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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
Filed by the Registrant x
Filed by a Party other than the Registrant ¨
Check the appropriate box:
| ||||
| ¨ Preliminary Proxy Statement | ¨ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
| ||
x Definitive Proxy Statement
| ||||
¨ Definitive Additional Materials
| ||||
¨ Soliciting Material Pursuant to § 240.14a-12 | ||||
BBIF Government Securities Fund
BBIF Money Fund
BBIF Tax-Exempt Fund
BBIF Treasury Fund
BIF Government Securities Fund
BIF Money Fund
BIF Multi-State Municipal Series Trust
BIF Tax-Exempt Fund
BIF Treasury Fund
BlackRock Emerging Markets Fund, Inc.
BlackRock Financial Institutions Series Trust
BlackRock Funds
BlackRock Funds III
BlackRock Index Funds, Inc.
BlackRock Large Cap Series Funds, Inc.
BlackRock Latin America Fund, Inc.
BlackRock Liquidity Funds
BlackRock Master LLC
BlackRock Pacific Fund, Inc.
BlackRock Series, Inc.
Funds For Institutions Series
Master Government Securities LLC
Master Institutional Money Market LLC
Master Investment Portfolio
Master Large Cap Series LLC
Master Money LLC
Master Tax-Exempt LLC
Master Treasury LLC
Quantitative Master Series LLC
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Ready Assets Prime Money Fund
Ready Assets U.S.A. Government Money Fund
Ready Assets U.S. Treasury Money Fund
Retirement Series Trust
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if Other than the Registrant)
Payment of Filing Fee (Check the appropriate box): | ||||
x No fee required. | ||||
¨ Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. | ||||
| (1) | Title of each class of securities to which transaction applies: |
| (2) | Aggregate number of securities to which transaction applies: |
| (3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): |
| (4) | Proposed maximum aggregate value of transaction: |
| (5) | Total fee paid: |
| ¨ | Fee paid previously with preliminary materials. |
| ¨ | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
| (1) | Amount Previously Paid: |
| (2) | Form, Schedule or Registration Statement No.: |
| (3) | Filing Party: |
| (4) | Date Filed: |
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December 23, 2015
Dear Shareholder:
A joint special meeting of the following funds (each a “Fund,” and collectively, “Funds” or the “Equity-Liquidity Funds”), on behalf of the Funds and each series of each Fund, will be held at the offices of BlackRock Advisors, LLC, 1 University Square Drive, Princeton, NJ 08540-6455, on Monday, February 8, 2016, at 2:00 p.m. (Eastern time) (the “Meeting”) to consider and vote on the proposals discussed in the enclosed joint proxy statement.
| BBIF Government Securities Fund | BlackRock Master LLC | |
| BBIF Money Fund | BlackRock Pacific Fund, Inc. | |
| BBIF Tax-Exempt Fund | BlackRock Series, Inc. | |
| BBIF Treasury Fund | Funds For Institutions Series | |
| BIF Government Securities Fund | Master Government Securities LLC | |
| BIF Money Fund | Master Institutional Money Market LLC | |
| BIF Multi-State Municipal Series Trust | Master Investment Portfolio | |
| BIF Tax-Exempt Fund | Master Large Cap Series LLC | |
| BIF Treasury Fund | Master Money LLC | |
| BlackRock Emerging Markets Fund, Inc. | Master Tax-Exempt LLC | |
| BlackRock Financial Institutions Series Trust | Master Treasury LLC | |
| BlackRock Funds | Quantitative Master Series LLC | |
| BlackRock Funds III | Ready Assets Prime Money Fund | |
| BlackRock Index Funds, Inc. | Ready Assets U.S. Treasury Money Fund | |
| BlackRock Large Cap Series Funds, Inc. | Ready Assets U.S.A. Government Money Fund | |
| BlackRock Latin America Fund, Inc. | Retirement Series Trust | |
| BlackRock Liquidity Funds |
The Funds and the series of the Funds are set forth onAppendix A to the enclosed joint proxy statement.
You have received this letter because you were a shareholder of record of at least one Fund on December 11, 2015. The purpose of the Meeting is to seek shareholder approval of the 15 nominees named in the enclosed joint proxy statement to the Boards of Directors or Trustees (each, a “Board,” the members of which are referred to as “Board Members”) of each Fund.
Each Board has unanimously approved the 15 nominees named in the enclosed joint proxy statement (the “Board Nominees”) on behalf of each of the Funds the Board oversees, subject to approval by the applicable Fund’s shareholders. The Boards have reviewed the qualifications and backgrounds of the Board Nominees and believe that they possess the requisite experience in overseeing investment companies, and that their election is in your best interest.
If you are a shareholder of a Fund or a series of a Fund that is organized as a “feeder” in a “master/feeder” structure where the master fund is an Equity-Liquidity Fund, you will also be asked to provide voting instructions to your feeder Fund as to how, as a beneficial owner of the master Fund, your feeder fund should vote in connection with the election of the Board Nominees for the Board of your feeder fund’s respective master Fund. In addition, shareholders of BlackRock Balanced Capital Fund, Inc., a fund which is not an Equity-Liquidity Fund but which invests in the Master Large Cap Core Portfolio of Master Large Cap Series LLC, are being asked to provide voting instructions in connection with the vote of BlackRock Balanced Capital Fund, Inc. for the election of the Board Nominees for the Board of Master Large Cap Series LLC.
The Board responsible for your Fund recommends that you vote, or submit voting instructions, “FOR” the election of each of the Board Nominees to the Board of your Fund(s). In connection with your vote, we urge you to read the full text of the enclosed joint proxy statement.
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Your vote is important. You can vote on the Internet, by telephone, by mail or in person at the Meeting. Please take a few moments to vote your shares, whether or not you plan to attend the Meeting. Computershare Fund Services (“Computershare”), a professional proxy solicitation firm, has been retained to assist the Funds in obtaining shareholder votes. If we do not receive enough votes to hold the Meeting, we will be required to re-solicit shareholders at additional expense to the Funds.
Attendance at the Meeting will be limited to each Fund’s shareholders as of the record date, December 11, 2015 (the “Record Date”). If you are a registered shareholder, to gain admission, you must present valid photographic identification, such as a driver’s license or passport. If you are a beneficial shareholder of a Fund (that is if you hold your shares of a Fund through a bank, broker or other nominee), you will also be required to show satisfactory proof of ownership of shares in a Fund, such as your voting instruction form (or a copy thereof) or a letter from your bank, broker or other nominee or broker’s statement indicating share ownership as of the Record Date.
If you are a registered shareholder of a Fund, you may vote your shares in person by ballot at the Meeting. If you are a beneficial shareholder of a Fund (that is if you hold your shares of a Fund through a bank, broker or other nominee), you will not be able to vote in person at the Meeting unless you have previously requested and obtained a “legal proxy” from your broker, bank or other nominee and present it at the Meeting.
Even if you plan to attend the Meeting, please promptly follow the enclosed instructions to submit voting instructions by telephone or via the Internet. Alternatively, you may submit voting instructions by signing and dating each proxy card you receive, and returning it in the accompanying postage-paid return envelope.
Please be certain to vote by telephone or via the Internet with respect to each Fund in which you are a shareholder of record or sign, date and return each proxy card you receive from us.
If you have any questions about the proposals to be voted on, please call Computershare, the firm assisting us in the solicitation of proxies, at 866-963-6126.
Sincerely,
Benjamin Archibald
Secretary of the Funds
40 East 52nd Street, New York, NY 10022
(800) 882-0052
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IMPORTANT INFORMATION
FOR FUND SHAREHOLDERS
While we encourage you to read the full text of the enclosed joint proxy statement, for your convenience we have provided a brief overview of the matters to be voted on.
Questions and Answers
| Q: | Why am I receiving the joint proxy statement? |
| A: | A Joint Special Meeting of Shareholders of the Funds (the “Meeting”) will be held at the offices of BlackRock Advisors, LLC, 1 University Square Drive, Princeton, NJ 08540-6455, on Monday, February 8, 2016, at 2:00 p.m. (Eastern time). The enclosed joint proxy statement describes proposals to elect the Board Nominees of the Fund(s) in which you owned shares as of December 11, 2015 (the “Record Date”) and provides you with other information relating to the Meeting. If, on the Record Date, you were a shareholder of a Fund or a series of a Fund that is organized as a feeder in a “master/feeder” structure where the master fund is an Equity-Liquidity Fund, you will also be asked to provide voting instructions to your feeder Fund in connection with the approval of the Board Nominees for your feeder Fund’s respective master Fund. In addition, shareholders of BlackRock Balanced Capital Fund, Inc. are being asked to provide voting instructions in connection with the approval of the Board Nominees for Master Large Cap Series LLC. The enclosed proxy card(s) indicate the Fund(s) in which you own shares. The table starting on page 8 of the joint proxy statement identifies the Board Members, including the Board Nominees, for each Fund. |
| Q: | Why are the Funds holding a meeting to elect Board Members at this time? |
| A: | The Investment Company Act of 1940, as amended (the “Investment Company Act”) requires that persons filling vacancies on a board be elected by shareholders at a meeting called for that purpose unless at least two-thirds of the directors/trustees then holding office have been elected by shareholders. The Investment Company Act also requires a fund to hold a meeting for the purpose of electing directors/trustees if at any time less than a majority of the directors/trustees were elected by shareholders of the fund. Because five Board Members have been appointed by the existing Board Members and were not elected by shareholders, the Investment Company Act could potentially restrict the ability of the Boards to appoint new Board Members in the future unless the shareholders of the Funds elect new Board Members. |
| Q: | What is a Feeder Fund and what proposals as a shareholder of a Feeder Fund am I being asked to vote on? |
| A: | Certain Funds and series of Funds (“Feeder Funds”) invest substantially all of their assets in a corresponding Fund or series of a Fund that has an investment objective that is identical to that Feeder Fund’s investment objective (each a “Master Fund,” and collectively, the “Master Funds”). A Master Fund, in turn, invests directly in securities and other investments. Each Feeder Fund that invests in a Master Fund that is an Equity-Liquidity Fund is being asked to vote for the Board Nominees of the Master Fund in which the Feeder Fund invests. Under the Investment Company Act, each Feeder Fund’s voting rights with respect to the Master Fund shares that the Feeder Fund holds generally must be passed through to the Feeder Fund’s own shareholders. This means that each Feeder Fund must vote its Master Fund shares in accordance with the voting instructions received from the Feeder Fund’s shareholders and will vote interests in the Master Fund with respect to which it has not received voting instructions in the same proportion as the interests for which it has received instructions from other holders (this is called “proportional voting” or “echo voting”). If you are a shareholder of a Feeder Fund that invests in a Master Fund that is an Equity-Liquidity Fund, in addition to |
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seeking your votes on Proposal 1 relating to the Feeder Fund in which you own shares, you will also be asked to provide your voting instructions to your Feeder Fund as to how, as a beneficial owner of a Master Fund, your Feeder Fund should vote for the election of the Board of the corresponding Master Fund (or, if the Master Fund is a series of a Fund, for the Fund for which such Master Fund is a series) with respect to which your Feeder Fund votes as a shareholder. You will be asked for these voting instructions in Proposal 2. |
| Q. | I am a shareholder of BlackRock Balanced Capital Fund, Inc., which is not an Equity-Liquidity Fund. Why am I being asked to provide voting instructions? |
| A. | BlackRock Balanced Capital Fund, Inc. (“Balanced Capital Fund”) invests in two master funds, one of which is the Master Large Cap Core Portfolio of Master Large Cap Series LLC. Balanced Capital Fund, as a shareholder of Master Large Cap Core Portfolio will vote in the election of Board Nominees of Master Large Cap Series LLC. Balanced Capital Fund is seeking instructions from its shareholders regarding the election of Board Nominees of Master Large Cap Series LLC. |
| Q: | How do the Boards of the Funds recommend that I vote? |
| A: | The Boards have reviewed the qualifications and backgrounds of the Board Nominees and believe that the Board Nominees possess the requisite experience in overseeing investment companies. The Boards have approved the Board Nominees named in the joint proxy statement, believe their election is in your best interest and unanimously recommend that you vote, or submit voting instructions,“FOR” each Board Nominee. |
| Q: | How do I vote my shares? |
| A: | You can provide voting instructions by telephone by calling the toll-free number on the proxy card(s) or on the Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to be held on February 8, 2016 (the “Notice of Internet Availability of Proxy Materials”), or by going to the Internet address provided on the Notice of Internet Availability of Proxy Materials or proxy card(s) and following the instructions. Alternatively, if you received your proxy card(s) by mail, you can vote your shares by signing and dating the proxy card(s) and mailing it (them) in the enclosed postage-paid envelope. If you vote by telephone or via the Internet, you will be asked to enter a unique code that has been assigned to you, which is printed on your proxy card(s) or Notice of Internet Availability of Proxy Materials, as applicable. This code is designed to confirm your identity, provide access into the voting website and confirm that your voting instructions are properly recorded. |
You may also attend the Meeting and vote by ballot in person; however, even if you intend to do so, we encourage you to provide voting instructions by one of the methods discussed above.
