SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
| |||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol TANGOE INC [ TNGO ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| ||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) 09/09/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 10/01/2015 | P | 74,100 | A | $7.1645 | 1,351,775 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 10/01/2015 | P | 900 | A | $7.1645 | 1,352,675 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 10/02/2015 | P | 49,400 | A | $7.1323 | 1,402,075 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 10/02/2015 | P | 600 | A | $7.1323 | 1,402,675 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 10/06/2015 | P | 2,073 | A | $7.2 | 1,404,748 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 10/06/2015 | P | 25 | A | $7.2 | 1,404,773 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 10/26/2015 | P | 23,274 | A | $8.2447 | 1,428,047 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 10/26/2015 | P | 283 | A | $8.2447 | 1,428,330 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 11/02/2015 | P | 52,058 | A | $8.2153 | 1,480,388 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 11/02/2015 | P | 632 | A | $8.2153 | 1,481,020 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 11/03/2015 | P | 494 | A | $8.232 | 1,481,514 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 11/03/2015 | P | 6 | A | $8.232 | 1,481,520 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 11/04/2015 | P | 46,889 | A | $8.5933 | 1,528,409 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 11/04/2015 | P | 570 | A | $8.5933 | 1,528,979 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 11/05/2015 | P | 111,868 | A | $8.5823 | 1,640,847 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 11/05/2015 | P | 1,359 | A | $8.5823 | 1,642,206 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 11/06/2015 | P | 1,650,856 | A | $7.0572 | 3,293,062 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 11/06/2015 | P | 20,051 | A | $7.0572 | 3,313,113 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 11/09/2015 | P | 242,760 | A | $7.0134 | 3,555,873 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 11/09/2015 | P | 2,949 | A | $7.0134 | 3,558,822 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 11/10/2015 | P | 340,691 | A | $7.0106 | 3,899,513 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 11/10/2015 | P | 4,138 | A | $7.0106 | 3,903,651 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 11/11/2015 | P | 29,640 | A | $6.6597 | 3,933,291 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 11/11/2015 | P | 360 | A | $6.6597 | 3,933,651 | I | See Footnotes(2)(3)(4) | ||
Common Stock | 11/13/2015 | P | 28,257 | A | $5.9996 | 3,961,908 | I | See Footnotes(1)(3)(4) | ||
Common Stock | 11/13/2015 | P | 343 | A | $5.9996 | 3,962,251 | I | See Footnotes(2)(3)(4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
Explanation of Responses: |
1. Directly owned by Vector Capital IV, L.P. ("VC IV"). |
2. Directly owned by Vector Entrepreneur Fund III, L.P. ("VEF III"). |
3. Vector Capital Partners IV, L.P. ("VCP IV") is the sole General Partner of VC IV. Vector Capital Partners III, L.P. ("VCP III") is the sole General Partner of VEF III. Vector Capital, L.L.C. ("VC", and together with VC IV, VCP IV, VEF III and VCP III, "Vector") is a General Partner of both VCP III and VCP IV. The principal employment of Mr. Slusky is the Managing Director and Chief Investment Officer of Vector Capital Management, L.P., a Delaware limited partnership, which is principally engaged in the business of managing a portfolio of funds, including Vector. Mr. Slusky disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest (within the meaning of Rule 16a-1 of the Exchange Act). |
4. CIK and CCC codes are in the process of being obtained for Vector Entrepreneur Fund III, L.P., Vector Capital Partners IV, L.P., Vector Capital Partners III, L.P., and Vector Capital, L.L.C. Amendments to this Form 4 adding those entities as Reporting Parties will be filed once such CIK and CCC codes are obtained. |
Remarks: |
Form 2 of 2 See Exhibit 99.1 Joint Filer Information. |
VECTOR CAPITAL IV, L.P., By: VECTOR CAPITAL PARTNERS IV, L.P., its general partner, By: VECTOR CAPITAL, L.L.C., its general partner,By: /s/ David Baylor, Name: David Baylor, Title: Chief Operating Officer | 11/17/2015 | |
ALEXANDER R. SLUSKY, /s/ Alexander R. Slusky | 11/17/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |