management
1.3 Elect Ronald C. Cambre as Director For For Management
1.4 Elect John A. Fees as Director For For Management
1.5 Elect Robert W. Goldman as Director For For Management
1.6 Elect Stephen G. Hanks as Director For For Management
1.7 Elect Oliver D. Kingsley, Jr. as For For Management
Director
1.8 Elect D. Bradley McWilliams as Director For For Management
1.9 Elect Richard W. Mies as Director For For Management
1.10 Elect Thomas C. Schievelbein as For For Management
Director
1.11 Elect David A. Trice as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
MEDNAX, INC.
Ticker: MD Security ID: 58502B106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Waldemar A. Carlo, M.D. For For Management
1.3 Elect Director Michael B. Fernandez For For Management
1.4 Elect Director Roger K. Freeman, M.D. For For Management
1.5 Elect Director Paul G. Gabos For For Management
1.6 Elect Director Dany Garcia For For Management
1.7 Elect Director Pascal J. Goldschmidt, For For Management
M.D.
1.8 Elect Director Manuel Kadre For For Management
1.9 Elect Director Roger J. Medel, M.D. For For Management
1.10 Elect Director Donna E. Shalala, Ph.D. For For Management
1.11 Elect Director Enrique J. Sosa, Ph.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Glen A. Barton For For Management
2 Elect Director Vincent A. Calarco For For Management
3 Elect Director Joseph A. Carrabba For For Management
4 Elect Director Noreen Doyle For For Management
5 Elect Director Veronica M. Hagen For For Management
6 Elect Director Michael S. Hamson For For Management
7 Elect Director Richard T. O'Brien For For Management
8 Elect Director John B. Prescott For For Management
9 Elect Director Donald C. Roth For For Management
10 Elect Director James V. Taranik For For Management
11 Elect Director Simon Thompson For For Management
12 Ratify Auditors For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
14 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Hooker For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
Ticker: OZM Security ID: 67551U105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel S. Och For For Management
1.2 Elect Director Jerome P. Kenney For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC.
Ticker: ONXX Security ID: 683399109
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corinne H. Nevinny For For Management
1.2 Elect Director Thomas G. Wiggans For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PALM INC
Ticker: PALM Security ID: 696643105
Meeting Date: SEP 30, 2009 Meeting Type: Annual
Record Date: AUG 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Hagerty For For Management
1.2 Elect Director Jonathan J. Rubinstein For For Management
1.3 Elect Director Paul S. Mountford For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PANTRY, INC., THE
Ticker: PTRY Security ID: 698657103
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance M. Marks For For Management
1.2 Elect Director Robert F. Bernstock For For Management
1.3 Elect Director Paul L. Brunswick For For Management
1.4 Elect Director Wilfred A. Finnegan For For Management
1.5 Elect Director Edwin J. Holman For For Management
1.6 Elect Director Terry L. McElroy For For Management
1.7 Elect Director Mark D. Miles For For Management
1.8 Elect Director Bryan E. Monkhouse For For Management
1.9 Elect Director Thomas M. Murnane For For Management
1.10 Elect Director Maria C. Richter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Dwight For For Management
1.2 Elect Director Janet M. Hansen For For Management
1.3 Elect Director Mark W. Richards For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
PETROHAWK ENERGY CORPORATION
Ticker: HK Security ID: 716495106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Fuller For For Management
1.2 Elect Director Robert G. Raynolds For For Management
1.3 Elect Director Stephen P. Smiley For For Management
1.4 Elect Director Christopher A. Viggiano For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director John R. Colson For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Ralph R. DiSibio For For Management
1.5 Elect Director Bernard Fried For For Management
1.6 Elect Director Louis C. Golm For For Management
1.7 Elect Director Worthing F. Jackman For For Management
1.8 Elect Director Bruce Ranck For For Management
1.9 Elect Director John R. Wilson For For Management
1.10 Elect Director Pat Wood, III For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bush For For Management
1.2 Elect Director Norman A. Ferber For For Management
1.3 Elect Director Gregory L. Quesnel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SHAW GROUP INC., THE
Ticker: SHAW Security ID: 820280105
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: DEC 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.M. Bernhard, Jr. For For Management
1.2 Elect Director James F. Barker For For Management
1.3 Elect Director Thos. E. Capps For For Management
1.4 Elect Director Daniel A. Hoffler For For Management
1.5 Elect Director David W. Hoyle For For Management
1.6 Elect Director Michael J. Mancuso For For Management
1.7 Elect Director Albert D. McAlister For For Management
1.8 Elect Director Stephen R. Tritch For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect David Stout as Director For For Management
4 Elect William Burns as Director For For Management
5 Reappoint Deloitte LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Amend the Portfolio Share Plan For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
- --------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Blythe J. McGarvie For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2008/2009
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Edward Breen as Director For For Management
3.2 Elect Michael Daniels as Director For For Management
3.3 Reelect Timothy Donahue as Director For For Management
3.4 Reelect Brian Duperreault as Director For For Management
3.5 Reelect Bruce Gordon as Director For For Management
3.6 Reelect Rajiv Gupta as Director For For Management
3.7 Reelect John Krol as Director For For Management
3.8 Reelect Brendan O'Neill as Director For For Management
3.9 Reelect William Stavropoulos as For For Management
Director
3.10 Reelect Sandra Wijnberg as Director For For Management
3.11 Reelect R. David Yost as Director For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2009/2010
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor
5a Approve Carrying Forward of Net Loss For For Management
5b Approve CHF 407.4 Million Reduction in For For Management
Share Capital and Repayment of CHF 0.85
per Share
6 Amend Articles Re: Plurality Voting For For Management
Standard for Board Elections When the
Number of Candidates Exceeds the Number
of Board Positions Available
7 Transact Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Mark D. McLaughlin For For Management
1.5 Elect Director Roger H. Moore For For Management
1.6 Elect Director John D. Roach For For Management
1.7 Elect Director Louis A. Simpson For For Management
1.8 Elect Director Timothy Tomlinson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 13, 2010 Meeting Type: Annual
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Davis For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director Mark P. Frissora For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Nancy M. Schlichting For For Management
1.6 Elect Director David Y. Schwartz For For Management
1.7 Elect Director Alejandro Silva For For Management
1.8 Elect Director James A. Skinner For For Management
1.9 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Performance-Based Equity Awards Against Against Shareholder
6 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD
Ticker: WFT Security ID: H27013103
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Bernard Duroc-Danner as For For Management
Director
3.2 Elect Samuel Bodman as Director For For Management
3.3 Reelect David Butters as Director For For Management
3.4 Reelect Nicholas Brady as Director For For Management
3.5 Reelect William Macauly as Director For For Management
3.6 Reelect Robert Millard as Director For For Management
3.7 Reelect Robert Moses as Director For For Management
3.8 Elect Guilliermo Ortiz as Director For For Management
3.9 Elect Emyr Parry as Director For For Management
3.10 Reelect Robert Rayne as Director For For Management
4 Ratify Ernst & Young LLP as Independent For For Management
Registered Public Accounting Firm and
Ernst & Young AG as Statutory Auditor
5 Approve Reclassification of CHF 475 For For Management
Million of Legal Reserves to Other
Reserves
6 Approve Creation of CHF 439.9 Million For For Management
Pool of Capital without Preemptive
Rights
7 Increase Existing Pool of Conditional For For Management
Capital without Preemptive Rights to
CHF 439.9 Million
8 Approve Weatherfor International Ltd. For For Management
2010 Omnibus Incentive Plan for Key
Employees
9 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
XL CAPITAL LTD.
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph Mauriello as Director For For Management
1.2 Elect Eugene M. McQuade as Director For For Management
1.3 Elect Clayton S. Rose as Director For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
XL CAPITAL LTD.
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2010 Meeting Type: Special
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Cayman For For Management
Islands to Ireland through Scheme of
Arrangement
1.2 Adjourn Special Scheme Meeting For For Management
2 Approve Distributable Reserves Proposal For For Management
3 Amend Articles -- Approve Director For For Management
Nomination Procedures Proposal
4 Change Company Name to XL Group Ltd. For For Management
5 Adjourn Extraordinary General Meeting For For Management
- --------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David W. Dorman For For Management
2 Elect Director Massimo Ferragamo For For Management
3 Elect Director J. David Grissom For For Management
4 Elect Director Bonnie G. Hill For For Management
5 Elect Director Robert Holland, Jr. For For Management
6 Elect Director Kenneth G. Langone For For Management
7 Elect Director Jonathan S. Linen For For Management
8 Elect Director Thomas C. Nelson For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Thomas M. Ryan For For Management
11 Elect Director Jing-Shyh S. Su For For Management
12 Elect Director Robert D. Walter For For Management
13 Ratify Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
========= LEGG MASON CLEARBRIDGE VARIABLE DIVIDEND STRATEGY PORTFOLIO ==========
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Linda G. Alvarado For For Management
2 Elect Director George W. Buckley For For Management
3 Elect Director Vance D. Coffman For For Management
4 Elect Director Michael L. Eskew For For Management
5 Elect Director W. James Farrell For For Management
6 Elect Director Herbert L. Henkel For For Management
7 Elect Director Edward M. Liddy For For Management
8 Elect Director Robert S. Morrison For For Management
9 Elect Director Aulana L. Peters For For Management
10 Elect Director Robert J. Ulrich For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For For Management
1.4 Elect Director W.J. Farrell For For Management
1.5 Elect Director H.L. Fuller For For Management
1.6 Elect Director W.A. Osborn For For Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director R.S. Roberts For For Management
1.9 Elect Director S.C. Scott, III For For Management
1.10 Elect Director W.D. Smithburg For For Management
1.11 Elect Director G.F. Tilton For For Management
1.12 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2010 Meeting Type: Annual
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Davis, III For For Management
1.2 Elect Director W. Douglas Ford For For Management
1.3 Elect Director Evert Henkes For For Management
1.4 Elect Director Margaret G. McGlynn For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director James F. Cordes For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Lester A. Hudson, Jr. For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Lionel L. Nowell III For For Management
1.10 Elect Director Richard L. Sandor For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
1.13 Elect Director John F. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Brady For For Management
1.2 Elect Director E. Wayne Nordberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Exclude Pension Credits from Against For Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 10, 2009 Meeting Type: Annual
Record Date: SEP 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Leon G. Cooperman For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Charles H. Noski For For Management
1.10 Elect Director Sharon T. Rowlands For For Management
1.11 Elect Director Gregory L. Summe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORPORATION, THE
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. Kelly For For Management
1.5 Elect Director Robert P. Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Robert Mehrabian For For Management
1.10 Elect Director Mark A. Nordenberg For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director William C. Richardson For For Management
1.13 Elect Director Samuel C. Scott III For For Management
1.14 Elect Director John P. Surma For For Management
1.15 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Receive The Directors Annual Report For For Management
And Accounts
2 To Approve The Directors Remuneration For For Management
Report
3 To Elect P Anderson As A Director For For Management
4 To Re-elect A Burgmans As A Director For For Management
5 To Re-elect C B Carroll As A Director For For Management
6 To Re-elect William Castell As A For For Management
Director
7 To Re-elect I C Conn As A Director For For Management
8 To Re-elect G David As A Director For For Management
9 To Elect I E L Davis As A Director For For Management
10 To Re-elect R Dudley As A Director For For Management
11 To Re-elect D J Flint As A Director For For Management
12 To Re-elect B E Grote As A Director For For Management
13 To Re-elect A B Hayward As A Director For For Management
14 To Re-elect A G Inglis As A Director For For Management
15 To Re-elect D S Julius As A Director For For Management
16 To Elect C-H Svanberg As A Director For For Management
17 To Reappoint Ernst & Young Llp As For For Management
Auditors And Authorize The board To Fix
Their Remuneration
18 To Adopt New Articles Of Association For For Management
19 To Give Limited Authority For The For For Management
Purchaseof Its Own Shares By The
Company
20 To Give Limited Authority To Allot For For Management
Shares Up To A Specified amount
21 To Give Authority To Allot A Limited For For Management
Number of Shares For Cash Free Of
Pre-emption Rights
22 To Authorize The Calling Of General For For Management
Meetings(excluding Annual General
Meetings) By Notice Of At Least 14
clear Days
23 To Approve The Renewal Of The Executive For For Management
Directors Incentive Plan
24 To Approve The Scrip Dividend Programme For For Management
25 Special Resolution: To Instruct A Against Against Shareholder
Committee Of The Board To Review The
Assumptions Behind The Sunrise Project
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lamberto Andreotti For For Management
2 Elect Director Lewis B. Campbell For For Management
3 Elect Director James M. Cornelius For For Management
4 Elect Director Louis J. Freeh For For Management
5 Elect Director Laurie H. Glimcher, M.D For For Management
6 Elect Director Michael Grobstein For For Management
7 Elect Director Leif Johansson For For Management
8 Elect Director Alan J. Lacy For For Management
9 Elect Director Vicki L. Sato, Ph.D. For For Management
10 Elect Director Togo D. West, Jr. For For Management
11 Elect Director R. Sanders Williams, For For Management
M.D.
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Reduce Supermajority Vote Requirements For For Management
Applicable to Common Stock
15 Reduce Supermajority Vote Requirement For For Management
Applicable to Preferred Stock
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report and Set Goals Related to Animal Against Against Shareholder
Use and Testing
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORPORATION, THE
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arun Sarin For For Management
1.2 Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against For Shareholder
5 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q109
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy Diamond For For Management
1.2 Elect Director John Reilly For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHUBB CORPORATION, THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zoe Baird For For Management
2 Elect Director Sheila P. Burke For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director John D. Finnegan For For Management
5 Elect Director Martin G. Mcguinn For For Management
6 Elect Director Lawrence M. Small For For Management
7 Elect Director Jess Soderberg For For Management
8 Elect Director Daniel E. Somers For For Management
9 Elect Director Karen Hastie Williams For For Management
10 Elect Director James M. Zimmerman For For Management
11 Elect Director Alfred W. Zollar For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For For Management
2 Elect Director Ronald W. Allen For For Management
3 Elect Director Cathleen P. Black For For Management
4 Elect Director Barry Diller For For Management
5 Elect Director Alexis M. Herman For For Management
6 Elect Director Muhtar Kent For For Management
7 Elect Director Donald R. Keough For For Management
8 Elect Director Maria Elena Lagomasino For For Management
9 Elect Director Donald F. McHenry For For Management
10 Elect Director Sam Nunn For For Management
11 Elect Director James D. Robinson III For For Management
12 Elect Director Peter V. Ueberroth For For Management
13 Elect Director Jacob Wallenberg For For Management
14 Elect Director James B. Williams For For Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Require Independent Board Chairman Against Against Shareholder
18 Performance-Based Equity Awards Against Against Shareholder
19 Publish Report on Chemical Bisphenol A Against Against Shareholder
(BPA)
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 Elect Director Ian Cook For For Management
3 Elect Director Helene D. Gayle For For Management
4 Elect Director Ellen M. Hancock For For Management
5 Elect Director Joseph Jimenez For For Management
6 Elect Director David W. Johnson For For Management
7 Elect Director Richard J. Kogan For For Management
8 Elect Director Delano E. Lewis For For Management
9 Elect Director J. Pedro Reinhard For For Management
10 Elect Director Stephen I. Sadove For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Report on Charitable Contributions Against Against Shareholder
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For For Management
1.2 Elect Director Lawrence R. Dickerson For For Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For For Management
1.8 Elect Director Arthur L. Rebell For For Management
1.9 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bodman For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director John T. Dillon For For Management
8 Elect Director Eleuthere I. Du Pont For For Management
9 Elect Director Marillyn A. Hewson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Ellen J. Kullman For For Management
12 Elect Director William K. Reilly For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Human Rights Policy to Address Against Against Shareholder
Seed Saving
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director M. Walter D'Alessio For For Management
3 Elect Director Nicholas DeBenedictis For For Management
4 Elect Director Bruce DeMars For For Management
5 Elect Director Nelson A. Diaz For For Management
6 Elect Director Sue L. Gin For For Management
7 Elect Director Rosemarie B. Greco For For Management
8 Elect Director Paul L. Joskow For For Management
9 Elect Director Richard W. Mies For For Management
10 Elect Director John M. Palms For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Thomas J. Ridge For For Management
13 Elect Director John W. Rogers, Jr. For For Management
14 Elect Director John W. Rowe For For Management
15 Elect Director Stephen D. Steinour For For Management
16 Elect Director Don Thompson For For Management
17 Approve Omnibus Stock Plan For For Management
18 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Against Shareholder
8 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals from Against For Shareholder
Products and Operations
13 Report on Risks of Alternative Against Against Shareholder
Long-term Fossil Fuel Demand Estimates
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director J. Brian Ferguson For For Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For For Management
1.8 Elect Director Oliver D. Kingsley, Jr. For For Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director William H. Swanson For For Management
1.11 Elect Director Michael H. Thaman For For Management
1.12 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against For Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 21, 2009 Meeting Type: Annual
Record Date: JUL 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Lois E. Quam For For Management
12 Elect Director Michael D. Rose For For Management
13 Elect Director Robert L. Ryan For For Management
14 Elect Director Dorothy A. Terrell For For Management
15 Approve Omnibus Stock Plan For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For For Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For For Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Provide Right to Call Special Meeting For For Management
- --------------------------------------------------------------------------------
HOME DEPOT, INC., THE
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Provide Right to Act by Written Consent Against For Shareholder
16 Require Independent Board Chairman Against Against Shareholder
17 Prepare Employment Diversity Report Against For Shareholder
18 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Kevin Burke For For Management
3 Elect Director Jaime Chico Pardo For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director D. Scott Davis For For Management
6 Elect Director Linnet F. Deily For For Management
7 Elect Director Clive R. Hollick For For Management
8 Elect Director George Paz For For Management
9 Elect Director Bradley T. Sheares For For Management
10 Elect Director Michael W. Wright For For Management
11 Ratify Auditors For For Management
12 Provide Right to Call Special Meeting For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Provide Right to Act by Written Consent Against For Shareholder
15 Require Independent Board Chairman Against Against Shareholder
16 Review and Amend Code of Conduct to Against Against Shareholder
Include Human Rights
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director C. Black For For Management
3 Elect Director W. R. Brody For For Management
4 Elect Director K. I. Chenault For For Management
5 Elect Director M. L. Eskew For For Management
6 Elect Director S. A. Jackson For For Management
7 Elect Director A. N. Liveris For For Management
8 Elect Director W. J. McNerney, Jr. For For Management
9 Elect Director T. Nishimuro For For Management
10 Elect Director J. W. Owens For For Management
11 Elect Director S. J. Palmisano For For Management
12 Elect Director J. E. Spero For For Management
13 Elect Director S. Taurel For For Management
14 Elect Director L. H. Zambrano For For Management
15 Ratify Auditors For For Management
16 Adopt Policy on Bonus Banking Against Against Shareholder
17 Provide for Cumulative Voting Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
6 Report on Collateral in Derivatives Against Against Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Alm For For Management
2 Elect Director Dennis R. Beresford For For Management
3 Elect Director John F. Bergstrom For For Management
4 Elect Director Abelardo E. Bru For For Management
5 Elect Director Robert W. Decherd For For Management
6 Elect Director Thomas J. Falk For For Management
7 Elect Director Mae C. Jemison, M.D. For For Management
8 Elect Director James M. Jenness For For Management
9 Elect Director Ian C. Read For For Management
10 Elect Director Linda Johnson Rice For For Management
11 Elect Director Marc J. Shapiro For For Management
12 Elect Director G. Craig Sullivan For For Management
13 Ratification Of Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ajaypal S. Banga For For Management
2 Elect Director Myra M. Hart For For Management
3 Elect Director Lois D. Juliber For For Management
4 Elect Director Mark D. Ketchum For For Management
5 Elect Director Richard A. Lerner For For Management
6 Elect Director Mackey J. McDonald For For Management
7 Elect Director John C. Pope For For Management
8 Elect Director Fredric G. Reynolds For For Management
9 Elect Director Irene B. Rosenfeld For For Management
10 Elect Director J.F. Van Boxmeer For For Management
11 Elect Director Deborah C. Wright For For Management
12 Elect Director Frank G. Zarb For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent Against For Shareholder
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 4, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director David S. Lee For For Management
1.3 Elect Director Lothar Maier For For Management
1.4 Elect Director Richard M. Moley For For Management
1.5 Elect Director Thomas S. Volpe For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E. C. "Pete" Aldrige, For For Management
Jr.
2 Elect Director Nolan D. Archibald For For Management
3 Elect Director David B. Burritt For For Management
4 Elect Director James O. Ellis, Jr. For For Management
5 Elect Director Gwendolyn S. King For For Management
6 Elect Director James M. Loy For For Management
7 Elect Director Douglas H. McCorkindale For For Management
8 Elect Director Joseph W. Ralston For For Management
9 Elect Director James Schneider For For Management
10 Elect Director Anne Stevens For For Management
11 Elect Director Robert J. Stevens For For Management
12 Ratify Auditors For For Management
13 Report on Space-based Weapons Program Against Against Shareholder
- --------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Walter E. Massey For For Management
2 Elect Director John W. Rogers, Jr. For For Management
3 Elect Director Roger W. Stone For For Management
4 Elect Director Miles D. White For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Reduce Supermajority Vote Requirement Against For Shareholder
8 Require Suppliers to Adopt CAK Against Against Shareholder
9 Adopt Cage-Free Eggs Purchasing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 14, 2009 Meeting Type: Annual
Record Date: JUN 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-martinez For For Management
1.3 Elect Director L.b. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports, Including
Remuneration Report
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.10 per Share
4.1 Amend Articles Re: Compliance with For For Management
Swiss Federal Act on Intermediated
Securites
4.2 Amend Articles Re: Introduction of a For For Management
Consultative Resolution on the
Remuneration System
5.1 Reelect Marjorie M.T. Yang as Director For For Management
5.2 Reelect Daniel Vasella as Director For For Management
5.3 Reelect Hans-Joerg Rudloff as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Additional And/or Counter-proposals For For Management
Presented At The Meeting
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shona L. Brown For For Management
2 Elect Director Ian M. Cook For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Victor J. Dzau For For Management
5 Elect Director Ray L. Hunt For For Management
6 Elect Director Alberto Ibarguen For For Management
7 Elect Director Arthur C. Martinez For For Management
8 Elect Director Indra K. Nooyi For For Management
9 Elect Director Sharon P. Rockefeller For For Management
10 Elect Director James J. Schiro For For Management
11 Elect Director Lloyd G. Trotter For For Management
12 Elect Director Daniel Vasella For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Report on Public Policy Advocacy Against Against Shareholder
Process
- --------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David R. Andrews For For Management
2 Elect Director Lewis Chew For For Management
3 Elect Director C. Lee Cox For For Management
4 Elect Director Peter A. Darbee For For Management
5 Elect Director Maryellen C. Herringer For For Management
6 Elect Director Roger H. Kimmel For For Management
7 Elect Director Richard A. Meserve For For Management
8 Elect Director Forrest E. Miller For For Management
9 Elect Director Rosendo G. Parra For For Management
10 Elect Director Barbara L. Rambo For For Management
11 Elect Director Barry Lawson Williams For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Amend Omnibus Stock Plan For For Management
15 Require Independent Board Chairman Against Against Shareholder
16 Limits for Directors Involved with Against Against Shareholder
Bankruptcy
17 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Victoria F. Haynes For For Management
1.3 Elect Director Martin H. Richenhagen For For Management
2 Ratify Auditors For For Management
3 Report on Community Environmental Against Against Shareholder
Impact Disclosure Process
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Brent Scowcroft For For Management
1.12 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Stephen J. Hadley For For Management
4 Elect Director Frederic M. Poses For For Management
5 Elect Director Michael C. Ruettgers For For Management
6 Elect Director Ronald L. Skates For For Management
7 Elect Director William R. Spivey For For Management
8 Elect Director Linda G. Stuntz For For Management
9 Elect Director William H. Swanson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
12 Approve Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
14 Submit SERP to Shareholder Vote Against Against Shareholder
15 Provide Right to Act by Written Consent Against Against Shareholder
- --------------------------------------------------------------------------------
REED ELSEVIER PLC
Ticker: REL Security ID: G74570121
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Anthony Habgood as Director For For Management
7 Elect Ben van der Veer as Director For For Management
8 Re-elect Erik Engstrom as Director For For Management
9 Re-elect Mark Armour as Director For For Management
10 Re-elect Robert Polet as Director For For Management
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Adopt New Articles of Association For For Management
16 Approve the Growth Plan For For Management
17 Approve the Bonus Investment Plan For For Management
- --------------------------------------------------------------------------------
SOUTHERN UNION COMPANY
Ticker: SUG Security ID: 844030106
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Lindemann For For Management
1.2 Elect Director Eric D. Herschmann For For Management
1.3 Elect Director Michal Barzuza For For Management
1.4 Elect Director David Brodsky For For Management
1.5 Elect Director Frank W. Denius For For Management
1.6 Elect Director Kurt A. Gitter, M.D. For For Management
1.7 Elect Director Herbert H. Jacobi For For Management
1.8 Elect Director Thomas N. McCarter, III For For Management
1.9 Elect Director George Rountree, III For For Management
1.10 Elect Director Allan D. Scherer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Esrey For For Management
1.2 Elect Director Gregory L. Ebel For For Management
1.3 Elect Director Pamela L. Carter For For Management
1.4 Elect Director Peter B. Hamilton For For Management
1.5 Elect Director Dennis R. Hendrix For For Management
1.6 Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Deborah C. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Stock Retention/Holding Period Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 21, 2010 Meeting Type: Annual/Special
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.28 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Approve Transaction with Christophe de For Against Management
Margerie Re: Severance Payment
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For For Management
9 Elect Gunnar Brock as Director For For Management
10 Elect Claude Clement as Representative For For Management
of Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against Against Management
Representative of Employee Shareholders
to the Board
12 Elect Mohammed Zaki as Representative Against Against Management
of Employee Shareholders to the Board
13 Reelect Ernst & Young Audit as Auditor For For Management
14 Reelect KPMG Audit as Auditor For For Management
15 Ratify Auditex as Alternate Auditor For For Management
16 Ratify KPMG Audit I.S. as Alternate For For Management
Auditor
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 850 million
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
20 Approve Employee Stock Purchase Plan For For Management
21 Authorize up to 0.1 Percent of Issued For For Management
Capital for Use in Stock Option Plan
A Amend Article 9 of Bylaws Re: Mutual Against Against Shareholder
Fund
- --------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Blythe J. McGarvie For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2008/2009
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Edward Breen as Director For For Management
3.2 Elect Michael Daniels as Director For For Management
3.3 Reelect Timothy Donahue as Director For For Management
3.4 Reelect Brian Duperreault as Director For For Management
3.5 Reelect Bruce Gordon as Director For For Management
3.6 Reelect Rajiv Gupta as Director For For Management
3.7 Reelect John Krol as Director For For Management
3.8 Reelect Brendan O'Neill as Director For For Management
3.9 Reelect William Stavropoulos as For For Management
Director
3.10 Reelect Sandra Wijnberg as Director For For Management
3.11 Reelect R. David Yost as Director For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2009/2010
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor
5a Approve Carrying Forward of Net Loss For For Management
5b Approve CHF 407.4 Million Reduction in For For Management
Share Capital and Repayment of CHF 0.85
per Share
6 Amend Articles Re: Plurality Voting For For Management
Standard for Board Elections When the
Number of Candidates Exceeds the Number
of Board Positions Available
7 Transact Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Michael J. Burns For For Management
1.3 Elect Director D. Scott Davis For For Management
1.4 Elect Director Stuart E. Eizenstat For For Management
1.5 Elect Director Michael L. Eskew For For Management
1.6 Elect Director William R. Johnson For For Management
1.7 Elect Director Ann M. Livermore For Withhold Management
1.8 Elect Director Rudy Markham For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Jean-Pierre Garnier, For For Management
Ph.D.
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Carlos M. Gutierrez For For Management
1.6 Elect Director Edward A. Kangas For For Management
1.7 Elect Director Charles R. Lee For For Management
1.8 Elect Director Richard D. McCormick For For Management
1.9 Elect Director Harold McGraw, III For For Management
1.10 Elect Director Richard B. Myers For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Sandra O. Moose For For Management
5 Elect Director Joseph Neubauer For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Thomas H. O'Brien For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Elect Director John R. Stafford For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Prohibit Executive Stock-Based Awards Against Against Shareholder
17 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
18 Performance-Based Equity Awards Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Adopt Policy on Succession Planning Against For Shareholder
21 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
22 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director George Fellows For For Management
1.4 Elect Director Clarence Otis, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 28, 2009 Meeting Type: Annual
Record Date: JUN 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Simon Murray as Director For For Management
12 Elect Stephen Pusey as Director For For Management
13 Re-elect Luc Vandevelde as Director For For Management
14 Re-elect Anthony Watson as Director For For Management
15 Re-elect Philip Yea as Director For For Management
16 Approve Final Dividend of 5.20 Pence For For Management
Per Ordinary Share
17 Approve Remuneration Report For For Management
18 Reappoint Deloitte LLP as Auditors of For For Management
the Company
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,193,532,658
21 Subject to the Passing of Resolution For For Management
20, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 330,323,367
22 Authorise 5,200,000,000 Ordinary Shares For For Management
for Market Purchase
23 Adopt New Articles of Association For For Management
24 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For For Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Report on Political Contributions Against Against Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pastora San Juan For For Management
Cafferty
2 Elect Director Frank M. Clark, Jr. For For Management
3 Elect Director Patrick W. Gross For For Management
4 Elect Director John C. Pope For For Management
5 Elect Director W. Robert Reum For For Management
6 Elect Director Steven G. Rothmeier For For Management
7 Elect Director David P. Steiner For For Management
8 Elect Director Thomas H. Weidemeyer For For Management
9 Ratify Auditors For For Management
10 Reduce Supermajority Vote Requirement For For Management
11 Report on Political Contributions Against Against Shareholder
12 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
WINDSTREAM CORP.