If you are a registered shareholder of a Fund and plan to attend the Meeting in person, in order to gain admission you must show valid photographic identification, such as your driver’s license or passport, as well as proof of ownership of Fund shares, such as a copy of your proxy card or voting instruction form.
If you are a beneficial shareholder of a Fund (that is if you hold your shares of a Fund through a bank, broker or other nominee) and plan to attend the Meeting in person, in order to gain admission you must show valid photographic identification, such as your driver’s license or passport, and satisfactory proof of ownership of shares in a Fund, such as your voting instruction form (or a copy thereof) or a letter from your bank, broker or other nominee or broker’s statement indicating ownership as of the Record Date. Also, if you are a beneficial shareholder of a Fund, you will not be able to vote in person at the Meeting unless you have previously requested and obtained a “legal proxy” from your broker, bank or other nominee and present it at the Meeting. Even if you plan to attend the Meeting, please promptly follow
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the enclosed instructions to submit voting instructions by telephone or via the Internet. Alternatively, you may submit voting instructions by signing and dating each proxy card you receive, and returning it in the accompanying postage-paid return envelope.
| Q: | Will my vote make a difference? |
| A: | Yes. Your vote is very important and can make a difference in the governance and management of your Fund(s), no matter how many shares you own. Your vote can help ensure that the Board Nominees will be elected. We encourage all shareholders to participate in the governance of their Fund(s). |
| Q: | Are the Funds paying for the costs of the joint proxy statement? |
| A: | The costs associated with the joint proxy statement, including the printing, distribution and proxy solicitation costs, will be borne by the Funds. Additional out-of-pocket costs, such as legal expenses and auditor fees, incurred in connection with the preparation of the joint proxy statement, also will be borne by the Funds. Costs that are borne by the Funds collectively will be allocated among the Funds on the basis of a combination of their respective net assets and number of shareholder accounts, except when direct costs can reasonably be attributed to one or more specific Funds. Pursuant to a contractual fee limitation, the investment adviser to a Fund or a series of a Fund may bear some or all of the costs associated with the joint proxy statement with respect to such Fund or series of the Fund, as applicable. |
The Funds have retained Computershare Fund Services (“Computershare”), a proxy solicitation firm, to assist in the distribution of proxy materials and the solicitation and tabulation of proxies. It is anticipated that Computershare will be paid approximately $381,000 for such services (including reimbursements of out-of-pocket expenses).
| Q: | Whom do I call if I have questions? |
| A: | If you need more information, or have any questions about voting, please call Computershare, the proxy solicitor for the Funds, at 866-963-6126. |
Please votenow. Your vote is important.
To avoid the wasteful and unnecessary expense of further solicitation and no matter how large or small your holdings may be, we urge you to indicate your voting instructions on the enclosed proxy card(s), and date and sign it (them) and return it (them) promptly in the postage-paid envelope provided, or record your voting instructions by telephone or via the Internet. If you submit a properly executed proxy card but do not indicate how you wish your shares to be voted, your shares will be voted “FOR” the election of the Board Nominees. If your shares of a Fund are held through a broker, you must provide voting instructions to your broker about how to vote your shares in order for your broker to vote your shares as you instruct at the Meeting.
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December 23, 2015
BLACKROCK-ADVISED FUNDS
IN THE EQUITY-LIQUIDITY FUND COMPLEX
100 Bellevue Parkway
Wilmington, Delaware 19809
(800) 441-7762
NOTICE OF JOINT SPECIAL MEETING OF SHAREHOLDERS
TO BE HELD ON FEBRUARY 8, 2016
A joint special meeting of the shareholders of the BlackRock-advised Funds set forth onAppendix A to the accompanying joint proxy statement (each, a “Fund” or an “Equity-Liquidity Fund”) will be held at the offices of BlackRock Advisors, LLC, 1 University Square Drive, Princeton, NJ 08540-6455, on Monday, February 8, 2016, at 2:00 p.m. (Eastern time), to consider and vote on the proposals, as more fully described in the accompanying joint proxy statement. In addition, shareholders of certain Funds (or certain series of Funds) that are organized as a “feeder” in a “master/feeder” structure (each, a “Feeder Fund”) are being asked to provide voting instructions to elect the Board Nominees (defined below) of the corresponding Fund in which such Feeder Fund invests (the “Master Fund”). A list of the Funds (and/or series of Funds) that operate as Feeder Funds, shareholders of which are being asked to submit voting instructions on Proposal 2, and such Feeder Funds’ corresponding Master Funds, is set forth in Appendix B to the Proxy Statement. In addition, in Proposal 3, shareholders of BlackRock Balanced Capital Fund, Inc. (“Balanced Capital Fund”), a fund which is not an Equity-Liquidity Fund but which invests in the Master Large Cap Core Portfolio of Master Large Cap Series LLC, which is an Equity-Liquidity Fund, are being asked to provide voting instructions to Balanced Capital Fund, Inc. in connection with the vote of Balanced Capital Fund, Inc., as a beneficial owner of Master Large Cap Series LLC, for the election of the Board members of Master Large Cap Series LLC.
PROPOSAL 1. | To elect Board members to the Board of your Fund(s). | |
PROPOSAL 2. | To provide voting instructions to your Feeder Fund to vote for the election of the Board members of the corresponding Master Fund. | |
PROPOSAL 3. | To provide voting instructions to Balanced Capital Fund to vote for the election of Board members to the Board of Master Large Cap Series LLC. | |
| To transact such other business as may properly come before the meeting or any adjournments, postponements or delays thereof. | ||
The purpose of the meeting is to seek shareholder approval of the fifteen Board nominees named in the accompanying joint proxy statement to the Boards of Directors or Trustees of each Fund (each, a “Board,” the members of which are referred to as “Board Members”). Each Board has unanimously approved the fifteen nominees (the “Board Nominees”) on behalf of each Fund overseen by such Board, subject to approval by the Fund’s shareholders. The Boards have reviewed the qualifications and backgrounds of the Board Nominees and believe that the Board Nominees possess the requisite experience in overseeing investment companies and that their election is in your best interest.
Your Board unanimously recommends that you vote, or provide voting instructions, “FOR” the election of each Board Nominee to the Board of your Fund(s).
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Shareholders of record of a Fund as of the close of business on December 11, 2015 are entitled to vote at the meeting and at any adjournments, postponements or delays thereof.
If you owned shares in more than one Fund or series of a Fund (each such series, a “Portfolio”) as of December 11, 2015, and/or if your Fund or Portfolio is organized as a “feeder” in a “master/feeder structure”, you may receive more than one proxy card. Please be certain to vote by telephone or via the Internet with respect to each Fund, including each Portfolio, in which you are a shareholder of record or sign, date and return each proxy card you receive from us.
If you have any questions about the proposals to be voted on, please call Computershare Fund Services, the firm assisting us in the solicitation of proxies, toll-free at 866-963-6126.
By Order of the Boards,
Benjamin Archibald
Secretary of the Funds
40 East 52nd Street, New York, NY 10022
(800) 882-0052
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BlackRock-Advised Funds and Series of Funds
Holding Special Meetings of Shareholders on FEBRUARY 8, 2016*
BBIF Government Securities Fund
BBIF Money Fund
BBIF Tax-Exempt Fund
BBIF Treasury Fund
BIF Government Securities Fund
BIF Money Fund
BIF Multi-State Municipal Series Trust
BIF California Municipal Money Fund
BIF Connecticut Municipal Money Fund
BIF Massachusetts Municipal Money Fund
BIF New Jersey Municipal Money Fund
BIF New York Municipal Money Fund
BIF Ohio Municipal Money Fund
BIF Tax-Exempt Fund
BIF Treasury Fund
BlackRock Emerging Markets Fund, Inc.
BlackRock Financial Institutions Series Trust
BlackRock Summit Cash Reserves Fund
BlackRock Funds
BlackRock All-Cap Energy & Resources Portfolio
BlackRock Alternative Capital Strategies Fund
BlackRock Commodity Strategies Fund
BlackRock Developed Real Estate Index Fund
BlackRock Disciplined Small Cap Core Fund
BlackRock Emerging Market Allocation Portfolio
BlackRock Emerging Markets Dividend Fund
BlackRock Emerging Markets Long/Short Equity Fund
BlackRock Energy & Resources Portfolio
BlackRock Exchange Portfolio
BlackRock Flexible Equity Fund
BlackRock Global Long/Short Credit Fund
BlackRock Global Long/Short Equity Fund
BlackRock Global Opportunities Portfolio
BlackRock Health Sciences Opportunities Portfolio
BlackRock Impact U.S. Equity Fund
BlackRock International Opportunities Portfolio
BlackRock Macro Themes Fund
BlackRock Managed Volatility Portfolio
BlackRock Mid-Cap Growth Equity Portfolio
BlackRock Midcap Index Fund
BlackRock Money Market Portfolio
BlackRock MSCI Asia ex Japan Index Fund
BlackRock MSCI World Index Fund
BlackRock Municipal Money Market Portfolio
BlackRock Multi-Asset Real Return Fund
BlackRock Multi-Manager Alternative Strategies Fund
BlackRock New Jersey Municipal Money Market Portfolio
BlackRock North Carolina Municipal Money Market Portfolio
BlackRock Ohio Municipal Money Market Portfolio
BlackRock Pennsylvania Municipal Money Market Portfolio
BlackRock Real Estate Securities Fund
BlackRock Science & Technology Opportunities Portfolio
BlackRock Short Obligations Fund
BlackRock Small Cap Growth Equity Portfolio
BlackRock Small/Mid Cap Index Fund
BlackRock Strategic Risk Allocation Fund
BlackRock Total Stock Market Index Fund
BlackRock U.S. Opportunities Portfolio
BlackRock U.S. Treasury Money Market Portfolio
BlackRock Virginia Municipal Money Market Portfolio
BlackRock Funds III
BlackRock LifePath® Retirement Fund
BlackRock LifePath® 2020 Fund
BlackRock LifePath® 2025 Fund
BlackRock LifePath® 2030 Fund
BlackRock LifePath® 2035 Fund
BlackRock LifePath® 2040 Fund
BlackRock LifePath® 2045 Fund
BlackRock LifePath® 2050 Fund
BlackRock LifePath® 2055 Fund
BlackRock LifePath® Index Retirement Fund
BlackRock LifePath® Index 2020 Fund
BlackRock LifePath® Index 2025 Fund
BlackRock LifePath® Index 2030 Fund
BlackRock LifePath® Index 2035 Fund
BlackRock LifePath® Index 2040 Fund
BlackRock LifePath® Index 2045 Fund
BlackRock LifePath® Index 2050 Fund
BlackRock LifePath® Index 2055 Fund
BlackRock Cash Funds: Institutional
BlackRock Cash Funds: Prime
BlackRock Cash Funds: Treasury
BlackRock U.S. Total Bond Index Fund
BlackRock S&P 500 Index Fund
BlackRock CoreAlpha Bond Fund
BlackRock Total International ex U.S. Index Fund
BlackRock Large Cap Index Fund
BlackRock Disciplined International Fund
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BlackRock Index Funds, Inc.
BlackRock International Index Fund
BlackRock Small Cap Index Fund
BlackRock Large Cap Series Funds, Inc.
BlackRock Large Cap Core Fund
BlackRock Event Driven Equity Fund
BlackRock Large Cap Growth Fund
BlackRock Large Cap Value Fund
BlackRock Large Cap Value Retirement Portfolio
BlackRock Latin America Fund, Inc.
BlackRock Liquidity Funds
California Money Fund
Federal Trust Fund
FedFund
MuniCash
MuniFund
New York Money Fund
TempCash
TempFund
T-Fund
Treasury Trust Fund
BlackRock Master LLC
BlackRock Master International Portfolio
BlackRock Master Small Cap Growth Portfolio
BlackRock Pacific Fund, Inc.
BlackRock Series, Inc.
