The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 310 | 15,979 | SH | SOLE | 0 | 0 | 15,979 | ||
AFC GAMMA INC | COM | 00109K105 | 561 | 26,000 | SH | SOLE | 0 | 0 | 26,000 | ||
ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 357 | 29,415 | SH | SOLE | 0 | 0 | 29,415 | ||
ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 194 | 13,114 | SH | SOLE | 0 | 0 | 13,114 | ||
AT&T INC | COM | 00206R102 | 462 | 18,797 | SH | SOLE | 0 | 0 | 18,797 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 404 | 32,709 | SH | SOLE | 0 | 0 | 32,709 | ||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 396 | 26,325 | SH | SOLE | 0 | 0 | 26,325 | ||
BLACKROCK MULTI SECTOR INC T | COM | 09258A107 | 254 | 13,990 | SH | SOLE | 0 | 0 | 13,990 | ||
BLACKROCK MUNICIPAL INCOME | COM | 09253X102 | 183 | 12,059 | SH | SOLE | 0 | 0 | 12,059 | ||
CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | 356 | 18,462 | SH | SOLE | 0 | 0 | 18,462 | ||
CHEVRON CORP NEW | COM | 166764100 | 474 | 4,040 | SH | SOLE | 0 | 0 | 4,040 | ||
COHEN & STEERS LTD DURATION | COM | 19248C105 | 250 | 9,442 | SH | SOLE | 0 | 0 | 9,442 | ||
COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 317 | 17,391 | SH | SOLE | 0 | 0 | 17,391 | ||
COMPASS DIVERSIFIED | SH BEN INT | 20451Q104 | 2,382 | 77,899 | SH | SOLE | 0 | 0 | 77,899 | ||
D R HORTON INC | COM | 23331A109 | 1,004 | 9,258 | SH | SOLE | 0 | 0 | 9,258 | ||
DIGITALBRIDGE GROUP INC | NOTE 5.000% 4/1 | 19624RAA4 | 9,406 | 9,126,000 | SH | SOLE | 0 | 0 | 9,126,000 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 192 | 14,130 | SH | SOLE | 0 | 0 | 14,130 | ||
EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | 310 | 10,411 | SH | SOLE | 0 | 0 | 10,411 | ||
ENVESTNET INC | NOTE 1.750% 6/0 | 29404KAB2 | 14 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 254 | 4,155 | SH | SOLE | 0 | 0 | 4,155 | ||
EZCORP INC | NOTE 2.375% 5/0 | 302301AE6 | 3,075 | 3,424,000 | SH | SOLE | 0 | 0 | 3,424,000 | ||
FINTECH ACQUISITION CORP V | COM CL A | 31810Q107 | 113 | 11,353 | SH | SOLE | 0 | 0 | 11,353 | ||
FLUIDIGM CORPORATION | NOTE 2.750% 2/0 | 34385PAA6 | 30 | 31,000 | SH | SOLE | 0 | 0 | 31,000 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 292 | 10,819 | SH | SOLE | 0 | 0 | 10,819 | ||
HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 | 260 | 9,924 | SH | SOLE | 0 | 0 | 9,924 | ||
HELLO GROUP INC | NOTE 1.250% 7/0 | 60879BAB3 | 11,939 | 13,882,000 | SH | SOLE | 0 | 0 | 13,882,000 | ||
HP INC | COM | 40434L105 | 468 | 12,431 | SH | SOLE | 0 | 0 | 12,431 | ||
INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 552 | 2,390 | SH | SOLE | 0 | 0 | 2,390 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 420 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | ||
IRON MTN INC NEW | COM | 46284V101 | 732 | 13,986 | SH | SOLE | 0 | 0 | 13,986 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 359 | 4,561 | SH | SOLE | 0 | 0 | 4,561 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 210 | 1,624 | SH | SOLE | 0 | 0 | 1,624 | ||
KRAFT HEINZ CO | COM | 500754106 | 291 | 8,102 | SH | SOLE | 0 | 0 | 8,102 | ||
NEXPOINT DIVERSIFIED REL ET | COM NEW | 65340G205 | 797 | 58,708 | SH | SOLE | 0 | 0 | 58,708 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 201 | 12,874 | SH | SOLE | 0 | 0 | 12,874 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 205 | 12,714 | SH | SOLE | 0 | 0 | 12,714 | ||
OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 336 | 45,025 | SH | SOLE | 0 | 0 | 45,025 | ||
PERELLA WEINBERG PARTNERS | CLASS A COM | 71367G102 | 343 | 26,662 | SH | SOLE | 0 | 0 | 26,662 | ||
PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 446 | 22,632 | SH | SOLE | 0 | 0 | 22,632 | ||
PITNEY BOWES INC | COM | 724479100 | 340 | 47,154 | SH | SOLE | 0 | 0 | 47,154 | ||
PROSPECT CAP CORP | COM | 74348T102 | 968 | 115,107 | SH | SOLE | 0 | 0 | 115,107 | ||
PROSPECT CAP CORP | NOTE 4.950% 7/1 | 74348TAR3 | 4,510 | 4,465,000 | SH | SOLE | 0 | 0 | 4,465,000 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 445 | 2,571 | SH | SOLE | 0 | 0 | 2,571 | ||
REALTY INCOME CORP | COM | 756109104 | 211 | 2,942 | SH | SOLE | 0 | 0 | 2,942 | ||
SCULPTOR CAP MGMT | COM CL A | 811246107 | 822 | 38,499 | SH | SOLE | 0 | 0 | 38,499 | ||
SLR INVESTMENT CORP | COM | 83413U100 | 208 | 11,277 | SH | SOLE | 0 | 0 | 11,277 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 247 | 520 | SH | SOLE | 0 | 0 | 520 | ||
TEMPLETON EMERGING MKTS INCO | COM | 880192109 | 176 | 24,170 | SH | SOLE | 0 | 0 | 24,170 | ||
U S GLOBAL INVS INC | CL A | 902952100 | 525 | 119,211 | SH | SOLE | 0 | 0 | 119,211 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 413 | 7,943 | SH | SOLE | 0 | 0 | 7,943 | ||
VICI PPTYS INC | COM | 925652109 | 1,665 | 55,312 | SH | SOLE | 0 | 0 | 55,312 | ||
VICTORY CAP HLDGS INC | COM CL A | 92645B103 | 261 | 7,143 | SH | SOLE | 0 | 0 | 7,143 | ||
VIRTUS ALLIANZGI EQUITY & CO | COM | 92841M101 | 446 | 14,796 | SH | SOLE | 0 | 0 | 14,796 | ||
WISDOMTREE INVTS INC | COM | 97717P104 | 123 | 20,163 | SH | SOLE | 0 | 0 | 20,163 |