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol B. Armitage For For Management
2 Elect Director Samuel E. Beall, III For For Management
3 Elect Director Dennis E. Foster For For Management
4 Elect Director Francis X. Frantz For For Management
5 Elect Director Jeffery R. Gardner For For Management
6 Elect Director Jeffrey T. Hinson For For Management
7 Elect Director Judy K. Jones For For Management
8 Elect Director William A. Montgomery For For Management
9 Amend Omnibus Stock Plan For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Ratify Auditors For For Management
12 Stock Retention/Holding Period Against Against Shareholder
============ LEGG MASON CLEARBRIDGE VARIABLE EQUITY INCOME BUILDER =============
============ PORTFOLIO =============
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Linda G. Alvarado For For Management
2 Elect Director George W. Buckley For For Management
3 Elect Director Vance D. Coffman For For Management
4 Elect Director Michael L. Eskew For For Management
5 Elect Director W. James Farrell For For Management
6 Elect Director Herbert L. Henkel For For Management
7 Elect Director Edward M. Liddy For For Management
8 Elect Director Robert S. Morrison For For Management
9 Elect Director Aulana L. Peters For For Management
10 Elect Director Robert J. Ulrich For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014482103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Baird For For Management
1.2 Elect Director Michael J. Chun For For Management
1.3 Elect Director W. Allen Doane For For Management
1.4 Elect Director Walter A. Dods, Jr. For For Management
1.5 Elect Director Charles G. King For For Management
1.6 Elect Director Stanley M. Kuriyama For For Management
1.7 Elect Director Constance H. Lau For For Management
1.8 Elect Director Douglas M. Pasquale For For Management
1.9 Elect Director Maryanna G. Shaw For For Management
1.10 Elect Director Jeffrey N. Watanabe For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director James F. Cordes For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Lester A. Hudson, Jr. For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Lionel L. Nowell III For For Management
1.10 Elect Director Richard L. Sandor For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
1.13 Elect Director John F. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Brady For For Management
1.2 Elect Director E. Wayne Nordberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Exclude Pension Credits from Against For Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 10, 2009 Meeting Type: Annual
Record Date: SEP 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Leon G. Cooperman For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Charles H. Noski For For Management
1.10 Elect Director Sharon T. Rowlands For For Management
1.11 Elect Director Gregory L. Summe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Receive The Directors Annual Report For For Management
And Accounts
2 To Approve The Directors Remuneration For For Management
Report
3 To Elect P Anderson As A Director For For Management
4 To Re-elect A Burgmans As A Director For For Management
5 To Re-elect C B Carroll As A Director For For Management
6 To Re-elect William Castell As A For For Management
Director
7 To Re-elect I C Conn As A Director For For Management
8 To Re-elect G David As A Director For For Management
9 To Elect I E L Davis As A Director For For Management
10 To Re-elect R Dudley As A Director For For Management
11 To Re-elect D J Flint As A Director For For Management
12 To Re-elect B E Grote As A Director For For Management
13 To Re-elect A B Hayward As A Director For For Management
14 To Re-elect A G Inglis As A Director For For Management
15 To Re-elect D S Julius As A Director For For Management
16 To Elect C-H Svanberg As A Director For For Management
17 To Reappoint Ernst & Young Llp As For For Management
Auditors And Authorize The board To Fix
Their Remuneration
18 To Adopt New Articles Of Association For For Management
19 To Give Limited Authority For The For For Management
Purchaseof Its Own Shares By The
Company
20 To Give Limited Authority To Allot For For Management
Shares Up To A Specified amount
21 To Give Authority To Allot A Limited For For Management
Number of Shares For Cash Free Of
Pre-emption Rights
22 To Authorize The Calling Of General For For Management
Meetings(excluding Annual General
Meetings) By Notice Of At Least 14
clear Days
23 To Approve The Renewal Of The Executive For For Management
Directors Incentive Plan
24 To Approve The Scrip Dividend Programme For For Management
25 Special Resolution: To Instruct A Against Against Shareholder
Committee Of The Board To Review The
Assumptions Behind The Sunrise Project
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lamberto Andreotti For For Management
2 Elect Director Lewis B. Campbell For For Management
3 Elect Director James M. Cornelius For For Management
4 Elect Director Louis J. Freeh For For Management
5 Elect Director Laurie H. Glimcher, M.D For For Management
6 Elect Director Michael Grobstein For For Management
7 Elect Director Leif Johansson For For Management
8 Elect Director Alan J. Lacy For For Management
9 Elect Director Vicki L. Sato, Ph.D. For For Management
10 Elect Director Togo D. West, Jr. For For Management
11 Elect Director R. Sanders Williams, For For Management
M.D.
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Reduce Supermajority Vote Requirements For For Management
Applicable to Common Stock
15 Reduce Supermajority Vote Requirement For For Management
Applicable to Preferred Stock
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report and Set Goals Related to Animal Against Against Shareholder
Use and Testing
- --------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald R. Campbell For For Management
2 Elect Director Milton Carroll For For Management
3 Elect Director Derrill Cody For For Management
4 Elect Director Michael P. Johnson For For Management
5 Elect Director David M. McClanahan For For Management
6 Elect Director Robert T. O Connell For For Management
7 Elect Director Susan O. Rheney For For Management
8 Elect Director R.A. Walker For For Management
9 Elect Director Peter S. Wareing For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q109
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy Diamond For For Management
1.2 Elect Director John Reilly For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHUBB CORPORATION, THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zoe Baird For For Management
2 Elect Director Sheila P. Burke For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director John D. Finnegan For For Management
5 Elect Director Martin G. Mcguinn For For Management
6 Elect Director Lawrence M. Small For For Management
7 Elect Director Jess Soderberg For For Management
8 Elect Director Daniel E. Somers For For Management
9 Elect Director Karen Hastie Williams For For Management
10 Elect Director James M. Zimmerman For For Management
11 Elect Director Alfred W. Zollar For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For For Management
1.2 Elect Director Lawrence R. Dickerson For For Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For For Management
1.8 Elect Director Arthur L. Rebell For For Management
1.9 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Ann Maynard Gray For For Management
1.7 Elect Director James H. Hance, Jr. For For Management
1.8 Elect Director E. James Reinsch For For Management
1.9 Elect Director James T. Rhodes For For Management
1.10 Elect Director James E. Rogers For For Management
1.11 Elect Director Philip R. Sharp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Report on Global Warming Lobbying Against Against Shareholder
Activities
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bodman For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director John T. Dillon For For Management
8 Elect Director Eleuthere I. Du Pont For For Management
9 Elect Director Marillyn A. Hewson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Ellen J. Kullman For For Management
12 Elect Director William K. Reilly For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Human Rights Policy to Address Against Against Shareholder
Seed Saving
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For For Management
2 Elect Director Jeffrey T. Huber For For Management
3 Elect Director Gary M. Kusin For For Management
4 Elect Director Geraldine B. Laybourne For For Management
5 Elect Director Gregory B. Maffei For For Management
6 Elect Director Vivek Paul For For Management
7 Elect Director Lawrence F. Probst III For For Management
8 Elect Director John S. Riccitiello For For Management
9 Elect Director Richard A. Simonson For For Management
10 Elect Director Linda J. Srere For For Management
11 Approve Stock Option Exchange Program For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director M. Walter D'Alessio For For Management
3 Elect Director Nicholas DeBenedictis For For Management
4 Elect Director Bruce DeMars For For Management
5 Elect Director Nelson A. Diaz For For Management
6 Elect Director Sue L. Gin For For Management
7 Elect Director Rosemarie B. Greco For For Management
8 Elect Director Paul L. Joskow For For Management
9 Elect Director Richard W. Mies For For Management
10 Elect Director John M. Palms For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Thomas J. Ridge For For Management
13 Elect Director John W. Rogers, Jr. For For Management
14 Elect Director John W. Rowe For For Management
15 Elect Director Stephen D. Steinour For For Management
16 Elect Director Don Thompson For For Management
17 Approve Omnibus Stock Plan For For Management
18 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director J. Brian Ferguson For For Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For For Management
1.8 Elect Director Oliver D. Kingsley, Jr. For For Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director William H. Swanson For For Management
1.11 Elect Director Michael H. Thaman For For Management
1.12 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
- --------------------------------------------------------------------------------
GEORGIA GULF CORPORATION
Ticker: GGC Security ID: 373200302
Meeting Date: SEP 17, 2009 Meeting Type: Special
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 To consider and vote upon an amendment FOR FOR Management
to our certificate of incorporation to
increase the number of authorized
shares of common stock from 3 million
to 100 million
2 To consider and vote upon the 2009 FOR FOR Management
equity and performance incentive plan
providing for the issuance of up to
3,033,000 shares of common stock
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Receive And Adopt The Directors For For Management
Report And The Financialstatements
2 To Approve The Remuneration Report For For Management
3 To Re-elect Dr Stephanie Burns As A For For Management
Director
4 To Re-elect Mr Julian Heslop As A For For Management
Director
5 To Re-elect Sir Deryck Maughan As A For For Management
Director
6 To Re-elect Dr Daniel Podolsky As A For For Management
Director
7 To Re-elect Sir Robert Wilson As A For For Management
Director
8 Re-appointment Of Auditors For For Management
9 Remuneration Of Auditors For For Management
10 To Authorise The Company And Its For For Management
Subsidiaries To Make Donations to
Political Organisations And Incur
Political Expenditure
11 Authority To Allot Shares For For Management
12 Disapplication Of Pre-emption Rights For For Management
13 Authority For The Company To Purchase For For Management
Its Own Shares
14 Exemption From Statement Of Senior For For Management
Statutory Auditor's Name
15 Reduced Notice Of A General Meeting For For Management
Other Than An Agm
16 Adopt New Articles Of Association For For Management
- --------------------------------------------------------------------------------
HLTH CORP.
Ticker: HLTH Security ID: 40422Y101
Meeting Date: OCT 23, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Paul A. Brooke For For Management
2.2 Elect Director James V. Manning For For Management
2.3 Elect Director Martin J. Wygod For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HOME DEPOT, INC., THE
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Provide Right to Act by Written Consent Against For Shareholder
16 Require Independent Board Chairman Against Against Shareholder
17 Prepare Employment Diversity Report Against For Shareholder
18 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Kevin Burke For For Management
3 Elect Director Jaime Chico Pardo For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director D. Scott Davis For For Management
6 Elect Director Linnet F. Deily For For Management
7 Elect Director Clive R. Hollick For For Management
8 Elect Director George Paz For For Management
9 Elect Director Bradley T. Sheares For For Management
10 Elect Director Michael W. Wright For For Management
11 Ratify Auditors For For Management
12 Provide Right to Call Special Meeting For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Provide Right to Act by Written Consent Against For Shareholder
15 Require Independent Board Chairman Against Against Shareholder
16 Review and Amend Code of Conduct to Against Against Shareholder
Include Human Rights
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Alm For For Management
2 Elect Director Dennis R. Beresford For For Management
3 Elect Director John F. Bergstrom For For Management
4 Elect Director Abelardo E. Bru For For Management
5 Elect Director Robert W. Decherd For For Management
6 Elect Director Thomas J. Falk For For Management
7 Elect Director Mae C. Jemison, M.D. For For Management
8 Elect Director James M. Jenness For For Management
9 Elect Director Ian C. Read For For Management
10 Elect Director Linda Johnson Rice For For Management
11 Elect Director Marc J. Shapiro For For Management
12 Elect Director G. Craig Sullivan For For Management
13 Ratification Of Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ajaypal S. Banga For For Management
2 Elect Director Myra M. Hart For For Management
3 Elect Director Lois D. Juliber For For Management
4 Elect Director Mark D. Ketchum For For Management
5 Elect Director Richard A. Lerner For For Management
6 Elect Director Mackey J. McDonald For For Management
7 Elect Director John C. Pope For For Management
8 Elect Director Fredric G. Reynolds For For Management
9 Elect Director Irene B. Rosenfeld For For Management
10 Elect Director J.F. Van Boxmeer For For Management
11 Elect Director Deborah C. Wright For For Management
12 Elect Director Frank G. Zarb For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent Against For Shareholder
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E. C. "Pete" Aldrige, For For Management
Jr.
2 Elect Director Nolan D. Archibald For For Management
3 Elect Director David B. Burritt For For Management
4 Elect Director James O. Ellis, Jr. For For Management
5 Elect Director Gwendolyn S. King For For Management
6 Elect Director James M. Loy For For Management
7 Elect Director Douglas H. McCorkindale For For Management
8 Elect Director Joseph W. Ralston For For Management
9 Elect Director James Schneider For For Management
10 Elect Director Anne Stevens For For Management
11 Elect Director Robert J. Stevens For For Management
12 Ratify Auditors For For Management
13 Report on Space-based Weapons Program Against Against Shareholder
- --------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Walter E. Massey For For Management
2 Elect Director John W. Rogers, Jr. For For Management
3 Elect Director Roger W. Stone For For Management
4 Elect Director Miles D. White For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Reduce Supermajority Vote Requirement Against For Shareholder
8 Require Suppliers to Adopt CAK Against Against Shareholder
9 Adopt Cage-Free Eggs Purchasing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 27, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director William A. Hawkins For For Management
1.4 Elect Director S. Ann Jackson For For Management
1.5 Elect Director Denise M. O'Leary For For Management
1.6 Elect Director Robert C. Pozen For For Management
1.7 Elect Director Jean-pierre Rosso For For Management
1.8 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID: 649445103
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Blake For For Management
1.2 Elect Director Michael J. Levine For For Management
1.3 Elect Director Guy V. Molinari For For Management
1.4 Elect Director John M. Tsimbinos For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports, Including
Remuneration Report
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.10 per Share
4.1 Amend Articles Re: Compliance with For For Management
Swiss Federal Act on Intermediated
Securites
4.2 Amend Articles Re: Introduction of a For For Management
Consultative Resolution on the
Remuneration System
5.1 Reelect Marjorie M.T. Yang as Director For For Management
5.2 Reelect Daniel Vasella as Director For For Management
5.3 Reelect Hans-Joerg Rudloff as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Additional And/or Counter-proposals For For Management
Presented At The Meeting
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 7, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Donald L. Lucas For For Management
1.11 Elect Director Charles E. Phillips, Jr. For For Management
1.12 Elect Director Naomi O. Seligman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Dwight For For Management
1.2 Elect Director Janet M. Hansen For For Management
1.3 Elect Director Mark W. Richards For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shona L. Brown For For Management
2 Elect Director Ian M. Cook For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Victor J. Dzau For For Management
5 Elect Director Ray L. Hunt For For Management
6 Elect Director Alberto Ibarguen For For Management
7 Elect Director Arthur C. Martinez For For Management
8 Elect Director Indra K. Nooyi For For Management
9 Elect Director Sharon P. Rockefeller For For Management
10 Elect Director James J. Schiro For For Management
11 Elect Director Lloyd G. Trotter For For Management
12 Elect Director Daniel Vasella For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Report on Public Policy Advocacy Against Against Shareholder
Process
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Victoria F. Haynes For For Management
1.3 Elect Director Martin H. Richenhagen For For Management
2 Ratify Auditors For For Management
3 Report on Community Environmental Against Against Shareholder
Impact Disclosure Process
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
PROGRESS ENERGY, INC.
Ticker: PGN Security ID: 743263105
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Baker, II For For Management
2 Elect Director James E. Bostic, Jr. For For Management
3 Elect Director Harris E. DeLoach, Jr. For For Management
4 Elect Director James B. Hyler, Jr. For For Management
5 Elect Director William D. Johnson For For Management
6 Elect Director Robert W. Jones For For Management
7 Elect Director W. Steven Jones For For Management
8 Elect Director Melquiades R. Martinez For For Management
9 Elect Director E. Marie McKee For For Management
10 Elect Director John H. Mullin, III For For Management
11 Elect Director Charles W. Pryor, Jr. For For Management
12 Elect Director Carlos A. Saladrigas For For Management
13 Elect Director Theresa M. Stone For For Management
14 Elect Director Alfred C. Tollison, Jr. For For Management
15 Ratify Auditors For For Management
16 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
REED ELSEVIER PLC
Ticker: REL Security ID: G74570121
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Anthony Habgood as Director For For Management
7 Elect Ben van der Veer as Director For For Management
8 Re-elect Erik Engstrom as Director For For Management
9 Re-elect Mark Armour as Director For For Management
10 Re-elect Robert Polet as Director For For Management
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Adopt New Articles of Association For For Management
16 Approve the Growth Plan For For Management
17 Approve the Bonus Investment Plan For For Management
- --------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Esrey For For Management
1.2 Elect Director Gregory L. Ebel For For Management
1.3 Elect Director Pamela L. Carter For For Management
1.4 Elect Director Peter B. Hamilton For For Management
1.5 Elect Director Dennis R. Hendrix For For Management
1.6 Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION
Ticker: TRI Security ID: 884903105
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Thomson For For Management
1.2 Elect Director W. Geoffrey Beattie For Withhold Management
1.3 Elect Director Niall FitzGerald For For Management
1.4 Elect Director Thomas H. Glocer For For Management
1.5 Elect Director Manvinder S. Banga For For Management
1.6 Elect Director Mary Cirillo For For Management
1.7 Elect Director Steven A. Denning For For Management
1.8 Elect Director Lawton Fitt For For Management
1.9 Elect Director Roger L. Martin For For Management
1.10 Elect Director Deryck Maughan For For Management
1.11 Elect Director Ken Olisa For For Management
1.12 Elect Director Vance K. Opperman For For Management
1.13 Elect Director John M. Thompson For For Management
1.14 Elect Director Peter J. Thomson For For Management
1.15 Elect Director John A. Tory For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
THOMSON REUTERS PLC
Ticker: TRI Security ID: G8847Z105
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the unification of Thomson For For Management
Reuters dual listed company structure
and related matters
- --------------------------------------------------------------------------------
THOMSON REUTERS PLC
Ticker: TRI Security ID: G8847Z105
Meeting Date: AUG 7, 2009 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
- --------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 21, 2010 Meeting Type: Annual/Special
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.28 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Approve Transaction with Christophe de For Against Management
Margerie Re: Severance Payment
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For For Management
9 Elect Gunnar Brock as Director For For Management
10 Elect Claude Clement as Representative For For Management
of Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against Against Management
Representative of Employee Shareholders
to the Board
12 Elect Mohammed Zaki as Representative Against Against Management
of Employee Shareholders to the Board
13 Reelect Ernst & Young Audit as Auditor For For Management
14 Reelect KPMG Audit as Auditor For For Management
15 Ratify Auditex as Alternate Auditor For For Management
16 Ratify KPMG Audit I.S. as Alternate For For Management
Auditor
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 850 million
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
20 Approve Employee Stock Purchase Plan For For Management
21 Authorize up to 0.1 Percent of Issued For For Management
Capital for Use in Stock Option Plan
A Amend Article 9 of Bylaws Re: Mutual Against Against Shareholder
Fund
- --------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Blythe J. McGarvie For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Jean-Pierre Garnier, For For Management
Ph.D.
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Carlos M. Gutierrez For For Management
1.6 Elect Director Edward A. Kangas For For Management
1.7 Elect Director Charles R. Lee For For Management
1.8 Elect Director Richard D. McCormick For For Management
1.9 Elect Director Harold McGraw, III For For Management
1.10 Elect Director Richard B. Myers For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Sandra O. Moose For For Management
5 Elect Director Joseph Neubauer For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Thomas H. O'Brien For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Elect Director John R. Stafford For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Prohibit Executive Stock-Based Awards Against Against Shareholder
17 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
18 Performance-Based Equity Awards Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Adopt Policy on Succession Planning Against For Shareholder
21 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
22 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For For Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Report on Political Contributions Against Against Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pastora San Juan For For Management
Cafferty
2 Elect Director Frank M. Clark, Jr. For For Management
3 Elect Director Patrick W. Gross For For Management
4 Elect Director John C. Pope For For Management
5 Elect Director W. Robert Reum For For Management
6 Elect Director Steven G. Rothmeier For For Management
7 Elect Director David P. Steiner For For Management
8 Elect Director Thomas H. Weidemeyer For For Management
9 Ratify Auditors For For Management
10 Reduce Supermajority Vote Requirement For For Management
11 Report on Political Contributions Against Against Shareholder
12 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
WINDSTREAM CORP.
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol B. Armitage For For Management
2 Elect Director Samuel E. Beall, III For For Management
3 Elect Director Dennis E. Foster For For Management
4 Elect Director Francis X. Frantz For For Management
5 Elect Director Jeffery R. Gardner For For Management
6 Elect Director Jeffrey T. Hinson For For Management
7 Elect Director Judy K. Jones For For Management
8 Elect Director William A. Montgomery For For Management
9 Amend Omnibus Stock Plan For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Ratify Auditors For For Management
12 Stock Retention/Holding Period Against Against Shareholder
========== LEGG MASON CLEARBRIDGE VARIABLE FUNDAMENTAL ALL CAP VALUE ===========
========== PORTFOLIO ===========
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francisco R. Gros For Withhold Management
1.2 Elect Director Gerald B. Johanneson For For Management
1.3 Elect Director George E. Minnich For For Management
1.4 Elect Director Curtis E. Moll For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE HOLDINGS LTD
Ticker: AWH Security ID: G0219G203
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Barbara T. Alexander as Class II For For Management
Director
A.2 Elect Patrick de Saint-Aignan as Class For For Management
II Director
A.3 Elect Scott Hunter as Class II Director For For Management
B.1 Elect J. Michael Baldwin as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Europe) Limited)
B.2 Elect Scott A. Carmilani as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Europe) Limited)
B.3 Elect John Clifford as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Europe) Limited)
B.4 Elect Hugh Governey as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Europe) Limited)
B.5 Elect John T. Redmond as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Europe) Limited)
B.6 Elect J. Michael Baldwin as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Reinsurance)
Limited)
B.7 Elect Scott A. Carminlani as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Reinsurance)
Limited)
B.8 Elect John Clifford as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Reinsurance)
Limited)
B.9 Elect Hugh Governey as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Reinsurance)
Limited)
B.10 Elect John T. Redmond as Eligible For For Management
Subsidiary Director (Allied World
Assurance Company (Reinsurance)
Limited)
C Appoint Deloitte & Touche as For For Management
Independent Auditors
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H. Paulett Eberhart For For Management
2 Elect Director Preston M. Geren III For For Management
3 Elect Director James T. Hackett For For Management
4 Ratify Auditors For For Management
5 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
6 Reimburse Expenses Incurred by Against Against Shareholder
Stockholder in Contested Election of
Directors
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 9, 2010 Meeting Type: Annual
Record Date: JAN 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Splinter For For Management
1.2 Elect Director Aart J. de Geus For For Management
1.3 Elect Director Stephen R. Forrest For For Management
1.4 Elect Director Thomas J. Iannotti For For Management
1.5 Elect Director Susan M. James For For Management
1.6 Elect Director Alexander A. Karsner For For Management
1.7 Elect Director Gerhard H. Parker For For Management
1.8 Elect Director Dennis D. Powell For For Management
1.9 Elect Director Willem P. Roelandts For For Management
1.10 Elect Director James E. Rogers For Withhold Management
1.11 Elect Director Robert H. Swan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Exclude Pension Credits from Against Against Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: MAR 31, 2010 Meeting Type: Special
Record Date: FEB 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Shares in Connection For For Management
with Acquisition
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director H. John Riley, Jr. For For Management
1.11 Elect Director Charles L. Watson For For Management
1.12 Elect Director J. W. Stewart For For Management
1.13 Elect Director James L. Payne For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For Against Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Against Against Shareholder
Employees
19 TARP Related Compensation Against Against Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against Against Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Against For Shareholder
Restatements
- --------------------------------------------------------------------------------
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 26, 2009 Meeting Type: Annual
Record Date: SEP 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for BHP Billiton Ltd
and BHP Billiton Plc for the Fiscal
Year Ended June 30, 2009
2 Elect Carlos Codeiro as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
3 Elect David Crawford as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect Gail de Planque as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
5 Elect Marius Kloppers as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect Don Argus as a Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
7 Elect Wayne Murdy as a Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
8 Approve KPMG Audit Plc as Auditors of For For Management
BHP Billiton Plc
9 Approve Renewal of General Authority to For For Management
Issue of Up to 555.97 Million Shares in
BHP Billiton Plc in Connection with Its
Employee Share and Incentive Schemes
10 Renew the Disapplication of Pre-Emption For For Management
Rights in BHP Billiton Plc
11 Authorize Repurchase of Up To 223.11 For For Management
Million Shares in BHP Billiton Plc
12.1 Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd
on April 30, 2010
12.2 Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd
on June 17, 2010
12.3 Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd
on Sept. 15, 2010
12.4 Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd
on Nov. 11, 2010
13 Approve Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2009
14 Approve Grant of Approximately 55,932 For For Management
Deferred Shares, 223,739 Options, and
424,612 Performance Shares to Marius
Kloppers, CEO, Pursuant to the Group
Incentive Scheme and the Long Term
Incentive Plan
- --------------------------------------------------------------------------------
BOEING COMPANY, THE
Ticker: BA Security ID: 097023105
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John H. Biggs For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director David L. Calhoun For For Management
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Linda Z. Cook For For Management
6 Elect Director William M. Daley For For Management
7 Elect Director Kenneth M. Duberstein For For Management
8 Elect Director Edmund P. Giambastiani, For For Management
Jr.
9 Elect Director John F. McDonnell For For Management
10 Elect Director W. James McNerney, Jr. For For Management
11 Elect Director Susan C. Schwab For For Management
12 Elect Director Mike S. Zafirovski For For Management
13 Ratify Auditors For For Management
14 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Require Independent Board Chairman Against Against Shareholder
18 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
2 Elect Sir Jonathon Band As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
3 Reelect Robert H. Dickinson As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
4 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
5 Reelect Pier Luigi Foschi As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
6 Reelect Howard S. Frank As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
7 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
8 Reelect Modesto A. Maidique As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
9 Reelect Sir John Parker As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
10 Reelect Peter G. Ratcliffe As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
11 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
12 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
13 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
14 Reelect Uzi Zucker As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
15 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation.
16 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of The
Independent Auditors Of Carnival Plc.
17 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2009
18 Approve The Directors Remuneration For For Management
Report Of Carnival Plc For The Year
Ended November 30, 2009
19 Authorize Issue of Equity with For For Management
Pre-emptive Rights
20 Authorize Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Shares for Market Purchase For For Management
22 Stock Retention/Holding Period Against For Shareholder
23 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
CHUBB CORPORATION, THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zoe Baird For For Management
2 Elect Director Sheila P. Burke For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director John D. Finnegan For For Management
5 Elect Director Martin G. Mcguinn For For Management
6 Elect Director Lawrence M. Small For For Management
7 Elect Director Jess Soderberg For For Management
8 Elect Director Daniel E. Somers For For Management
9 Elect Director Karen Hastie Williams For For Management
10 Elect Director James M. Zimmerman For For Management
11 Elect Director Alfred W. Zollar For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against Against Shareholder
- --------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mark B. Templeton For For Management
2 Elect Director Stephen M. Dow For For Management
3 Elect Director Godfrey R. Sullivan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CNA SURETY CORPORATION
Ticker: SUR Security ID: 12612L108
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip H. Britt For For Management
1.2 Elect Director Anthony S. Cleberg For For Management
1.3 Elect Director David B. Edelson For Withhold Management
1.4 Elect Director D. Craig Mense For Withhold Management
1.5 Elect Director Robert A. Tinstman For For Management
1.6 Elect Director John F. Welch For Withhold Management
1.7 Elect Director Peter W. Wilson For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Armitage For For Management
1.2 Elect Director Richard H. Auchinleck For For Management
1.3 Elect Director James E. Copeland, Jr. For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Ruth R. Harkin For For Management
1.6 Elect Director Harold W. Mcgraw III For For Management
1.7 Elect Director James J. Mulva For For Management
1.8 Elect Director Robert A. Niblock For For Management
1.9 Elect Director Harald J. Norvik For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director Bobby S. Shackouls For For Management
1.12 Elect Director Victoria J. Tschinkel For For Management
1.13 Elect Director Kathryn C. Turner For For Management
1.14 Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Report on Board Risk Management Against Against Shareholder
Oversight
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
5 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
6 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Adopt Goals to Reduce Emission of TRI Against Against Shareholder
Chemicals
9 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
10 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel R. Allen For For Management
2 Elect Director Aulana L. Peters For For Management
3 Elect Director David B. Speer For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
7 Ratify Auditors For For Management
8 Limit Executive Compensation Against Against Shareholder
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
10 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Richels For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David H. Benson For For Management
2 Elect Director Robert W. Cremin For For Management
3 Elect Director Jean-Pierre M. Ergas For For Management
4 Elect Director Peter T. Francis For For Management
5 Elect Director Kristiane C. Graham For For Management
6 Elect Directors James L. Koley For For Management
7 Elect Director Robert A. Livingston For For Management
8 Elect Director Richard K. Lochridge For For Management
9 Elect Director Bernard G. Rethore For For Management
10 Elect Director Michael B. Stubbs For For Management
11 Elect Director Mary A. Winston For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Moffett For For Management
2 Elect Director Richard T. Schlosberg, For For Management
III
3 Elect Director Thomas J. Tierney For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENZO BIOCHEM, INC.
Ticker: ENZ Security ID: 294100102
Meeting Date: JAN 29, 2010 Meeting Type: Annual
Record Date: DEC 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin C. Gerson For For Management
1.2 Elect Director Gregory M. Bortz For For Management
1.3 Elect Director Stephen B. H. Kent For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James T. Hackett For For Management
2 Elect Director Kent Kresa For For Management
3 Elect Director Nader H. Sultan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Joseph R. Hardiman For For Management
1.4 Elect Director Robert D. Joffe For For Management
1.5 Elect Director Charles B. Johnson For For Management
1.6 Elect Director Gregory E. Johnson For For Management
1.7 Elect Director Rupert H. Johnson, Jr. For For Management
1.8 Elect Director Thomas H. Kean For For Management
1.9 Elect Director Chutta Ratnathicam For For Management
1.10 Elect Director Peter M. Sacerdote For For Management
1.11 Elect Director Laura Stein For For Management
1.12 Elect Director Anne M. Tatlock For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GAP, INC., THE
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian D.P. Bellamy For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Robert J. Fisher For For Management
1.4 Elect Director William S. Fisher For For Management
1.5 Elect Director Bob L. Martin For For Management
1.6 Elect Director Jorge P. Montoya For For Management
1.7 Elect Director Glenn K. Murphy For For Management
1.8 Elect Director James M. Schneider For For Management
1.9 Elect Director Mayo A. Shattuck III For For Management
1.10 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Receive And Adopt The Directors For For Management
Report And The Financialstatements
2 To Approve The Remuneration Report For For Management
3 To Re-elect Dr Stephanie Burns As A For For Management
Director
4 To Re-elect Mr Julian Heslop As A For For Management
Director
5 To Re-elect Sir Deryck Maughan As A For For Management
Director
6 To Re-elect Dr Daniel Podolsky As A For For Management
Director
7 To Re-elect Sir Robert Wilson As A For For Management
Director
8 Re-appointment Of Auditors For For Management
9 Remuneration Of Auditors For For Management
10 To Authorise The Company And Its For For Management
Subsidiaries To Make Donations to
Political Organisations And Incur
Political Expenditure
11 Authority To Allot Shares For For Management
12 Disapplication Of Pre-emption Rights For For Management
13 Authority For The Company To Purchase For For Management
Its Own Shares
14 Exemption From Statement Of Senior For For Management
Statutory Auditor's Name
15 Reduced Notice Of A General Meeting For For Management
Other Than An Agm
16 Adopt New Articles Of Association For For Management
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A.M. Bennett For For Management
2 Elect Director J.R. Boyd For For Management
3 Elect Director M. Carroll For For Management
4 Elect Director N.K. Dicciani For For Management
5 Elect Director S.M. Gillis For For Management
6 Elect Director J.T. Hackett For For Management
7 Elect Director D.J. Lesar For For Management
8 Elect Director R.A. Malone For For Management
9 Elect Director J.L. Martin For For Management
10 Elect Director D.L. Reed For For Management
11 Ratify Auditors For For Management
12 Review and Assess Human Rights Policies Against For Shareholder
13 Report on Political Contributions Against For Shareholder
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N.F. Brady For For Management
1.2 Elect Director G.P. Hill For For Management
1.3 Elect Director T.H. Kean For For Management
1.4 Elect Director F.A. Olson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
HOME DEPOT, INC., THE
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Provide Right to Act by Written Consent Against For Shareholder
16 Require Independent Board Chairman Against Against Shareholder
17 Prepare Employment Diversity Report Against For Shareholder
18 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Kevin Burke For For Management
3 Elect Director Jaime Chico Pardo For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director D. Scott Davis For For Management
6 Elect Director Linnet F. Deily For For Management
7 Elect Director Clive R. Hollick For For Management
8 Elect Director George Paz For For Management
9 Elect Director Bradley T. Sheares For For Management
10 Elect Director Michael W. Wright For For Management
11 Ratify Auditors For For Management
12 Provide Right to Call Special Meeting For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Provide Right to Act by Written Consent Against For Shareholder
15 Require Independent Board Chairman Against Against Shareholder
16 Review and Amend Code of Conduct to Against Against Shareholder
Include Human Rights
- --------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: JEC Security ID: 469814107
Meeting Date: JAN 28, 2010 Meeting Type: Annual
Record Date: DEC 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Davidson, Jr. For For Management
1.2 Elect Director Edward V. Fritzky For For Management
1.3 Elect Director Benjamin F. Montoya For For Management
1.4 Elect Director Peter J. Robertson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
JONES LANG LASALLE, INC.
Ticker: JLL Security ID: 48020Q107
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Colin Dyer For For Management
2 Elect Director Darryl Hartley-Leonard For For Management
3 Elect Director DeAnne Julius For For Management
4 Elect Director Ming Lu For For Management
5 Elect Director Lauralee E. Martin For For Management
6 Elect Director Sheila A. Penrose For For Management
7 Elect Director David B. Rickard For For Management
8 Elect Director Roger T. Staubach For For Management
9 Elect Director Thomas C. Theobald For For Management
10 Ratify Auditors For For Management
11 Other Business For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
6 Report on Collateral in Derivatives Against Against Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Bares For For Management
1.2 Elect Director Joseph A. Carrabba For For Management
1.3 Elect Director Carol A. Cartwright For For Management
1.4 Elect Director Alexander M. Cutler For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director Kristen L. Manos For For Management
1.8 Elect Director Eduardo R. Menasce For For Management
1.9 Elect Director Henry L. Meyer III For For Management
1.10 Elect Director Edward W. Stack For For Management
1.11 Elect Director Thomas C. Stevens For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Voting Rights of Series B For For Management
Preferred Stock
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officer's Compensation
- --------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES
Ticker: LHO Security ID: 517942108
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director Donald S. Perkins For For Management
1.2 Director Stuart L. Scott For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAWSON SOFTWARE, INC.
Ticker: LWSN Security ID: 52078P102
Meeting Date: OCT 15, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Chang For For Management
1.2 Elect Director Harry Debes For For Management
1.3 Elect Director Peter Gyenes For For Management
1.4 Elect Director David R. Hubers For For Management
1.5 Elect Director H. Richard Lawson For For Management
1.6 Elect Director Michael A. Rocca For For Management
1.7 Elect Director Robert A. Schriesheim For For Management
1.8 Elect Director Romesh Wadhwani For For Management
1.9 Elect Director Paul Wahl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J.W. Marriott, Jr. For For Management
2 Elect Director John W. Marriott, III For For Management
3 Elect Director Mary K. Bush For For Management
4 Elect Director Lawrence W. Kellner For For Management
5 Elect Director Debra L. Lee For For Management
6 Elect Director George Munoz For For Management
7 Elect Director Harry J. Pearce For For Management
8 Elect Director Steven S Reinemund For For Management
9 Elect Director W. Mitt Romney For For Management
10 Elect Director William J. Shaw For For Management
11 Elect Director Lawrence M. Small For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Dolan For Against Management
1.2 Elect Director Robert A. Eckert For Against Management
1.3 Elect Director Frances D. Fergusson For Against Management
1.4 Elect Director Tully M. Friedman For Against Management
1.5 Elect Director Dominic Ng For Against Management
1.6 Elect Director Vasant M. Prabhu For Against Management
1.7 Elect Director Andrea L. Rich For Against Management
1.8 Elect Director Ronald L. Sargent For Against Management
1.9 Elect Director Dean A. Scarborough For Against Management
1.10 Elect Director Christopher A. Sinclair For Against Management
1.11 Elect Director G. Craig Sullivan For Against Management
1.12 Elect Director Kathy Brittain White For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John F. Bookout, III as Director For For Management
1.2 Elect Roger A. Brown as Director For For Management
1.3 Elect Ronald C. Cambre as Director For For Management
1.4 Elect John A. Fees as Director For For Management
1.5 Elect Robert W. Goldman as Director For For Management
1.6 Elect Stephen G. Hanks as Director For For Management
1.7 Elect Oliver D. Kingsley, Jr. as For For Management
Director
1.8 Elect D. Bradley McWilliams as Director For For Management
1.9 Elect Richard W. Mies as Director For For Management
1.10 Elect Thomas C. Schievelbein as For For Management
Director
1.11 Elect David A. Trice as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 22, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andy D. Bryant For For Management
1.2 Elect Director Wayne A. Budd For For Management
1.3 Elect Director John H. Hammergren For For Management
1.4 Elect Director Alton F. Irby, III For For Management
1.5 Elect Director M. Christine Jacobs For For Management
1.6 Elect Director Marie L. Knowles For For Management
1.7 Elect Director David M. Lawrence For For Management
1.8 Elect Director Edward A. Mueller For For Management
1.9 Elect Director Jane E. Shaw For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
5 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Takamune Okihara For For Management
2.2 Elect Director Kinya Okauchi For For Management
2.3 Elect Director Katsunori Nagayasu For For Management
2.4 Elect Director Kyouta Ohmori For For Management
2.5 Elect Director Hiroshi Saitou For For Management
2.6 Elect Director Nobushige Kamei For For Management
2.7 Elect Director Masao Hasegawa For For Management
2.8 Elect Director Fumiyuki Akikusa For For Management
2.9 Elect Director Kazuo Takeuchi For For Management
2.10 Elect Director Nobuyuki Hirano For For Management
2.11 Elect Director Shunsuke Teraoka For For Management
2.12 Elect Director Kaoru Wachi For For Management
2.13 Elect Director Takashi Oyamada For For Management
2.14 Elect Director Ryuuji Araki For For Management
2.15 Elect Director Kazuhiro Watanabe For For Management
2.16 Elect Director Takuma Ohtoshi For For Management
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance, Jr. For For Management
6 Elect Director Nobuyuki Hirano For For Management
7 Elect Director C. Robert Kidder For For Management
8 Elect Director John J. Mack For For Management
9 Elect Director Donald T. Nicolaisen For For Management
10 Elect Director Charles H. Noski For For Management
11 Elect Director Hutham S. Olayan For For Management
12 Elect Director O. Griffith Sexton For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Amend Omnibus Stock Plan For For Management
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Stock Retention/Holding Period Against Against Shareholder
19 Require Independent Board Chairman Against Against Shareholder
20 Report on Pay Disparity Against Against Shareholder
21 Claw-back of Payments under Against Against Shareholder
Restatements
- --------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director Claiborne P. Deming For For Management
1.3 Elect Director Robert A. Hermes For For Management
1.4 Elect Director James V. Kelley For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Neal E. Schmale For For Management
1.8 Elect Director David J. H. Smith For For Management
1.9 Elect Directors Caroline G. Theus For For Management
1.10 Elect Directors David M. Wood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Wesley G. Bush For For Management
2 Elect Director Lewis W. Coleman For For Management
3 Elect Director Thomas B. Fargo For For Management
4 Elect Director Victor H. Fazio For For Management
5 Elect Director Donald E. Felsinger For For Management
6 Elect Director Stephen E. Frank For For Management
7 Elect Director Bruce S. Gordon For For Management
8 Elect Director Madeleine Kleiner For For Management
9 Elect Director Karl J. Krapek For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director Aulana L. Peters For For Management
12 Elect Director Kevin W. Sharer For For Management
13 Ratify Auditors For For Management
14 Amend Certificate of Incorporation to For For Management
Provide Shareholders the Right to Call
Special Meetings and Make Other
Revisions
15 Amend Certificate of Incorporation of For For Management
Subsidiary to Eliminate Requirement of
Shareholder Approval of Certain Actions
16 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports, Including
Remuneration Report
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.10 per Share
4.1 Amend Articles Re: Compliance with For For Management
Swiss Federal Act on Intermediated
Securites
4.2 Amend Articles Re: Introduction of a For For Management
Consultative Resolution on the
Remuneration System
5.1 Reelect Marjorie M.T. Yang as Director For For Management
5.2 Reelect Daniel Vasella as Director For For Management
5.3 Reelect Hans-Joerg Rudloff as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Additional And/or Counter-proposals For For Management
Presented At The Meeting
- --------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. DiMicco For For Management
1.2 Elect Director James D. Hlavacek For For Management
1.3 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 28, 2009 Meeting Type: Annual
Record Date: AUG 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Kassling For For Management
1.2 Elect Director Robert J. Kohlhepp For For Management
1.3 Elect Director Giulio Mazzalupi For For Management
1.4 Elect Director Klaus-Peter Muller For For Management
1.5 Elect Director Joseph M. Scaminace For For Management
1.6 Elect Director Wolfgang R. Schmitt For For Management
1.7 Elect Director Markos I. Tambakeras For For Management
1.8 Elect Director James L. Wainscott For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Martin H. Nesbitt For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Edward W. Gibbons For For Management
1.3 Elect Director Harold M. Messmer, Jr. For For Management
1.4 Elect Director Barbara J. Novogradac For For Management
1.5 Elect Director Robert J. Pace For For Management
1.6 Elect Director Frederick A. Richman For For Management
1.7 Elect Director J. Stephen Schaub For For Management
1.8 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Burd For For Management
2 Elect Director Janet E. Grove For For Management
3 Elect Director Mohan Gyani For For Management
4 Elect Director Paul Hazen For For Management
5 Elect Director Frank C. Herringer For For Management
6 Elect Director Kenneth W. Oder For For Management
7 Elect Director Arun Sarin For For Management
8 Elect Director Michael S. Shannon For For Management
9 Elect Director William Y. Tauscher For For Management
10 Provide Right to Call Special Meeting For For Management
11 Ratify Auditors For For Management
12 Restore or Provide for Cumulative Against Against Shareholder
Voting
13 Adopt Global Warming Principles Against Against Shareholder
14 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
15 Purchase Poultry from Suppliers Using Against Against Shareholder
CAK
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 5930 Security ID: 796050888
Meeting Date: MAR 19, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Year-End Dividends of KRW 7,500 per
Common Share and KRW 7,550 per
Preferred Share
2.1 Elect Lee In-Ho as Outside Director For For Management
2.2 Elect Lee In-Ho as Member of Audit For For Management
Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: FEB 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. Camus as Director For For Management
1.2 Elect P. Currie as Director For For Management
1.3 Elect J.S. Gorelick as Director For For Management
1.4 Elect A. Gould as Director For For Management
1.5 Elect T. Isaac as Director For For Management
1.6 Elect K.V. Kamath as Director For For Management
1.7 Elect N. Kudryavtsev as Director For For Management
1.8 Elect A. Lajous as Director For For Management
1.9 Elect M.E. Marks as Director For For Management
1.10 Elect L.R. Reif as Director For For Management
1.11 Elect T.I. Sandvold as Director For For Management
1.12 Elect H. Seydoux as Director For For Management
2 Adopt and Approve Financials and For For Management
Dividends
3 Approve 2010 Omnibus Stock Incentive For For Management
Plan
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director K. Burnes For For Management
2 Elect Director P. Coym For For Management
3 Elect Director P. De Saint-Aignan For For Management
4 Elect Director A. Fawcett For For Management
5 Elect Director D. Gruber For For Management
6 Elect Director L. Hill For For Management
7 Elect Director J. Hooley For For Management
8 Elect Director R. Kaplan For For Management
9 Elect Director C. LaMantia For For Management
10 Elect Director R. Logue For For Management
11 Elect Director R. Sergel For For Management
12 Elect Director R. Skates For For Management
13 Elect Director G. Summe For For Management
14 Elect Director R. Weissman For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Ratify Auditors For For Management
17 Require Independent Board Chairman Against Against Shareholder
18 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TETON ADVISORS, INC.
Ticker: TETAA Security ID: 88165Y200
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce N. Alpert For For Management
1.2 Elect Director Nicholas F. Galluccio For For Management
1.3 Elect Director Howard F. Ward For For Management
1.4 Elect Director Robert S. Zuccaro For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.W. Babb, Jr. For For Management
2 Elect Director D.L. Boren For For Management
3 Elect Director D.A. Carp For For Management
4 Elect Director C.S. Cox For For Management
5 Elect Director D.R. Goode For For Management
6 Elect Director S.P. MacMillan For For Management
7 Elect Director P.H. Patsley For For Management
8 Elect Director W.R. Sanders For For Management
9 Elect Director R.J. Simmons For For Management
10 Elect Director R.K. Templeton For For Management
11 Elect Director C.T. Whitman For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
Ticker: TPC Security ID: 901109108
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Tutor For For Management
1.2 Elect Director Willard W. Brittain, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAY 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Polman as Director For For Management
4 Elect Jean-Marc Huet as Director For For Management
5 Re-elect Louise Fresco as Director For For Management
6 Re-elect Ann Fudge as Director For For Management
7 Re-elect Charles Golden as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Hixonia Nyasulu as Director For For Management
10 Re-elect Kees Storm as Director For For Management
11 Re-elect Michael Treschow as Director For For Management
12 Re-elect Jeroen van der Veer as For For Management
Director
13 Re-elect Paul Walsh as Director For For Management
14 Elect Sir Malcolm Rifkind as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Approve the Management Co-Investment For For Management
Plan
23 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: 904767704
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Polman as Director For For Management
4 Elect Jean-Marc Huet as Director For For Management
5 Re-elect Louise Fresco as Director For For Management
6 Re-elect Ann Fudge as Director For For Management
7 Re-elect Charles Golden as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Hixonia Nyasulu as Director For For Management
10 Re-elect Kees Storm as Director For For Management
11 Re-elect Michael Treschow as Director For For Management
12 Re-elect Jeroen van der Veer as For For Management
Director
13 Re-elect Paul Walsh as Director For For Management
14 Elect Sir Malcolm Rifkind as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Approve the Management Co-Investment For For Management
Plan
23 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
Ticker: X Security ID: 912909108
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Drosdick For For Management
1.2 Elect Director Charles R. Lee For For Management
1.3 Elect Director Jeffrey M. Lipton For For Management
1.4 Elect Director Dan O. Dinges For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: VSEA Security ID: 922207105
Meeting Date: FEB 8, 2010 Meeting Type: Annual
Record Date: DEC 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Xun (Eric) Chen For For Management
1.2 Elect Director Dennis G. Schmal For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 28, 2009 Meeting Type: Annual
Record Date: JUN 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Simon Murray as Director For For Management
12 Elect Stephen Pusey as Director For For Management
13 Re-elect Luc Vandevelde as Director For For Management
14 Re-elect Anthony Watson as Director For For Management
15 Re-elect Philip Yea as Director For For Management
16 Approve Final Dividend of 5.20 Pence For For Management
Per Ordinary Share
17 Approve Remuneration Report For For Management
18 Reappoint Deloitte LLP as Auditors of For For Management
the Company
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,193,532,658
21 Subject to the Passing of Resolution For For Management
20, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 330,323,367
22 Authorise 5,200,000,000 Ordinary Shares For For Management
for Market Purchase
23 Adopt New Articles of Association For For Management
24 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper, Jr. For For Management
12 Elect Director Sheryl Sandberg For For Management
13 Elect Director Orin C. Smith For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For Against Management
16 Reduce Supermajority Vote Requirement For For Management
17 Reduce Supermajority Vote Requirement For For Management
18 Amend Articles of Incorporation to For For Management
Delete Certain Tracking Stock
Provisions
19 Amend Articles of Incorporation to For For Management
Delete Classified Board Transition
Provisions
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Ex-Gay Status
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD
Ticker: WFT Security ID: H27013103
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Bernard Duroc-Danner as For For Management
Director
3.2 Elect Samuel Bodman as Director For For Management
3.3 Reelect David Butters as Director For For Management
3.4 Reelect Nicholas Brady as Director For For Management
3.5 Reelect William Macauly as Director For For Management
3.6 Reelect Robert Millard as Director For For Management
3.7 Reelect Robert Moses as Director For For Management
3.8 Elect Guilliermo Ortiz as Director For For Management
3.9 Elect Emyr Parry as Director For For Management
3.10 Reelect Robert Rayne as Director For For Management
4 Ratify Ernst & Young LLP as Independent For For Management
Registered Public Accounting Firm and
Ernst & Young AG as Statutory Auditor
5 Approve Reclassification of CHF 475 For For Management
Million of Legal Reserves to Other
Reserves
6 Approve Creation of CHF 439.9 Million For For Management
Pool of Capital without Preemptive
Rights
7 Increase Existing Pool of Conditional For For Management
Capital without Preemptive Rights to
CHF 439.9 Million
8 Approve Weatherfor International Ltd. For For Management
2010 Omnibus Incentive Plan for Key
Employees
9 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Sinkfield For Against Management
1.2 Elect Director D. Michael Steuert For Against Management
1.3 Elect Director Kim Williams For Against Management
2 Amend For For Management
Articles/Bylaws/Charter-Non-Routine
3 Approve Dividends For For Management
4 Increase Authorized Common Stock For Against Management
5 Approve Securities Transfer For For Management
Restrictions
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
7 Report on Incorporating FSC-certified Against For Shareholder
Products into Company's North American
Strategy
8 Ratify Auditors For For Management
========== LEGG MASON CLEARBRIDGE VARIABLE LARGE CAP GROWTH PORTFOLIO ==========
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Thomson Leighton For For Management
2 Elect Director Paul Sagan For For Management
3 Elect Director Naomi O. Seligman For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For For Management
5 Elect Director Alain Monie For For Management
6 Elect Director Thomas O. Ryder For For Management
7 Elect Director Patricia Q. Stonesifer For For Management
8 Ratify Auditors For For Management
9 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.A Security ID: 084670108
Meeting Date: JAN 20, 2010 Meeting Type: Special
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
2 Approve Split of Class B Stock Without For For Management
Splitting Class A Stock
3 Adjust Par Value of Common Stock For For Management
4 Increase Authorized Common Stock For Against Management
5 Remove Requirement of Issuing Physical For For Management
Stock Certificates for Class B Stock
Upon Conversion of Class A Stock
- --------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670108
Meeting Date: MAY 1, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect director Stephen Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
- --------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nancy L. Leaming For For Management
2 Elect Director Brian S. Posner For For Management
3 Elect Director Eric K. Rowinsky For For Management
4 Elect Director Stephen A. Sherwin For For Management
5 Ratify Auditors For For Management
6 Amend Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abdlatif Yousef Al-Hamad For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Dennis D. Dammerman For For Management
1.4 Elect Director Robert E. Diamond, Jr. For For Management
1.5 Elect Director David H. Komansky For For Management
1.6 Elect Director James E. Rohr For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Ernest Mario For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORPORATION, THE
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arun Sarin For For Management
1.2 Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against For Shareholder
5 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against Against Shareholder
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For For Management
2 Elect Director Ronald W. Allen For For Management
3 Elect Director Cathleen P. Black For For Management
4 Elect Director Barry Diller For For Management
5 Elect Director Alexis M. Herman For For Management
6 Elect Director Muhtar Kent For For Management
7 Elect Director Donald R. Keough For For Management
8 Elect Director Maria Elena Lagomasino For For Management
9 Elect Director Donald F. McHenry For For Management
10 Elect Director Sam Nunn For For Management
11 Elect Director James D. Robinson III For For Management
12 Elect Director Peter V. Ueberroth For For Management
13 Elect Director Jacob Wallenberg For For Management
14 Elect Director James B. Williams For For Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Require Independent Board Chairman Against Against Shareholder
18 Performance-Based Equity Awards Against Against Shareholder
19 Publish Report on Chemical Bisphenol A Against Against Shareholder
(BPA)
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Kristen Gibney Williams For For Management
5 Elect Director Marian L. Heard For For Management
6 Elect Director William H. Joyce For For Management
7 Elect Director Jean-Pierre Millon For For Management
8 Elect Director Terrence Murray For For Management
9 Elect Director C.A. Lance Piccolo For For Management
10 Elect Director Sheli Z. Rosenberg For For Management
11 Elect Director Thomas M. Ryan For For Management
12 Elect Director Richard J. Swift For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Report on Political Contributions Against For Shareholder
17 Adopt Global Warming Principles Against Against Shareholder
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Moffett For For Management
2 Elect Director Richard T. Schlosberg, For For Management
III
3 Elect Director Thomas J. Tierney For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director Robert A. Ingram For For Management
2 Election Director William J. Link, For For Management
Ph.d.
3 Election Director Wesley W. Von Schack For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Approve/Amend Executive Incentive Bonus For For Management
Plan
7 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For For Management
2 Elect Director Jeffrey T. Huber For For Management
3 Elect Director Gary M. Kusin For For Management
4 Elect Director Geraldine B. Laybourne For For Management
5 Elect Director Gregory B. Maffei For For Management
6 Elect Director Vivek Paul For For Management
7 Elect Director Lawrence F. Probst III For For Management
8 Elect Director John S. Riccitiello For For Management
9 Elect Director Richard A. Simonson For For Management
10 Elect Director Linda J. Srere For For Management
11 Approve Stock Option Exchange Program For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker: FSLR Security ID: 336433107
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Robert J. Gillette For For Management
1.3 Elect Director Craig Kennedy For For Management
1.4 Elect Director James F. Nolan For For Management
1.5 Elect Director William J. Post For For Management
1.6 Elect Director J. Thomas Presby For For Management
1.7 Elect Director Paul H. Stebbins For For Management
1.8 Elect Director Michael Sweeney For For Management
1.9 Elect Director Jose H. Villarreal For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against For Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Prepare Sustainability Report Against For Shareholder
5 Adopt Principles for Online Advertising Against Against Shareholder
6 Amend Human Rights Policies Regarding Against Against Shareholder
Chinese Operations
- --------------------------------------------------------------------------------
HOME DEPOT, INC., THE
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Provide Right to Act by Written Consent Against For Shareholder
16 Require Independent Board Chairman Against Against Shareholder
17 Prepare Employment Diversity Report Against Against Shareholder
18 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For For Management
1.3 Elect Director William F. Meehan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
NASDAQ OMX GROUP, INC., THE
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Urban Backstrom For For Management
2 Elect Director H. Furlong Baldwin For For Management
3 Elect Director Michael Casey For For Management
4 Elect Director Lon Gorman For For Management
5 Elect Director Robert Greifeld For For Management
6 Elect Director Glenn H. Hutchins For For Management
7 Elect Director Birgitta Kantola For For Management
8 Elect Director Essa Kazim For For Management
9 Elect Director John D. Markese For For Management
10 Elect Director Hans Munk Nielsen For For Management
11 Elect Director Thomas F. O'Neill For For Management
12 Elect Director James S. Riepe For For Management
13 Elect Director Michael R. Splinter For For Management
14 Elect Director Lars Wedenborn For For Management
15 Elect Director Deborah L. Wince-Smith For For Management
16 Ratify Auditors For For Management
17 Amend Omnibus Stock Plan For For Management
18 Approve Stock Option Exchange Program For For Management
19 Amend Qualified Employee Stock Purchase For For Management
Plan
20 Approve Executive Incentive Bonus Plan For For Management
21 Approve Conversion of Securities For For Management
- --------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Gaither For For Management
1.2 Elect Director Jen-Hsun Huang For For Management
1.3 Elect Director A. Brooke Seawell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shona L. Brown For For Management
2 Elect Director Ian M. Cook For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Victor J. Dzau For For Management
5 Elect Director Ray L. Hunt For For Management
6 Elect Director Alberto Ibarguen For For Management
7 Elect Director Arthur C. Martinez For For Management
8 Elect Director Indra K. Nooyi For For Management
9 Elect Director Sharon P. Rockefeller For For Management
10 Elect Director James J. Schiro For For Management
11 Elect Director Lloyd G. Trotter For For Management
12 Elect Director Daniel Vasella For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Report on Public Policy Advocacy Against Against Shareholder
Process
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Brent Scowcroft For For Management
1.12 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT Security ID: 756577102
Meeting Date: AUG 13, 2009 Meeting Type: Annual
Record Date: JUN 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micheline Chau For For Management
1.2 Elect Director Marye Anne Fox For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Bruce Johnson For For Management
1.2 Elect Director William C. Kunkler, III For For Management
1.3 Elect Director Edward S. Lampert For For Management
1.4 Elect Director Steven T. Mnuchin For For Management
1.5 Elect Director Ann N. Reese For For Management
1.6 Elect Director Emily Scott For For Management
1.7 Elect Director Thomas J. Tisch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.W. Babb, Jr. For For Management
2 Elect Director D.L. Boren For For Management
3 Elect Director D.A. Carp For For Management
4 Elect Director C.S. Cox For For Management
5 Elect Director D.R. Goode For For Management
6 Elect Director S.P. MacMillan For For Management
7 Elect Director P.H. Patsley For For Management
8 Elect Director W.R. Sanders For For Management
9 Elect Director R.J. Simmons For For Management
10 Elect Director R.K. Templeton For For Management
11 Elect Director C.T. Whitman For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Boger For For Management
1.2 Elect Director Charles A. Sanders For For Management
1.3 Elect Director Elaine S. Ullian For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper, Jr. For For Management
12 Elect Director Sheryl Sandberg For For Management
13 Elect Director Orin C. Smith For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Reduce Supermajority Vote Requirement For For Management
17 Reduce Supermajority Vote Requirement For For Management
18 Amend Articles of Incorporation to For For Management
Delete Certain Tracking Stock
Provisions
19 Amend Articles of Incorporation to For For Management
Delete Classified Board Transition
Provisions
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Ex-Gay Status
- --------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol Bartz For For Management
2 Elect Director Roy J. Bostock For For Management
3 Elect Director Pati S. Hart For For Management
4 Elect Director Eric Hippeau For For Management
5 Elect Director Susan M. James For For Management
6 Elect Director Vyomesh Joshi For For Management
7 Elect Director Arthur H. Kern For For Management
8 Elect Director Brad D. Smith For For Management
9 Elect Director Gary L. Wilson For For Management
10 Elect Director Jerry Yang For For Management
11 Amend Non-Employee Director Omnibus For For Management
Stock Plan
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
========== LEGG MASON CLEARBRIDGE VARIABLE LARGE CAP VALUE PORTFOLIO ===========
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For For Management
1.4 Elect Director W.J. Farrell For For Management
1.5 Elect Director H.L. Fuller For For Management
1.6 Elect Director W.A. Osborn For For Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director R.S. Roberts For For Management
1.9 Elect Director S.C. Scott, III For For Management
1.10 Elect Director W.D. Smithburg For For Management
1.11 Elect Director G.F. Tilton For For Management
1.12 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2010 Meeting Type: Annual
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Davis, III For For Management
1.2 Elect Director W. Douglas Ford For For Management
1.3 Elect Director Evert Henkes For For Management
1.4 Elect Director Margaret G. McGlynn For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For For Management
2 Elect Director Gerald L. Baliles For For Management
3 Elect Director John T. Casteen III For For Management
4 Elect Director Dinyar S. Devitre For For Management
5 Elect Director Thomas F. Farrell II For For Management
6 Elect Director Robert E. R. Huntley For For Management
7 Elect Director Thomas W. Jones For For Management
8 Elect Director George Munoz For For Management
9 Elect Director Nabil Y. Sakkab For For Management
10 Elect Director Michael E. Szymanczyk For For Management
11 Approve Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
13 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
14 Adopt Human Rights Protocols for Against For Shareholder
Company and Suppliers
- --------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth I. Chenault For For Management
1.5 Elect Director Peter Chernin For For Management
1.6 Elect Director Jan Leschly For For Management
1.7 Elect Director Richard C. Levin For For Management
1.8 Elect Director Richard A. McGinn For For Management
1.9 Elect Director Edward .D. Miller For For Management
1.10 Elect Director Steven S. Reinemund For For Management
1.11 Elect Director Robert D. Walter For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Provide for Cumulative Voting Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Exclude Pension Credits from Against Against Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For Against Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Against Against Shareholder
Employees
19 TARP Related Compensation Against Against Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against Against Shareholder
23 Report on Collateral in Derivatives Against Against Shareholder
Trading
24 Claw-back of Payments under Against Against Shareholder
Restatements
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORPORATION, THE
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. Kelly For For Management
1.5 Elect Director Robert P. Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Robert Mehrabian For For Management
1.10 Elect Director Mark A. Nordenberg For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director William C. Richardson For For Management
1.13 Elect Director Samuel C. Scott III For For Management
1.14 Elect Director John P. Surma For For Management
1.15 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Ronald Dietz For For Management
2 Elect Director Lewis Hay, III For For Management
3 Elect Director Mayo A. Shattuck III For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Stock Retention/Holding Period Against Against Shareholder
7 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
CENTURYTEL, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Bruce Hanks For For Management
1.2 Elect Director C. G. Melville, Jr. For For Management
1.3 Elect Director William A. Owens For For Management
1.4 Elect Director Glen F. Post, III For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Report on Internet Network Management Against Against Shareholder
Practices Regarding Privacy and Freedom
of Expression
6 Limit Executive Compensation Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
CHUBB CORPORATION, THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zoe Baird For For Management
2 Elect Director Sheila P. Burke For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director John D. Finnegan For For Management
5 Elect Director Martin G. Mcguinn For For Management
6 Elect Director Lawrence M. Small For For Management
7 Elect Director Jess Soderberg For For Management
8 Elect Director Daniel E. Somers For For Management
9 Elect Director Karen Hastie Williams For For Management
10 Elect Director James M. Zimmerman For For Management
11 Elect Director Alfred W. Zollar For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Kristen Gibney Williams For For Management
5 Elect Director Marian L. Heard For For Management
6 Elect Director William H. Joyce For For Management
7 Elect Director Jean-Pierre Millon For For Management
8 Elect Director Terrence Murray For For Management
9 Elect Director C.A. Lance Piccolo For For Management
10 Elect Director Sheli Z. Rosenberg For For Management
11 Elect Director Thomas M. Ryan For For Management
12 Elect Director Richard J. Swift For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Report on Political Contributions Against Against Shareholder
17 Adopt Global Warming Principles Against Against Shareholder
- --------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Richels For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Defranco For Withhold Management
1.2 Elect Director Cantey Ergen For Withhold Management
1.3 Elect Director Charles W. Ergen For For Management
1.4 Elect Director Steven R. Goodbarn For For Management
1.5 Elect Director Gary S. Howard For For Management
1.6 Elect Director David K. Moskowitz For For Management
1.7 Elect Director Tom A. Ortolf For For Management
1.8 Elect Director Carl E. Vogel For Withhold Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
EL PASO CORPORATION
Ticker: EP Security ID: 28336L109
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Juan Carlos Braniff For For Management
2 Elect Director David W. Crane For For Management
3 Elect Director Douglas L. Foshee For For Management
4 Elect Director Robert W. Goldman For For Management
5 Elect Director Anthony W. Hall, Jr. For For Management
6 Elect Director Thomas R. Hix For For Management
7 Elect Director Ferrell P. McClean For For Management
8 Elect Director Timothy J. Probert For For Management
9 Elect Director Steven J. Shapiro For For Management
10 Elect Director J. Michael Talbert For For Management
11 Elect Director Robert F. Vagt For For Management
12 Elect Director John L. Whitmire For For Management
13 Amend Omnibus Stock Plan For For Management
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Against Shareholder
8 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals from Against For Shareholder
Products and Operations
13 Report on Risks of Alternative Against Against Shareholder
Long-term Fossil Fuel Demand Estimates
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against For Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A.M. Bennett For For Management
2 Elect Director J.R. Boyd For For Management
3 Elect Director M. Carroll For For Management
4 Elect Director N.K. Dicciani For For Management
5 Elect Director S.M. Gillis For For Management
6 Elect Director J.T. Hackett For For Management
7 Elect Director D.J. Lesar For For Management
8 Elect Director R.A. Malone For For Management
9 Elect Director J.L. Martin For For Management
10 Elect Director D.L. Reed For For Management