BlackRock International Fund
BlackRock Small Cap Growth Fund II
Funds For Institutions Series
FFI Government Fund
FFI Institutional Fund1
FFI Institutional Tax-Exempt Fund
FFI Premier Institutional Fund2
FFI Select Institutional Fund3
FFI Treasury Fund
Master Government Securities LLC
Master Institutional Money Market LLC
Master Institutional Portfolio4
Master Institutional Tax-Exempt Portfolio
Master Premier Institutional Portfolio5
Master Investment Portfolio
Prime Money Market Master Portfolio
Money Market Master Portfolio
International Tilts Master Portfolio
Treasury Money Market Master Portfolio
LifePath® Retirement Master Portfolio
LifePath® 2020 Master Portfolio
LifePath® 2025 Master Portfolio
LifePath® 2030 Master Portfolio
LifePath® 2035 Master Portfolio
LifePath® 2040 Master Portfolio
LifePath® 2045 Master Portfolio
LifePath® 2050 Master Portfolio
LifePath® 2055 Master Portfolio
LifePath® Index Retirement Master Portfolio
LifePath® Index 2020 Master Portfolio
LifePath® Index 2025 Master Portfolio
LifePath® Index 2030 Master Portfolio
LifePath® Index 2035 Master Portfolio
LifePath® Index 2040 Master Portfolio
LifePath® Index 2045 Master Portfolio
LifePath® Index 2050 Master Portfolio
LifePath® Index 2055 Master Portfolio
Active Stock Master Portfolio
CoreAlpha Bond Master Portfolio
S&P 500 Index Master Portfolio
U.S. Total Bond Index Master Portfolio
Total International ex U.S. Index Master Portfolio
Large Cap Index Master Portfolio
Master Large Cap Series LLC
Master Large Cap Core Portfolio
Master Large Cap Growth Portfolio
Master Large Cap Value Portfolio
Master Money LLC
Master Tax-Exempt LLC
Master Treasury LLC
Quantitative Master Series LLC
Master Extended Market Index Series
Master International Index Series
Master Small Cap Index Series
Ready Assets Prime Money Fund6
Ready Assets U.S.A. Government Money Fund
Ready Assets U.S. Treasury Money Fund
Retirement Series Trust
Retirement Reserves Money Fund
| * | The Funds are listed in bold in this table. The shares of Portfolios that are series of same Fund will be voted together as a single class with respect to the election of the Board Nominees of that Fund. |
| 1 | To be renamed BlackRock Government Institutional Fund effective January 4, 2016. |
| 2 | To be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016. |
| 3 | To be renamed BlackRock Select Government Institutional Fund effective January 4, 2016. |
| 4 | To be renamed Master Government Institutional Portfolio effective January 4, 2016. |
| 5 | To be renamed Master Premier Government Institutional Portfolio effective January 4, 2016. |
| 6 | To be renamed Ready Assets Government Liquidity Fund effective January 4, 2016. |
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| Page | ||||
| 1 | ||||
| 7 | ||||
| 22 | ||||
| 23 | ||||
| 25 | ||||
Appendix A – Fund Information/Quorum and Voting Requirements | A-1 | |||
| B-1 | ||||
| C-1 | ||||
| D-1 | ||||
Appendix E – Fund Securities Owned by Board Members and Board Nominees | E-1 | |||
| F-1 | ||||
| G-1 | ||||
| H-1 | ||||
| I-1 | ||||
| J-1 | ||||
| K-1 | ||||
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BLACKROCK EQUITY-LIQUIDITY FUNDS
100 Bellevue Parkway
Wilmington, Delaware 19809
(800) 441-7762
JOINT SPECIAL MEETING OF SHAREHOLDERS
TO BE HELD ON FEBRUARY 8, 2016
This joint proxy statement (this “Proxy Statement”) is furnished in connection with the solicitation of proxies by the boards of directors or trustees (each, a “Board,” the members of which are referred to as “Board Members”) of each of the BlackRock-advised funds listed inAppendix A to this Proxy Statement (each, a “Fund” and, collectively, the “Funds” or the “Equity-Liquidity Funds”). In addition, if you are a shareholder of a Fund (or a series of a Fund) organized as a “feeder” in a “master/feeder” structure (a “Feeder Fund”) where the master fund (each, a “Master Fund”) is an Equity-Liquidity Fund (or a series of an Equity-Liquidity Fund), you will also be asked to provide voting instructions to your Feeder Fund as to how, as a beneficial owner of the Master Fund, your Feeder Fund should vote for the election of the Board overseeing such Master Fund (a list of Feeder Funds and their corresponding Master Funds is set forth inAppendix B). Also, shareholders of BlackRock Balanced Capital Fund, Inc. (“Balanced Capital Fund”), which is not an Equity-Liquidity Fund, but which invests in Master Large Cap Core Portfolio, a series of Master Large Cap Series LLC, which is an Equity-Liquidity Fund, will be asked to provide voting instructions to Balanced Capital Fund to vote for the election of the Board of Master Large Cap Series LLC. The proxies will be voted at the joint special meeting of shareholders of the Funds (the “Meeting”) and at any and all adjournments, postponements or delays thereof. The Meeting will be held at the offices of BlackRock Advisors, LLC (the “Advisor”), 1 University Square Drive, Princeton, NJ 08540-6455, on Monday, February 8, 2016, at 2:00 p.m. (Eastern time). The Meeting will be held for the purpose of electing 15 nominees to the Board of each Fund.
The Board of each Fund has determined that the use of this Proxy Statement for such Fund’s Meeting is in the best interests of the Fund and its shareholders in light of the similar matters being considered and voted on by the shareholders of each Fund. Shareholders will receive either a copy of this Proxy Statement and the accompanying proxy materials, which are expected to be mailed on or about January 5, 2016, or an Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to be held on February 8, 2016 (the “Notice of Internet Availability of Proxy Materials”), which is expected to be mailed on or about December 23, 2015.
Each Fund is organized as a Massachusetts business trust (each, a “Massachusetts Trust”), a Maryland corporation (each, a “Maryland Corporation”), a Delaware statutory trust (each, a “Delaware Trust”), or a Delaware limited liability company (each, a “Delaware LLC”), and each is an investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). A list identifying the form of organization of each Fund is set forth onAppendix A. Certain of the Funds have been structured as series Funds, and the separate series of the Funds are referred to herein as “Portfolios”. References to shareholders of a Fund include shareholders of all Portfolios of that Fund.
Each Fund’s fiscal year end can be found onAppendices F and G.
Shareholders of record of a Fund as of the close of business on December 11, 2015 (the “Record Date”) are entitled to notice of and to vote at the Meeting and any and all adjournments, postponements or delays thereof. Shareholders of the Funds on the Record Date are entitled to the
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voting rights set forth onAppendix A, with no shares having cumulative voting rights. The quorum and voting requirements for Proposal 1 for each Fund are also set forth inAppendix A. For all Funds that are organized as a series Fund, a quorum of the shareholders of such Fund as a whole, inclusive of the shareholders of each Portfolio of such Fund, is required in order to take any action at the Meeting with respect to Proposal 1 as it applies to that particular Fund.
The number of outstanding shares of each class of each Fund and Portfolio as of the close of business on the Record Date are shown inAppendix C. To the knowledge of each Fund, as of December 11, 2015, no person was the beneficial owner of more than five percent of a class of the outstanding shares of the Fund or of a Portfolio of the Fund, except as set forth inAppendix J.
The Fund or, if applicable, the Portfolio in which you owned shares on the Record Date is named on the proxy card or Notice of Internet Availability of Proxy Materials. If you owned shares in more than one Fund or Portfolio on the Record Date, or if you owned shares of a Feeder Fund on the Record Date, you may receive more than one proxy card. Even if you plan to attend the Meeting, please sign, date and return EACH proxy card you receive or, if you provide voting instructions by telephone or via the Internet, please vote on the proposals affecting EACH Fund and Portfolio you own, and provide voting instructions to your Feeder Fund relating to the election of Board Nominees to the Board of any Master Fund in which your Fund or Portfolio is a Feeder Fund. If you vote by telephone or via the Internet, you will be asked to enter a unique code that has been assigned to you, which is printed on your proxy card(s) or Notice of Internet Availability of Proxy Materials, as applicable. This code is designed to confirm your identity, provide access into the voting website and confirm that your voting instructions are properly recorded.
All properly executed proxies received prior to the Meeting will be voted at the Meeting and any and all adjournments, postponements or delays thereof. On any matter coming before the Meeting as to which a shareholder has specified a choice on that shareholder’s proxy, the shares will be voted accordingly. If a proxy card is properly executed and returned and no choice is specified with respect to a proposal, the shares will be voted“FOR” the proposal. Shareholders who execute proxies or provide voting instructions by telephone or via the Internet may revoke them with respect to one or more proposals at any time before a vote is taken on such proposal(s) by filing with the applicable Fund a written notice of revocation (addressed to the Secretary of the Fund at the principal executive offices of the Fund at the New York address provided herein), by delivering a duly executed proxy bearing a later date, or by attending the Meeting and voting in person by ballot, in all cases prior to the exercise of the authority granted in the proxy card. Merely attending the Meeting, however, will not revoke any previously executed proxy. If you hold shares through a bank, broker or other intermediary, please consult your bank, broker or intermediary regarding your ability to revoke voting instructions after such instructions have been provided.
If you are a registered shareholder of a Fund and plan to attend the meeting in person, in order to gain admission you must show valid photographic identification, such as your driver’s license or passport. If you are a beneficial shareholder of a Fund (that is if you hold your shares of a Fund through a bank, broker or other nominee) and plan to attend the Meeting in person, in order to gain admission you must show valid photographic identification, such as your driver’s license or passport, and satisfactory proof of ownership of shares in a Fund, such as your voting instruction form (or a copy thereof) or a letter from your bank, broker or other nominee or broker’s statement indicating ownership as of the Record Date. Also, if you are a beneficial shareholder of a Fund, you will not be able to vote in person at the Meeting unless you have previously requested and obtained a “legal proxy” from your broker, bank or other nominee and present it at the Meeting. Even if you plan to attend the Meeting, please promptly follow the enclosed instructions to submit voting instructions by telephone or via the Internet. Alternatively, you may submit voting instructions by signing and dating each proxy card you receive, and returning it in the accompanying postage-paid return envelope.
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Copies of each Fund’s most recent annual report and semi-annual report can be obtained on a website maintained by BlackRock, Inc. (“BlackRock”) atwww.blackrock.com. In addition, each Fund will furnish, without charge, a copy of its annual report and most recent semi-annual report succeeding the annual report, if any, to a shareholder upon request. Such requests should be directed to the applicable Fund at 100 Bellevue Parkway, Wilmington, DE 19809, or by calling toll free at 1-800-441-7762. Copies of annual and semi-annual reports of each Fund are also available on the EDGAR Database on the U.S. Securities and Exchange Commission’s website atwww.sec.gov.
Please note that only one annual or semi-annual report or this Proxy Statement or Notice of Internet Availability of Proxy Materials may be delivered to two or more shareholders of a Fund who share an address, unless the Fund has received instructions to the contrary. To request a separate copy of an annual report or semi-annual report or this Proxy Statement or Notice of Internet Availability of Proxy Materials, or for instructions on how to request a separate copy of these documents or as to how to request a single copy if multiple copies of these documents are received, shareholders should contact the applicable Fund at the Delaware address and phone number set forth above.
