The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ASTORIA Financial | COM | 046265104 | 54 | 5,000 | SH | DFND | 0 | 0 | 0 | ||
| BSB BANCORP | COM | 00557H108 | 132 | 10,000 | SH | DFND | 0 | 0 | 0 | ||
| BANK MUTUAL | COM | 063750103 | 85 | 15,000 | SH | DFND | 0 | 0 | 0 | ||
| BRIDGE CAPITAL | COM | 108030107 | 143 | 9,000 | SH | DFND | 0 | 0 | 0 | ||
| CVB FINANCIAL | COM | 126600105 | 106 | 9,000 | SH | DFND | 0 | 0 | 0 | ||
| CALIFORNIA UNITED | COM | 130781107 | 190 | 12,000 | SH | DFND | 0 | 0 | 0 | ||
| CAPE BANCORP | COM | 139209100 | 143 | 15,000 | SH | DFND | 0 | 0 | 0 | ||
| COBIZ FINANCIAL | COM | 190897108 | 125 | 15,000 | SH | DFND | 0 | 0 | 0 | ||
| COMERICA | COM | 200340107 | 139 | 3,500 | SH | DFND | 0 | 0 | 0 | ||
| FIRST DEFIANCE FINL | COM | 32006W106 | 68 | 3,000 | SH | DFND | 0 | 0 | 0 | ||
| FIRST UNITED BANCORP | COM | 33740N105 | 91 | 13,500 | SH | DFND | 0 | 0 | 0 | ||
| FOX CHASE BANCORP | COM | 35137T108 | 68 | 4,000 | SH | DFND | 0 | 0 | 0 | ||
| FRANKLIN FINANCIAL | COM | 35353C102 | 90 | 5,000 | SH | DFND | 0 | 0 | 0 | ||
| HERITAGE COMMERCE | COM | 426927109 | 172 | 34,500 | SH | DFND | 0 | 0 | 0 | ||
| HERITAGE OAKS BANCORP | COM | 42724R107 | 219 | 35,500 | SH | DFND | 0 | 0 | 0 | ||
| NORTH VALLEY BANCORP | COM | 66304M204 | 116 | 7,000 | SH | DFND | 0 | 0 | 0 | ||
| OMNI AMERICAN BANCORP | COM | 68216R107 | 154 | 7,000 | SH | DFND | 0 | 0 | 0 | ||
| PACWEST BANCORP | COM | 295263103 | 276 | 9,000 | SH | DFND | 0 | 0 | 0 | ||
| PACIFIC PREMIER BANCORP | COM | 69478X105 | 244 | 20,000 | SH | DFND | 0 | 0 | 0 | ||
| PARK STERLING | COM | 70086Y105 | 177 | 30,000 | SH | DFND | 0 | 0 | 0 | ||
| PEAPACK GLADSTONE | COM | 704699107 | 70 | 4,000 | SH | DFND | 0 | 0 | 0 | ||
| PEOPLES FEDERAL | COM | 711037101 | 181 | 10,000 | SH | DFND | 0 | 0 | 0 | ||
| SOUTHCOAST FINANCIAL | COM | 84129R100 | 83 | 15,870 | SH | DFND | 0 | 0 | 0 | ||
| SUFFOLK BANCORP | COM | 864739197 | 114 | 7,000 | SH | DFND | 0 | 0 | 0 | ||
| SYNOVUS | COM | 87161C105 | 222 | 76,000 | SH | DFND | 0 | 0 | 0 | ||
| TEXAS CAPITAL BANCSHARES | COM | 88224A107 | 222 | 5,000 | SH | DFND | 0 | 0 | 0 | ||
| UNITED FINANCIAL BANCORP | COM | 91030T109 | 281 | 18,553 | SH | DFND | 0 | 0 | 0 | ||
| VIEWPOINT FINANCIAL | COM | 92672A101 | 104 | 5,000 | SH | DFND | 0 | 0 | 0 | ||
| YADKIN VALLEY | COM | 984305102 | 47 | 3,333 | SH | DFND | 0 | 0 | 0 | ||