11 Ratify Auditors For For Management
12 Review and Assess Human Rights Policies Against For Shareholder
13 Report on Political Contributions Against Against Shareholder
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2010 Meeting Type: Annual
Record Date: JAN 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director Sari M. Baldauf For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director John H. Hammergren For For Management
1.6 Elect Director Mark V. Hurd For For Management
1.7 Elect Director Joel Z. Hyatt For For Management
1.8 Elect Director John R. Joyce For For Management
1.9 Elect Director Robert L. Ryan For For Management
1.10 Elect Director Lucille S. Salhany For For Management
1.11 Elect Director G. Kennedy Thompson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Company Request on Advisory Vote on For For Management
Executive Compensation
- --------------------------------------------------------------------------------
HOME DEPOT, INC., THE
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Provide Right to Act by Written Consent Against For Shareholder
16 Require Independent Board Chairman Against Against Shareholder
17 Prepare Employment Diversity Report Against For Shareholder
18 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director C. Black For For Management
3 Elect Director W. R. Brody For For Management
4 Elect Director K. I. Chenault For For Management
5 Elect Director M. L. Eskew For For Management
6 Elect Director S. A. Jackson For For Management
7 Elect Director A. N. Liveris For For Management
8 Elect Director W. J. McNerney, Jr. For For Management
9 Elect Director T. Nishimuro For For Management
10 Elect Director J. W. Owens For For Management
11 Elect Director S. J. Palmisano For For Management
12 Elect Director J. E. Spero For For Management
13 Elect Director S. Taurel For For Management
14 Elect Director L. H. Zambrano For For Management
15 Ratify Auditors For For Management
16 Adopt Policy on Bonus Banking Against Against Shareholder
17 Provide for Cumulative Voting Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
6 Report on Collateral in Derivatives Against Against Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Alm For For Management
2 Elect Director Dennis R. Beresford For For Management
3 Elect Director John F. Bergstrom For For Management
4 Elect Director Abelardo E. Bru For For Management
5 Elect Director Robert W. Decherd For For Management
6 Elect Director Thomas J. Falk For For Management
7 Elect Director Mae C. Jemison, M.D. For For Management
8 Elect Director James M. Jenness For For Management
9 Elect Director Ian C. Read For For Management
10 Elect Director Linda Johnson Rice For For Management
11 Elect Director Marc J. Shapiro For For Management
12 Elect Director G. Craig Sullivan For For Management
13 Ratification Of Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ann E. Berman For For Management
2 Elect Director Joseph L. Bower For For Management
3 Elect Director Charles M. Diker For For Management
4 Elect Director Jacob A. Frenkel For For Management
5 Elect Director Paul J. Fribourg For For Management
6 Elect Director Walter L. Harris For For Management
7 Elect Director Philip A. Laskawy For For Management
8 Elect Director Ken Miller For For Management
9 Elect Director Gloria R. Scott For For Management
10 Elect Director Andrew H. Tisch For For Management
11 Elect Director James S. Tisch For For Management
12 Elect Director Jonathan M. Tisch For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virgis W. Colbert For For Management
1.2 Elect Director Richard W. Roedel For For Management
1.3 Elect Director David H. Taylor For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie M. Baker For For Management
1.2 Elect Director Zachary W. Carter For For Management
1.3 Elect Director Brian Duperreault For For Management
1.4 Elect Director Oscar Fanjul For For Management
1.5 Elect Director H. Edward Hanway For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Bruce P. Nolop For For Management
1.8 Elect Director Marc D. Oken For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent Against For Shareholder
- --------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Walter E. Massey For For Management
2 Elect Director John W. Rogers, Jr. For For Management
3 Elect Director Roger W. Stone For For Management
4 Elect Director Miles D. White For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Reduce Supermajority Vote Requirement Against For Shareholder
8 Require Suppliers to Adopt CAK Against Against Shareholder
9 Adopt Cage-Free Eggs Purchasing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance, Jr. For For Management
6 Elect Director Nobuyuki Hirano For For Management
7 Elect Director C. Robert Kidder For For Management
8 Elect Director John J. Mack For For Management
9 Elect Director Donald T. Nicolaisen For For Management
10 Elect Director Charles H. Noski For For Management
11 Elect Director Hutham S. Olayan For For Management
12 Elect Director O. Griffith Sexton For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Amend Omnibus Stock Plan For For Management
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Stock Retention/Holding Period Against Against Shareholder
19 Require Independent Board Chairman Against Against Shareholder
20 Report on Pay Disparity Against Against Shareholder
21 Claw-back of Payments under Against Against Shareholder
Restatements
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports, Including
Remuneration Report
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.10 per Share
4.1 Amend Articles Re: Compliance with For For Management
Swiss Federal Act on Intermediated
Securites
4.2 Amend Articles Re: Introduction of a For For Management
Consultative Resolution on the
Remuneration System
5.1 Reelect Marjorie M.T. Yang as Director For For Management
5.2 Reelect Daniel Vasella as Director For For Management
5.3 Reelect Hans-Joerg Rudloff as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Additional And/or Counter-proposals For For Management
Presented At The Meeting
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Harold Brown For For Management
2 Elect Director Mathis Cabiallavetta For For Management
3 Elect Director Louis C. Camilleri For For Management
4 Elect Director J. Dudley Fishburn For For Management
5 Elect Director Jennifer Li For For Management
6 Elect Director Graham Mackay For For Management
7 Elect Director Sergio Marchionne For For Management
8 Elect Director Lucio A. Noto For For Management
9 Elect Director Carlos Slim Helu For For Management
10 Elect Director Stephen M. Wolf For For Management
11 Ratify Auditors For For Management
12 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
13 Establish Supplier Human Rights Against Against Shareholder
Purchasing Protocols
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Stephen J. Hadley For For Management
4 Elect Director Frederic M. Poses For For Management
5 Elect Director Michael C. Ruettgers For For Management
6 Elect Director Ronald L. Skates For For Management
7 Elect Director William R. Spivey For For Management
8 Elect Director Linda G. Stuntz For For Management
9 Elect Director William H. Swanson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
12 Approve Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
14 Submit SERP to Shareholder Vote Against Against Shareholder
15 Provide Right to Act by Written Consent Against Against Shareholder
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Charles Holliday as Director For For Management
4 Re-elect Josef Ackermann as Director For For Management
5 Re-elect Malcolm Brinded as Director For For Management
6 Re-elect Simon Henry as Director For For Management
7 Re-elect Lord Kerr of Kinlochard as For For Management
Director
8 Re-elect Wim Kok as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Christine Morin-Postel as For For Management
Director
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Jeroen van der Veer as For For Management
Director
13 Re-elect Peter Voser as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Approve Scrip Dividend Scheme For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
22 Adopt New Articles of Association For For Management
23 Direct the Audit Committee or a Risk Against Against Shareholder
Committee of the Board to Commission
and Review a Report on Investment Risks
Associated with Future Canadian Oil
Sands Projects
- --------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Galloway For For Management
1.2 Elect Director Dale Pond For For Management
1.3 Elect Director Ronald W. Tysoe For For Management
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James G. Brocksmith Jr. For For Management
2 Elect Director Donald E. Felsinger For For Management
3 Elect Director Wilford D. Godbold Jr. For For Management
4 Elect Director William D. Jones For For Management
5 Elect Director William G. Ouchi For For Management
6 Elect Director Carlos Ruiz For For Management
7 Elect Director William C. Rusnack For For Management
8 Elect Director William P. Rutledge For For Management
9 Elect Director Lynn Schenk For For Management
10 Elect Director Neal E. Schmale For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
SES SA (FORMERLY SES GLOBAL)
Ticker: 28833 Security ID: L8300G135
Meeting Date: APR 1, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Attendance List, Quorum, and Adoption None Did Not Vote Management
of Agenda
2 Nomination of a Secretary and of Two None Did Not Vote Management
Scrutineers
3 Receive Directors' Report None Did Not Vote Management
4 Receive Annoucements on Main None Did Not Vote Management
Developments During Fiscal Year 2009
and Developments
5 Receive Financial Statements and None Did Not Vote Management
Statutory Reports (Non-Voting)
6 Receive Auditors' Report None Did Not Vote Management
7 Accept Financial Statements For Did Not Vote Management
8 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.73 per Class A Share
9 Transfers Between Reserves Accounts For Did Not Vote Management
10 Approve Discharge of Directors For Did Not Vote Management
11 Approve Discharge of Auditors For Did Not Vote Management
12 Approve Ernst and Young as Auditors and For Did Not Vote Management
Fix the Auditors' Remuneration
13 Elect Serge Allegrezza as Director For Did Not Vote Management
14 Approve Repurchase of Shares For Did Not Vote Management
15 Approve Remuneration of Directors For Did Not Vote Management
16 Transact Other Business None Did Not Vote Management
- --------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director K. Burnes For For Management
2 Elect Director P. Coym For For Management
3 Elect Director P. De Saint-Aignan For For Management
4 Elect Director A. Fawcett For For Management
5 Elect Director D. Gruber For For Management
6 Elect Director L. Hill For For Management
7 Elect Director J. Hooley For For Management
8 Elect Director R. Kaplan For For Management
9 Elect Director C. LaMantia For For Management
10 Elect Director R. Logue For For Management
11 Elect Director R. Sergel For For Management
12 Elect Director R. Skates For For Management
13 Elect Director G. Summe For For Management
14 Elect Director R. Weissman For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Ratify Auditors For For Management
17 Require Independent Board Chairman Against Against Shareholder
18 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Brian A. Canfield For For Management
1.3 Elect Director Dominic D'Alessandro For For Management
1.4 Elect Director John T. Ferguson For For Management
1.5 Elect Director W. Douglas Ford For For Management
1.6 Elect Director Richard L. George For For Management
1.7 Elect Director Paul Haseldonckx For For Management
1.8 Elect Director John R. Huff For For Management
1.9 Elect Director Jacques Lamarre For For Management
1.10 Elect Director Brian F. MacNeill For For Management
1.11 Elect Director Maureen McCaw For For Management
1.12 Elect Director Michael W. O'Brien For For Management
1.13 Elect Director James W. Simpson For For Management
1.14 Elect Director Eira Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Calvin Darden For For Management
2 Elect Director Anne M. Mulcahy For For Management
3 Elect Director Stephen W. Sanger For For Management
4 Elect Director Gregg W. Steinhafel For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Amend Articles of Incorporation For For Management
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For For Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For For Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For For Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For For Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratification Of Auditors For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Deborah C. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Stock Retention/Holding Period Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 21, 2010 Meeting Type: Annual/Special
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.28 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Approve Transaction with Christophe de For Against Management
Margerie Re: Severance Payment
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For For Management
9 Elect Gunnar Brock as Director For For Management
10 Elect Claude Clement as Representative For For Management
of Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against Against Management
Representative of Employee Shareholders
to the Board
12 Elect Mohammed Zaki as Representative Against Against Management
of Employee Shareholders to the Board
13 Reelect Ernst & Young Audit as Auditor For For Management
14 Reelect KPMG Audit as Auditor For For Management
15 Ratify Auditex as Alternate Auditor For For Management
16 Ratify KPMG Audit I.S. as Alternate For For Management
Auditor
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 850 million
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
20 Approve Employee Stock Purchase Plan For For Management
21 Authorize up to 0.1 Percent of Issued For For Management
Capital for Use in Stock Option Plan
A Amend Article 9 of Bylaws Re: Mutual Against Against Shareholder
Fund
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Change Location of Registered Office to For For Management
Steinhausen, Switzerland
5 Approve Creation of CHF 2.5 Billion For Against Management
Pool of Capital without Preemptive
Rights
6 Approve Reduction in Share Capita and For For Management
Repayment of $3.11 per Sharel
7 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
8a Elect Steven Newman as Director For For Management
8b Reelect Thomas Carson as Director For For Management
8c Reelect Robert Sprague as Director For For Management
8d Reelect J. Michael Talbert as Director For For Management
8e Reelect John Whitmire as Director For For Management
9 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2010
10 Transact Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Blythe J. McGarvie For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: 904767704
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Polman as Director For For Management
4 Elect Jean-Marc Huet as Director For For Management
5 Re-elect Louise Fresco as Director For For Management
6 Re-elect Ann Fudge as Director For For Management
7 Re-elect Charles Golden as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Hixonia Nyasulu as Director For For Management
10 Re-elect Kees Storm as Director For For Management
11 Re-elect Michael Treschow as Director For For Management
12 Re-elect Jeroen van der Veer as For For Management
Director
13 Re-elect Paul Walsh as Director For For Management
14 Elect Sir Malcolm Rifkind as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Approve the Management Co-Investment For For Management
Plan
23 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Jean-Pierre Garnier, For For Management
Ph.D.
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Carlos M. Gutierrez For For Management
1.6 Elect Director Edward A. Kangas For For Management
1.7 Elect Director Charles R. Lee For For Management
1.8 Elect Director Richard D. McCormick For For Management
1.9 Elect Director Harold McGraw, III For For Management
1.10 Elect Director Richard B. Myers For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Douglas W. Leatherdale For For Management
7 Elect Director Glenn M. Renwick For For Management
8 Elect Director Kenneth I. Shine For For Management
9 Elect Director Gail R. Wilensky For For Management
10 Ratify Auditors For For Management
11 Report on Lobbying Expenses Against Against Shareholder
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Sandra O. Moose For For Management
5 Elect Director Joseph Neubauer For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Thomas H. O'Brien For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Elect Director John R. Stafford For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Prohibit Executive Stock-Based Awards Against Against Shareholder
17 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
18 Performance-Based Equity Awards Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Adopt Policy on Succession Planning Against For Shareholder
21 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
22 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For For Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Report on Political Contributions Against Against Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
- --------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sheila P. Burke For For Management
2 Elect Director George A. Schaefer, Jr. For For Management
3 Elect Director Jackie M. Ward For For Management
4 Ratify Auditors For For Management
5 Report on Conversion to Non-Profit Against Against Shareholder
Status
6 Report on Lobbying Expenses Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Reincorporate in Another State [from Against For Shareholder
Indiana to Delaware]
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Richard D. McCormick For For Management
8 Election Director Mackey J. McDonald For For Management
9 Election Director Cynthia H. Milligan For For Management
10 Elect Director Nicholas G. Moore For For Management
11 Elect Director Philip J. Quigley For For Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director Robert K. Steel For For Management
15 Elect Director John G. Stumpf For For Management
16 Elect Director an G. Swenson For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Increase Authorized Common Stock For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Require Independent Board Chairman Against Against Shareholder
22 Report on Charitable Contributions Against Against Shareholder
23 Report on Political Contributions Against Against Shareholder
============ LEGG MASON CLEARBRIDGE VARIABLE MID CAP CORE PORTFOLIO ============
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francisco R. Gros For Withhold Management
1.2 Elect Director Gerald B. Johanneson For For Management
1.3 Elect Director George E. Minnich For For Management
1.4 Elect Director Curtis E. Moll For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGNICO-EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: APR 30, 2010 Meeting Type: Annual/Special
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leanne M. Baker For For Management
1.2 Elect Director Douglas R. Beaumont For For Management
1.3 Elect Director Sean Boyd For For Management
1.4 Elect Director Clifford Davis For For Management
1.5 Elect Director David Garofalo For For Management
1.6 Elect Director Bernard Kraft For For Management
1.7 Elect Director Mel Leiderman For For Management
1.8 Elect Director James D. Nasso For For Management
1.9 Elect Director Merfyn Roberts For For Management
1.10 Elect Director Eberhard Scherkus For For Management
1.11 Elect Director Howard R. Stockford For For Management
1.12 Elect Director Pertti Voutilainen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Increase in Size of Board to For For Management
Fifteen
- --------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Richard B. Jennings For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director Richard H. Klein For For Management
1.5 Elect Director James H. Richardson For For Management
1.6 Elect Director Martin A. Simonetti For For Management
1.7 Elect Director Alan G. Walton For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Patrick Hassey For For Management
1.2 Elect Director Barbara S. Jeremiah For For Management
1.3 Elect Director John D. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 4, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Gochnauer For For Management
1.2 Elect Director Edward E. Hagenlocker For For Management
1.3 Elect Director Henry W. McGee For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
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ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Brady For For Management
1.2 Elect Director E. Wayne Nordberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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ANNTAYLOR STORES CORPORATION
Ticker: ANN Security ID: 036115103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michelle Gass For For Management
2 Elect Director Michael W. Trapp For For Management
3 Elect Director Daniel W. Yih For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Ratify Auditors For For Management
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ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wolfe H. Bragin as Director For For Management
1.2 Elect John L. Bunce Jr. as Director For For Management
1.3 Elect Sean D. Carney as Director For Withhold Management
1.4 Elect William Beveridge as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.5 Elect Dennis R. Brand as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.6 Elect Knud Christensen as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.7 Elect Graham B.R. Collis as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.8 Elect William J. Cooney as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.9 Elect Stephen Fogarty as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.10 Elect Elizabeth Fullerton-Rome as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.11 Elect Rutger H.W. Funnekotter as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.12 Elect Marc Grandisson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.13 Elect Michael A. Greene as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.14 Elect John C.R. Hele as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.15 Elect David W. Hipkin as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.16 Elect W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.17 Elect Constantine Iordanou as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.18 Elect Wolbert H. Kamphuijs as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.19 Elect Michael H. Kier as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.20 Elect Mark D. Lyons as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.21 Elect Adam Matteson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.22 Elect Michael Murphy as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.23 Elect Martin J. Nilsen as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.24 Elect Nicolas Papadopoulo as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.25 Elect Michael Quinn as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.26 Elect Maamoun Rajeh as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.27 Elect Paul S. Robotham as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.28 Elect Soren Scheuer as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.29 Elect Budhi Singh as Designated Company For For Management
Director of Non-U.S. Subsidiaries
1.30 Elect Helmut Sohler as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.31 Elect Julian Stroud as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.32 Elect Angus Watson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.33 Elect James Weatherstone as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2 Amend Bye-laws Re: Treasury Shares For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Bass For For Management
2 Elect Director Crawford W. Beveridge For For Management
3 Elect Director J. Hallam Dawson For For Management
4 Elect Director Per-Kristian Halvorsen For For Management
5 Elect Director Sean M. Maloney For For Management
6 Elect Director Mary T. McDowell For For Management
7 Elect Director Charles J. Robel For For Management
8 Elect Director Steven M. West For For Management
9 Ratify Auditors For For Management
10 Approve Executive Incentive Bonus Plan For For Management
11 Amend Omnibus Stock Plan For For Management
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BALLY TECHNOLOGIES, INC
Ticker: BYI Security ID: 05874B107
Meeting Date: DEC 2, 2009 Meeting Type: Annual
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Robbins For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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BLACKBOARD INC.
Ticker: BBBB Security ID: 091935502
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank R. Gatti For For Management
1.2 Elect Director Beth Kaplan For For Management
1.3 Elect Director Matthew L. Pittinsky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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BRISTOW GROUP INC
Ticker: BRS Security ID: 110394103
Meeting Date: AUG 5, 2009 Meeting Type: Annual
Record Date: JUN 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Amonett For For Management
1.2 Elect Director Charles F. Bolden, Jr. For For Management
1.3 Elect Director Stephen J. Cannon For For Management
1.4 Elect Director Jonathan H. Cartwright For For Management
1.5 Elect Director William E. Chiles For For Management
1.6 Elect Director Michael A. Flick For For Management
1.7 Elect Director Thomas C. Knudson For For Management
1.8 Elect Director Ken C. Tamblyn For For Management
1.9 Elect Director William P. Wyatt For For Management
2 Ratify Auditors For For Management
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BURGER KING HOLDINGS, INC.
Ticker: BKC Security ID: 121208201
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chidsey For For Management
1.2 Elect Director Richard W. Boyce For For Management
1.3 Elect Director David A. Brandon For For Management
1.4 Elect Director Ronald M. Dykes For For Management
1.5 Elect Director Peter R. Formanek For For Management
1.6 Elect Director Manuel A. Garcia For For Management
1.7 Elect Director Sanjeev K. Mehra For For Management
1.8 Elect Director Brian T. Swette For For Management
1.9 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
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CASEY'S GENERAL STORES, INC.
Ticker: CASY Security ID: 147528103
Meeting Date: SEP 18, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Lamb For For Management
1.2 Elect Director Robert J. Myers For For Management
1.3 Elect Director Diane C. Bridgewater For For Management
1.4 Elect Director Johnny Danos For For Management
1.5 Elect Director H. Lynn Horak For For Management
1.6 Elect Director Kenneth H. Haynie For For Management
1.7 Elect Director William C. Kimball For For Management
1.8 Elect Director Jeffrey M. Lamberti For For Management
1.9 Elect Director Richard A. Wilkey For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David N. Weidman For For Management
2 Elect Director Mark C. Rohr For For Management
3 Elect Director Farah M. Walters For For Management
4 Ratify Auditors For For Management
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CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director Gil Shwed For For Management
1.2 Director Marius Nacht For For Management
1.3 Director Jerry Ungerman For For Management
1.4 Director Dan Propper For For Management
1.5 Director David Rubner For For Management
1.6 Director Tal Shavit For For Management
2 Reelection Of Outside Director: Yoav For For Management
Chelouche
3 Reelection Of Outside Director: Guy For For Management
Gecht
4 Authorize The Chairman Of The Board Of For For Management
Directors To Continue Serving As
Chairman Of The Board Of Directors And
The Chief Executive Officer For Up To
Three Years
5 Ratify The Appointment And Compensation For For Management
Of Check Point's Independent Public
Accountants
6 Approve Compensation To Check Point's For For Management
Chief Executive Officer Who Is Also The
Chairman Of The Board Of Directors
7 I Am A Controlling Shareholder None Against Management
8 I Have A Personal Interest in Item 6 None Against Management
- --------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gil Shwed as Director For For Management
1.2 Elect Marius Nacht as Director For For Management
1.3 Elect Jerry Ungerman as Director For For Management
1.4 Elect Dan Propper as Director For For Management
1.5 Elect David Rubner as Director For For Management
1.6 Elect Tal Shavit as Director For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
3 Approve Equity Compensation of CEO For For Management
3a Indicate Personal Interest in Proposed None Against Management
Agenda Item
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CHILDREN'S PLACE RETAIL STORES, INC., THE
Ticker: PLCE Security ID: 168905107
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAY 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jane T. Elfers For For Management
2 Elect Director Robert N. Fisch For For Management
3 Elect Director Louis Lipschitz For For Management
4 Ratify Auditors For For Management
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CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q109
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy Diamond For For Management
1.2 Elect Director John Reilly For For Management
2 Ratify Auditors For For Management
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CYMER, INC.
Ticker: CYMI Security ID: 232572107
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Abbe For For Management
1.2 Elect Director Robert P. Akins For For Management
1.3 Elect Director Edward H. Braun For For Management
1.4 Elect Director Michael R. Gaulke For For Management
1.5 Elect Director William G. Oldham For For Management
1.6 Elect Director Eric M. Ruttenberg For For Management
1.7 Elect Director Peter J. Simone For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Jon D. Tompkins For For Management
2 Ratify Auditors For For Management
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ELAN CORPORATION PLC
Ticker: DRX Security ID: 284131208
Meeting Date: JUL 16, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive And Consider The Financial For For Management
Statements For The Year Ended December
31, 2008 Together With The Reports Of
The Directors And Auditors Thereon
2 Re-elect Shane Cooke Who Retires From For For Management
The Board Byrotation In Accordance With
The Articles Of Association
3 Re-elect Lars Ekman Who Retires From For For Management
The Board By Rotation In Accordance
With The Articles Of Association
4 Re-elect Gary Kennedy Who Retires From For For Management
The Board By Rotation In Accordance
With The Articles Of Association
5 Elect Patrick Kennedy Who Retires From For For Management
The Board In Accordance With The
Articles Of Association
6 Re-elect Kieran McGowan Who Retires For For Management
From The Board By Rotation In
Accordance With The Articles Of
Association
7 Re-elect G. Kelly Martin Who Retires For For Management
From The Board By Rotation In
Accordance With The Articles Of
Association
8 Re-elect Kyran McLaughlin Who Retires For For Management
From The Board In Accordance With The
Combined Code
9 Elect Donal O Connor Who Retires From For For Management
The Board In Accordance With The
Articles Of Association
10 Elect Vaughn Bryson To The Board With For For Management
Effect From The End Of The Meeting
11 Elect Richard Pilnik To The Board With For For Management
Effect From The End Of The Meeting
12 Elect Jack Schuler To The Board With For For Management
Effect From The End of The Meeting
13 Authorise The Directors To Fix The For For Management
Remuneration Of The Auditors
14 Authorise Electronic Communications For For Management
With Shareholders
15 Authorise The Directors To Issue For For Management
Securities
16 Authorise The Disapplication Of For For Management
Pre-emption Rights On The Allotment Of
Up To 40 Million Shares
17 Authorise The Company To Make Market For For Management
Purchases Of Its Own Shares
18 Set The Re-issue Price Range For For For Management
Treasury Shares
19 Approve Amendments To The Articles Of For For Management
Association
20 Authorise 14 Day Notice Period For For For Management
Extraordinary General Meetings
- --------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: 284131208
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Kieran McGowan Director For For Management
3 Reelect Kyran McLaughlin Director For For Management
4 Elect Dennis Selkoe Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7 Increase Authorised Share Capital For For Management
8 Amend Articles to Reflect Changes in For For Management
Capital
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Authorise Shares for Market Purchase For For Management
11 Authorise Reissuance of Repurchased For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
- --------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 21, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Howard R. Levine For For Management
1.7 Elect Director George R. Mahoney, Jr. For For Management
1.8 Elect Director James G. Martin For For Management
1.9 Elect Director Harvey Morgan For For Management
1.10 Elect Director Dale C. Pond For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES INC
Ticker: FIS Security ID: 31620M106
Meeting Date: SEP 4, 2009 Meeting Type: Special
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES INC
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephan A. James For For Management
1.2 Elect Director James Neary For For Management
1.3 Elect Director Frank R. Martire For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bodde For For Management
1.2 Elect Director Michael J. Chesser For For Management
1.3 Elect Director William H. Downey For For Management
1.4 Elect Director Randall C. Ferguson, Jr. For For Management
1.5 Elect Director Gary D. Forsee For For Management
1.6 Elect Director James A. Mitchell For For Management
1.7 Elect Director William C. Nelson For For Management
1.8 Elect Director John J. Sherman For For Management
1.9 Elect Director Linda H. Talbott For For Management
1.10 Elect Director Robert H. West For For Management
2 Ratify Auditors For For Management
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HEALTH CARE REIT, INC.
Ticker: HCN Security ID: 42217K106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. DeRosa For For Management
1.2 Elect Director Jeffrey H. Donahue For For Management
1.3 Elect Director Fred S. Klipsch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INVESCO LTD. (FORMERLY INVESCO PLC)
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph R. Canion as Director For For Management
1.2 Elect Edward P. Lawrence as Director For For Management
1.3 Elect James I. Robertson as Director For For Management
1.4 Elect Phoebe A. Wood as Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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ION GEOPHYSICAL CORPORATION
Ticker: IO Security ID: 462044108
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin Myers For For Management
1.2 Elect Director Bruce S. Appelbaum For For Management
1.3 Elect Director S. James Nelson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian G.H Ashken For For Management
1.2 Elect Director Richard L. Molen For For Management
1.3 Elect Director Robert L. Wood For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For For Management
1.3 Elect Director William F. Meehan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Lewis Kramer For For Management
1.4 Elect Director Alan H. Washkowitz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Grant M. Inman For For Management
1.6 Elect Director Catherine P. Lego For For Management
1.7 Elect Director Stephen G. Newberry For For Management
1.8 Elect Director Patricia S. Wolpert For For Management
2 Eliminate Cumulative Voting For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LI NING COMPANY LTD.
Ticker: 2331 Security ID: G5496K124
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAY 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Li Ning as Executive Director For For Management
3a2 Reelect Koo Fook Sun, Louis as For For Management
Independent Non-Executive Director
3a3 Reelect Chan Chung Bun, Bunny as For For Management
Independent Non-Executive Director
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint PricewaterhouseCoopers, For For Management
Certified Public Accountants as Auditor
and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
MAGELLAN HEALTH SERVICES, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Ressner For For Management
1.2 Elect Director Michael S. Diament For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John F. Bookout, III as Director For For Management
1.2 Elect Roger A. Brown as Director For For Management
1.3 Elect Ronald C. Cambre as Director For For Management
1.4 Elect John A. Fees as Director For For Management
1.5 Elect Robert W. Goldman as Director For For Management
1.6 Elect Stephen G. Hanks as Director For For Management
1.7 Elect Oliver D. Kingsley, Jr. as For For Management
Director
1.8 Elect D. Bradley McWilliams as Director For For Management
1.9 Elect Richard W. Mies as Director For For Management
1.10 Elect Thomas C. Schievelbein as For For Management
Director
1.11 Elect David A. Trice as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
MEDNAX, INC.
Ticker: MD Security ID: 58502B106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Waldemar A. Carlo, M.D. For For Management
1.3 Elect Director Michael B. Fernandez For For Management
1.4 Elect Director Roger K. Freeman, M.D. For For Management
1.5 Elect Director Paul G. Gabos For For Management
1.6 Elect Director Dany Garcia For For Management
1.7 Elect Director Pascal J. Goldschmidt, For For Management
M.D.