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SUMMARY OF PROPOSALS AND FUNDS VOTING
The following table lists each proposal described in this Proxy Statement and identifies shareholders entitled to vote on each proposal.
| Proposal 1: To elect Board members | Shareholders of each Fund, with respect to their Fund, with shareholders of all Portfolios of a Fund voting together | |
| Proposal 2: To provide voting instructions to each Feeder Fund to vote for the election of Board Members to the Board of the corresponding Master Fund | Shareholders of all Feeder Funds:
BlackRock Series, Inc.—BlackRock International Fund
BlackRock Series, Inc.—BlackRock Small Cap Growth Fund II
BBIF Government Securities Fund
BIF Government Securities Fund
BBIF Money Fund
BIF Money Fund
BBIF Tax-Exempt Fund
BIF Tax-Exempt Fund
BBIF Treasury Fund
BIF Treasury Fund
Funds For Institutions Series—FFI Institutional Fund (to be renamed BlackRock Government Institutional Fund effective January 4, 2016)
Funds For Institutions Series—FFI Select Institutional Fund (to be renamed BlackRock Select Government Institutional Fund effective January 4, 2016)
Funds For Institutions Series—FFI Institutional Tax-Exempt Fund
Funds For Institutions Series—FFI Premier Institutional Fund (to be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016)
BlackRock Funds III—BlackRock CoreAlpha Bond Fund
BlackRock Funds III—BlackRock Disciplined International Fund
BlackRock Funds III—BlackRock Large Cap Index Fund
BlackRock Funds III—BlackRock S&P 500 Index Fund
BlackRock Funds III—BlackRock Total International ex U.S. Index Fund
BlackRock Funds III—BlackRock U.S. Total Bond Index Fund
BlackRock Funds III—BlackRock Cash Funds: Institutional
BlackRock Funds III—BlackRock Cash Funds: Prime
BlackRock Funds III—BlackRock Cash Funds: Treasury
BlackRock Funds III—BlackRock LifePath® Retirement Fund
BlackRock Funds III—BlackRock LifePath® 2020 Fund
BlackRock Funds III—BlackRock LifePath® 2025 Fund
| |
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BlackRock Funds III—BlackRock LifePath® 2030 Fund
BlackRock Funds III—BlackRock LifePath® 2035 Fund
BlackRock Funds III—BlackRock LifePath® 2040 Fund
BlackRock Funds III—BlackRock LifePath® 2045 Fund
BlackRock Funds III—BlackRock LifePath® 2050 Fund
BlackRock Funds III—BlackRock LifePath® 2055 Fund
BlackRock Funds III—BlackRock LifePath® Index Retirement Fund
BlackRock Funds III—BlackRock LifePath® Index 2020 Fund
BlackRock Funds III—BlackRock LifePath® Index 2025 Fund
BlackRock Funds III—BlackRock LifePath® Index 2030 Fund
BlackRock Funds III—BlackRock LifePath® Index 2035 Fund
BlackRock Funds III—BlackRock LifePath® Index 2040 Fund
BlackRock Funds III—BlackRock LifePath® Index 2045 Fund
BlackRock Funds III—BlackRock LifePath® Index 2050 Fund
BlackRock Funds III—BlackRock LifePath® Index 2055 Fund
BlackRock Large Cap Series Funds, Inc.—BlackRock Large Cap
BlackRock Large Cap Series Funds, Inc.—BlackRock Large Cap
BlackRock Large Cap Series Funds, Inc.—BlackRock Large Cap
BlackRock Large Cap Series Funds, Inc.—BlackRock Large Cap
BlackRock Index Funds, Inc.—BlackRock International Index Fund
BlackRock Index Funds, Inc.—BlackRock Small Cap Index Fund
| ||
| Proposal 3: To provide voting instructions to Balanced Capital Fund for the election of Board members of Master Large Cap Series LLC | Shareholders of Balanced Capital Fund | |
PLEASE VOTENOW. YOUR VOTE IS IMPORTANT.
To avoid the wasteful and unnecessary expense of further solicitation and no matter how large or small your holdings may be, we urge you to indicate your voting instructions on the enclosed proxy card(s), and date and sign it (them) and return it (them) promptly in the postage-paid envelope provided, or record your voting instructions by telephone or via the Internet. If you submit a properly executed proxy card but do not indicate how you wish your shares to be voted, your shares will be voted “FOR” the election of the Board nominees. If your shares of a Fund are held through a broker, you must provide voting instructions to your broker about how to vote your shares in order for your broker to vote your shares as you instruct at the Meeting.
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IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE SHAREHOLDER MEETING TO BE HELD ON FEBRUARY 8, 2016
The Notice of Joint Special Meeting of Shareholders, Proxy Statement and form of proxy are available on the internet athttps://www.proxy-direct.com/blk-27301. The form of proxy on the Internet site cannot be used to cast your vote. The Proxy Statement and annual and semi-annual reports of each Fund are available by calling 866-963-6126.
If you have any questions, would like to vote your shares, or wish to obtain directions so that you can attend the Meeting, please call Computershare Fund Services (“Computershare”), the proxy solicitor for the Funds, toll free at 866-963-6126.
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PROPOSALS 1, 2 AND 3—ELECTION OF BOARD MEMBERS
The purpose of Proposal 1 is to elect fifteen Board members to the Board of each Fund.
The purpose of Proposal 2 is to provide voting instructions to each Feeder Fund with respect to how, as a beneficial owner of the Master Fund, the Feeder Fund should vote in connection with the election of fifteen Board members to the Board of its corresponding Master Fund.
The purpose of Proposal 3 is for shareholders of Balanced Capital Fund to provide voting instructions with respect to how Balanced Capital Fund should vote, as a beneficial owner of Master Large Cap Series LLC, for the election of fifteen Board members to the Board of Master Large Cap Series LLC. Although Balanced Capital Fund is not an Equity-Liquidity Fund and will not be voting to elect the Board of Balanced Capital Fund at this time, it invests in the Master Large Cap Core Portfolio of Master Large Cap Series LLC and is requesting instructions from its shareholders with respect to how Balanced Capital Fund should vote for the election of the Board Nominees to the Board of Master Large Cap Series LLC.
Nominees for Each Fund Board. The Board of each Fund currently consists of 15 Board Members, 13 of whom are not “interested persons” of the Funds (as defined in the Investment Company Act) (the “Independent Board Members”). Two current Board Members, Herbert I. London and Toby Rosenblatt, are scheduled to retire from the Board of each Fund as of December 31, 2015, and therefore are not standing for re-election. Another current Board Member, Frank J. Fabozzi, is scheduled to resign as a Board Member of the Equity-Liquidity Funds in advance of the Meeting and therefore is not standing for election. It is anticipated that after his resignation, Mr. Fabozzi will serve as a consultant to the Boards through the first quarter of 2016 and will receive a fee for such services. All of the Board Nominees, other than John M. Perlowski and Barbara Novick, are not “interested persons” of the Funds (the “Independent Board Nominees”). Each Board Nominee elected at the meeting will serve until his or her successor is elected or until his or her earlier death, resignation, retirement or removal.
The Board recommends a vote“FOR” the election of David O. Beim, Susan J. Carter, Neil A. Cotty, Collette Chilton, Matina S. Horner, Rodney D. Johnson, Cynthia A. Montgomery, Barbara Novick, John M. Perlowski, Joseph P. Platt, Jr., Robert C. Robb, Jr., Mark Stalnecker, Kenneth L. Urish, Claire A. Walton and Frederick W. Winter (collectively, the “Board Nominees”). All of the Board Nominees other than Susan J. Carter, Neil A. Cotty and Claire A. Walton currently serve as Board Members of the Funds, and all except, Susan J. Carter, Collette Chilton, Neil A. Cotty, Barbara Novick, John M. Perlowski, Mark Stalnecker and Claire A. Walton were previously elected by shareholders of the Funds. The Board Nominees were recommended by the Independent Board Members.
Generally, Independent Board Members retire from the Board as of December 31 of the year in which they turn 75. The Board may determine, on a case-by-case basis, to extend the terms of Independent Board Members. The Boards of the Funds have unanimously approved extending the mandatory retirement age for Matina S. Horner and David O. Beim until December 31, 2016, which the Boards believe is in the best interest of shareholders.
To vote for the Board Nominees, please vote by telephone or via the Internet, as described in the proxy card, or date and sign the enclosed proxy card(s) and return the proxy card(s) promptly in the enclosed postage-paid envelope. If you owned shares in more than one Fund or Portfolio as of December 11, 2015, and/or if your Fund or Portfolio is organized as a “feeder” in a “master/feeder structure”, you may receive more than one proxy card. Each of the Board Nominees has consented to being named in this Proxy Statement and to serve as a Board Member if elected.
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Board Members’/Nominees’ Biographical Information. Please refer to the below table, which identifies the Board Members, including the Board Nominees, and sets forth certain biographical information about the Board Members, including the Board Nominees, for all of the Funds. Each Board Nominee was nominated by the Governance and Nominating Committee (the “Governance Committee”) of the Board of each respective Fund. Rodney D. Johnson was selected to serve as the Chair of each Board.
Name, Address | Position(s) | Term of | Principal Occupation(s) | Number of | Other Public | |||||
Independent Board Members/Nominees1 | ||||||||||
David O. Beim5 55 East 52nd Street New York, NY 10055
1940 | Director/Trustee | 2007 to present | Professor of Professional Practice at the Columbia University Graduate School of Business since 1991; Trustee, Phillips Exeter Academy from 2002 to 2012; Chairman, Wave Hill, Inc. (public garden and cultural center) from 1990 to 2006. | 33 RICs consisting of 160 Portfolios | None | |||||
Susan J. Carter 55 East 52nd Street New York, NY 10055
1956 | Director/Trustee Nominee | Not currently serving as a Director/ Trustee | Director, Pacific Pension Institute 2014 to present; Advisory Board Member, Center for Private Equity and Entrepreneurship at Tuck School of Business 1997 to present; Senior Advisor, Commonfund Capital, Inc. (“CCI”) (investment adviser) January 2015 to December 31, 2015; Chief Executive Officer, CCI from 2013 to 2014; President & Chief Executive Officer, CCI from 1997 to 2013. | 33 RICs consisting of 160 Portfolios | None | |||||
Collette Chilton 55 East 52nd Street New York, NY 10055
1958 | Director/ Trustee | 2015 to present | Chief Investment Officer, Williams College since 2006; Chief Investment Officer, Lucent Asset Management Corporation from 1998 to 2006. | 33 RICs consisting of 160 Portfolios | None | |||||
Neil A. Cotty 55 East 52nd Street New York, NY 10055
1954 | Director/Trustee Nominee | Not currently serving as a Director/ Trustee | Bank of America Corporation, 1996 to 2015, serving in various senior finance leadership roles, including Chief Accounting Officer, August 2009 to July 2015 (retired), Chief Financial Officer Global Banking, Markets and Wealth Management, November 2008 to July 2009, Chief Accounting Officer, May 2004 to October 2008, Chief Financial Officer Consumer Bank, January 2003 to April 2004, Chief Financial Officer Global Corporate Investment Bank, July 1999 to December 2002. | 33 RICs consisting of 160 Portfolios | None | |||||
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Name, Address | Position(s) | Term of | Principal Occupation(s) | Number of | Other Public | |||||
Frank J. Fabozzi6 55 East 52nd Street New York, NY 10055
1948 | Director/ Trustee | 2014 to present | Editor of and Consultant for The Journal of Portfolio Management since 2006; Professor of Finance, EDHEC Business School since 2011; Visiting Professor, Princeton University from 2013 to 2014; Professor in the Practice of Finance and Becton Fellow, Yale University School of Management from 2006 to 2011. | 108 RICs consisting of 235 Portfolios | None | |||||
Matina S. Horner7 55 East 52nd Street New York, NY 10055
1939 | Director/ Trustee | 2004 to present | Executive Vice President, Teachers Insurance and Annuity Association and College Retirement Equities Fund from 1989 to 2003. | 33 RICs consisting of 160 Portfolios | NSTAR (electric and gas utility) | |||||
Rodney D. Johnson8 55 East 52nd Street New York, NY 10055
1941 | Director/ Trustee | 2007 to present | President, Fairmount Capital Advisors, Inc. from 1987 to 2013; Member of the Archdiocesan Investment Committee of the Archdiocese of Philadelphia from 2004 to 2012; Director, The Committee of Seventy (civic) from 2006 to 2012; Director, Fox Chase Cancer Center from 2004 to 2011. | 33 RICs consisting of 160 Portfolios | None | |||||
Herbert I. London9 55 East 52nd Street New York, NY 10055
1939 | Director/ Trustee | 2007 to present | Professor Emeritus, New York University since 2005; President, London Center for Policy Research since 2012; John M. Olin Professor of Humanities, New York University from 1993 to 2005 and Professor thereof from 1980 to 2005; President Emeritus, Hudson Institute (policy research organization) from 2011 to 2012, President thereof from 1997 to 2011 and Trustee from 1980 to 2012; Chairman of the Board of Trustees for Grantham University since 2006; Director, InnoCentive, Inc. (global internet service) since 2005; Director, Cerego, LLC (educational software) since 2005; Director, Cybersettle (online adjudication) since 2009; Director, AIMS Worldwide, Inc. (marketing) from 2007 to 2012. | 33 RICs consisting of 160 Portfolios | None | |||||
Cynthia A. Montgomery 55 East 52nd Street New York, NY 10055
1952 | Director/ Trustee | 2007 to present | Professor, Harvard Business School since 1989; Director, McLean Hospital from 2005 to 2012; Director, Harvard Business School Publishing from 2005 to 2010. | 33 RICs consisting of 160 Portfolios | Newell Rubbermaid, Inc. (manufacturing) | |||||
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Name, Address | Position(s) | Term of | Principal Occupation(s) | Number of | Other Public | |||||
Joseph P. Platt10 55 East 52nd Street New York, NY 10055
1947 | Director/ Trustee | 2007 to present | Director, Jones and Brown (Canadian insurance broker) since 1998; General Partner, Thorn Partners, LP (private investments) since 1998; Director, WQED Multi-Media (public broadcasting not-for-profit) since 2001; Director, The West Penn Allegheny Health System (a not-for-profit health system) from 2008 to 2013; Partner, Amarna Corporation, LLC (private investment company) from 2002 to 2008. | 33 RICs consisting of 160 Portfolios | Greenlight Capital Re, Ltd. (reinsurance company) | |||||
Robert C. Robb, Jr. 55 East 52nd Street New York, NY 10055
1945 | Director/ Trustee | 2007 to present | Partner, Lewis, Eckert, Robb and Company (management and financial consulting firm) since 1981 and Principal since 2010. | 33 RICs consisting of 160 Portfolios | None | |||||
Toby Rosenblatt9 55 East 52nd Street New York, NY 10055
1938 | Director/Trustee | 2005 to present | President, Founders Investments Ltd. (private investments) since 1999; Director, Forward Management, LLC from 2007 to 2015; Director, College Futures Foundation (philanthropic foundation) since 2009; Director, The James Irvine Foundation (philanthropic foundation) from 1998 to 2008. | 33 RICs consisting of 160 Portfolios | None | |||||
Mark Stalnecker 55 East 52nd Street New York, NY 10055
1951 | Director/ Trustee | 2015 to present | Chief Investment Officer, University of Delaware from 1999 to 2013; Trustee, Winterthur Museum and Country Estate since 2001; Member of the Investment Committee, Delaware Public Employees’ Retirement System since 2002; Member of the Investment Committee, Christiana Care Health System since 2009; Member of the Investment Committee, Delaware Community Foundation from 2013 to 2014. | 33 RICs consisting of 160 Portfolios | None | |||||
Kenneth L. Urish11 55 East 52nd Street New York, NY 10055
1951 | Director/Trustee | 2007 to present | Managing Partner, Urish Popeck & Co., LLC (certified public accountants and consultants) since 1976; Immediate past-Chairman of the Professional Ethics Committee of the Pennsylvania Institute of Certified Public Accountants and Committee Member thereof since 2007; Member of External Advisory Board, The Pennsylvania State University Accounting Department since 2001; Principal, UP Strategic Wealth Investment Advisors, LLC since 2013; Trustee, The Holy Family Institute from 2001 to 2010; President and Trustee, Pittsburgh Catholic Publishing Associates from 2003 to 2008; Director, Inter-Tel from 2006 to 2007. | 33 RICs consisting of 160 Portfolios | ne | |||||
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Name, Address | Position(s) | Term of | Principal Occupation(s) | Number of | Other Public | |||||
Claire A. Walton 55 East 52nd Street New York, NY 10055
1957 | Director/Trustee Nominee | Not currently serving as a Director/ Trustee | Chief Operating Officer and Chief Financial Officer of Liberty Square Asset Management, LP from 1998 to 2015; General Partner of Neon Liberty Capital Management since 2003; Director, Boston Hedge Fund Group since 2009; Director Woodstock Ski Runners since 2013; Director, Massachusetts Council on Economic Education, from 2013 to 2015. | 33 RICs consisting of 160 Portfolios | None | |||||
Frederick W. Winter 55 East 52nd Street New York, NY 10055
1945 | Director/Trustee | 2007 to present | Director, Alkon Corporation (pneumatics) since 1992; Dean Emeritus of the Joseph M. Katz School of Business, University of Pittsburgh, Dean and Professor from 1997 to 2005, Professor until 2013; Director, Tippman Sports (recreation) from 2005 to 2013; Director, Indotronix International (IT services) from 2004 to 2008. | 33 RICs consisting of 160 Portfolios | None | |||||
Interested Board Members/Nominees12 | ||||||||||
Barbara G. Novick 55 East 52nd Street New York, NY 10055
1960 | Director/ Trustee and President13 | 2015 to present | Vice Chairman of BlackRock, Inc. since 2006; Chair of BlackRock’s Government Relations Steering Committee since 2009; Head of the Global Client Group of BlackRock, Inc. from 1988 to 2008. | 108 RICs consisting of 235 Portfolios | None | |||||
John M. Perlowski 55 East 52nd Street New York, NY 10055
1964 | Director/ Trustee, President14 and Chief Executive Officer | Director/ Trustee from 2015; Chief Executive Officer from 2010 to present | Managing Director of BlackRock, Inc. since 2009; Head of BlackRock Global Fund Services since 2009; Managing Director and Chief Operating Officer of the Global Product Group at Goldman Sachs Asset Management, L.P. from 2003 to 2009; Treasurer of Goldman Sachs Mutual Funds from 2003 to 2009 and Senior Vice President thereof from 2007 to 2009; Director of Goldman Sachs Offshore Funds from 2002 to 2009; Director of Family Resource Network (charitable foundation) since 2009. | 136 RICs consisting of 333 Portfolios | None | |||||
| 1 | Independent Board Members serve until their resignation, retirement, removal or death, or until December 31 of the year in which they turn 75. Each Board may determine to extend the terms of Independent Board Members on a case-by-case basis, as appropriate. The Boards of the Funds have unanimously approved extending the mandatory retirement age for Matina S. Horner and David O. Beim until December 31, 2016, which the Boards believe is in the best interest of shareholders. |
| 2 | Date shown is the earliest date a person has served for the Funds covered by this Proxy Statement. Following the combination of Merrill Lynch Investment Managers, L.P. (“MLIM”) and BlackRock, Inc. (“BlackRock”) in September 2006, the various legacy MLIM and legacy BlackRock fund boards were realigned and consolidated into three new fund boards in 2007. As a result, although the chart shows certain Independent Board Members as joining the Fund’s Board in 2007, those Independent Board Members first became members of the boards of other legacy MLIM or legacy BlackRock funds as follows: David O. Beim, 1998; Rodney D. Johnson, 1995; Herbert I. London, 1987; Cynthia A. Montgomery, 1994; Joseph P. Platt, 1999; Robert C. Robb, Jr., 1999; Kenneth L. Urish, 1999; and Frederick W. Winter, 1999. Frank J. Fabozzi first became a member of the boards of other funds advised by BlackRock or its affiliates in 1988. |
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| 3 | For Ms. Carter, Mr. Cotty and Ms. Walton, this column shows the number of BlackRock-advised RICs consisting of Portfolios to be overseen if such Board Nominees are elected for all Funds. For purposes of this chart, “RICs” refers to investment companies registered under the Investment Company Act and “Portfolios” refers to the series of the RICs. Equity-Liquidity Complex consists of the Equity-Liquidity Funds, which currently consists of 33 RICs. The BlackRock Equity-Bond Fund Complex consists of 28 RICs. The BlackRock Closed-End Fund Complex is comprised of 75 RICs. |
| 4 | Directorships disclosed under this column do not include directorships disclosed under the column “Principal Occupation(s) During at Least the Past Five Years.” Mr. Perlowski, Mr. Fabozzi and Ms. Novick are also board members of the BlackRock Closed-End Fund Complex. Mr. Perlowski is also a board member of another complex of BlackRock registered open-end funds, the BlackRock Equity-Bond Complex. |
| 5 | Chair of the Performance Oversight Committee. |
| 6 | Mr. Fabozzi is scheduled to resign from the Board of each Fund in advance of the shareholder meeting date and therefore is not standing for election. It is anticipated that after his resignation, Mr. Fabozzi will serve as a consultant to the Boards through the first quarter of 2016, and will receive a fee for such services. Mr. Fabozzi will continue as a board member of the funds in the BlackRock Closed-End Fund Complex. |
| 7 | Chair of the Governance Committee. |
| 8 | Chair of the Board. |
| 9 | Mr. London and Mr. Rosenblatt are scheduled to retire from the Board of each Fund as of December 31, 2015, and therefore will not be standing for re-election. |
| 10 | Chair of the Compliance Committee. |
| 11 | Chair of the Audit Committee. |
| 12 | Ms. Novick and Mr. Perlowski are both “interested persons,” as defined in the Investment Company Act, of the Funds based on their respective positions with BlackRock, Inc. and its affiliates. |
| 13 | Ms. Novick serves as the President of BlackRock Financial Institutions Series Trust, BIF Multi-State Municipal Series Trust, Funds For Institutions Series and Retirement Series Trust. |
| 14 | Mr. Perlowski serves as President for all Funds other than BlackRock Financial Institutions Series Trust, BIF Multi-State Municipal Series Trust, Funds For Institutions Series and Retirement Series Trust. |
The Governance Committee of each Board has adopted a statement of policy that describes the experiences, qualifications, skills and attributes that are necessary and desirable for potential Independent Board Member candidates (the “Statement of Policy”). The Boards believe that each Independent Board Member satisfied, at the time he or she was initially elected or appointed a Board Member, and continues to satisfy, the standards contemplated by the Statement of Policy. Furthermore, in determining that a particular Board Member was and continues to be qualified to serve as a Board Member, the Boards have considered a variety of criteria, none of which, in isolation, was controlling. The Boards also believe that each Independent Board Nominee that is not a current Board Member satisfies the standards contemplated by the Statement of Policy. The Boards believe that, collectively, the Independent Board Members/Nominees have balanced and diverse experiences, skills, attributes and qualifications, which allow the Boards to operate effectively in governing the Funds and protecting the interests of shareholders. Among the attributes common to all Independent Board Members/Nominees is their ability to review critically, evaluate, question and discuss information provided to them, to interact effectively with the Funds’ investment adviser, sub-advisers, other service providers, counsel and independent auditors, and to exercise effective business judgment in the performance of their duties as Board Members.
The Boards believe that each Board Member’s/Nominee’s ability to perform his or her duties effectively is evidenced by his or her educational background or professional training; business, consulting, public service or academic positions; experience from service as a Board Member of the Funds or the other funds in the BlackRock fund complexes (and any predecessor funds), other investment funds, public companies, or not-for-profit entities or other organizations; ongoing commitment and participation in Board and committee meetings, as well as their leadership of standing and other committees throughout the years; or other relevant life experiences.
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The table below discusses some of the experiences, qualifications and skills of each of the Board Members and Board Nominees, that support the conclusion that they should serve (or continue to serve) on the Boards.