1.8 Elect Director Manuel Kadre For For Management
1.9 Elect Director Roger J. Medel, M.D. For For Management
1.10 Elect Director Donna E. Shalala, Ph.D. For For Management
1.11 Elect Director Enrique J. Sosa, Ph.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 14, 2009 Meeting Type: Annual
Record Date: JUN 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-martinez For For Management
1.3 Elect Director L.b. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROS SYSTEMS, INC.
Ticker: MCRS Security ID: 594901100
Meeting Date: NOV 20, 2009 Meeting Type: Annual
Record Date: OCT 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis M. Brown, Jr. For For Management
1.2 Elect Director B. Gary Dando For For Management
1.3 Elect Director A.L. Giannopoulos For For Management
1.4 Elect Director F. Suzanne Jenniches For For Management
1.5 Elect Director John G. Puente For For Management
1.6 Elect Director Dwight S. Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis O. Bonanno For For Management
1.2 Elect Director David L. Kolb For For Management
1.3 Elect Director Joseph A. Onorato For For Management
1.4 Elect Director W. Christopher Wellborn For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Michael Cawley as Director For For Management
1b Reelect Gordon Hall as Director For For Management
1c Reelect Jack Little as Director For For Management
2 Approve Creation of CHF 663.0 Million For Against Management
Pool of Capital without Preemptive
Rights
3 Approve CHF 143.7 Million Reduction in For For Management
Share Capital and Capital Repayment of
CHF 0.52 per Share
4 Approve CHF 154.7 Million Reduction in For For Management
Share Capital and Capital Repayment of
CHF 0.56 per Share
5 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as Statutory
Auditor
6 Accept Financial Statements and For For Management
Statutory Reports
7 Approve Discharge of Board and Senior For For Management
Management
- --------------------------------------------------------------------------------
NRG ENERGY INC
Ticker: NRG Security ID: 629377508
Meeting Date: JUL 21, 2009 Meeting Type: Proxy Contest
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1.1 Elect Director John F. Chlebowski For For Management
1.2 Elect Director Howard E. Cosgrove For For Management
1.3 Elect Director William E. Hantke For For Management
1.4 Elect Director Anne C. Schaumburg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
6 Report on Carbon Principles Against Against Shareholder
7 Change Size of Board of Directors Against Against Shareholder
8 Repeal Amendments Adopted Without Against Against Shareholder
Stockholder Approval After February 26,
2008
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None None
1.1 Elect Director Betsy S. Atkins For None Shareholder
1.2 Elect Director Ralph E. Faison For None Shareholder
1.3 Elect Director Coleman Peterson For None Shareholder
1.4 Elect Director Thomas C. Wajnert For None Shareholder
2 Change Size of Board of Directors For None Shareholder
3 Elect Director Donald DeFosset For None Shareholder
4 Elect Director Richard H. Koppes For None Shareholder
5 Elect Director John M. Albertine For None Shareholder
6 Elect Director Marjorie L. Bowen For None Shareholder
7 Elect Director Ralph G. Wellington For None Shareholder
8 Repeal Amendments Adopted Without For None Shareholder
Stockholder Approval After February 26,
2008
9 Amend Omnibus Stock Plan For None Management
10 Amend Executive Incentive Bonus Plan For None Management
11 Adopt Majority Voting for Uncontested For None Management
Election of Directors
12 Ratify Auditors For None Management
13 Report on Carbon Principles None None Shareholder
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Hooker For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
Ticker: OZM Security ID: 67551U105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel S. Och For For Management
1.2 Elect Director Jerome P. Kenney For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC.
Ticker: ONXX Security ID: 683399109
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corinne H. Nevinny For For Management
1.2 Elect Director Thomas G. Wiggans For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PALM INC
Ticker: PALM Security ID: 696643105
Meeting Date: SEP 30, 2009 Meeting Type: Annual
Record Date: AUG 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Hagerty For For Management
1.2 Elect Director Jonathan J. Rubinstein For For Management
1.3 Elect Director Paul S. Mountford For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PANTRY, INC., THE
Ticker: PTRY Security ID: 698657103
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance M. Marks For For Management
1.2 Elect Director Robert F. Bernstock For For Management
1.3 Elect Director Paul L. Brunswick For For Management
1.4 Elect Director Wilfred A. Finnegan For For Management
1.5 Elect Director Edwin J. Holman For For Management
1.6 Elect Director Terry L. McElroy For For Management
1.7 Elect Director Mark D. Miles For For Management
1.8 Elect Director Bryan E. Monkhouse For For Management
1.9 Elect Director Thomas M. Murnane For For Management
1.10 Elect Director Maria C. Richter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 28, 2009 Meeting Type: Annual
Record Date: AUG 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Kassling For For Management
1.2 Elect Director Robert J. Kohlhepp For For Management
1.3 Elect Director Giulio Mazzalupi For For Management
1.4 Elect Director Klaus-Peter Muller For For Management
1.5 Elect Director Joseph M. Scaminace For For Management
1.6 Elect Director Wolfgang R. Schmitt For For Management
1.7 Elect Director Markos I. Tambakeras For For Management
1.8 Elect Director James L. Wainscott For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
Ticker: PRE Security ID: G6852T105
Meeting Date: SEP 24, 2009 Meeting Type: Special
Record Date: AUG 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition of PARIS RE Holdings
Limited
2 Approve Increase in Size of Board from For For Management
11 to 12
3 Amend the 2005 Employee Equity Plan For For Management
- --------------------------------------------------------------------------------
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John A. Rollwagen as a Director For For Management
1.2 Elect Vito H. Baumgartner as a Director For For Management
1.3 Elect Jean-Paul L. Montupet as a For For Management
Director
1.4 Elect Lucio Stanca as a Director For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
- --------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Dwight For For Management
1.2 Elect Director Janet M. Hansen For For Management
1.3 Elect Director Mark W. Richards For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
PETROHAWK ENERGY CORPORATION
Ticker: HK Security ID: 716495106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Fuller For For Management
1.2 Elect Director Robert G. Raynolds For For Management
1.3 Elect Director Stephen P. Smiley For For Management
1.4 Elect Director Christopher A. Viggiano For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director John R. Colson For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Ralph R. DiSibio For For Management
1.5 Elect Director Bernard Fried For For Management
1.6 Elect Director Louis C. Golm For For Management
1.7 Elect Director Worthing F. Jackman For For Management
1.8 Elect Director Bruce Ranck For For Management
1.9 Elect Director John R. Wilson For For Management
1.10 Elect Director Pat Wood, III For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard S. Schleifer For For Management
1.2 Elect Director Eric M. Shooter For For Management
1.3 Elect Director George D. Yancopoulos For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC.
Ticker: ROC Security ID: 774415103
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seifi Ghasemi For For Management
1.2 Elect Director Sheldon R. Erikson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bush For For Management
1.2 Elect Director Norman A. Ferber For For Management
1.3 Elect Director Gregory L. Quesnel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James G. Brocksmith Jr. For For Management
2 Elect Director Donald E. Felsinger For For Management
3 Elect Director Wilford D. Godbold Jr. For For Management
4 Elect Director William D. Jones For For Management
5 Elect Director William G. Ouchi For For Management
6 Elect Director Carlos Ruiz For For Management
7 Elect Director William C. Rusnack For For Management
8 Elect Director William P. Rutledge For For Management
9 Elect Director Lynn Schenk For For Management
10 Elect Director Neal E. Schmale For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
SHAW GROUP INC., THE
Ticker: SHAW Security ID: 820280105
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: DEC 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.M. Bernhard, Jr. For For Management
1.2 Elect Director James F. Barker For For Management
1.3 Elect Director Thos. E. Capps For For Management
1.4 Elect Director Daniel A. Hoffler For For Management
1.5 Elect Director David W. Hoyle For For Management
1.6 Elect Director Michael J. Mancuso For For Management
1.7 Elect Director Albert D. McAlister For For Management
1.8 Elect Director Stephen R. Tritch For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect David Stout as Director For For Management
4 Elect William Burns as Director For For Management
5 Reappoint Deloitte LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Amend the Portfolio Share Plan For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
- --------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Tamberlane For For Management
1.2 Elect Director Yacov Levy For For Management
1.3 Elect Director Frank R. Selvaggi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORP.
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director William H. Hatanaka For For Management
1.3 Elect Director J. Peter Ricketts For For Management
1.4 Elect Director Allan R. Tessler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
Ticker: TSCO Security ID: 892356106
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Wright For For Management
1.2 Elect Director Johnston C. Adams For For Management
1.3 Elect Director William Bass For For Management
1.4 Elect Director Jack C. Bingleman For For Management
1.5 Elect Director Richard W. Frost For For Management
1.6 Elect Director Cynthia T. Jamison For For Management
1.7 Elect Director Gerard E. Jones For For Management
1.8 Elect Director George MacKenzie For For Management
1.9 Elect Director Edna K. Morris For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Lewis, Jr., For For Management
PhD
1.2 Elect Director Kaj den Daas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Mark D. McLaughlin For For Management
1.5 Elect Director Roger H. Moore For For Management
1.6 Elect Director John D. Roach For For Management
1.7 Elect Director Louis A. Simpson For For Management
1.8 Elect Director Timothy Tomlinson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Boger For For Management
1.2 Elect Director Charles A. Sanders For For Management
1.3 Elect Director Elaine S. Ullian For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XL CAPITAL LTD.
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph Mauriello as Director For For Management
1.2 Elect Eugene M. McQuade as Director For For Management
1.3 Elect Clayton S. Rose as Director For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
XL CAPITAL LTD.
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2010 Meeting Type: Special
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Cayman For For Management
Islands to Ireland through Scheme of
Arrangement
1.2 Adjourn Special Scheme Meeting For For Management
2 Approve Distributable Reserves Proposal For For Management
3 Amend Articles -- Approve Director For For Management
Nomination Procedures Proposal
4 Change Company Name to XL Group Ltd. For For Management
5 Adjourn Extraordinary General Meeting For For Management
========== LEGG MASON CLEARBRIDGE VARIABLE SMALL CAP GROWTH PORTFOLIO ==========
A123 SYSTEMS, INC.
Ticker: AONE Security ID: 03739T108
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilbert N. Riley, Jr. For For Management
1.2 Elect Director Jeffrey P. McCarthy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC.
Ticker: ACOR Security ID: 00484M106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Kelley For For Management
1.2 Elect Director Sandra Panem For For Management
1.3 Elect Director Wise Young For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVANCE AUTO PARTS INC
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director John C. Brouillard For For Management
1.3 Elect Director Fiona P. Dias For For Management
1.4 Elect Director Frances X. Frei For For Management
1.5 Elect Director Darren R. Jackson For For Management
1.6 Elect Director William S. Oglesby For For Management
1.7 Elect Director J. Paul Raines For For Management
1.8 Elect Director Gilbert T. Ray For For Management
1.9 Elect Director Carlos A. Saladrigas For For Management
1.10 Elect Director Francesca M. Spinelli For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel T. Byrne For For Management
1.2 Elect Director Dwight D. Churchill For For Management
1.3 Elect Director Sean M. Healey For For Management
1.4 Elect Director Harold J. Meyerman For For Management
1.5 Elect Director William J. Nutt For For Management
1.6 Elect Director Rita M. Rodriguez For For Management
1.7 Elect Director Patrick T. Ryan For For Management
1.8 Elect Director Jide J. Zeitlin For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francisco R. Gros For Withhold Management
1.2 Elect Director Gerald B. Johanneson For For Management
1.3 Elect Director George E. Minnich For For Management
1.4 Elect Director Curtis E. Moll For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director Joseph A. Madri For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director R. Douglas Norby For For Management
1.7 Elect Director Alvin S. Parven For For Management
1.8 Elect Director Andreas Rummelt For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 4, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Gochnauer For For Management
1.2 Elect Director Edward E. Hagenlocker For For Management
1.3 Elect Director Henry W. McGee For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ARIAD PHARMACEUTICALS, INC.
Ticker: ARIA Security ID: 04033A100
Meeting Date: JAN 20, 2010 Meeting Type: Special
Record Date: DEC 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
ARIAD PHARMACEUTICALS, INC.
Ticker: ARIA Security ID: 04033A100
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Lavidas For For Management
1.2 Elect Director M. Radaelli For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: AUG 20, 2009 Meeting Type: Annual
Record Date: JUN 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan C. McArdle For For Management
1.2 Elect Director David M. McKenna For For Management
- --------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Fusco For For Management
1.2 Elect Director Gary E. Haroian For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ATHENAHEALTH, INC.
Ticker: ATHN Security ID: 04685W103
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Kane For For Management
1.2 Elect Director Ruben J. King-Shaw, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Other Business None For Management
- --------------------------------------------------------------------------------
AUXILIUM PHARMACEUTICALS, INC.
Ticker: AUXL Security ID: 05334D107
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf A. Classon For For Management
1.2 Elect Director Al Altomari For For Management
1.3 Elect Director Armando Anido For For Management
1.4 Elect Director Edwin A. Bescherer, Jr. For For Management
1.5 Elect Director Philippe O. Chambon For For Management
1.6 Elect Director Oliver S. Fetzer For For Management
1.7 Elect Director Paul A. Friedman For For Management
1.8 Elect Director Renato Fuchs For For Management
1.9 Elect Director William T. McKee For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BALLY TECHNOLOGIES, INC
Ticker: BYI Security ID: 05874B107
Meeting Date: DEC 2, 2009 Meeting Type: Annual
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Robbins For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BLACKBOARD INC.
Ticker: BBBB Security ID: 091935502
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank R. Gatti For For Management
1.2 Elect Director Beth Kaplan For For Management
1.3 Elect Director Matthew L. Pittinsky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BURGER KING HOLDINGS, INC.
Ticker: BKC Security ID: 121208201
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chidsey For For Management
1.2 Elect Director Richard W. Boyce For For Management
1.3 Elect Director David A. Brandon For For Management
1.4 Elect Director Ronald M. Dykes For For Management
1.5 Elect Director Peter R. Formanek For For Management
1.6 Elect Director Manuel A. Garcia For For Management
1.7 Elect Director Sanjeev K. Mehra For For Management
1.8 Elect Director Brian T. Swette For For Management
1.9 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC.
Ticker: CASY Security ID: 147528103
Meeting Date: SEP 18, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Lamb For For Management
1.2 Elect Director Robert J. Myers For For Management
1.3 Elect Director Diane C. Bridgewater For For Management
1.4 Elect Director Johnny Danos For For Management
1.5 Elect Director H. Lynn Horak For For Management
1.6 Elect Director Kenneth H. Haynie For For Management
1.7 Elect Director William C. Kimball For For Management
1.8 Elect Director Jeffrey M. Lamberti For For Management
1.9 Elect Director Richard A. Wilkey For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CB RICHARD ELLIS GROUP, INC.
Ticker: CBG Security ID: 12497T101
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Blum For For Management
1.2 Elect Director Curtis F. Feeny For For Management
1.3 Elect Director Bradford M. Freeman For For Management
1.4 Elect Director Michael Kantor For For Management
1.5 Elect Director Frederic V. Malek For For Management
1.6 Elect Director Jane J. Su For For Management
1.7 Elect Director Laura D. Tyson For For Management
1.8 Elect Director Brett White For For Management
1.9 Elect Director Gary L. Wilson For For Management
1.10 Elect Director Ray Wirta For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mark B. Templeton For For Management
2 Elect Director Stephen M. Dow For For Management
3 Elect Director Godfrey R. Sullivan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC.
Ticker: CMP Security ID: 20451N101
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angelo C. Brisimitzakis, For For Management
PhD
1.2 Elect Director Timothy R. Snider For For Management
1.3 Elect Director Paul S. Williams For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768203
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecil E. Martin For For Management
1.2 Elect Director Nancy E. Underwood For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
CONCEPTUS, INC.
Ticker: CPTS Security ID: 206016107
Meeting Date: JUN 14, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Sieczkarek For For Management
1.2 Elect Director John L. Bishop For For Management
1.3 Elect Director Thomas F. Bonadio For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
CORRECTIONS CORPORATION OF AMERICA
Ticker: CXW Security ID: 22025Y407
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Ferguson For For Management
1.2 Elect Director Damon T. Hininger For For Management
1.3 Elect Director Donna M. Alvarado For For Management
1.4 Elect Director William F. Andrews For For Management
1.5 Elect Director John D. Correnti For For Management
1.6 Elect Director Dennis W. Deconcini For For Management
1.7 Elect Director John R. Horne For For Management
1.8 Elect Director C. Michael Jacobi For For Management
1.9 Elect Director Thurgood Marshall, Jr. For For Management
1.10 Elect Director Charles L. Overby For For Management
1.11 Elect Director John R. Prann, Jr. For For Management
1.12 Elect Director Joseph V. Russell For For Management
1.13 Elect Director Henri L. Wedell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CYMER, INC.
Ticker: CYMI Security ID: 232572107
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Abbe For For Management
1.2 Elect Director Robert P. Akins For For Management
1.3 Elect Director Edward H. Braun For For Management
1.4 Elect Director Michael R. Gaulke For For Management
1.5 Elect Director William G. Oldham For For Management
1.6 Elect Director Eric M. Ruttenberg For For Management
1.7 Elect Director Peter J. Simone For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Jon D. Tompkins For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DIGITAL RIVER, INC.
Ticker: DRIV Security ID: 25388B104
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel A. Ronning For For Management
1.2 Elect Director Perry W. Steiner For For Management
1.3 Elect Director Cheryl F. Rosner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DUFF & PHELPS CORPORATION
Ticker: DUF Security ID: 26433B107
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Noah Gottdiener For For Management
1.2 Elect Director Gerard Creagh For For Management
1.3 Elect Director Robert M. Belke For For Management
1.4 Elect Director Peter W. Calamari For For Management
1.5 Elect Director William R. Carapezzi For For Management
1.6 Elect Director William J. Hannigan For For Management
1.7 Elect Director Harvey M. Krueger For Withhold Management
1.8 Elect Director Sander M. Levy For For Management
1.9 Elect Director Jeffrey D. Lovell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Deborah L. Bevier For For Management
2 Elect Director Alan J. Higginson For For Management
3 Elect Director John McAdam For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pehong Chen For For Management
1.2 Elect Director Christopher B. Paisley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GMX RESOURCES INC.
Ticker: GMXR Security ID: 38011M108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken L. Kenworthy, Jr. For For Management
1.2 Elect Director T.J. Boismier For For Management
1.3 Elect Director Steven Craig For For Management
1.4 Elect Director Ken L. Kenworthy, Sr. For For Management
1.5 Elect Director Jon W. "Tucker" Mchugh For For Management
1.6 Elect Director Michael G. Cook For For Management
1.7 Elect Director Thomas G. Casso For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GRAMERCY CAPITAL CORP.
Ticker: GKK Security ID: 384871109
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Konigsberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: OCT 15, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Volkema For For Management
1.2 Elect Director Paget L. Alves For For Management
1.3 Elect Director Douglas D. French For For Management
1.4 Elect Director John R. Hoke, III For For Management
1.5 Elect Director James R. Kackley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Newsome For For Management
1.2 Elect Director Carl Kirkland For For Management
1.3 Elect Director Thomas A. Saunders, III For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
HOLLYSYS AUTOMATION TECHNOLOGIES LTD
Ticker: HOLI Security ID: G45667105
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Changli Wang as a Director For For Management
1.2 Elect Colin Sung as a Director For For Management
1.3 Elect Jerry Zhang as a Director For For Management
1.4 Elect Jianyun Chai as a Director For For Management
1.5 Elect Qingtai Chen as a Director For For Management
2 Ratify BDO as Auditors For For Management
3 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 6, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil A. Springer For For Management
1.2 Elect Director Ruby R. Chandy For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Ticker: IART Security ID: 457985208
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For For Management
2 Elect Director Keith Bradley For For Management
3 Elect Director Richard E. Caruso For For Management
4 Elect Director Stuart M. Essig For For Management
5 Elect Director Neal Moszkowski For For Management
6 Elect Director Raymond G. Murphy For For Management
7 Elect Director Christian S. Schade For For Management
8 Elect Director James M. Sullivan For For Management
9 Elect Director Anne M. Vanlent For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287648
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287H55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ITC HOLDINGS CORP.
Ticker: ITC Security ID: 465685105
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward G. Jepsen For For Management
1.2 Elect Director Richard D. McLellan For For Management
1.3 Elect Director William J. Museler For For Management
1.4 Elect Director Hazel R. O'Leary For For Management
1.5 Elect Director Gordon Bennett Stewart, For For Management
III
1.6 Elect Director Lee C. Stewart For For Management
1.7 Elect Director Joseph L. Welch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOS. A. BANK CLOTHIERS, INC.
Ticker: JOSB Security ID: 480838101
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Ferstl For For Management
1.2 Elect Director Sidney H. Ritman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LAWSON SOFTWARE, INC.
Ticker: LWSN Security ID: 52078P102
Meeting Date: OCT 15, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Chang For For Management
1.2 Elect Director Harry Debes For For Management
1.3 Elect Director Peter Gyenes For For Management
1.4 Elect Director David R. Hubers For For Management
1.5 Elect Director H. Richard Lawson For For Management
1.6 Elect Director Michael A. Rocca For For Management
1.7 Elect Director Robert A. Schriesheim For For Management
1.8 Elect Director Romesh Wadhwani For For Management
1.9 Elect Director Paul Wahl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF Security ID: 535919203
Meeting Date: SEP 15, 2009 Meeting Type: Annual
Record Date: JUL 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman Bacal For For Management
1.2 Elect Director Michael Burns For For Management
1.3 Elect Director Arthur Evrensel For For Management
1.4 Elect Director Jon Feltheimer For For Management
1.5 Elect Director Morley Koffman For For Management
1.6 Elect Director Harald Ludwig For For Management
1.7 Elect Director G. Scott Paterson For For Management
1.8 Elect Director Mark H. Rachesky For For Management
1.9 Elect Director Daryl Simm For For Management
1.10 Elect Director Hardwick Simmons For For Management
1.11 Elect Director Brian V. Tobin For For Management
1.12 Elect Director Phyllis Yaffe For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Audit Committee to Fix
Their Remuneration
- --------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF Security ID: 535919203
Meeting Date: MAY 12, 2010 Meeting Type: Special
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholder Rights Plan For For Management
- --------------------------------------------------------------------------------
LSI CORP
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles A. Haggerty For For Management
2 Elect Director Richard S. Hill For For Management
3 Elect Director John H.f. Miner For For Management
4 Elect Director Arun Netravali For For Management
5 Elect Director Matthew J. O Rourke For For Management
6 Elect Director Gregorio Reyes For For Management
7 Elect Director Michael G. Strachan For For Management
8 Elect Director Abhijit Y. Talwalkar For For Management
9 Elect Director Susan M. Whitney For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
MEDNAX, INC.
Ticker: MD Security ID: 58502B106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Waldemar A. Carlo, M.D. For For Management
1.3 Elect Director Michael B. Fernandez For For Management
1.4 Elect Director Roger K. Freeman, M.D. For For Management
1.5 Elect Director Paul G. Gabos For For Management
1.6 Elect Director Dany Garcia For For Management
1.7 Elect Director Pascal J. Goldschmidt, For For Management
M.D.
1.8 Elect Director Manuel Kadre For For Management
1.9 Elect Director Roger J. Medel, M.D. For For Management
1.10 Elect Director Donna E. Shalala, Ph.D. For For Management
1.11 Elect Director Enrique J. Sosa, Ph.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCADOLIBRE, INC.
Ticker: MELI Security ID: 58733R102
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcos Galperin For For Management
1.2 Elect Director Emiliano Calemzuk For For Management
1.3 Elect Director Veronica Allende Serra For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert F. Spoerry For For Management
2 Elect Director Wah-hui Chu For For Management
3 Elect Director Francis A. Contino For For Management
4 Elect Director Olivier A. Filliol For For Management
5 Elect Director Michael A. Kelly For For Management
6 Elect Director Martin D. Madaus For For Management
7 Elect Director Hans Ulrich Maerki For For Management
8 Elect Director George G. Milne For For Management
9 Elect Director Thomas P. Salice For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROS SYSTEMS, INC.
Ticker: MCRS Security ID: 594901100
Meeting Date: NOV 20, 2009 Meeting Type: Annual
Record Date: OCT 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis M. Brown, Jr. For For Management
1.2 Elect Director B. Gary Dando For For Management
1.3 Elect Director A.L. Giannopoulos For For Management
1.4 Elect Director F. Suzanne Jenniches For For Management
1.5 Elect Director John G. Puente For For Management
1.6 Elect Director Dwight S. Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 14, 2010 Meeting Type: Annual
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell Jacobson For For Management
1.2 Elect Director David Sandler For For Management
1.3 Elect Director Charles Boehlke For For Management
1.4 Elect Director Roger Fradin For For Management
1.5 Elect Director Louise Goeser For For Management
1.6 Elect Director Denis Kelly For For Management
1.7 Elect Director Philip Peller For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTH AMERICAN ENERGY PARTNERS INC.
Ticker: NOA Security ID: 656844107
Meeting Date: SEP 24, 2009 Meeting Type: Annual/Special
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect George R. Brokaw, John A. Brussa, For For Management
John D. Hawkins, Ronald A. McIntosh,
William C. Oehmig, Rodney J. Ruston,
Allen R. Sello, Peter W. Tomsett, K.
Rick Turner, and Peter Dodd as
Directors
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Unallocated Options Under the For Against Management
Stock Option Plan
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Hooker For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OLD NATIONAL BANCORP
Ticker: ONB Security ID: 680033107
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph D. Barnette, Jr. For For Management
1.2 Elect Director Alan W. Braun For For Management
1.3 Elect Director Larry E. Dunigan For For Management
1.4 Elect Director Niel C. Ellerbrook For For Management
1.5 Elect Director Andrew E. Goebel For For Management
1.6 Elect Director Robert G. Jones For For Management
1.7 Elect Director Phelps L. Lambert For For Management
1.8 Elect Director Arthur H. McElwee, Jr. For For Management
1.9 Elect Director Marjorie Z. Soyugenc For For Management
1.10 Elect Director Kelly N. Stanley For For Management
1.11 Elect Director Linda E. White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ONLINE RESOURCES CORPORATION
Ticker: ORCC Security ID: 68273G101
Meeting Date: NOV 24, 2009 Meeting Type: Special
Record Date: OCT 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION
Ticker: ORB Security ID: 685564106
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward F. Crawley For For Management
1.2 Elect Director Lennard A. Fisk For For Management
1.3 Elect Director Ronald T. Kadish For For Management
1.4 Elect Director Garrett E. Pierce For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OWENS & MINOR INC.
Ticker: OMI Security ID: 690732102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Marshall Acuff, Jr. For For Management
1.2 Elect Director J. Alfred Broaddus, Jr. For For Management
1.3 Elect Director John T. Crotty For For Management
1.4 Elect Director Richard E. Fogg For For Management
1.5 Elect Director G. Gilmer Minor, III For For Management
1.6 Elect Director Eddie N. Moore, Jr. For For Management
1.7 Elect Director Peter S. Redding For For Management
1.8 Elect Director James E. Rogers For For Management
1.9 Elect Director Robert C. Sledd For For Management
1.10 Elect Director Craig R. Smith For For Management
1.11 Elect Director James E. Ukrop For For Management
1.12 Elect Director Anne Marie Whittemore For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PARKER DRILLING COMPANY
Ticker: PKD Security ID: 701081101
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Direcctor Robert E. Mckee III For For Management
1.2 Elect Direcctor George J. Donnelly For For Management
1.3 Elect Direcctor Gary R. King For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
Ticker: PENN Security ID: 707569109
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley R. Edens For For Management
1.2 Elect Director Robert P. Levy For For Management
1.3 Elect Director Barbara Z. Shattuck For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
PRIMUS GUARANTY LTD
Ticker: PRS Security ID: G72457107
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael P. Esposito, Jr., as For For Management
Director
1.2 Elect James H. MacNaughton as Director For For Management
1.3 Elect Thomas W. Jasper as Director For For Management
1.4 Elect David E. Czerniecki as Director For For Management
2 Approve Primus Guaranty Ltd. Amended For For Management
and Restated Incentive Compensation
Plan
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director John R. Colson For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Ralph R. DiSibio For For Management
1.5 Elect Director Bernard Fried For For Management
1.6 Elect Director Louis C. Golm For For Management
1.7 Elect Director Worthing F. Jackman For For Management
1.8 Elect Director Bruce Ranck For For Management
1.9 Elect Director John R. Wilson For For Management
1.10 Elect Director Pat Wood, III For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles L. Blackburn For For Management
2 Elect Director Anthony V. Dub For For Management
3 Elect Director V. Richard Eales For For Management
4 Elect Director Allen Finkelson For For Management
5 Elect Director James M. Funk For For Management
6 Elect Director Jonathan S. Linker For For Management
7 Elect Director Kevin S. McCarthy For For Management
8 Elect Director John H. Pinkerton For For Management
9 Elect Director Jeffrey L. Ventura For For Management
10 Amend Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard S. Schleifer For For Management
1.2 Elect Director Eric M. Shooter For For Management
1.3 Elect Director George D. Yancopoulos For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC.
Ticker: ROC Security ID: 774415103
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seifi Ghasemi For For Management
1.2 Elect Director Sheldon R. Erikson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bush For For Management
1.2 Elect Director Norman A. Ferber For For Management
1.3 Elect Director Gregory L. Quesnel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Krouse, Jr. For For Management
1.2 Elect Director Kevin L. Beebe For For Management
1.3 Elect Director Jack Langer For For Management
1.4 Elect Director Jeffrey A. Stoops For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SENOMYX, INC.
Ticker: SNMX Security ID: 81724Q107
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Billingsley For For Management
1.2 Elect Director Stephen A. Block For For Management
1.3 Elect Director Michael E. Herman For For Management
1.4 Elect Director Jay M. Short For For Management
1.5 Elect Director Kent Snyder For For Management
1.6 Elect Director Christopher J. Twomey For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SHAW GROUP INC., THE
Ticker: SHAW Security ID: 820280105
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: DEC 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.M. Bernhard, Jr. For For Management
1.2 Elect Director James F. Barker For For Management
1.3 Elect Director Thos. E. Capps For For Management
1.4 Elect Director Daniel A. Hoffler For For Management
1.5 Elect Director David W. Hoyle For For Management
1.6 Elect Director Michael J. Mancuso For For Management
1.7 Elect Director Albert D. McAlister For For Management
1.8 Elect Director Stephen R. Tritch For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
SOLARWINDS, INC.
Ticker: SWI Security ID: 83416B109
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Horing For For Management
1.2 Elect Director J. Benjamin Nye For For Management
1.3 Elect Director Kevin B. Thompson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOURCEFIRE, INC.
Ticker: FIRE Security ID: 83616T108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Becker For For Management
1.2 Elect Director Arnold L. Punaro For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUPERIOR WELL SERVICES, INC.
Ticker: SWSI Security ID: 86837X105
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Staley, IV For For Management
1.2 Elect Director David E. Snyder For For Management
1.3 Elect Director Edward J. DiPaolo For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TALEO CORPORATION
Ticker: TLEO Security ID: 87424N104
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Gregoire For For Management
1.2 Elect Director Michael Tierney For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Belair For For Management
1.2 Elect Director Robert H. Strouse For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Adopt ILO Based Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard H. Pien For For Management
1.2 Elect Director H. Thomas Watkins For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
========== LEGG MASON GLOBAL CURRENTS VARIABLE INTERNATIONAL ALL CAP ===========
========== OPPORTUNITY PORTFOLIO ===========
5N PLUS INC.
Ticker: VNP Security ID: 33833X101
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jacques L'Ecuyer, Jean-Marie For For Management
Bourassa, John Davis, Pierre Shoiry and
Dennis Wood as Directors
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
ADVANTEST CORP.
Ticker: 6857 Security ID: J00210104
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toshio Maruyama For For Management
1.2 Elect Director Haruo Matsuno For For Management
1.3 Elect Director Naoyuki Akikusa For For Management
1.4 Elect Director Yasushige Hagio For For Management
1.5 Elect Director Hiroshi Tsukahara For For Management
1.6 Elect Director Yuuichi Kurita For For Management
1.7 Elect Director Hiroyasu Sawai For For Management
1.8 Elect Director Shinichirou Kuroe For For Management
- --------------------------------------------------------------------------------
AEON CO. LTD.
Ticker: 8267 Security ID: J00288100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: FEB 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Akihiko Harada For For Management
1.2 Elect Director Motoya Okada For For Management
1.3 Elect Director Yoshiki Mori For For Management
1.4 Elect Director Naoki Hayashi For For Management
1.5 Elect Director Masami Ishizaka For For Management
1.6 Elect Director Hideki Kurashige For For Management
1.7 Elect Director Masaharu Ikuta For For Management
1.8 Elect Director Takejiro Sueyoshi For Against Management
1.9 Elect Director Keiichi Tadaki For For Management
- --------------------------------------------------------------------------------
AEON CREDIT SERVICE LTD.