Board | Experience, Qualifications and Skills | |
Independent Board Members/Nominees | ||
David O. Beim | David O. Beim has served for over 16 years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy MLIM funds. Mr. Beim has served as a professor of finance and economics at the Columbia University Graduate School of Business since 1991 and has taught courses on corporate finance, international banking and emerging financial markets. Each Board benefits from the perspective and background gained by his almost 20 years of academic experience. He has published numerous articles and books on a range of topics, including, among others, banking and finance. In addition, Mr. Beim spent 25 years in investment banking, including starting and running the investment banking business at Bankers Trust Company. | |
Susan J. Carter | Susan J. Carter is a Board Nominee. She has over 35 years of experience in investment management. She is serving as Senior Advisor to Commonfund Capital, Inc. (“CCI”), a registered investment adviser focused on non-profit investors, until December 31, 2015, and has also served as President and CEO of CCI. Ms. Carter currently serves as director to Pacific Pension Institute and Advisory Board Member for the Center for Private Equity and Entrepreneurship at the Tuck School of Business. These positions have provided her with insight and perspective on the markets and the economy. The Boards expect to benefit from this knowledge and experience. | |
Collette Chilton | Collette Chilton recently joined as a member of the Boards of the Funds in the Equity-Liquidity Complex. Ms. Chilton has over 20 years of experience in investment management. She has held the position of Chief Investment Officer of Williams College since October 2006. Prior to that she was President and Chief Investment Officer of Lucent Asset Management Corporation, where she oversaw approximately $40 billion in pension and retirement savings assets for the company. These positions have provided her with insight and perspective on the markets and the economy. The Boards benefit from this knowledge and experience. | |
Neil A. Cotty | Neil A. Cotty is a Board Nominee. He has more than 30 years of experience in the financial services industry, including 19 years at Bank of America Corporation and its affiliates, where he served, at different times, as the Chief Financial Officer of various businesses including Investment Banking, Global Markets, Wealth Management and Consumer and also served ten years as the Chief Accounting Officer for Bank of America Corporation. The Boards expect to benefit from his knowledge and experience. | |
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Board | Experience, Qualifications and Skills | |
Frank J. Fabozzi | Frank J. Fabozzi recently joined as a member of the Boards of the Funds in the Equity-Liquidity Complex. Mr. Fabozzi has served for over 25 years on the boards of registered investment companies, most recently as a member of the boards of the funds in the BlackRock Closed-End Fund Complex and its predecessor funds. Mr. Fabozzi holds the designation of Chartered Financial Analyst and Certified Public Accountant. Mr. Fabozzi was inducted into the Fixed Income Analysts Society’s Hall of Fame and is the 2007 recipient of the C. Stewart Sheppard Award and the 2015 recipient of the James R. Vertin Award, both given by the CFA Institute. Each Board benefits from Mr. Fabozzi’s experience as a professor and author in the field of finance. Mr. Fabozzi’s experience as a professor at various institutions, including EDHEC Business School, Yale, MIT and Princeton, as well as Mr. Fabozzi’s experience as a Professor in the Practice of Finance and Becton Fellow at the Yale University School of Management and as editor of the Journal of Portfolio Management demonstrate his wealth of expertise in the investment management and structured finance areas. Mr. Fabozzi has authored and edited numerous books and research papers on topics in management and financial econometrics, and his writings have focused on fixed-income securities and portfolio management, many of which are considered standard references in the investment management industry. Mr. Fabozzi’s long-standing service on the boards of the funds in the BlackRock Closed-End Fund Complex also provides him with an understanding of the Funds, their operations, and the business and regulatory issues facing the Funds. Mr. Fabozzi is scheduled to resign from the Boards in advance of the Meeting, and therefore he is not standing for election. Mr. Fabozzi will continue as a board member of the funds in the BlackRock Closed-End Fund Complex. | |
Matina S. Horner | Matina S. Horner has served for over ten years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy BlackRock funds. Each Board benefits from her prior service as Executive Vice President of Teachers Insurance and Annuity Association and College Retirement Equities Fund, which provided Ms. Horner with management and corporate governance experience. In addition, Ms. Horner served as a professor in the Department of Psychology at Harvard University and served as President of Radcliffe College for 17 years. Ms. Horner also served on various public, private and non-profit boards. | |
Rodney D. Johnson | Rodney D. Johnson has served for over 20 years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy BlackRock funds. He has over 25 years of experience as a financial advisor covering a range of engagements, which has broadened his knowledge of and experience with the investment management business. Prior to founding Fairmount Capital Advisors, Inc., Mr. Johnson served as Chief Financial Officer of Temple University for four years. He served as Director of Finance and Managing Director, in addition to a variety of other roles, for the City of Philadelphia, and has extensive experience in municipal finance. Mr. Johnson was also a tenured associate professor of finance at Temple University and a research economist with the Federal Reserve Bank of Philadelphia. | |
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Board | Experience, Qualifications and Skills | |
Herbert I. London | Herbert I. London has served for over 20 years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy MLIM funds. Mr. London’s experience as president of the Hudson Institute, an internationally recognized think tank and public policy research organization in Washington D.C., from 1997 to 2011, and in various positions at New York University provide both background and perspective on financial, economic and global issues, which enhance his service on the Boards. He has authored several books and numerous articles, which have appeared in major newspapers and journals throughout the United States. Mr. London is scheduled to retire from the Board of each Fund as of December 31, 2015, and therefore he will not be standing for re-election. | |
| Cynthia A. Montgomery | Cynthia A. Montgomery has served for over 20 years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy MLIM funds. Each Board benefits from Ms. Montgomery’s more than 20 years of academic experience as a professor at Harvard Business School where she taught courses on corporate strategy and corporate governance. Ms. Montgomery also has business management and corporate governance experience through her service on the corporate boards of a variety of public companies. She has also authored numerous articles and books on these topics. | |
Joseph P. Platt | Joseph P. Platt has served for over 15 years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy BlackRock funds. Mr. Platt currently serves as general partner at Thorn Partners, LP, a private investment company. Prior to his joining Thorn Partners, LP, he was an owner, director and executive vice president with Johnson and Higgins, an insurance broker and employee benefits consultant. He has over 25 years of experience in the areas of insurance, compensation and benefits. Mr. Platt also serves on the boards of public, private and non-profit companies. | |
Robert C. Robb, Jr. | Robert C. Robb, Jr. has served for over 15 years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy BlackRock funds. Mr. Robb has over 30 years of experience in management consulting and has worked with many companies and business associations located throughout the United States, including being a former director of PNC Board and a former director of Brinks, Inc. Mr. Robb brings to the Boards a wealth of practical business experience across a range of industries. | |
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Board | Experience, Qualifications and Skills | |
Toby Rosenblatt | Toby Rosenblatt has served for over 20 years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy BlackRock funds. He has served as president and general partner of Founders Investments, Ltd., a private investment limited partnership, since 1999, providing him with relevant experience with the issues faced by investment management firms and their clients. Mr. Rosenblatt has been active in the civic arena and has served as a trustee of a number of community and educational organizations for over 30 years. Mr. Rosenblatt is scheduled to retire from the Board of each Fund as of December 31, 2015, and therefore he will not be standing for re-election. | |
Mark Stalnecker | Mark Stalnecker recently joined as a member of the Boards of the Funds in the Equity-Liquidity Complex. Mr. Stalnecker has gained a wealth of experience in investing and asset management from his over 13 years of service as the Chief Investment Officer of the University of Delaware as well as from his various positions with First Union Corporation, including Senior Vice President and State Investment Director of First Investment Advisors. Each Board benefits from his experience and perspective as the Chief Investment Officer of a university endowment and from the oversight experience he gained from service on various private and non-profit boards. | |
Kenneth L. Urish | Kenneth L. Urish has served for over 15 years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy BlackRock funds. He has over 30 years of experience in public accounting. Mr. Urish has served as a managing member of an accounting and consulting firm. Mr. Urish has been determined by the Audit Committees to be an audit committee financial expert, as such term is defined in the applicable Commission rules. | |
Claire A. Walton | Claire A. Walton is a Board Nominee. She has over 25 years of experience in investment management. She has served as the Chief Operating Officer and Chief Financial Officer of Liberty Square Asset Management, LP from 1998 to 2015, an investment manager that specialized in long/short non-U.S. equity investments, and has been an owner and General Partner of Neon Liberty Capital Management, LLC since 2003, a firm focusing on long/short equities in global emerging and frontier markets. These positions have provided her with insight and perspective on the markets and the economy. The Boards expect to benefit from this knowledge and experience. | |
Frederick W. Winter | Frederick W. Winter has served for over 15 years on the boards of registered investment companies, most recently as a member of the Boards of the Funds in the Equity-Liquidity Complex and its predecessor funds, including the legacy BlackRock funds. Each Board benefits from Mr. Winter’s years of academic experience, including as Dean Emeritus of the Joseph M. Katz Graduate School of Business at the University of Pittsburgh. He served as Dean and Professor from 1997 until 2005 and Professor until 2013. He is widely regarded as a specialist in marketing strategy, marketing management, business-to-business marketing and services marketing. He has also served as a consultant to more than 50 different firms. | |
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Board | Experience, Qualifications and Skills | |
Interested Board Members/Nominees | ||
Barbara G. Novick | Barbara G. Novick recently joined as a member of the Boards of the Funds in the Equity-Liquidity Complex. Ms. Novick has extensive experience in the financial services industry, including more than 26 years with BlackRock. Ms. Novick currently is a member of BlackRock’s Global Executive, Global Operating and Corporate Risk Management Committees and chairs BlackRock’s Government Relations Steering Committee. For the first twenty years at BlackRock, Ms. Novick oversaw global business development, marketing and client service across equity, fixed income, liquidity, alternative investment and real estate products, and in her current role, heads BlackRock’s efforts globally on government relations and public policy. Prior to joining BlackRock, Ms. Novick was Vice President of the Mortgage Products Group at the First Boston Corporation and prior to that, was with Morgan Stanley. Ms. Novick also serves as a board member of the funds in the BlackRock Closed-End Fund Complex. The Boards benefit from Ms. Novick’s wealth of experience and long history with BlackRock and BlackRock’s management practices, investment strategies and products, which stretches back to BlackRock’s founding in 1988. | |
John M. Perlowski | John M. Perlowski recently joined as a member of the Boards of the Funds in the Equity-Liquidity Complex. Mr. Perlowski’s experience as Managing Director of BlackRock, Inc. since 2009, as the Head of BlackRock Global Fund Services since 2009, and as President and Chief Executive Officer of the Funds provides him with a strong understanding of the Funds, their operations, and the business and regulatory issues facing the Funds. Mr. Perlowski held prior positions as Managing Director and Chief Operating Officer of the Global Product Group at Goldman Sachs Asset Management, Treasurer and Senior Vice President of the Goldman Sachs Mutual Funds and Director of the Goldman Sachs Offshore Funds. Mr. Perlowski also serves as a board member of the funds in the BlackRock Closed-End Fund Complex and another complex of BlackRock registered open-end funds, the BlackRock Equity-Bond Fund Complex. The Boards benefit from Mr. Perlowski’s experience with the management practices of other financial companies. | |
Board Leadership Structure and Oversight
Each Board currently consists of 15 Board Members, 13 of whom are Independent Board Members. The investment companies registered under the Investment Company Act that are advised by the Advisor or its affiliates (the “BlackRock-advised Funds”) are organized into the BlackRock Equity-Liquidity Complex, another complex of open-end funds, one complex of closed-end funds and one complex of exchange-traded funds (each, a “BlackRock Fund Complex”). The Funds are included in the BlackRock Equity-Liquidity Complex.
The Boards have overall responsibility for the oversight of the Funds. The Chair of each Board is an Independent Board Member, and the Chair of each Board committee (each, a “Committee”) is an Independent Board Member. Each Board has five standing Committees: an Audit Committee, a Governance and Nominating Committee, a Compliance Committee, a Performance Oversight and Contract Committee and an Executive Committee. The Boards do not have a compensation
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committee because the executive officers of the Funds, other than the Funds’ Chief Compliance Officer (“CCO”), do not receive any direct compensation from the Funds and the CCO’s compensation is comprehensively reviewed by the Boards. The role of the Chair of the Boards is to preside at all meetings of the Boards, and to act as a liaison with service providers, officers, attorneys, and other Board Members between meetings. The Chair of each Committee performs a similar role with respect to the Committee. The Chair of the Boards or the Chair of a Committee may also perform such other functions as may be delegated by the Boards or the Committees from time to time. The Independent Board Members meet regularly outside the presence of Fund management, in executive session or with other service providers to the Funds. The Boards have regular in person meetings five times a year, including a meeting to consider the approval of the Funds’ investment management agreements, and if necessary, may hold special meetings before the next regular meeting. Each Committee of a Board meets regularly to conduct the oversight functions delegated to that Committee by the Board and reports its findings to the Board. Each Board and each standing Committee conducts annual assessments of their oversight function and structure. Each Board has determined that the Board’s leadership structure is appropriate because it allows the Board to exercise independent judgment over management and to allocate areas of responsibility among Committees and the full Board to enhance effective oversight.
The Boards have engaged the Advisor to manage the Funds on a day-to-day basis. Each Board is responsible for overseeing the Advisor, other service providers, the operations of each Fund and associated risks in accordance with the provisions of the Investment Company Act, state law, other applicable laws, each Fund’s charter, and each Fund’s investment objective(s) and strategies. The Boards review, on an ongoing basis, the Funds’ performance, operations, and investment strategies and techniques. The Boards also conduct reviews of the Advisor and its role in running the operations of the Funds.
Day-to-day risk management with respect to the Funds is the responsibility of the Advisor or other service providers (depending on the nature of the risk), subject to the supervision of the Advisor. The Funds are subject to a number of risks, including investment, compliance, operational and valuation risks, among others. While there are a number of risk management functions performed by the Advisor or other service providers, as applicable, it is not possible to eliminate all of the risks applicable to the Funds. Risk oversight is part of the Boards’ general oversight of the Funds and is addressed as part of various Board and Committee activities. The Boards, directly or through Committees, also review reports from, among others, management, the independent registered public accounting firm for the Funds, the Advisor, and internal auditors for the Advisor or its affiliates, as appropriate, regarding risks faced by the Funds and management’s or the service provider’s risk functions. The Committee system facilitates the timely and efficient consideration of matters by the Board Members and facilitates effective oversight of compliance with legal and regulatory requirements and of the Funds’ activities and associated risks. The Boards have appointed a Chief Compliance Officer, who oversees the implementation and testing of the Funds’ compliance program and reports regularly to the Boards regarding compliance matters for the Funds and their service providers. The Independent Board Members have engaged independent legal counsel to assist them in performing their oversight responsibilities.
Compensation. Information relating to compensation paid to the Board Members for each Fund’s most recent fiscal year is set forth inAppendix D.
Equity Securities Owned by Board Members and Board Nominees. Information relating to the amount of equity securities owned by Board Members/Nominees in the Funds that they oversee or are nominated to oversee in the BlackRock Fund Complexes, as of November 30, 2015, is set forth inAppendix E.
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Attendance of Board Members at Shareholders’ Meetings. None of the Funds currently has a formal policy regarding Board members’ attendance at shareholders’ meetings. None of the Funds held, or were required to hold, a meeting at which Directors/Trustees were elected during its last fiscal year.
Board Meetings. Information relating to the number of times that the Boards met during each Fund’s most recent fiscal year is set forth inAppendix F. No incumbent Board Member attended less than 75% of the aggregate number of meetings of each Board and of each Committee on which the Board Member served during each Fund’s most recently completed fiscal year.
Standing Committees of the Boards. Information relating to the various standing committees of the Boards is set forth below.
The Board of each Fund has established the following standing committees:
Audit Committee. The members of the Audit Committee of each Board (the “Audit Committee”) are Kenneth L. Urish (Chair), Frank J. Fabozzi, Herbert I. London, Mark Stalnecker and Frederick W. Winter, all of whom are Independent Board Members. The principal responsibilities of the Audit Committee are to approve, and recommend to the full Board for approval, the selection, retention, termination and compensation of the Fund’s independent registered public accounting firm (the “Independent Registered Public Accounting Firm”) and to oversee the Independent Registered Public Accounting Firm’s work. The Audit Committee’s responsibilities include, without limitation, to (1) evaluate the qualifications and independence of the Independent Registered Public Accounting Firm; (2) approve all audit engagement terms and fees for the Fund; (3) review the conduct and results of each independent audit of the Fund’s annual financial statements; (4) review any issues raised by the Independent Registered Public Accounting Firm or Fund management regarding the accounting or financial reporting policies and practices of the Fund and the internal controls of the Fund and certain service providers; (5) oversee the performance of the Fund’s Independent Registered Public Accounting Firm; (6) review and discuss with management and the Fund’s Independent Registered Public Accounting Firm the performance and findings of the Fund’s internal auditors; (7) discuss with Fund management its policies regarding risk assessment and risk management as such matters relate to the Fund’s financial reporting and controls; (8) resolve any disagreements between Fund management and the Independent Registered Public Accounting Firm regarding financial reporting; and (9) undertake such other duties and responsibilities as may from time to time be delegated by the Board to the Audit Committee. The Board of each Fund has adopted a written charter for the Audit Committee.
Governance and Nominating Committee. The members of the Governance and Nominating Committee of each Board (the “Governance Committee”) are Matina S. Horner (Chair), Collette Chilton, Herbert I. London, Cynthia A. Montgomery, Robert C. Robb, Jr. and Toby Rosenblatt, all of whom are Independent Board Members. The principal responsibilities of the Governance Committee are to (1) identify individuals qualified to serve as Independent Board Members of the Fund and recommend Independent Board Member nominees for election by shareholders or appointment by the Board; (2) advise the Board with respect to Board composition, procedures and committees (other than the Audit Committee); (3) oversee periodic self-assessments of the Board and committees of the Board (other than the Audit Committee); (4) review and make recommendations regarding Independent Board Member compensation; (5) monitor corporate governance matters and develop appropriate recommendations to the Board; (6) act as the administrative committee with respect to Board policies and procedures, committee policies and procedures (other than the Audit Committee) and codes of ethics as they relate to Independent Board Members; and (7) undertake such other duties and responsibilities as may from time to time be delegated by the Board to the Governance Committee. The Governance Committee of each
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Board may consider nominations for the office of Board Member made by Fund shareholders as it deems appropriate. Each Governance Committee may consider nominees recommended by a shareholder. Fund shareholders who wish to recommend a nominee to the Governance Committee in the future should send such recommendation to the Secretary of the Fund that include all information relating to such person that is required to be disclosed in solicitations of proxies for the election of Board Members. The Board of each Fund has adopted a written charter for the Governance Committee, which is attached to this proxy statement asAppendix K.
The Governance Committee of each Board has adopted a statement of policy that describes the experience, qualifications, skills and attributes that are necessary and desirable for potential Independent Board Member candidates (the “Statement of Policy”). The Board believes that each Independent Board Member satisfied, at the time he or she was initially elected or appointed a Board Member, and continues to satisfy, the standards contemplated by the Statement of Policy. Furthermore, in determining that a particular Independent Board Member was and continues to be qualified to serve as a Board Member, each Board has considered a variety of criteria, none of which, in isolation, was controlling. The Board believes that, collectively, the Independent Board Members have balanced and diverse experience, skills, attributes and qualifications, which allow the Board to operate effectively in governing the Funds and protecting the interests of shareholders. Among the attributes common to all Independent Board Members are their ability to review critically, evaluate, question and discuss information provided to them, to interact effectively with each Fund’s investment adviser, sub-advisers, other service providers, counsel and the Independent Registered Public Accounting Firm, and to exercise effective business judgment in the performance of their duties as Board Members.
The Governance Committee of each Board seeks to identify individuals to serve on the Board who have a diverse range of viewpoints, qualifications, experiences, backgrounds and skill sets so that the Board will be better suited to fulfill its responsibility of overseeing the Fund’s activities. In so doing, the Governance Committee reviews the size of the Board, the ages of the current Board Members and their tenure on the Board, and the skills, background and experiences of the Board Members in light of the issues facing the Fund in determining whether one or more new Board Members should be added to the Board. Each Board as a group strives to achieve diversity in terms of gender, race and geographic location. The Governance Committee of each Board believes that the Board Members as a group possess the array of skills, experiences and backgrounds necessary to guide the Fund. The Board Members’ biographies included in this Proxy Statement highlight the diversity and breadth of skills, qualifications and expertise that the Board Members bring to the Funds. The Governance Committee may, but is not required to, engage the services of a third party firm at the relevant Funds’ expense to identify and assist in evaluating potential Board candidates.
Further, each Board has adopted Board Member qualification requirements, including: (i) age limits; (ii) limits on service on other boards; (iii) restrictions on relationships with investment advisers other than BlackRock; and (iv) character and fitness requirements. In addition to not being an “interested person” of the Fund as defined under Section 2(a)(19) of the Investment Company Act, each Independent Board Member may not be or have certain relationships with a shareholder owning five percent or more of the Fund’s voting securities or owning other percentage ownership interests in investment companies registered under the Investment Company Act.
Compliance Committee. The members of the Compliance Committee of each Board (the “Compliance Committee”) are Joseph P. Platt (Chair), Rodney D. Johnson, Cynthia A. Montgomery and Robert C. Robb, Jr., all of whom are Independent Board Members. The Compliance Committee’s purpose is to assist the Board in fulfilling its responsibility to oversee regulatory and
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fiduciary compliance matters involving the Fund, the fund-related activities of BlackRock and any sub-adviser and the Fund’s third-party service providers. The Compliance Committee’s responsibilities include, without limitation, to (1) oversee the compliance policies and procedures of the Funds and its service providers and recommend changes or additions to such policies and procedures; (2) review information on and, where appropriate, recommend policies concerning the Fund’s compliance with applicable law; (3) review reports from, oversee the annual performance review of, and make certain recommendations and determinations regarding the Fund’s CCO, including determining the amount and structure of the CCO’s compensation and recommending such amount and structure to the full Board for approval and ratification; and (4) undertake such other duties and responsibilities as may from time to time be delegated by the Board to the Compliance Committee. The Board of each Fund has adopted a written charter for the Compliance Committee.
Performance Oversight Committee. The members of the Performance Oversight and Contract Committee (the “Performance Oversight Committee”) of each Board are David O. Beim (Chair), Collette Chilton, Frank J. Fabozzi, Toby Rosenblatt, Mark Stalnecker and Frederick W. Winter, all of whom are Independent Board Members. The Performance Oversight Committee’s purpose is to assist the Board in fulfilling its responsibility to oversee the Fund’s investment performance relative to its agreed-upon performance objectives and to assist the Independent Board Members in their consideration of investment advisory agreements. The Performance Oversight Committee’s responsibilities include, without limitation, to (1) review information on, and make recommendations to the full Board in respect of the Fund’s investment objective, policies and practices; (2) review information on the Fund’s investment performance; (3) review information on appropriate benchmarks and competitive universes and unusual or exceptional investment matters; (4) review personnel and other resources devoted to management of the Fund and evaluate the nature and quality of information furnished to the Performance Oversight Committee; (5) recommend any required action regarding changes in fundamental and non-fundamental investment policies and restrictions, fund mergers or liquidations; (6) request and review information on the nature, extent and quality of services provided to the shareholders; (7) make recommendations to the Board concerning the approval or renewal of investment advisory agreements; and (8) undertake such other duties and responsibilities as may from time to time be delegated by the Board to the Performance Oversight Committee. The Board of each Fund has adopted a written charter for the Performance Oversight Committee.
Executive Committee. The members of the Executive Committee of each Board (the “Executive Committee”) are Matina S. Horner and Rodney D. Johnson, both of whom are Independent Board Members, and Barbara G. Novick, who serves as an interested Board Member. The principal responsibilities of the Executive Committee are to (1) act on routine matters between meetings of the Board; (2) act on such matters as may require urgent action between meetings of the Board; and (3) exercise such other authority as may from time to time be delegated to the Executive Committee by the Board. The Board of each Fund has adopted a written charter for the Executive Committee.
Appendix G sets forth the number of times each Audit Committee, Governance Committee, Compliance Committee, Performance Oversight Committee and Executive Committee met during the Fund’s (or for series Funds, each Portfolio’s) most recent fiscal year.
Executive Officers of the Funds. Information about the executive officers of each Fund, including their year of birth and their principal occupations during the past five years, is set forth inAppendix H.
Your Board unanimously recommends that you vote, or provide voting instructions, “FOR” the election of each Board Nominee under each applicable Proposal.
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VOTE REQUIRED AND MANNER OF VOTING PROXIES
For each Fund, a quorum of the shareholders of a Fund as a whole, including the shareholders of the Portfolios of the Fund, if any, is required to be present in person or represented by proxy, in order to take any action at the Meeting with respect to Proposal 1 as it applies to that particular Fund. The quorum requirement for each Fund is set forth inAppendix A.
The vote requirement for each Fund to elect Board members is set forth inAppendix A. Votes on Proposal 1 will be tabulated on a Fund basis, such that the votes of Portfolios that are series of the same Fund will be voted together as a single class with respect to the election of the Board members of that Fund. The shareholders of each Fund organized as a Feeder Fund in a master/feeder structure (identified inAppendix B) where such Fund invests all or substantially all of its assets in a corresponding Master Fund or series of a corresponding Master Fund are also being asked, in Proposal 2, to provide voting instructions to such Feeder Fund with respect to the election of the Board Nominees of the corresponding Master Fund. The shareholders of Balanced Capital Fund are being asked, in Proposal 3, to provide voting instructions to Balanced Capital Fund with respect to its vote for the election of the Board of Master Large Cap Series LLC. Approval of Proposal 1 will occur only if a sufficient number of votes at the Meeting are cast “FOR” the proposal. Abstentions and broker non-votes will not be counted as votes cast and therefore, abstentions and broker non-votes will have the same effect as a vote against Proposal 1 for Funds (identified inAppendix A) which require a majority of the outstanding shares present, in person or by proxy. However, abstentions and broker non-votes will not have an effect on Proposal 1 for Funds that require a plurality or a majority of the votes cast. A vote requiring a plurality to elect Board Nominees for a Fund means that the Board Nominees receiving the largest number of votes cast will be elected to fill the available positions for that Fund.
Each Feeder Fund will vote its interests in the Master Fund in which it invests in accordance with the voting instructions received from the shareholders of the Feeder Fund and will vote interests in the Master Fund with respect to which it has not received voting instructions in the same proportion as the interests for which it has received instructions from other shareholders (this is called “proportional voting” or “echo voting”). The Feeder Funds do not require that a specified number of shareholders submit voting instructions before a Feeder Fund will vote its interests in the applicable Master Fund at the Meeting. Because each Feeder Fund will use proportional voting to vote its interests in its corresponding Master Fund, a small number of shareholders could determine how a Feeder Fund votes if other shareholders fail to vote. Please note that, as the Master Funds may have shareholders besides the Feeder Funds, it is possible that a matter may be approved by the Master Funds, even if it is not approved by Feeder Fund shareholders.