Ticker: 8570 Security ID: J0021H107
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: FEB 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law
2.1 Elect Director For Against Management
2.2 Elect Director For For Management
2.3 Elect Director For Against Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director For For Management
2.13 Elect Director For For Management
2.14 Elect Director For For Management
3 Appoint Statutory Auditor For Against Management
- --------------------------------------------------------------------------------
AGRIUM INC.
Ticker: AGU Security ID: 008916108
Meeting Date: MAY 12, 2010 Meeting Type: Annual/Special
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph S. Cunningham For For Management
1.2 Elect Director Germaine Gibara For For Management
1.3 Elect Director Russell K. Girling For For Management
1.4 Elect Director Susan A. Henry For For Management
1.5 Elect Director Russell J. Horner For For Management
1.6 Elect Director A. Anne McLellan For For Management
1.7 Elect Director David J. Lesar For For Management
1.8 Elect Director John E. Lowe For For Management
1.9 Elect Director Derek G. Pannell For For Management
1.10 Elect Director Frank W. Proto For For Management
1.11 Elect Director Michael M. Wilson For For Management
1.12 Elect Director Victor J. Zaleschuk For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
AKZO NOBEL NV
Ticker: AKZA Security ID: N01803100
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3a Approve Financial Statements and For For Management
Statutory Reports
3b Receive Announcements on Allocation of None None Management
Income
3c Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3d Approve Dividends of EUR 1.35 Per Share For For Management
3e Discussion on Company's Corporate None None Management
Governance Structure
4a Approve Discharge of Management Board For For Management
4b Approve Discharge of Supervisory Board For For Management
5a Reelect K. Vuursteen to Supervisory For For Management
Board
5b Reelect A. Burgmans to Supervisory For For Management
Board
5c Reelect L.R. Hughes to Supervisory For For Management
Board
6 Approve Remuneration Report Containing For For Management
Remuneration Policy for Management
Board Members
7a Grant Board Authority to Issue Shares For For Management
Up To Ten Percent of Issued Capital
Plus Additional Ten Percent in Case of
Takeover/Merger
7b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 7a
8 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
9 Amend Articles 25 and 32 Re: Power to For For Management
Determine Boards Size
10 Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 21, 2010 Meeting Type: Annual
Record Date: NOV 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bruce K. Anderson as a Director For For Management
1.2 Elect Adrian Gardner as a Director For For Management
1.3 Elect Charles E. Foster as a Director For For Management
1.4 Elect James S. Kahan as a Director For For Management
1.5 Elect Zohar Zisapel as a Director For For Management
1.6 Elect Dov Baharav as a Director For For Management
1.7 Elect Julian A. Brodsky as a Director For For Management
1.8 Elect Eli Gelman as a Director For For Management
1.9 Elect Nehemia Lemelbaum as a Director For For Management
1.10 Elect John T. McLennan as a Director For For Management
1.11 Elect Robert A. Minicucci as a Director For For Management
1.12 Elect Simon Olswang as a Director For For Management
1.13 Elect Giora Yaron as a Director For For Management
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Sir Philip Hampton as Director For For Management
3 Elect Ray O'Rourke as Director For For Management
4 Elect Sir John Parker as Director For For Management
5 Elect Jack Thompson as Director For For Management
6 Re-elect Cynthia Carroll as Director For For Management
7 Re-elect Nicky Oppenheimer as Director For For Management
8 Reappoint Deloitte LLP as Auditors For For Management
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Approve Remuneration Report For For Management
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Amend Articles of Association For For Management
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
- --------------------------------------------------------------------------------
ASTELLAS PHARMA INC.
Ticker: 4503 Security ID: J03393105
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2 Amend Articles To Reduce Directors' For For Management
Term
3.1 Elect Director Touichi Takenaka For For Management
3.2 Elect Director Masafumi Nogimori For For Management
3.3 Elect Director Yasuo Ishii For For Management
3.4 Elect Director Takao Saruta For For Management
3.5 Elect Director Shirou Yasutake For For Management
3.6 Elect Director Yasuyuki Takai For For Management
3.7 Elect Director Kanoko Oishi For For Management
4 Appoint Statutory Auditor Yukiko Kuroda For For Management
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Deep Discount Stock Option Plan For For Management
- --------------------------------------------------------------------------------
AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 29, 2010 Meeting Type: Annual/Special
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.55 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Approve Pension Scheme Agreement for For For Management
Henri de Castries, Denis Duverne, and
Francois Pierson
6 Approve Severance Payment Agreement for For Against Management
Henri de Castries
7 Approve Severance Payment Agreement for For For Management
Denis Duverne
8 Reelect Norbert Dentressangle as For For Management
Supervisory Board Member
9 Reelect Mazars as Auditor For For Management
10 Ratify Jean-Brice de Turkheim as For For Management
Alternate Auditor
11 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
12 Approve Employee Stock Purchase Plan For For Management
13 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Adopt One-Tiered Board Structure, Amend For Against Management
Bylaws Accordingly and Acknowledge
Transfer of All Outstanding
Authorizations
16 Amend Articles 7, 8, and 10 of Bylaws For For Management
Re: Share Ownership Disclosure
Thresholds, Form of Shares, Director
Shareholding Requirements
17 Elect Henri de Castries as Director For Against Management
18 Elect Denis Duverne as Director For For Management
19 Elect Jacques de Chateauvieux as For Against Management
Director
20 Elect Norbert Dentressangle as Director For For Management
21 Elect Jean-Martin Folz as Director For Against Management
22 Elect Anthony Hamilton as Director For For Management
23 Elect Francois Martineau as Director For For Management
24 Elect Giuseppe Mussari as Director For For Management
25 Elect Ramon de Oliveira as Director For For Management
26 Elect Michel Pebereau as Director For Against Management
27 Elect Dominique Reiniche as Director For For Management
28 Elect Ezra Suleiman as Director For For Management
29 Elect Isabelle Kocher as Director For For Management
30 Elect Suet-Fern Lee as Director For For Management
31 Elect Wendy Cooper as Representative of For For Management
Employee Shareholders to the Board
32 Elect John Coultrap as Representative Against Against Management
of Employee Shareholders to the Board
33 Elect Paul Geiersbach as Representative Against Against Management
of Employee Shareholders to the Board
34 Elect Sebastien Herzog as Against Against Management
Representative of Employee Shareholders
to the Board
35 Elect Rodney Koch as Representative of Against Against Management
Employee Shareholders to the Board
36 Elect Jason Steinberg as Representative Against Against Management
of Employee Shareholders to the Board
37 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.2 Million
38 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: NU.P Security ID: G08036124
Meeting Date: AUG 6, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal by Barclays plc of the For For Management
Barclays Global Investors Business and
Ancillary Arrangements
- --------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: APR 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Reuben Jeffery III as Director For For Management
4 Re-elect Marcus Agius as Director For For Management
5 Re-elect David Booth as Director For For Management
6 Re-elect Sir Richard Broadbent as For For Management
Director
7 Re-elect Sir Michael Rake as Director For For Management
8 Re-elect Sir Andrew Likierman as For For Management
Director
9 Re-elect Chris Lucas as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP For For Management
Auditors
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise EU Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase For For Management
16 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
17 Adopt New Articles of Association For For Management
18 Approve SAYE Share Option Scheme For For Management
- --------------------------------------------------------------------------------
BARRICK GOLD CORP.
Ticker: ABX Security ID: 067901108
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect H.L. Beck as Director For For Management
1.2 Elect C.W.D. Birchall as Director For For Management
1.3 Elect D.J. Carty as Director For For Management
1.4 Elect G.Cisneros as Director For For Management
1.5 Elect M.A. Cohen as Director For For Management
1.6 Elect P.A. Cossgrove as Director For For Management
1.7 Elect R.M. Franklin as Director For For Management
1.8 Elect J.B. Harvey as Director For For Management
1.9 Elect B. Mulroney as Director For For Management
1.10 Elect A. Munk as Director For For Management
1.11 Elect P. Munk as Director For For Management
1.12 Elect A.W. Regent as Director For For Management
1.13 Elect N.P. Rothschild as Director For For Management
1.14 Elect S.J. Shaprio as Director For For Management
2 Approve PricewaterhouseCoppers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
BASF SE (FORMERLY BASF AG)
Ticker: BAS Security ID: D06216101
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
4 Approve Discharge of Management Board For For Management
for Fiscal 2009
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2010
6 Approve Conversion of Bearer Shares For For Management
into Registered Shares
7 Amend Articles Re: Electronic For For Management
Distribution of Company Communications
8 Approve Remuneration System for For For Management
Management Board Members
9a Amend Articles Re: Calculation of For For Management
Deadlines for General Meeting
9b Amend Articles Re: Proxy Voting at For For Management
General Meeting
9c Amend Articles Re: Video and Audio For For Management
Transmission of General Meeting
- --------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B.K. Allen For For Management
1.2 Elect Director A. Berard For For Management
1.3 Elect Director R.A. Brenneman For For Management
1.4 Elect Director S. Brochu For For Management
1.5 Elect Director R.E. Brown For For Management
1.6 Elect Director G.A. Cope For For Management
1.7 Elect Director A.S. Fell For For Management
1.8 Elect Director D. Soble Kaufman For For Management
1.9 Elect Director B.M. Levitt For For Management
1.10 Elect Director E.C. Lumley For For Management
1.11 Elect Director T.C. O'Neill For For Management
1.12 Elect Director P.R. Weiss For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAY 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Mark Seligman as Director For For Management
5 Re-elect Peter Backhouse as Director For For Management
6 Re-elect Lord Sharman as Director For For Management
7 Re-elect Philippe Varin as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
9 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
10 Authorise EU Political Donations and For For Management
Expenditure
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
C&C GROUP PLC
Ticker: GCC Security ID: G1826G107
Meeting Date: AUG 28, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Elect John Dunsmore as Director For For Management
4 Elect Stephen Glancey as Director For For Management
5 Reelect John Burgess as Director For For Management
6 Reelect Richard Holroyd as Director For For Management
7 Reelect Breege O'Donoghue as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Auditors
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Share Repurchase Plan For For Management
12 Authorize Reissuance of Repurchsed For For Management
Shares
13 Approve the Convening of General For For Management
Meetings on 14 Days Notice
- --------------------------------------------------------------------------------
C&C GROUP PLC
Ticker: GCC Security ID: G1826G107
Meeting Date: SEP 25, 2009 Meeting Type: Special
Record Date: SEP 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of AB InBev in For For Management
Ireland, Northern Ireland andScotland
Including the Rights of the Target
Company to Tennent's Brands
- --------------------------------------------------------------------------------
C&C GROUP PLC
Ticker: GCC Security ID: G1826G107
Meeting Date: JUN 17, 2010 Meeting Type: Special
Record Date: JUN 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Disposal of C&C Spirits For For Management
- --------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LTD.
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 6, 2010 Meeting Type: Annual/Special
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Gary A. Filmon For For Management
1.4 Elect Director Gordon D. Giffin For For Management
1.5 Elect Director Steve W. Laut For For Management
1.6 Elect Director Keith A.J. MacPhail For For Management
1.7 Elect Director Allan P. Markin For For Management
1.8 Elect Director Frank J. McKenna For For Management
1.9 Elect Director James S. Palmer For For Management
1.10 Elect Director Eldon R. Smith For For Management
1.11 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Stock Split For For Management
4 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
CARNIVAL PLC
Ticker: CCL Security ID: G19081101
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: APR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Micky Arison as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
2 Elect Sir Jonathon Band as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
3 Re-elect Robert Dickinson as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
4 Re-elect Arnold Donald as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
5 Re-elect Pier Foschi as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
6 Re-elect Howard Frank as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
7 Re-elect Richard Glasier as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
8 Re-elect Modesto Maidique as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
9 Re-elect Sir John Parker as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
10 Re-elect Peter Ratcliffe as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
11 Re-elect Stuart Subotnick as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
12 Re-elect Laura Weil as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
13 Re-elect Randall Weisenburger as For For Management
Director of Carnival Corporation and as
a Director of Carnival plc
14 Re-elect Uzi Zucker as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of Carnival plc; Ratify the
Selection of PricewaterhouseCoopers LLP
as Registered Certified Public
Accounting Firm of Carnival Corporation
16 Authorise the Audit Committee of For For Management
Carnival plc to Fix Remuneration of
Auditors
17 Accept Financial Statements and For For Management
Statutory Reports
18 Approve Remuneration Report For For Management
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 To Consider a shareholder proposal Re: Against For Shareholder
Stock Retention/Holding Period
- --------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 1 Security ID: Y13213106
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Tzar Kuoi, Victor as Director For For Management
3b Elect Ip Tak Chuen, Edmond as Director For For Management
3c Elect Chiu Kwok Hung, Justin as For For Management
Director
3d Elect Chow Kun Chee, Roland as For For Management
Director
3e Elect Yeh Yuan Chang, Anthony as For For Management
Director
3f Elect Chow Nin Mow, Albert as Director For For Management
3g Elect Wong Yick-ming, Rosanna as For For Management
Director
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P3063Y106
Meeting Date: DEC 14, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Cielo SA; Amend For For Management
and Consolidate Company Bylaws
Accordingly
2 Elect Fiscal Council Members and Their For For Management
Alternates for The Fiscal Year Ended on
Dec 31, 2009
- --------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: APR 30, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Directors For For Management
4 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
5 Authorize Capitalization of Reserves For For Management
without Issuing New Shares
6 Amend Articles to Reflect Changes in For For Management
Capital
7 Amend the Term of Board Members For Against Management
8 Amend the Term of Executive Officers For For Management
9 Amend Article 13 to Reflect Change in For Against Management
the Term of Board Members
10 Amend Article 18 to Reflect Change in For For Management
the Term of Executive Officers
- --------------------------------------------------------------------------------
COMPAGNIE INDUSTRIELLE ET FINANCIERE D INGENIERIE INGENICO
Ticker: ING Security ID: F51723116
Meeting Date: MAY 11, 2010 Meeting Type: Annual/Special
Record Date: MAY 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3 Accept Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 300,000
5 Reelect Philippe Lazare as Director For Against Management
6 Reelect Allan Green as Director For Against Management
7 Appoint KPMG Audit IS SAS as Auditor For For Management
and KPMG Audit ID SAS as Alternate
Auditor
8 Renew Appointment of C.G.E.C. as For For Management
Auditor and Daniel Boulay as Alternate
Auditor
9 Approve Transaction with Philippe For Against Management
Lazare Re: Sevarance Payments
10 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
11 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Million
14 Approve Issuance of Shares up to 20 For Against Management
Percent of Issued Capital Per Year, up
to Aggregate Nominal Amount of EUR 15
Million
15 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights Under Item 14
16 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 12, 13, and 14
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
18 Authorize Capital Increase of Up to 10 For For Management
Percent of Issued Share Capital for
Future Exchange Offers
19 Approve Employee Stock Purchase Plan For For Management
20 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
21 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
22 Authorize Capitalization of Reserves of For For Management
Up to EUR 10 Million for Bonus Issue or
Increase in Par Value
23 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
24 Allow Board to Use All Capital For Against Management
Authorizations in the Event of a
Public Tender Offer or Share Exchange
Offer
25 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer or Share Exchange
26 Amend Article 11 of Bylaws Re: Loyalty For For Management
Dividend
27 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report For Against Management
1.3 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2 per Share
4 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
5.1.1 Reelect Noreen Doyle as Director For For Management
5.1.2 Reelect Aziz Syriani as Director For Against Management
5.1.3 Reelect David Syz as Director For For Management
5.1.4 Reelect Peter Weibel as Director For For Management
5.1.5 Elect Jassim Al Thani as Director For For Management
5.1.6 Elect Robert Benmosche as Director For For Management
5.2 Ratify KPMG AG as Auditors For For Management
5.3 Ratify BDO Visura as Special Auditors For For Management
- --------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2009
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
4 Approve Remuneration System for For For Management
Management Board Members
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2010
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8 Elect Paul Achleitner to the For For Management
Supervisory Board
9 Amend Articles Re: New German For For Management
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
10 Amend Articles Re: Board-Related For For Management
11 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 10 Billion; Approve Creation of
EUR 500 Million Pool of Capital to
Guarantee Conversion Rights
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 30, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.14 Per For For Management
Ordinary Share
3a Approve Directors' Fees of SGD 1.6 For For Management
Million for 2009 (2008: SGD 1.5
Million)
3b Approve Special Remuneration of SGD 4.5 For For Management
Million for Koh Boon Hwee for 2009
(2008: 2 Million)
4 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Reelect Ang Kong Hua as Director For For Management
5b Reelect John Alan Ross as Director For For Management
5c Reelect Kwa Chong Seng as Director For For Management
6a Reelect Ambat Ravi Shankar Menon as For For Management
Director
6b Reelect Piyush Gupta as Director For For Management
6c Reelect Peter Seah Lim Huat as Director For For Management
7 Reelect Andrew Robert Fowell Buxton as For For Management
Director
8a Approve Issuance of Shares and/or Grant For For Management
Awards Pursuant to the DBSH Share
Option Plan and/or the DBSH Share Plan
8b Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8c Approve Issuance of Shares Pursuant to For For Management
the DBSH Scrip Dividend Scheme
- --------------------------------------------------------------------------------
DENSO CORP.
Ticker: 6902 Security ID: J12075107
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Kouichi Fukaya For For Management
2.2 Elect Director Nobuaki Katou For For Management
2.3 Elect Director Hiromi Tokuda For For Management
2.4 Elect Director Kouji Kobayashi For For Management
2.5 Elect Director Kazuo Hironaka For For Management
2.6 Elect Director Soujirou Tsuchiya For For Management
2.7 Elect Director Hikaru Sugi For For Management
2.8 Elect Director Shinji Shirasaki For For Management
2.9 Elect Director Mitsuhiko Masegi For For Management
2.10 Elect Director Masahiko Miyaki For For Management
2.11 Elect Director Akio Shikamura For For Management
2.12 Elect Director Haruya Maruyama For For Management
2.13 Elect Director Shouichirou Toyoda For For Management
3 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
4 Approve Special Payments in Connection For Against Management
with Abolition of Retirement Bonus
System
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBKG Security ID: D18190898
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2010
6 Authorize Repurchase of Up to Five For For Management
Percent of Issued Share Capital for
Trading Purposes
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Remuneration System for For Against Management
Management Board Members
10 Amend Articles Re: Participation in, For For Management
Electronic Voting, and Exercise of
Voting Rights at General Meeting due to
New German Legislation (Law on
Transposition of EU Shareholder's
Rights Directive)
11 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 9
Billion; Approve Creation of EUR 230.4
Million Pool of Capital to Guarantee
Conversion Rights
12 Amend Affiliation Agreements with For For Management
Subsidiaries
13 Approve Affiliation Agreements with For For Management
Subsidiaries DB Beteiligungs-Holding
GmbH and DB Finanz-Holding GmbH
- --------------------------------------------------------------------------------
DTS CORP.
Ticker: 9682 Security ID: J11907102
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Minoru Takeuchi For For Management
2.2 Elect Director Haruki Nakamura For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
- --------------------------------------------------------------------------------
EASYJET PLC
Ticker: EZJ Security ID: G2915P107
Meeting Date: FEB 18, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Keith Hamill as Director For For Management
4 Elect Sir Michael Rake as Director For For Management
5 Elect Bob Rothenberg as Director For For Management
6 Re-elect Sir David Michels as Director For For Management
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise the Board to Fix
Their Remuneration
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 10,648,370
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,324,185
10 Authorise 42,593,481 Ordinary Shares For For Management
for Market Purchase
11 Approve that a General Meeting Other For For Management
than an Annual General Meeting May be
Called on Not Less than 14 Clear Days'
Notice
12 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
EXPERIAN PLC
Ticker: EXPN Security ID: G32655105
Meeting Date: JUL 15, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Chris Callero as Director For For Management
4 Re-elect John Peace as Director For For Management
5 Re-elect Laurence Danon as Director For For Management
6 Re-elect Sir Alan Rudge as Director For For Management
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights Under a General
Authority up to USD 34,182,528 and an
Additional Amount Pursuant to a Rights
Issue of up to USD 68,365,057 After
Deducting Any Securities Issued Under
the General Authority
10 Subject to the Passing of Resolution 9, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 5,127,379
11 Authorise 102,547,586 Ordinary Shares For For Management
for Market Purchase
- --------------------------------------------------------------------------------
F&C ASSET MANAGEMENT PLC
Ticker: FCAM Security ID: G3336H104
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: APR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Kieran Poynter as Director For For Management
4 Re-elect Keith Bedell-Pearce as For For Management
Director
5 Re-elect Nick MacAndrew as Director For For Management
6 Re-elect David Logan as Director For For Management
7 Approve Remuneration Report For For Management
8 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase For For Management
12 Amend Articles of Association For For Management
13 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
- --------------------------------------------------------------------------------
F&C ASSET MANAGEMENT PLC
Ticker: FCAM Security ID: G3336H104
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JUN 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Thames River For For Management
Capital Holdings Limited
2 Authorise Issue of Equity with For For Management
Pre-emptive Rights (Acquisition
Agreement)
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights (Commutation
Agreements)
4 Approve the Management Share Plans and For For Management
the Amendments to the F&C Share Plans
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights (Management Share
Plans)
- --------------------------------------------------------------------------------
FOSTER'S GROUP LTD.
Ticker: FGL Security ID: Q3944W187
Meeting Date: OCT 21, 2009 Meeting Type: Annual
Record Date: OCT 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Max G Ould as a Director For For Management
2 Approve the Foster's Employee Share For For Management
Grant Plan
3 Approve the Issuance of 343,000 Shares For For Management
Based on a Share Price of A$5.25 Each
to Ian Johnston Under the Long Term
Incentive Plan in Respect of the
2008/09 Financial Year
4 Approve the Issuance of 515,400 Shares For For Management
Based on a Share Price of A$5.24 Each
to Ian Johnston Under the Long Term
Incentive Plan in Respect of the
2009/10 Financial Year
5 Approve Remuneration Report for the For For Management
Financial Year Ended June 30, 2009
- --------------------------------------------------------------------------------
FRANCE TELECOM
Ticker: FTE Security ID: F4113C103
Meeting Date: JUN 9, 2010 Meeting Type: Annual/Special
Record Date: JUN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 1.40 per Share
4 Approve Transaction with French State For For Management
Re: Partial Dividend Payment in Shares
5 Approve Transaction with Claudie For For Management
Haignere, Bernard Dufau, Didier
Lombard, Henri Martre, and Jean Simonin
Re: Partial Dividend Payment in Shares
6 Amend Terms of Transaction with Novalis For For Management
Re: Corporate Officers Health Insurance
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Elect Stephane Richard as Director For For Management
9 Elect Marc Maouche as Representative of For Against Management
Employee Shareholders to the Board
10 Elect Jean Pierre Borderieux as For Against Management
Representative of Employee Shareholders
to the Board
11 Authorize Capital Increase of up to EUR For For Management
70 Million to Holders of Orange SA
Stock Options or Shares in Connection
with France Telecom Liquidity Agreement
12 Authorize up to EUR 1 Million for For For Management
Issuance of Free Option-Based Liquidity
Instruments Reserved for Holders of
Orange SA Stock Options Benefitting
from a Liquidity Agreement
13 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Approve Employee Stock Purchase Plan For For Management
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
GREENCORE GROUP PLC
Ticker: GCG Security ID: G40866124
Meeting Date: FEB 11, 2010 Meeting Type: Annual
Record Date: FEB 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividends For For Management
3a Reelect John Herlihy as Director For For Management
3b Reelect Tony Hynes as Director For For Management
3c Reelect Pat McCann as Director For For Management
3d Reelect Ned Sullivan as Director For For Management
3e Reelect Diane Walker as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
8 Approve the Convening of an EGM on 14 For For Management
Days Notice under the Article of
Association (Transposition of EU
Shareholder Rights Directive)
9 Amend Articles of Association Re: For For Management
Appointment of Proxies and Corporate
Representatives (Transposition of EU
Shareholder Rights Directive)
10 Approve Scrip Dividend Program For For Management
- --------------------------------------------------------------------------------
GREENCORE GROUP PLC
Ticker: GCG Security ID: G40866124
Meeting Date: MAR 9, 2010 Meeting Type: Special
Record Date: MAR 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Greencore Malt For For Management
- --------------------------------------------------------------------------------
GRUPO TELEVISA S.A.
Ticker: TV Security ID: 40049J206
Meeting Date: DEC 10, 2009 Meeting Type: Special
Record Date: NOV 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
GRUPO TELEVISA S.A.
Ticker: TV Security ID: 40049J206
Meeting Date: APR 30, 2010 Meeting Type: Special
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors for Class L For Against Management
Shareholders
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
HALFORDS GROUP PLC
Ticker: HFD Security ID: G4280E105
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUL 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of 10.9 Pence For For Management
Per Ordinary Share
3 Approve Remuneration Report For For Management
4 Re-elect Bill Ronald as Director For For Management
5 Re-elect Nick Wharton as Director For For Management
6 Re-elect Paul McClenaghan as Director For For Management
7 Elect Dennis Millard as Director For For Management
8 Elect David Wild as Director For For Management
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Appoint KPMG LLP as Auditors of the For For Management
Company
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 699,453
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 104,918
13 Authorise 20,983,577 Ordinary Shares For For Management
for Market Purchase
14 Auth. Company and its Subsidiaries to For For Management
Make EU Political Donations to
Political Parties or Independent
Election Candidates up to GBP 0.05M,to
Political Org. Other Than Political
Parties up to GBP 0.05M and Incur EU
Political Expenditure up to GBP 0.05M
- --------------------------------------------------------------------------------
HOME RETAIL GROUP PLC
Ticker: HOME Security ID: G4581D103
Meeting Date: JUL 1, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend of 10 Pence Per For For Management
Ordinary Share
4 Re-elect Oliver Stocken as Director For For Management
5 Re-elect Richard Ashton as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Company and its Subsidiaries For For Management
to Make EU Political Donations to
Political Parties and/or Independent
Election Candidates, to Political
Organisations Other than Political
Parties and to Incur EU Political
Expenditure up to GBP 50,000
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 29,248,166 and an
Additional Amount Pursuant to a Rights
Issue of up to GBP 29,248,166
10 Subject to the Passing of Resolution 9, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 4,387,225
11 Authorise 87,000,000 Ordinary Shares For For Management
for Market Purchase
12 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
13 Amend Home Retail Group plc Performance For For Management
Share Plan
- --------------------------------------------------------------------------------
HOME RETAIL GROUP PLC
Ticker: HOME Security ID: G4581D103
Meeting Date: JUN 30, 2010 Meeting Type: Annual
Record Date: JUN 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Mike Darcey as Director For For Management
5 Re-elect Penny Hughes as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase For For Management
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Amend Performance Share Plan For For Management
14 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
HOSIDEN CORP
Ticker: 6804 Security ID: J22470108
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2 Appoint Statutory Auditor Saburo Kikyo For For Management
3.1 Appoint Alternate Statutory Auditor For For Management
3.2 Appoint Alternate Statutory Auditor For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAY 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect Rona Fairhead as Director For For Management
3b Re-elect Michael Geoghegan as Director For For Management
3c Re-elect Stephen Green as Director For For Management
3d Re-elect Gwyn Morgan as Director For For Management
3e Re-elect Nagavara Murthy as Director For For Management
3f Re-elect Simon Robertson as Director For For Management
3g Re-elect John Thornton as Director For For Management
3h Re-elect Sir Brian Williamson as For For Management
Director
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Amend Articles of Association For For Management
8 Approve UK Share Incentive Plan For For Management
9 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
- --------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORP.
Ticker: 4739 Security ID: J25022104
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2.1 Elect Director Youichi Okuda For For Management
2.2 Elect Director Tooru Nakano For For Management
2.3 Elect Director Shigeki Nishiyama For For Management
2.4 Elect Director Kyouji Ohnishi For For Management
2.5 Elect Director Yoshinori Warashina For For Management
2.6 Elect Director Yasuo Kanematsu For For Management
2.7 Elect Director Shinichirou Sakuraba For For Management
2.8 Elect Director Masaaki Matsuzawa For For Management
2.9 Elect Director Akira Saitou For For Management
2.10 Elect Director Takatoshi Matsumoto For For Management
2.11 Elect Director Takahiro Susaki For For Management
2.12 Elect Director Tomohito Arai For For Management
3 Appoint Statutory Auditor Masahiko Ena For Against Management
- --------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: J27869106
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3000
2.1 Elect Director Youji Wakui For For Management
2.2 Elect Director Hiroshi Kimura For For Management
2.3 Elect Director Munetaka Takeda For For Management
2.4 Elect Director Masaaki Sumikawa For For Management
2.5 Elect Director Mitsuomi Koizumi For For Management
2.6 Elect Director Masakazu Shimizu For For Management
2.7 Elect Director Noriaki Ohkubo For For Management
2.8 Elect Director Mutsuo Iwai For For Management
2.9 Elect Director Yasushi Shingai For For Management
- --------------------------------------------------------------------------------
LG DISPLAY CO.
Ticker: 34220 Security ID: 50186V102
Meeting Date: MAR 12, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 500 per Share
2 Amend Articles of Incorporation For For Management
3a Elect Director Young Soo Kwon For For Management
3b Elect Director Do Hyun Jung For For Management
3c Elect Director Tae Sik Ahn For For Management
4 Elect Ahn Tae-Sik as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
LONMIN PLC
Ticker: LMI Security ID: G56350112
Meeting Date: JAN 28, 2010 Meeting Type: Annual
Record Date: JAN 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
4 Re-elect Ian Farmer as Director For For Management
5 Re-elect Alan Ferguson as Director For For Management
6 Re-elect David Munro as Director For For Management
7 Re-elect Roger Phillimore as Director For For Management
8 Re-elect Jim Sutcliffe as Director For For Management
9 Elect Jonathan Leslie as Director For For Management
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of USD 64,298,000 and an
Additional Amount Pursuant to a Rights
Issue of up to USD 64,298,000
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 9,654,000
12 Authorise 19,308,000 Ordinary Shares For For Management
for Market Purchase
13 Approve that a General Meeting Other For For Management
than an AGM May be Called on Not Less
Than 14 Clear Days' Notice
14 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
LONZA GROUP LTD.
Ticker: LONN Security ID: H50524133
Meeting Date: MAR 31, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration Report For For Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 1.75 per Share
5 Approve Discharge of Board and Senior For For Management
Management
6 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities, Group
Auditors, Contributions in Kind
7.1 Reelect Julia Higgins as Director For For Management
7.2 Reelect Patrick Aebischer as Director For For Management
7.3 Reelect Gerhard Mayr as Director For For Management
7.4 Reelect Rolf Soiron as Director For For Management
7.5 Reelect Richard Sykes as Director For For Management
7.6 Reelect Peter Wilden as Director For For Management
8 Ratify KPMG AG as Auditors For For Management
- --------------------------------------------------------------------------------
LOOMIS AB
Ticker: LOOM B Security ID: W5650X104
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8a Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report
8b Receive Information About Application None None Management
of Remuneration Guidelines
8c Receive Boards Proposal for None None Management
Appropriation of Profit
9a Approve Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income and For For Management
Dividends of SEK 2.65 per Share
9c Set May 4, 2010 as Record Date for For For Management
Dividend
9d Approve Discharge of Board and For For Management
President
10 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 1.45
Million; Approve Remuneration for
Committee Work; Approve Remuneration of
Auditors
12 Reelect Lars Blecko, Alf Goransson For For Management
(Chair), Jan Svensson, Ulrik Svensson,
and Marie Ehrling as Directors; Elect
Signhild Hansen as New Director; Ratify
PricewaterhouseCoopers AB as Auditors
13 Elect Gustaf Douglas, Marianne Nilsson, For For Management
Per-Erik Mohlin, Mikael Ekdahl, and
Lars Rosen as Members of Nominating
Committee
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15.1 Approve Performance Share Plan; For For Management
Authorize Repurchase and Reissuance of
up to 280,000 Class B Shares in
Connection with Performance Share Plan
15.2 Approve Performance Share Plan; Approve For Against Management
Swap Agreement with Third Party as
Alternative to Item 15.1
16 Close Meeting None None Management
- --------------------------------------------------------------------------------
MTU AERO ENGINES HOLDING AG
Ticker: MTX Security ID: D5565H104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.93 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2010
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Amend Articles Re: Convocation of, For For Management
Registration for, Voting Rights
Representation at, and Participation in
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
8 Approve Creation of EUR 5.2 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Creation of EUR 20.8 Million For For Management
Pool of Authorized Capital II without
Preemptive Rights
10 Approve Reduction of Conditional For For Management
Capital to EUR 3.6 Million
11 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 500
Million; Approve Creation of EUR 22.4
Million Pool of Capital to Guarantee
Conversion Rights
12 Approve Remuneration System for For For Management
Management Board Members
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MURATA MANUFACTURING CO. LTD.
Ticker: 6981 Security ID: J46840104
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Yoshitaka Fujita For For Management
2.2 Elect Director Hiroaki Yoshihara For For Management
3 Appoint Statutory Auditor Masakazu For For Management
Toyoda
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NEOPOST SA
Ticker: NEONV Security ID: F65196119
Meeting Date: JUL 7, 2009 Meeting Type: Annual/Special
Record Date: JUL 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.65 per Share
3 Approve Stock Dividend Program (Cash or For For Management
Shares)
4 Accept Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
6 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 320,000
7 Elect Vincent Mercier as Director For For Management
8 Reelect Henk Bodt as Director For For Management
9 Reelect Eric Licoys as Director For For Management
10 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 10 Million
12 Authorize Issuance of Shares without For For Management
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4.6 Million, with
the Possibility Not to Offer them to
the Public
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4.6 Million, with
the Possibility Not to Offer them to
the Public
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capitalization of Reserves of For For Management
Up to EUR 30 Million for Bonus Issue or
Increase in Par Value
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Capital Increase of Up to EUR For For Management
4.6 Million for Future Exchange Offers
18 Approve Employee Stock Purchase Plan For For Management
19 Approve Employee Stock Purchase Plan For For Management
for International Employees
20 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
21 Authorize up to 3 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
22 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
23 Approve Issuance of Securities For For Management
Convertible into Debt
24 Authorize Filing of Required For For Management
Documents/Other Formalities
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NEWALTA CORP
Ticker: NAL Security ID: 65020P103
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Alan P. Cadotte For For Management
2.2 Elect Director Robert M. MacDonald For For Management
2.3 Elect Director R. Vance Milligan For For Management
2.4 Elect Director R.H. Dick Pinder For For Management
2.5 Elect Director Gordon Pridham For For Management
2.6 Elect Director Susan L. Riddell Rose For For Management
2.7 Elect Director Tom Ryley For For Management
2.8 Elect Director Barry D. Stewart For For Management
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: J59009159
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Junichi Ujiie For For Management
1.2 Elect Director Kenichi Watanabe For For Management
1.3 Elect Director Takumi Shibata For For Management
1.4 Elect Director Masanori Itatani For For Management
1.5 Elect Director Masanori Nishimatsu For For Management
1.6 Elect Director Haruo Tsuji For For Management
1.7 Elect Director Hajime Sawabe For For Management
1.8 Elect Director Tsuguoki Fujinuma For Against Management
1.9 Elect Director Hideaki Kubori For For Management
1.10 Elect Director Masahiro Sakane For For Management
1.11 Elect Director Colin Marshall For For Management
1.12 Elect Director Clara Furse For For Management
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NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports, Including
Remuneration Report
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.10 per Share
4.1 Amend Articles Re: Compliance with For For Management
Swiss Federal Act on Intermediated
Securites
4.2 Amend Articles Re: Introduction of a For For Management
Consultative Resolution on the
Remuneration System
5.1 Reelect Marjorie M.T. Yang as Director For For Management
5.2 Reelect Daniel Vasella as Director For For Management
5.3 Reelect Hans-Joerg Rudloff as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
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NSK LTD.
Ticker: 6471 Security ID: J55505101
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan For For Management
2.1 Elect Director Seiichi Asaka For For Management
2.2 Elect Director Norio Ohtsuka For For Management
2.3 Elect Director Michio Hara For For Management
2.4 Elect Director Kazuo Matsuda For For Management
2.5 Elect Director Yukio Takebe For For Management
2.6 Elect Director Tsutomu Komori For For Management
2.7 Elect Director Yoshio Shoda For For Management
2.8 Elect Director Masami Tazawa For For Management
2.9 Elect Director Toyohiko Sanari For Against Management
2.10 Elect Director Michio Ueno For Against Management
2.11 Elect Director Yoshikazu Sashida For Against Management
2.12 Elect Director Toshitaka Hagiwara For Against Management
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OSAKA SECURITIES EXCHANGE CO. LTD.
Ticker: 8697 Security ID: J6254G104
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5500
2.1 Elect Director Michio Yoneda For For Management
2.2 Elect Director Motoharu Fujikura For For Management
2.3 Elect Director Manabu Matsumoto For For Management
2.4 Elect Director Koutarou Yamazawa For For Management
2.5 Elect Director Yoshinori Karino For For Management
2.6 Elect Director Tsutomu Okuda For For Management
2.7 Elect Director Yusuke Kawamura For For Management
2.8 Elect Director Yuuko Kawamoto For For Management
2.9 Elect Director Taichi Sakaiya For For Management
2.10 Elect Director Shigeo Sasaki For For Management
2.11 Elect Director Shigeru Morimoto For For Management
3 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
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POSCO (FORMERLY POHANG IRON & STEEL)
Ticker: 5490 Security ID: 693483109
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date: DEC 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Annual Dividend of KRW 8,000 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Park Han-Yong as Inside Director For For Management
3.2 Elect Oh Chang-Kwan as Inside Director For For Management
3.3 Elect Kim Jin-Il as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
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PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: JUN 1, 2010 Meeting Type: Annual/Special
Record Date: MAY 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Approve Transaction with a Related For For Management
Party Re: Guarantee Agreement
7 Approve Transaction with a Related For For Management
Party Re: Guarantee Agreement
8 Approve Transaction with a Related For For Management
Party Re: Assistance Agreement
9 Approve Transaction with a Related For For Management
Party Re: Assistance Agreement
10 Approve Transaction with BNP Paribas For For Management
Re: Credit Agreement
11 Approve Transaction with Societe For For Management
Generale Re: Credit Agreement
12 Approve Transaction with BNP Paribas For For Management
Re: Services Agreement
13 Reelect Sophie Dulac as Supervisory For Against Management
Board Member
14 Reelect Helene Ploix as Supervisory For Against Management
Board Member
15 Reelect Michel Cicurel as Supervisory For Against Management
Board Member
16 Reelect Amaury de Seze as Supervisory For Against Management
Board Member
17 Reelect Gerard Worms as Supervisory For Against Management
Board Member
18 Elect Marie-Claude Mayer as Supervisory For Against Management
Board Member
19 Elect Marie-Josee Kravis as Supervisory For Against Management
Board Member
20 Elect Veronique Morali as Supervisory For Against Management
Board Member
21 Elect Gilles Rainaut as Alternate For For Management
Auditor
22 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
23 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
24 Authorize up to 6 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
25 Approve Employee Stock Purchase Plan For For Management
26 Approve Employee Indirect Stock For For Management
Purchase Plan for International
Employees
27 Allow Management Board to Use All For Against Management
Outstanding Capital Authorizations in
the Event of a Public Tender Offer or
Share Exchange Offer
28 Authorize Filing of Required For For Management
Documents/Other Formalities
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REED ELSEVIER NV
Ticker: REN Security ID: N73430113
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discussion on Company's Corporate None None Management
Governance Structure
4 Approve Financial Statements and For For Management
Statutory Reports
5a Approve Discharge of Management Board For For Management
5b Approve Discharge of Supervisory Board For For Management
6 Approve Dividends of EUR 0.40 Per Share For For Management
7 Ratify Deloitte Accountants B.V. as For For Management
Auditors
8a Reelect R. Polet to Supervisory Board For For Management
8b Reelect A. Habgood to Supervisory Board For For Management
8c Reelect B. van der Veer to Supervisory For For Management
Board
9a Reelect E. Engstrom to Executive Board For For Management
9b Reelect M. Armour to Executive Board For For Management
10a Approve Remuneration Report Containing For For Management
Remuneration Policy for Management
Board Members
10b Approve Long-Term Variable Plan: Growth For For Management
Plan
10c Approve Long-Term Variable Plan: Bonus For For Management
Investment Plan 2010
11 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
12a Grant Board Authority to Issue Shares For For Management
up To 10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger
12b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item12a
13 Allow Questions None None Management
14 Close Meeting None None Management
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RHOEN-KLINIKUM AG
Ticker: RHK Security ID: D6530N119
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2010
7 Authorize Share Repurchase Program and For Against Management
Reissuance or Cancellation of
Repurchased Shares
8.1 Elect Eugen Muench to the Supervisory For Against Management
Board
8.2 Elect Gerhard Ehninger to the For For Management
Supervisory Board
8.3 Elect Caspar von Hauenschild to the For For Management
Supervisory Board
8.4 Elect Detlef Klimpe to the Supervisory For For Management
Board
8.5 Elect Karl Lauterbach to the For For Management
Supervisory Board
8.6 Elect Michael Mendel to the Supervisory For For Management
Board
8.7 Elect Brigitte Mohn to the Supervisory For For Management
Board
8.8 Elect Wolfgang Muendel to the For For Management
Supervisory Board
8.9 Elect Jens-Peter Neumann to the For For Management
Supervisory Board
8.10 Elect Ruediger Merz to the Supervisory For For Management
Board
9 Amend Articles Re: Registration for the For For Management
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
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RICOH CO. LTD.
Ticker: 7752 Security ID: J64683105
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16.5
2.1 Elect Director Masamitsu Sakurai For For Management
2.2 Elect Director Shiro Kondo For For Management
2.3 Elect Director Takashi Nakamura For For Management
2.4 Elect Director Kazunori Azuma For For Management
2.5 Elect Director Zenji Miura For For Management
2.6 Elect Director Hiroshi Kobayashi For For Management
2.7 Elect Director Shiro Sasaki For For Management
2.8 Elect Director Yoshimasa Matsuura For For Management
2.9 Elect Director Nobuo Inaba For For Management
2.10 Elect Director Eiji Hosoya For For Management
2.11 Elect Director Mochio Umeda For For Management
3.1 Appoint Statutory Auditor Shigekazu For For Management
Iijima
3.2 Appoint Statutory Auditor Tsukasa For For Management
Yunoki
4 Appoint Alternate Statutory Auditor For For Management
Kiyohisa Horie
5 Approve Annual Bonus Payment to For For Management
Directors
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ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAY 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Charles Holliday as Director For For Management
4 Re-elect Josef Ackermann as Director For For Management
5 Re-elect Malcolm Brinded as Director For For Management
6 Re-elect Simon Henry as Director For For Management
7 Re-elect Lord Kerr of Kinlochard as For For Management
Director
8 Re-elect Wim Kok as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Christine Morin-Postel as For For Management
Director
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Jeroen van der Veer as For For Management
Director
13 Re-elect Peter Voser as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Approve Scrip Dividend Scheme For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
22 Adopt New Articles of Association For For Management
23 Direct the Audit Committee or a Risk Against Against Shareholder
Committee of the Board to Commission
and Review a Report on Investment Risks
Associated with Future Canadian Oil
Sands Projects
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RWE AG
Ticker: RWE Security ID: D6629K109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2010
7 Ratify PricewaterhouseCoopers AG for For For Management
the Inspection of the 2010 Mid-Year
Report
8a Elect Dieter Zetsche to the Supervisory For For Management
Board
8b Elect Frithjof Kuehn to the Supervisory For For Management
Board
8c Elect Wolfgang Schuessel to the For For Management
Supervisory Board
9a Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9b Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10a Amend Corporate Purpose For For Management
10b Amend Articles Re: Board-Related For For Management
10c Amend Articles Re: Convocation of, For For Management
Participation in, Audio/Video
Transmission of, Electronic Voting, and
Exercise of Voting Rights at General
Meeting due to New German Legislation
(Law on Transposition of EU
Shareholder's Rights Directive)
11 Approve Affiliation Agreements with For For Management
Subsidiary RWE Supply & Trading GmbH
- --------------------------------------------------------------------------------
SEIKAGAKU CORP.
Ticker: 4548 Security ID: J75584102
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2.1 Elect Director Ken Mizutani For For Management
2.2 Elect Director Toshinori Yagura For For Management
2.3 Elect Director Shinji Usuda For For Management
2.4 Elect Director Eiji Katayama For For Management
2.5 Elect Director Hideki Kawamura For For Management
2.6 Elect Director Kazuaki Onishi For For Management
2.7 Elect Director Yasushi Fukumoto For For Management
2.8 Elect Director Shinichi Ishikawa For For Management
3 Appoint Statutory Auditor Tokushi For For Management
Mitomi
- --------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO LTD
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: FEB 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 28
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director For For Management
2.13 Elect Director For For Management
2.14 Elect Director For For Management
2.15 Elect Director For For Management
3.1 Appoint Statutory Auditor For For Management
3.2 Appoint Statutory Auditor For For Management
3.3 Appoint Statutory Auditor For For Management
3.4 Appoint Statutory Auditor For For Management
3.5 Appoint Statutory Auditor For For Management
4 Approve Deep Discount Stock Option Plan For For Management
- --------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP CO LTD
Ticker: 2727 Security ID: Y76824104
Meeting Date: NOV 25, 2009 Meeting Type: Special
Record Date: OCT 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Contribution by Siemens Ltd., For For Management
China of RMB 712 Million Into Shanghai
Electric Power Generation Equipment Co.
Ltd. Pursuant to the Capital Increase
Agreement
2 Approve the Procurement of the For For Management
Liability Insurance for the Directors,
Supervisors and Senior Management, and
the Related Transactions
3 Approve Contribution by Shanghai For For Management
Electric (Group) Corp. of JPY 2.7
Billion Into Akiyama International
Corp.
4 Approve Waiver For For Management
5 Approve Relevant Continuing Connected For For Management
Transactions Between the Group and KSB
Aktiengesellschaft, and the Proposed
Annual Caps
6 Approve Relevant Continuing Connected For For Management
Transactions Between the Group and
Bosch Solar Energy AG, and the Proposed
Annual Caps
7 Approve Relevant Continuing Connected For For Management
Transactions Between the Group and
Xantrex Technology Inc., and the
Proposed Annual Caps
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Supervisory Board Report, None None Management
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2008/2009
(Non-Voting)
2 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008/2009
(Non-Voting)
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.60 per Share
4a Approve Discharge of Management Board For For Management
Member Peter Loescher for Fiscal
2008/2009
4b Approve Discharge of Management Board For For Management
Member Wolfgang Dehen for Fiscal
2008/2009
4c Approve Discharge of Management Board For For Management
Member Heinrich Hiesinger for Fiscal
2008/2009
4d Approve Discharge of Management Board For For Management
Member Joe Kaeser for Fiscal 2008/2009
4e Approve Discharge of Management Board For For Management
Member Barbara Kux for Fiscal 2008/2009
4f Approve Discharge of Management Board For For Management
Member Jim Reid-Anderson for Fiscal
2008/2009
4g Approve Discharge of Management Board For For Management
Member Hermann Requardt for Fiscal
2008/2009
4h Approve Discharge of Management Board For For Management
Member Siegfried Russwurm for Fiscal
2008/2009
4i Approve Discharge of Management Board For For Management
Member Peter Solmssen for Fiscal
2008/2009
5a Approve Discharge of Supervisory Board For For Management
Member Gerhard Cromme for Fiscal
2008/2009
5b Approve Discharge of Supervisory Board For For Management
Member Berthold Huber for Fiscal
2008/2009
5c Approve Discharge of Supervisory Board For For Management
Member Ralf Heckmann for Fiscal
2008/2009
5d Approve Discharge of Supervisory Board For For Management
Member Josef Ackermann for Fiscal
2008/2009
5e Approve Discharge of Supervisory Board For For Management
Member Lothar Adler for Fiscal
2008/2009
5f Approve Discharge of Supervisory Board For For Management
Member Jean-Louis Beffa for Fiscal
2008/2009
5g Approve Discharge of Supervisory Board For For Management
Member Gerd von Brandenstein for Fiscal
2008/2009
5h Approve Discharge of Supervisory Board For For Management
Member Michael Diekmann for Fiscal
2008/2009
5i Approve Discharge of Supervisory Board For For Management
Member Hans Michael Gaul for Fiscal
2008/2009
5j Approve Discharge of Supervisory Board For For Management
Member Peter Gruss for Fiscal 2008/2009
5k Approve Discharge of Supervisory Board For For Management
Member Bettina Haller for Fiscal
2008/2009
5l Approve Discharge of Supervisory Board For For Management
Member Hans-Juergen Hartung for Fiscal
2008/2009
5m Approve Discharge of Supervisory Board For For Management
Member Heinz Hawreliuk for Fiscal
2008/2009
5n Approve Discharge of Supervisory Board For For Management
Member Harald Kern for Fiscal 2008/2009
5o Approve Discharge of Supervisory Board For For Management
Member Nicola Leibinger-Kammueller for
Fiscal 2008/2009
5p Approve Discharge of Supervisory Board For For Management
Member Werner Moenius for Fiscal
2008/2009
5q Approve Discharge of Supervisory Board For For Management
Member Hakan Samuelsson for Fiscal
2008/2009
5r Approve Discharge of Supervisory Board For For Management
Member Dieter Scheitor for Fiscal
2008/2009
5s Approve Discharge of Supervisory Board For For Management
Member Rainer Sieg for Fiscal 2008/2009
5t Approve Discharge of Supervisory Board For For Management
Member Birgit Steinborn for Fiscal
2008/2009
5u Approve Discharge of Supervisory Board For For Management
Member Lord Iain Vallance of Tummel for
Fiscal 2008/2009
5v Approve Discharge of Supervisory Board For For Management
Member Sibylle Wankel for Fiscal
2008/2009
6 Approve Remuneration System for For For Management
Management Board Members
7a Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2009/2010
7b Ratify Ernst & Young GmbH as Auditors For For Management
for the Inspection of the Abbreviated
Financial Statements for the First Half
of Fiscal 2009/2010
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
of up to 5 Percent of Issued Share
Capital when Repurchasing Shares
10 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 600
Million Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: Convocation of, For For Management
Participation in, Video and Audio
Transmission of, and Exercise of Voting
Rights at General Meeting; Other
Statutory Changes due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
12a Approve Settlement Agreement Between For For Management
Siemens AG and Karl-Hermann Baumann
Concluded on Dec. 2, 2009
12b Approve Settlement Agreement Between For For Management
Siemens AG and Johannes Feldmayer
Concluded on Dec. 2, 2009
12c Approve Settlement Agreement Between For For Management
Siemens AG and Klaus Kleinfeld
Concluded on Dec. 2, 2009
12d Approve Settlement Agreement Between For For Management
Siemens AG and Edward Krubasik
Concluded on Dec. 2, 2009
12e Approve Settlement Agreement Between For For Management
Siemens AG and Rudi Lamprecht Concluded
on Dec. 2, 2009
12f Approve Settlement Agreement Between For For Management
Siemens AG and Heinrich von Pierer
Concluded on Dec. 2, 2009
12g Approve Settlement Agreement Between For For Management
Siemens AG and Juergen Radomski
Concluded on Dec. 2, 2009
12h Approve Settlement Agreement Between For For Management
Siemens AG and Uriel Sharef Concluded
on Dec. 2, 2009
12i Approve Settlement Agreement Between For For Management
Siemens AG and Klaus Wucherer Concluded
on Dec. 2, 2009
13 Approve Settlement Between Siemens AG For For Management
and Group of D&O Liability and
Indemnification Insurers Concluded on
Dec. 2, 2009
14 Approve Amendments to Remuneration of Against Against Shareholder
Supervisory Board
15 Amend Corporate Purpose Against Against Shareholder
- --------------------------------------------------------------------------------
SOUTHERN CROSS HEALTHCARE GROUP PLC
Ticker: SCHE Security ID: G8291V105
Meeting Date: FEB 16, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Nancy Hollendoner as Director For For Management
3 Re-elect Raymond Miles as Director For For Management
4 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
5 Approve Remuneration Report For Against Management
6 Auth. Company and its Subsidiaries to For For Management
Make EU Political Donations to
Political Parties or Independent
Election Candidates up to GBP 50,000,
to Political Org. Other than Political
Parties up to GBP 50,000 and Incur EU
Political Expenditure up to GBP 50,000
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights Under a General
Authority up to GBP 626,891 and an
Additional Amount Pursuant to a Rights
Issue of up to GBP 1,253,782 After
Deducting Any Securities Issued Under
the General Authority
8 Subject to the Passing of Resolution 7, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 94,033
9 Authorise 18,806,737 Ordinary Shares For For Management
for Market Purchase
10 Approve that a General Meeting Other For For Management
than an Annual General Meeting May be
Called on Not Less than 14 Clear Days'
Notice
11 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R4446E112
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Olaug Svarva as Chair of Meeting For For Management
3 Approve Notice of Meeting and Agenda For For Management
4 Registration of Attending Shareholders None None Management
and Proxies
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 6.00 per
Share
7 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
8 Approve Remuneration of Auditors For For Management
9a Reelect Olaug Svarva as Member of For For Management
Corporate Assembly
9b Reelect Idar Kreutzer as Member of For For Management
Corporate Assembly
9c Reelect Karin Aslaksen as Member of For For Management
Corporate Assembly
9d Reelect Greger Mannsverk as Member For For Management
Corporate Assembly
9e Relect Steinar Olsen as Member of For For Management
Corporate Assembly
9f Reelect Ingvald Strommen as Member of For For Management
Corporate Assembly
9g Reelect Rune Bjerke as Member of For For Management
Corporate Assembly
9h Relect Tore Ulstein as Member of For For Management
Corporate Assembly
9i Elect Live Aker as Member of Corporate For For Management
Assembly
9j Elect Siri Kalvig as Member of For For Management
Corporate Assembly
9k Elect Thor Bolstad as Member of For For Management
Corporate Assembly
9l Elect Barbro Haetta-Jacobsen as Member For For Management
of Corporate Assembly
9m Reelect Arthur Sletteberg as Deputy For For Management
Member of Corporate Assembly
9n Reelect Anne-Margrethe Firing as Deputy For For Management
Member of Corporate Assembly
9o Elect Linda Aase as Deputy Member of For For Management
Corporate Assembly
9p Reelect Shahzad Rana as Deputy Member For For Management
of Corporate Assembly
10 Approve Remuneration of Members and For For Management
Deputy Members of Corporate Assembly in
the Amount of NOK 100,000 for Chair,
NOK 52,500 for Deputy Chair, NOK 37,000
for Members, and NOK 5,250 for Deputy
Members
11a Reelect Olaug Svarva as Chair of For For Management
Nominating Committee
11b Reelect Bjorn Haavik as Member of For For Management
Nominating Committee
11c Reelect Tom Rathke as Member of For For Management
Nominating Committee
11d Elect Live Aker as Member of Nominating For For Management
Committee
12 Approve Remuneration of Nominating For For Management
Committee in the Amount of NOK 10,000
per Meeting for Chair and NOK 7,400 per
Meeting for Other Members
13 Authorize Repurchase and Reissuance of For Against Management
Shares up to a Nominal Value of NOK 20
Million in Connection with Share Saving
Scheme for Employees
14 Authorize Repurchase of Shares up to a For For Management
Nominal Value of NOK 187.5 Million and
Cancellation of Repurchased Shares;
Amend Articles Accordingly
15 Amend Articles Re: Specify Share For For Management
Capital and Number of Shares; Right to
Sign for Company; Number of Members of
Corporate Assembly; Approve Electronic
Distribution of Documents Pertaining to
General Meetings; Other Amendments
16 Withdraw Company From Tar Sands Against Against Shareholder
Activities in Canada
- --------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55 for Ordinary
Shares
2 Amend Articles to Increase Authorized For For Management
Capital - Remove Provisions on Class 4
Preferred Shares to Reflect
Cancellation
3.1 Elect Director Teisuke Kitayama For For Management
3.2 Elect Director Wataru Ohara For For Management
3.3 Elect Director Hideo Shimada For For Management
3.4 Elect Director Junsuke Fujii For For Management
3.5 Elect Director Koichi Miyata For For Management
3.6 Elect Director Yoshinori Yokoyama For For Management
4 Approve Retirement Bonus Payment for For For Management
Director
5 Approve Special Payments in Connection For For Management
with Abolition of Retirement Bonus
System and Approve Deep Discount Stock
Option Plan
- --------------------------------------------------------------------------------
SWISSCOM AG
Ticker: SCMN Security ID: H8398N104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 20 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Amend Articles Re: Share Certificates For For Management
and Conversion of Shares due to New
Swiss Federal Act on Intermediated
Securities
5.1 Reelect Anton Scherrer as Director For For Management
5.2 Reelect Hugo Gerber as Director For For Management
5.3 Reelect Catherine Muehlemann as For For Management
Director
6 Ratify KPMG AG as Auditors For For Management
- --------------------------------------------------------------------------------
SYMRISE AG
Ticker: SY1 Security ID: D827A1108
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2010
6 Elect Thomas Rabe to the Supervisory For For Management
Board
7 Amend Articles Re: New German For For Management
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Approve Creation of EUR 59 Million Pool For Against Management
of Capital without Preemptive Rights
10 Approve Remuneration System for For For Management
Management Board Members
- --------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO. LTD.
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2.1 Elect Director Yasuchika Hasegawa For For Management
2.2 Elect Director Makoto Yamaoka For For Management
2.3 Elect Director Toyoji Yoshida For For Management
2.4 Elect Director Yasuhiko Yamanaka For For Management
2.5 Elect Director Shigenori Ohkawa For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
- --------------------------------------------------------------------------------
TELEPERFORMANCE
Ticker: RCF Security ID: F9120F106
Meeting Date: JUN 2, 2010 Meeting Type: Annual/Special
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Management Board Members and
Auditors
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Transaction with Luxembourg For For Management
Sudsidiary LLC Re: Transfer of NETC
shares
4 Approve Transaction with Michel For For Management
Peschard Re: Remuneration Resulting
from his Employment Contract
5 Approve Treatment of Losses and For For Management
Dividends of EUR 0.33 per Share
6 Ratify Successive Appointments of For Against Management
Jacques Berrebi and of Jean Guez, as
Supervisory Board Members
7 Ratify Appointment of Mario Sciacca as For For Management
Supervisory Board Member
8 Elect Stephen Winningham as Supervisory For For Management
Board Member
9 Elect Robert Paszczak as Supervisory For For Management
Board Member
10 Elect Philippe Ginestie as Supervisory For For Management
Board Member
11 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 129,000
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
15 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 14 Above
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Capitalization of Reserves of For For Management
Up to EUR 150 Million for Bonus Issue
or Increase in Par Value
18 Approve Employee Stock Purchase Plan Against For Management
19 Amend Article 13 of Bylaws Re: For For Management
Shareholding Disclosure Threshold
20 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED.
Ticker: TLS Security ID: Q8975N105
Meeting Date: NOV 4, 2009 Meeting Type: Annual
Record Date: NOV 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Chairman and CEO Presentations None None Management
2 Approve the Remuneration Report for the For For Management
Financial Year Ended June 30, 2009
3 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended June 30, 2009
4a Elect Geoffrey Cousins as a Director For For Management
4b Elect Steve Vamos as a Director For For Management
4c Elect John Stanhope as a Director For For Management
4d Elect John Zeglis as a Director For For Management
4e Elect John Stocker as a Director For For Management
4f Elect Russell Higgins as a Director For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend of NIS 2.50 (USD For For Management
0.642) Per Share
2 Election Of Director: Mr. Abraham E. For For Management
Cohen
3 Election Of Director: Mr. Amir Elstein For For Management
4 Election Of Director: Prof. Roger For For Management
Kornberg
5 Election Of Director: Prof. Moshe Many For For Management
6 Election Of Director: Mr. Dan Propper For For Management
7 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
8 Approve Stock Option Plan For Against Management
9 Approve Compensation of Board Chairman For For Management
10 Approve Compensation of Director For For Management
11 Approve Compensation of Director For For Management
12 Increase Authorized Share Capital For For Management
- --------------------------------------------------------------------------------
TOP REIT INC.
Ticker: 8982 Security ID: J89592109
Meeting Date: JUL 29, 2009 Meeting Type: Special
Record Date: APR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Update Terminology to For For Management
Reflect New Law - Reflect
Digitalization of Unit Certificates -
Amend Permitted Investment Types
2 Amend Articles to Amend Compensation For For Management
for Asset Management Firm
3 Elect Executive Director For For Management
4.1 Elect Alternate Executive Director For For Management
4.2 Elect Alternate Executive Director For For Management
5.1 Elect Supervisory Director For For Management
5.2 Elect Supervisory Director For For Management
- --------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Fujio Cho For For Management
2.2 Elect Director Katsuaki Watanabe For For Management
2.3 Elect Director Kazuo Okamoto For For Management
2.4 Elect Director Akio Toyoda For For Management
2.5 Elect Director Takeshi Uchiyamada For For Management
2.6 Elect Director Yukitoshi Funo For For Management
2.7 Elect Director Atsushi Niimi For For Management
2.8 Elect Director Shinichi Sasaki For For Management
2.9 Elect Director Yoichiro Ichimaru For For Management
2.10 Elect Director Satoshi Ozawa For For Management
2.11 Elect Director Akira Okabe For For Management
2.12 Elect Director Shinzou Kobuki For For Management
2.13 Elect Director Akira Sasaki For For Management
2.14 Elect Director Mamoru Furuhashi For For Management
2.15 Elect Director Iwao Nihashi For For Management
2.16 Elect Director Tadashi Yamashina For For Management
2.17 Elect Director Takahiko Ijichi For For Management
2.18 Elect Director Tetsuo Agata For For Management
2.19 Elect Director Masamoto Maekawa For For Management
2.20 Elect Director Yasumori Ihara For For Management
2.21 Elect Director Takahiro Iwase For For Management
2.22 Elect Director Yoshimasa Ishii For For Management
2.23 Elect Director Takeshi Shirane For For Management
2.24 Elect Director Yoshimi Inaba For For Management
2.25 Elect Director Nampachi Hayashi For For Management
2.26 Elect Director Nobuyori Kodaira For For Management
2.27 Elect Director Mitsuhisa Kato For For Management
3.1 Appoint Statutory Auditor Masaki For For Management
Nakatsugawa
3.2 Appoint Statutory Auditor Yoichi For Against Management
Morishita
3.3 Appoint Statutory Auditor Akishige For Against Management
Okada
4 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Change Location of Registered Office to For For Management
Steinhausen, Switzerland
5 Approve Creation of CHF 2.5 Billion For Against Management
Pool of Capital without Preemptive
Rights
6 Approve Reduction in Share Capita and For For Management
Repayment of $3.11 per Sharel
7 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
8a Elect Steven Newman as Director For For Management
8b Reelect Thomas Carson as Director For For Management
8c Reelect Robert Sprague as Director For For Management
8d Reelect J. Michael Talbert as Director For For Management
8e Reelect John Whitmire as Director For For Management
9 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2010
10 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For Against Management
2 Approve Treatment of Net Loss For For Management
3.1 Approve Discharge of Board and Senior For For Management
Management for Fiscal 2009
3.2 Approve Discharge of Board and Senior For For Management
Management for Fiscal 2008
3.3 Approve Discharge of Board and Senior For Against Management
Management for Fiscal 2007
4 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
5.1a Reelect Kaspar Villiger as Director For For Management
5.1b Reelect Sally Bott as Director For For Management
5.1c Reelect Michel Demare as Director For For Management
5.1d Reelect Rainer-Marc Frey as Director For For Management
5.1e Reelect Bruno Gehrig as Director For For Management
5.1f Reelect Ann Godbehere as Director For For Management
5.1g Reelect Axel Lehmann as Director For For Management
5.1h Reelect Helmut Panke as Director For For Management
5.1i Reelect William Parrett as Director For For Management
5.1j Reelect David Sidwell as Director For For Management
5.2 Elect Wolfgang Mayrhuber as Director For For Management
5.3 Ratify Ernst & Young AG as Auditors For For Management
6 Approve Creation of CHF 38 Million Pool For For Management
of Capital for Issuance of Convertible
Bonds and/or Bonds with Warrants
Attached without Preemptive Rights
- --------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F271
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive For For Management
Directors
4 Approve Discharge of Non-Executive For For Management
Directors
5 Reelect P.G.J.M. Polman to Executive For For Management
Board
6 Elect R.J-M.S. Huet to Executive Board For For Management
7 Reelect L.O. Fresco as Non-Executive For For Management
Director
8 Reelect A.M. Fudge as Non-Executive For For Management
Director
9 Reelect C.E. Golden as Non-Executive For For Management
Director
10 Reelect B.E. Grote as Non-Executive For For Management
Director
11 Reelect H. Nyasulu as Non-Executive For For Management
Director
12 Reelect K.J. Storm as Non-Executive For For Management
Director
13 Reelect M. Treschow as Non-Executive For For Management
Director
14 Reelect J. van der Veer as For For Management
Non-Executive Director
15 Elect P. Walsh as Non-Executive For For Management
Director
16 Elect M. Rifkind as Non-Executive For For Management
Director
17 Approve Management Co-Investment Plan For For Management
18 Amend Performance Criteria of the For For Management
Annual Bonus
19 Amend Performance Criteria of the For For Management
Long-Term Incentive Plan
20 Approve Cancellation of 4 Percent For For Management
Cumulative Preference Shares
21 Authorize Repurchase of 6% Cumulative For For Management
Preference Shares and 7% Cumulative
Preference Shares
22 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
23 Approve Authorization to Cancel For For Management
Ordinary Shares
24 Grant Board Authority to Issue Shares For For Management
Up To10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
25 Ratify PricewaterhouseCoopers as For For Management
Auditors
26 Allow Questions and Close Meeting None None Management
- --------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT
Ticker: VIE Security ID: F9686M107
Meeting Date: MAY 7, 2010 Meeting Type: Annual/Special
Record Date: MAY 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Non-Tax Deductible Expenses For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.21 per Share
5 Approve Stock Dividend Program For For Management
6 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
7 Amend Terms Regarding Related-Party For For Management
Transactions for Executive Corporate
Officers
8 Approve Agreement for Antoine Frerot For Against Management
9 Reelect Daniel Bouton as Director For For Management
10 Reelect Jean Francois Dehecq as For For Management
Director
11 Reelect Paul Louis Girardot as Director For For Management
12 Ratify Appointement of Esther Koplowitz For For Management
as Director
13 Reelect Serge Michel as Director For For Management
14 Reelect Georges Ralli as Director For For Management
15 Elect Groupe Industriel Marcel Dassault For For Management
as Director
16 Elect Antoine Frerot as Director For For Management
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 40 Percent of
the Capital
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
the Capital
20 Approve Issuance of Shares up to 20 For For Management
Percent of Issued Capital Per Year for
a Private Placement
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
22 Authorize Capitalization of Reserves of For For Management
Up to EUR 400 Million for Bonus Issue
or Increase in Par Value
23 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
24 Approve Employee Stock Purchase Plan For For Management
25 Approve Employee Stock Purchase Plan For For Management
for International Employees
26 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plan
27 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
28 Authorize Board to Issue Free Warrants For For Management
with Preemptive Rights During a Public
Tender Offer or Share Exchange
29 Amend Article 17 of Bylaws Re: For For Management
Appointment of Censors
30 Authorize Filing of Required For For Management
Documents/Other Formalities
31 Elect Qatari Diar Real Estate For Against Management
Investment Company as Director
- --------------------------------------------------------------------------------
VITERRA INC
Ticker: VT Security ID: 92849T108
Meeting Date: MAR 10, 2010 Meeting Type: Annual/Special
Record Date: JAN 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas Birks as Director For For Management
1.2 Elect Vic Bruce as Director For For Management
1.3 Elect Thomas Chambers as Director For For Management
1.4 Elect Paul Daniel as Director For For Management
1.5 Elect Bonnie DuPont as Director For For Management
1.6 Elect Perry Gunner as Director For For Management
1.7 Elect Tim Hearn as Director For For Management
1.8 Elect Dallas Howe as Director For For Management
1.9 Elect Kevin Osborn as Director For For Management
1.10 Elect Herb Pinder, Jr. as Director For For Management
1.11 Elect Larry Ruud as Director For For Management
1.12 Elect Mayo Schmidt as Director For For Management
1.13 Elect Max Venning as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Submit a Sustainability Report by Against For Shareholder
September 2010
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 28, 2009 Meeting Type: Annual
Record Date: JUL 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Simon Murray as Director For For Management
12 Elect Stephen Pusey as Director For For Management
13 Re-elect Luc Vandevelde as Director For For Management
14 Re-elect Anthony Watson as Director For For Management
15 Re-elect Philip Yea as Director For For Management
16 Approve Final Dividend of 5.20 Pence For For Management
Per Ordinary Share
17 Approve Remuneration Report For For Management
18 Reappoint Deloitte LLP as Auditors of For For Management
the Company
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,193,532,658
21 Subject to the Passing of Resolution For For Management
20, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 330,323,367
22 Authorise 5,200,000,000 Ordinary Shares For For Management
for Market Purchase
23 Adopt New Articles of Association For For Management
24 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
- --------------------------------------------------------------------------------
WILLIAM HILL PLC
Ticker: WMH Security ID: G9645P117
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAY 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect David Allvey as Director For For Management
4 Re-elect Ralph Topping as Director For For Management
5 Elect Neil Cooper as Director For For Management
6 Reappoint Deloitte LLP as Auditors For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Approve Performance Share Plan For For Management
9 Approve Share Incentive Plan For For Management
10 Authorise EU Political Donations and For For Management
Expenditure
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
- --------------------------------------------------------------------------------
YAMADA DENKI CO.
Ticker: 9831 Security ID: J95534103
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Noboru Yamada For For Management
3.2 Elect Director Tadao Ichimiya For For Management
3.3 Elect Director Hiroyasu Iizuka For For Management
3.4 Elect Director Takao Katou For For Management
3.5 Elect Director Mamoru Moteki For For Management
3.6 Elect Director Ginji Karasawa For For Management
3.7 Elect Director Makoto Igarashi For For Management
3.8 Elect Director Masaaki Kurihara For For Management
3.9 Elect Director Jun Okamoto For For Management
3.10 Elect Director Haruhiko Itakura For For Management
3.11 Elect Director Mitsumasa Kuwano For For Management
3.12 Elect Director Kazumasa Watanabe For For Management
3.13 Elect Director Haruhiko Higuchi For For Management
3.14 Elect Director Tomoaki Nitou For For Management
3.15 Elect Director Tatsuo Kobayashi For For Management
3.16 Elect Director Shinichi Samata For For Management
3.17 Elect Director Akira Fukui For For Management
4 Approve Retirement Bonus Payment for For For Management
Director
=========== LEGG MASON INVESTMENT COUNSEL VARIABLE SOCIAL AWARENESS ============
=========== PORTFOLIO ============
ACCENTURE PLC
Ticker: ACN Security ID: G1150G111
Meeting Date: AUG 5, 2009 Meeting Type: Special
Record Date: JUN 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Bermuda to For For Management
Ireland through Scheme of Arrangement
2 Adjourn Meeting For For Management
1 Approve Reincorporation from Bermuda to For For Management
Ireland through Scheme of Arrangement
2 Adjourn Meeting For For Management
1 Approve the Creation of Distributable For For Management
Reserves for Accenture plc
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 4, 2010 Meeting Type: Annual
Record Date: DEC 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect William L. Kimsey as a Director For For Management
1.2 Reelect Robert I. Lipp as a Director For For Management
1.3 Reelect Wulf von Schimmelmann as a For For Management
Director
2 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
3 Approve 2010 Share Incentive Plan For Against Management
4 Approve 2010 Employee Share Purchase For For Management
Plan
5 Change Location of Annual Meeting For For Management
6 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
7 Authorize Board to Determine Price For For Management
Range for the Issuance of Acquired
Treasury Stock
- --------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2010 Meeting Type: Annual
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Davis, III For For Management
1.2 Elect Director W. Douglas Ford For For Management
1.3 Elect Director Evert Henkes For For Management
1.4 Elect Director Margaret G. McGlynn For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 21, 2010 Meeting Type: Annual
Record Date: NOV 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bruce K. Anderson as a Director For Did Not Vote Management
1.2 Elect Adrian Gardner as a Director For Did Not Vote Management
1.3 Elect Charles E. Foster as a Director For Did Not Vote Management
1.4 Elect James S. Kahan as a Director For Did Not Vote Management
1.5 Elect Zohar Zisapel as a Director For Did Not Vote Management
1.6 Elect Dov Baharav as a Director For Did Not Vote Management
1.7 Elect Julian A. Brodsky as a Director For Did Not Vote Management
1.8 Elect Eli Gelman as a Director For Did Not Vote Management
1.9 Elect Nehemia Lemelbaum as a Director For Did Not Vote Management
1.10 Elect John T. McLennan as a Director For Did Not Vote Management
1.11 Elect Robert A. Minicucci as a Director For Did Not Vote Management
1.12 Elect Simon Olswang as a Director For Did Not Vote Management
1.13 Elect Giora Yaron as a Director For Did Not Vote Management
2 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports
3 Approve Ernst & Young LLP as Auditors For Did Not Vote Management
and Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
AMERICA MOVIL S.A.B. DE C.V.
Ticker: AMXL Security ID: 02364W105
Meeting Date: APR 7, 2010 Meeting Type: Special
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors for Class L Shares For Against Management
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V.
Ticker: AMXL Security ID: 02364W105
Meeting Date: MAR 17, 2010 Meeting Type: Special
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Carry Out Operations For Against Management
that Represent 20 Percent or More of
the Assets of the Consolidated Group,
in Compliance with Clause 17 of Company
Bylaws and Article 47 of the Mexican
Stock Exchange Law
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
- --------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director: Raymond P. Dolan For For Management
1.2 Elect Director: Ronald M. Dykes For For Management
1.3 Elect Director: Carolyn F. Katz For For Management
1.4 Elect Director: Gustavo Lara Cantu For For Management
1.5 Elect Director: Joann A. Reed For For Management
1.6 Elect Director: Pamela D.a. Reeve For For Management
1.7 Elect Director: David E. Sharbutt For For Management
1.8 Elect Director: James D. Taiclet, Jr. For For Management
1.9 Elect Director: Samme L. Thompson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eugene C. Fiedorek For For Management
2 Elect Director Patricia Albjerg Graham For For Management
3 Elect Director F.H. Merelli For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Jerome B. York For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Prepare Sustainability Report Against For Shareholder
7 Establish Other Board Committee Against For Shareholder
- --------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wolfe H. Bragin as Director For For Management
1.2 Elect John L. Bunce Jr. as Director For For Management
1.3 Elect Sean D. Carney as Director For Withhold Management
1.4 Elect William Beveridge as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.5 Elect Dennis R. Brand as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.6 Elect Knud Christensen as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.7 Elect Graham B.R. Collis as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.8 Elect William J. Cooney as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.9 Elect Stephen Fogarty as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.10 Elect Elizabeth Fullerton-Rome as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.11 Elect Rutger H.W. Funnekotter as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.12 Elect Marc Grandisson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.13 Elect Michael A. Greene as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.14 Elect John C.R. Hele as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.15 Elect David W. Hipkin as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.16 Elect W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.17 Elect Constantine Iordanou as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.18 Elect Wolbert H. Kamphuijs as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.19 Elect Michael H. Kier as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.20 Elect Mark D. Lyons as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.21 Elect Adam Matteson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.22 Elect Michael Murphy as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.23 Elect Martin J. Nilsen as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.24 Elect Nicolas Papadopoulo as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.25 Elect Michael Quinn as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.26 Elect Maamoun Rajeh as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.27 Elect Paul S. Robotham as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.28 Elect Soren Scheuer as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.29 Elect Budhi Singh as Designated Company For For Management
Director of Non-U.S. Subsidiaries
1.30 Elect Helmut Sohler as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.31 Elect Julian Stroud as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.32 Elect Angus Watson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.33 Elect James Weatherstone as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2 Amend Bye-laws Re: Treasury Shares For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Against For Shareholder
Employees
19 TARP Related Compensation Against For Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against For Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Against For Shareholder
Restatements
- --------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Miachael Grey For For Management
1.3 Elect Director Elaine J. Heron, Ph.D. For For Management
1.4 Elect Director Pierre Lapalme For For Management
1.5 Elect Director V. Bryan Lawlis, Ph.D. For For Management
1.6 Elect Director Alan J. Lewis, Ph.D. For For Management
1.7 Elect Director Richard Meier For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Receive The Directors Annual Report For For Management
And Accounts
2 To Approve The Directors Remuneration For For Management
Report
3 To Elect P Anderson As A Director For For Management
4 To Re-elect A Burgmans As A Director For For Management
5 To Re-elect C B Carroll As A Director For For Management
6 To Re-elect William Castell As A For For Management
Director
7 To Re-elect I C Conn As A Director For For Management
8 To Re-elect G David As A Director For For Management
9 To Elect I E L Davis As A Director For For Management
10 To Re-elect R Dudley As A Director For For Management
11 To Re-elect D J Flint As A Director For For Management
12 To Re-elect B E Grote As A Director For For Management
13 To Re-elect A B Hayward As A Director For For Management
14 To Re-elect A G Inglis As A Director For For Management
15 To Re-elect D S Julius As A Director For For Management
16 To Elect C-H Svanberg As A Director For For Management
17 To Reappoint Ernst & Young Llp As For For Management
Auditors And Authorize The board To Fix
Their Remuneration
18 To Adopt New Articles Of Association For For Management
19 To Give Limited Authority For The For For Management
Purchaseof Its Own Shares By The
Company
20 To Give Limited Authority To Allot For For Management
Shares Up To A Specified amount
21 To Give Authority To Allot A Limited For For Management
Number of Shares For Cash Free Of
Pre-emption Rights
22 To Authorize The Calling Of General For For Management
Meetings(excluding Annual General
Meetings) By Notice Of At Least 14
clear Days
23 To Approve The Renewal Of The Executive For For Management
Directors Incentive Plan
24 To Approve The Scrip Dividend Programme For For Management
25 Special Resolution: To Instruct A Against For Shareholder
Committee Of The Board To Review The
Assumptions Behind The Sunrise Project
- --------------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan L. Amble For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director John E. Major For For Management
1.5 Elect Director Scott A. McGregor For For Management
1.6 Elect Director William T. Morrow For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Ernest Mario For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORPORATION, THE
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arun Sarin For For Management
1.2 Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against For Shareholder
5 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against For Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
- --------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC.
Ticker: CLF Security ID: 18683K101
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald C. Cambre For For Management
1.2 Elect Director Joseph A. Carrabba For For Management
1.3 Elect Director Susan M. Cunningham For For Management
1.4 Elect Director Barry J. Eldridge For For Management
1.5 Elect Director Susan M. Green For For Management
1.6 Elect Director Janice K. Henry For For Management
1.7 Elect Director James F. Kirsch For For Management
1.8 Elect Director Francis R. McAllister For For Management
1.9 Elect Director Roger Phillips For For Management
1.10 Elect Director Richard K. Riederer For For Management
1.11 Elect Director Alan Schwartz For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For Withhold Management
1.3 Elect Director Gary Loveman For Withhold Management
1.4 Elect Director Ivan Menezes For Withhold Management
1.5 Elect Director Irene Miller For Withhold Management
1.6 Elect Director Michael Murphy For Withhold Management
1.7 Elect Director Jide Zeitlin For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Report on Ending Use of Animal Fur in Against For Shareholder
Products
- --------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph W. Babb, Jr. For For Management
2 Elect Director James F. Cordes For For Management
3 Elect Director Jacqueline P. Kane For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Amend Omnibus Stock Plan For Against Management
7 Declassify the Board of Directors For For Management
8 Eliminate Supermajority Vote Against For Shareholder
Requirement
9 Claw-back of Payments under Against For Shareholder
Restatements
10 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Cummings, Jr. For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes, II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Anthony J. Orlando For For Management
1.7 Elect Director William C. Pate For For Management
1.8 Elect Director Robert S. Silberman For For Management
1.9 Elect Director Jean Smith For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Amend Equity Award Plan for Employees Against Against Shareholder
and Officers
- --------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F105
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Craig Arnold as Director For For Management
2b Elect Robert H. Brust as Director For For Management
2c Elect John M. Connors, Jr. as Director For For Management
2d Elect Christopher J. Coughlin as For For Management
Director
2e Elect Timothy M. Donahue as Director For For Management
2f Elect Kathy J. Herbert as Director For For Management
2g Elect Randall J. Hogan, III as Director For For Management
2h Elect Richard J. Meelia as Director For Abstain Management
2i Elect Dennis H. Reilley as Director For For Management
2j Elect Tadataka Yamada as Director For For Management
2k Elect Joseph A. Zaccagnino as Director For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration Auditors
4 Authorize Share Repurchase Program For For Management
5 Authorize Reissuance of Treasury Shares For For Management
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Kristen Gibney Williams For For Management
5 Elect Director Marian L. Heard For For Management
6 Elect Director William H. Joyce For For Management
7 Elect Director Jean-Pierre Millon For For Management
8 Elect Director Terrence Murray For For Management
9 Elect Director C.A. Lance Piccolo For For Management
10 Elect Director Sheli Z. Rosenberg For For Management
11 Elect Director Thomas M. Ryan For For Management
12 Elect Director Richard J. Swift For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Report on Political Contributions Against For Shareholder
17 Adopt Global Warming Principles Against For Shareholder
- --------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall C. Stuewe For For Management
2 Elect Director O. Thomas Albrecht For For Management
3 Elect Director C. Dean Carlson For For Management
4 Elect Director Marlyn Jorgensen For For Management
5 Elect Director John D. March For For Management
6 Elect Director Charles Macaluso For For Management
7 Elect Director Michael Urbut For For Management
8 Ratify Auditors For For Management
9 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel R. Allen For For Management
2 Elect Director Aulana L. Peters For For Management
3 Elect Director David B. Speer For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
7 Ratify Auditors For For Management
8 Limit Executive Compensation Against Against Shareholder
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
10 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Moffett For For Management
2 Elect Director Richard T. Schlosberg, For For Management
III
3 Elect Director Thomas J. Tierney For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director M. Walter D'Alessio For For Management
3 Elect Director Nicholas DeBenedictis For For Management
4 Elect Director Bruce DeMars For For Management
5 Elect Director Nelson A. Diaz For For Management
6 Elect Director Sue L. Gin For For Management
7 Elect Director Rosemarie B. Greco For For Management
8 Elect Director Paul L. Joskow For For Management
9 Elect Director Richard W. Mies For For Management
10 Elect Director John M. Palms For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Thomas J. Ridge For For Management
13 Elect Director John W. Rogers, Jr. For For Management
14 Elect Director John W. Rowe For For Management
15 Elect Director Stephen D. Steinour For For Management
16 Elect Director Don Thompson For For Management
17 Approve Omnibus Stock Plan For For Management
18 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary G. Benanav For For Management
2 Elect Director Frank J. Borelli For For Management
3 Elect Director Maura C. Breen For For Management
4 Elect Director Nicholas J. LaHowchic For For Management
5 Elect Director Thomas P. Mac Mahon For For Management
6 Elect Director Frank Mergenthaler For For Management
7 Elect Director Woodrow A Myers, Jr., For For Management
M.D.
8 Elect Director John O. Parker, Jr. For For Management
9 Elect Director George Paz For For Management
10 Elect Director Samuel K. Skinner For For Management
11 Elect Director Seymour Sternberg For For Management
12 Elect Director Barrett A. Toan For For Management
13 Ratify Auditors For For Management
14 Report on Political Contributions Against For Shareholder
15 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thorleif Enger For For Management
1.2 Elect Director Claire S. Farley For For Management
1.3 Elect Director Joseph H. Netherland For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 21, 2009 Meeting Type: Annual
Record Date: JUL 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Lois E. Quam For For Management
12 Elect Director Michael D. Rose For For Management
13 Elect Director Robert L. Ryan For For Management
14 Elect Director Dorothy A. Terrell For For Management
15 Approve Omnibus Stock Plan For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director John F. Cogan For For Management
1.3 Elect Director Etienne F. Davignon For For Management
1.4 Elect Director James M. Denny For For Management
1.5 Elect Director Carla A. Hills For For Management
1.6 Elect Director Kevin E. Lofton For For Management
1.7 Elect Director John W. Madigan For For Management
1.8 Elect Director John C. Martin For For Management
1.9 Elect Director Gordon E. Moore For For Management
1.10 Elect Director Nicholas G. Moore For For Management
1.11 Elect Director Richard J. Whitley For For Management
1.12 Elect Director Gayle E. Wilson For For Management
1.13 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Gary D. Cohn For For Management
1.4 Elect Director Claes Dahlback For For Management
1.5 Elect Director Stephen Friedman For For Management
1.6 Elect Director William W. George For For Management
1.7 Elect Director James A. Johnson For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Lakshmi N. Mittal For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director H. Lee Scott, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Call Special Meeting For For Management
6 Provide for Cumulative Voting Against For Shareholder
7 Report on Collateral in Derivatives Against For Shareholder
Trading
8 Require Independent Board Chairman Against For Shareholder
9 Report on Political Contributions Against For Shareholder
10 Report on Global Warming Science Against Against Shareholder
11 Report on Pay Disparity Against For Shareholder
12 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Prepare Sustainability Report Against For Shareholder
5 Adopt Principles for Online Advertising Against For Shareholder
6 Amend Human Rights Policies Regarding Against For Shareholder
Chinese Operations
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For Withhold Management
1.3 Elect Director William F. Meehan For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LENDER PROCESSING SERVICES, INC.
Ticker: LPS Security ID: 52602E102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Carbiener For For Management
1.2 Elect Director A.R. (Pete) Carpenter For Withhold Management
1.3 Elect Director John F. Farrell, Jr. For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director Leonard L. Berry For For Management
1.3 Elect Director Dawn E. Hudson For For Management
1.4 Elect Director Robert A. Niblock For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Report on Political Contributions Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Howard Nye For For Management
1.2 Elect Director Laree E. Perez For For Management
1.3 Elect Director Dennis L. Rediker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis W. Archer For For Management
2 Elect Director Anthony F. Earley, Jr. For For Management
3 Elect Director Lisa A. Payne For For Management
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against For Shareholder
14 Report on Charitable Contributions Against For Shareholder
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ben A. Guill For For Management
1.2 Elect Director Roger L. Jarvis For Against Management
1.3 Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: OCT 14, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For Withhold Management
1.3 Elect Director Jeffry R. Allen For Withhold Management
1.4 Elect Director Alan L. Earhart For Withhold Management
1.5 Elect Director Thomas Georgens For For Management
1.6 Elect Director Mark Leslie For Withhold Management
1.7 Elect Director Nicholas G. Moore For Withhold Management
1.8 Elect Director George T. Shaheen For For Management
1.9 Elect Director Robert T. Wall For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director John S. Clarkeson For For Management
1.3 Elect Director Cotton M. Cleveland For For Management
1.4 Elect Director Sanford Cloud, Jr. For For Management
1.5 Elect Director E. Gail De Planque For For Management
1.6 Elect Director John G. Graham For For Management
1.7 Elect Director Elizabeth T. Kennan For For Management
1.8 Elect Director Kenneth R. Leibler For For Management
1.9 Elect Director Robert E. Patricelli For For Management
1.10 Elect Director Charles W. Shivery For For Management
1.11 Elect Director John F. Swope For For Management
1.12 Elect Director Dennis R. Wraase For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shona L. Brown For For Management
2 Elect Director Ian M. Cook For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Victor J. Dzau For For Management
5 Elect Director Ray L. Hunt For For Management
6 Elect Director Alberto Ibarguen For For Management
7 Elect Director Arthur C. Martinez For For Management
8 Elect Director Indra K. Nooyi For For Management
9 Elect Director Sharon P. Rockefeller For For Management
10 Elect Director James J. Schiro For For Management
11 Elect Director Lloyd G. Trotter For For Management
12 Elect Director Daniel Vasella For Against Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Report on Public Policy Advocacy Against Against Shareholder
Process
- --------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 6, 2010 Meeting Type: Annual/Special
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. M. Burley as Director For For Management
1.2 Elect W. J. Doyle as Director For For Management
1.3 Elect J. W. Estey as Director For For Management
1.4 Elect C. S. Hoffman as Director For For Management
1.5 Elect D. J. Howe as Director For For Management
1.6 Elect A. D. Laberge as Director For For Management
1.7 Elect K. G. Martell as Director For For Management
1.8 Elect J. J. McCaig as Director For For Management
1.9 Elect M. Mogford as Director For For Management
1.10 Elect P. J. Schoenhals as Director For For Management
1.11 Elect E. R. Stromberg as Director For For Management
1.12 Elect E. Viyella de Paliza as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Performance Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director John R. Colson For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Ralph R. DiSibio For For Management
1.5 Elect Director Bernard Fried For Withhold Management
1.6 Elect Director Louis C. Golm For Withhold Management
1.7 Elect Director Worthing F. Jackman For For Management
1.8 Elect Director Bruce Ranck For Withhold Management
1.9 Elect Director John R. Wilson For For Management
1.10 Elect Director Pat Wood, III For Withhold Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director James E. O Connor For For Management
2 Election Director John W. Croghan For For Management
3 Election Director James W. Crownover For For Management
4 Election Director William J. Flynn For For Management
5 Election Director David I. Foley For For Management
6 Election Director Michael Larson For For Management
7 Election Director Nolan Lehmann For For Management
8 Election Director W. Lee Nutter For For Management
9 Election Director Ramon A. Rodriguez For For Management
10 Election Director Allan C. Sorensen For For Management
11 Election Director John M. Trani For For Management
12 Election Director Michael W. Wickham For For Management
13 Ratify Auditors For For Management
14 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director K. Burnes For For Management
2 Elect Director P. Coym For For Management
3 Elect Director P. De Saint-Aignan For For Management
4 Elect Director A. Fawcett For For Management
5 Elect Director D. Gruber For For Management
6 Elect Director L. Hill For For Management
7 Elect Director J. Hooley For For Management
8 Elect Director R. Kaplan For For Management
9 Elect Director C. LaMantia For For Management
10 Elect Director R. Logue For For Management
11 Elect Director R. Sergel For For Management
12 Elect Director R. Skates For For Management
13 Elect Director G. Summe For For Management
14 Elect Director R. Weissman For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Ratify Auditors For For Management
17 Require Independent Board Chairman Against For Shareholder
18 Report on Pay Disparity Against For Shareholder
- --------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard E. Cox, Jr. For For Management
1.2 Elect Director Srikant M. Datar, Ph.D. For For Management
1.3 Elect Director Donald M. Engelman, For For Management
Ph.D.
1.4 Elect Director Louise L. Francesconi For For Management
1.5 Elect Director Howard L. Lance For For Management
1.6 Elect Director Stephen P. MacMillan For For Management
1.7 Elect Director William U. Parfet For For Management
1.8 Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Calvin Darden For For Management
2 Elect Director Anne M. Mulcahy For For Management
3 Elect Director Stephen W. Sanger For For Management
4 Elect Director Gregg W. Steinhafel For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Amend Articles of Incorporation For For Management
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TETRA TECH, INC.
Ticker: TTEK Security ID: 88162G103
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan L. Batrack For For Management
1.2 Elect Director Hugh M. Grant For Withhold Management
1.3 Elect Director Patrick C. Haden For Withhold Management
1.4 Elect Director J. Christopher Lewis For Withhold Management
1.5 Elect Director Albert E. Smith For For Management
1.6 Elect Director J. Kenneth Thompson For Withhold Management
1.7 Elect Director Richard H. Truly For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Y. Marc Belton For For Management
3 Elect Director Victoria Buyniski For For Management
Gluckman
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Richard K. Davis For For Management
6 Elect Director Joel W. Johnson For For Management
7 Elect Director Olivia F. Kirtley For For Management
8 Elect Director Jerry W. Levin For For Management
9 Elect Director David B. O'Maley For For Management
10 Elect Director O'dell M. Owens, M.D., For For Management
M.P.H.
11 Elect Director Richard G. Reiten For For Management
12 Elect Director Craig D. Schnuck For For Management
13 Elect Director Patrick T. Stokes For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: VSEA Security ID: 922207105
Meeting Date: FEB 8, 2010 Meeting Type: Annual
Record Date: DEC 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Xun (Eric) Chen For For Management
1.2 Elect Director Dennis G. Schmal For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director George Fellows For For Management
1.4 Elect Director Clarence Otis, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David W. Dorman For For Management
2 Elect Director Massimo Ferragamo For For Management
3 Elect Director J. David Grissom For For Management
4 Elect Director Bonnie G. Hill For For Management
5 Elect Director Robert Holland, Jr. For For Management
6 Elect Director Kenneth G. Langone For For Management
7 Elect Director Jonathan S. Linen For For Management
8 Elect Director Thomas C. Nelson For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Thomas M. Ryan For For Management
11 Elect Director Jing-Shyh S. Su For For Management
12 Elect Director Robert D. Walter For For Management
13 Ratify Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
================= LEGG MASON VARIABLE LIFESTYLE ALLOCATION 50% =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= LEGG MASON VARIABLE LIFESTYLE ALLOCATION 70% =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= LEGG MASON VARIABLE LIFESTYLE ALLOCATION 85% =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORTPursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
/s/ R. Jay Gerken
R. Jay Gerken