Balanced Capital Fund will vote its interests in Master Large Cap Series LLC in accordance with the voting instructions received from its shareholders, and will vote interests in Master Large Cap Series LLC with respect to which it has not received voting instructions in the same proportion as the interests for which it has received instructions from other shareholders. Balanced Capital Fund does not require that a specified number of shareholders submit voting instructions before Balanced Capital Fund will vote its interests in Master Large Cap Series LLC at the Meeting. Because Balanced Capital Fund will use proportional voting to vote its interests in Master Large Cap Series LLC, a small number of shareholders could determine how Balanced Capital Fund votes if other shareholders fail to vote.
If you hold your shares directly (not through a broker-dealer, bank or other financial institution, or variable annuity contract or variable life insurance policy), and if you return a properly executed proxy card that does not specify how you wish to vote on Proposal 1, your shares will be voted “FOR” the Board Nominees in Proposal 1, and, if applicable, “FOR” the Board Nominees in Proposal 2 and/or Proposal 3.
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The Funds expect that broker-dealer firms holding shares of a Fund in “street name” for the benefit of their customers and clients will request the instructions of such customers and clients on how to vote their shares on Proposal 1, Proposal 2 and Proposal 3 before the Meeting. Under New York Stock Exchange rules, broker-dealer firms may, without instructions, give a proxy to vote on routine matters if no instructions have been received prior to the date specified in the broker-dealer firm’s request for voting instructions. If instructions are not received by the date specified in the broker-dealer firms’ proxy solicitation materials, broker-dealers may vote on Proposal 1, and submit voting instructions for Proposal 2 and Proposal 3, on behalf of the broker-dealer firms’ customers and beneficial owners. A properly executed proxy card or other authorization by a beneficial owner of Fund shares that does not specify how the beneficial owner’s shares should be voted on a proposal may be deemed an instruction to vote such shares in favor of such proposal.
Votes cast by proxy or in person at the Meeting will be tabulated by the inspector of election appointed for the Meeting. The inspector of election will determine whether or not a quorum is present at the Meeting. The inspector of election will treat withheld votes and “broker non-votes,” if any, as present for purposes of determining a quorum. Broker non-votes occur when shares are held by brokers or nominees, typically in “street name,” as to which proxies have been returned but (a) voting instructions have not been received from the beneficial owners or persons entitled to vote and (b) the broker or nominee does not have discretionary voting power or elects not to exercise discretion on a particular matter.
If you are a beneficial shareholder of a Fund (that is if you hold shares of a Fund through a bank, broker or other financial institution or intermediary (called a service agent)), the service agent may be the record holder of your shares. At the Meeting, a service agent will vote shares for which it receives instructions from its customers in accordance with those instructions. A properly executed proxy card or other authorization by a shareholder that does not specify how the shareholder’s shares should be voted may be deemed to authorize a service provider to vote such shares in favor of Proposal 1 (and to submit voting instructions for Proposal 2 and/or Proposal 3, as applicable). Depending on its policies, applicable law or contractual or other restrictions, a service agent may be permitted to vote shares with respect to which it has not received specific voting instructions from its customers. In those cases, the service agent may, but is not required to, vote such shares in the same proportion as those shares for which the service agent has received voting instructions. This practice is commonly referred to as “echo voting.”
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
The Board Members, including a majority of the Independent Board Members, of each Fund and Portfolio, have selected Deloitte & Touche LLP (“D&T”) or PricewaterhouseCoopers LLP (“PwC”) as the independent registered public accounting firm for the Funds and Portfolios, as indicated onAppendix I.
No representatives of D&T or PwC will be present at the Meeting.
Appendix I sets forth for each Fund the fees billed by that Fund’s independent registered public accounting firm for the two most recent fiscal years for all audit, non-audit, tax and all other services provided directly to the Fund. The fee information inAppendix I is presented under the following captions:
(a) Audit Fees—fees related to the audit and review of the financial statements included in annual reports and registration statements, and other services that are normally provided in connection with statutory and regulatory filings or engagements, including out-of-pocket expenses.
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(b) Audit-Related Fees—fees related to assurance and related services that are reasonably related to the performance of the audit or review of financial statements, but not reported under “Audit Fees,” including accounting consultations, agreed-upon procedure reports, attestation reports, comfort letters, out-of-pocket expenses and internal control reviews not required by regulators.
(c) Tax Fees—fees associated with tax compliance, tax advice and tax planning, including services relating to the filing or amendment of federal, state or local income tax returns, regulated investment company qualification reviews, tax distribution and analysis reviews and miscellaneous tax advice.
(d) All Other Fees—fees for products and services provided to the Fund other than those reported under “Audit Fees,” “Audit-Related Fees” and “Tax Fees.”
Each Fund’s Audit Committee is required to approve all audit engagement fees and terms for the Fund. Each Fund’s Audit Committee also is required to consider and act upon (i) the provision by the Fund’s Independent Registered Public Accounting Firm of any non-audit services to the Fund, and (ii) the provision by the Fund’s Independent Registered Public Accounting Firm of non-audit services to the Advisor and any entity controlling, controlled by or under common control with the Advisor that provides ongoing services to the Fund (“Affiliated Service Providers”) to the extent that such approval (in the case of this clause (ii)) is required under applicable regulations of the Securities and Exchange Commission. SeeAppendix I to this Proxy Statement for information about the fees paid by the Funds, their investment advisers, and Affiliated Service Providers to each Fund’s Independent Registered Public Accounting Firm.
The Audit Committee of each Fund complies with applicable laws and regulations with regard to the pre-approval of services. Audit, audit-related and tax compliance services provided to a Fund on an annual basis require specific pre-approval by the Fund’s Audit Committee. As noted above, each Fund’s Audit Committee must also approve other non-audit services provided by the Fund’s Independent Registered Public Accounting Firm to the Fund and to the Fund’s investment advisers and Affiliated Service Providers that relate directly to the operations and financial reporting of the Fund. Each Fund’s Audit Committee has implemented policies and procedures by which such services may be approved other than by the full Audit Committee. Subject to such policies and procedures, including applicable dollar limitations, each Fund’s Audit Committee may pre-approve, without consideration on a specific case-by-case basis (“general pre-approval”), certain permissible non-audit services that the Audit Committee believes are (a) consistent with the SEC’s auditor independence rules and (b) routine and recurring services that will not impair the independence of the Independent Registered Public Accounting Firm. Each service approved subject to general pre-approval is presented to each Fund’s Audit Committee for ratification at the next regularly scheduled in-person Board meeting.
For each Fund’s two most recently completed fiscal years, there were no services rendered by D&T or PwC, as applicable to the Funds for which the general pre-approval requirement was waived.
Each Fund’s Audit Committee has considered the provision of non-audit services that were rendered by D&T or PwC, as applicable, to the Fund’s Affiliated Service Providers in connection with determining such auditor’s independence. All services provided by D&T to each Fund and each Fund’s Affiliated Service Provider that required pre-approval were pre-approved during the Fund’s most recently completed fiscal year.
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The Audit Committee of each Fund consists of the following Board Members all of whom are Independent Board Members:
Kenneth L. Urish (Chair)
Frank Fabozzi
Herbert I. London
Mark Stalnecker
Frederick W. Winter
5% Beneficial Share Ownership
As of December 11, 2015, to the best of each Fund’s knowledge, the persons listed inAppendix K beneficially owned more than 5% of the outstanding shares of the class of such Fund indicated.
Investment Advisors, Sub-Advisors and Administrators
The table below identifies all the investment advisor, sub-advisor(s), if any, and administrator(s), if any, to the Funds. Additional information about the investment advisers and sub-advisors is set forth after the table below.
Fund/Portfolio | Advisor | Sub-Advisor(s) | Administrator(s) | |||
BBIF Government Securities Fund | Feeder Fund – the Master Fund’s investment adviser is BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BBIF Money Fund | Feeder Fund – the Master Fund’s investment adviser is BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BBIF Tax-Exempt Fund | Feeder Fund – the Master Fund’s investment adviser is BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BBIF Treasury Fund | Feeder Fund – the Master Fund’s investment adviser is BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BIF Government Securities Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BIF Money Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BIF Multi-State Municipal Series Trust | ||||||
BIF California Municipal Money Fund | BlackRock Advisors, LLC | — | — | |||
BIF Connecticut Municipal Money Fund | BlackRock Advisors, LLC | — | — | |||
BIF Massachusetts Municipal Money Fund | BlackRock Advisors, LLC | — | — | |||
BIF New Jersey Municipal Money Fund | BlackRock Advisors, LLC | — | — | |||
BIF New York Municipal Money Fund | BlackRock Advisors, LLC | — | — | |||
BIF Ohio Municipal Money Fund | BlackRock Advisors, LLC | — | — | |||
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Fund/Portfolio | Advisor | Sub-Advisor(s) | Administrator(s) | |||
BIF Tax-Exempt Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BIF Treasury Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Emerging Markets Fund, Inc. | BlackRock Advisors, LLC | BlackRock International Limited | ||||
BlackRock Financial Institutions Series Trust | ||||||
BlackRock Summit Cash Reserves Fund | BlackRock Advisors, LLC | — | — | |||
BlackRock Funds | BlackRock Advisors, LLC | |||||
BlackRock All-Cap Energy & Resources Portfolio | BlackRock Advisors, LLC | BlackRock International Limited | BlackRock Advisors, LLC | |||
BlackRock Alternative Capital Strategies Fund | BlackRock Advisors, LLC | BlackRock International Limited | BlackRock Advisors, LLC | |||
BlackRock Commodity Strategies Fund | BlackRock Advisors, LLC | BlackRock International Limited | BlackRock Advisors, LLC | |||
BlackRock Developed Real Estate Index Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Disciplined Small Cap Core Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Emerging Market Allocation Portfolio | BlackRock Advisors, LLC | BlackRock International Limited
BlackRock Asset Management North Asia Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC
— | |||
BlackRock Emerging Markets Dividend Fund | BlackRock Advisors, LLC | BlackRock International Limited | BlackRock Advisors, LLC | |||
BlackRock Emerging Markets Long/Short Equity Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Energy & Resources Portfolio | BlackRock Advisors, LLC | BlackRock International Limited | BlackRock Advisors, LLC | |||
BlackRock Exchange Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Flexible Equity Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Global Long/Short Credit Fund | BlackRock Advisors, LLC | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock Global Long/Short Equity Fund | BlackRock Advisors, LLC | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock Global Opportunities Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Health Sciences Opportunities Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Impact U.S. Equity Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock International Opportunities Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Macro Themes Fund | BlackRock Advisors, LLC | BlackRock International Limited | BlackRock Advisors, LLC | |||
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Fund/Portfolio | Advisor | Sub-Advisor(s) | Administrator(s) | |||
BlackRock Managed Volatility Portfolio | BlackRock Advisors, LLC | BlackRock International Limited
BlackRock Asset Management North Asia Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock Mid-Cap Growth Equity Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Midcap Index Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Money Market Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock MSCI Asia ex Japan Index Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock MSCI World Index Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Municipal Money Market Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Multi-Asset Real Return Fund | BlackRock Advisors, LLC | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock Multi-Manager Alternative Strategies Fund | BlackRock Advisors, LLC | Benefit Street Partners, LLC
Ionic Capital Management LLC
LibreMax Capital, LLC
Pine River Capital Management L.P.
QMS Capital Management LP | BlackRock Advisors, LLC | |||
BlackRock New Jersey Municipal Money Market Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock North Carolina Municipal Money Market Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Ohio Municipal Money Market Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Pennsylvania Municipal Money Market Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Real Estate Securities Fund | BlackRock Advisors, LLC | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock Science & Technology Opportunities Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Short Obligations Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Small Cap Growth Equity Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Small/Mid Cap Index Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Strategic Risk Allocation Fund | BlackRock Advisors, LLC | BlackRock International Limited | BlackRock Advisors, LLC
BNY Mellon Investment Servicing (US) Inc. | |||
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Fund/Portfolio | Advisor | Sub-Advisor(s) | Administrator(s) | |||
BlackRock Total Stock Market Index Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock U.S. Opportunities Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock U.S. Treasury Money Market Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Virginia Municipal Money Market Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Funds III | ||||||
BlackRock LifePath® Retirement Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock LifePath® 2020 Fund | Feeder Fund – the Master Fund’s Investment Adviser is BlackRock Fund Advisors | Feeder Fund – the Master Fund’s sub-advisers are BlackRock International Limited and BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock LifePath® 2025 Fund | Feeder Fund – the Master Fund’s Investment Adviser is BlackRock Fund Advisors | Feeder Fund – the Master Fund’s sub-advisers are BlackRock International Limited and BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock LifePath® 2030 Fund | Feeder Fund – the Master Fund’s Investment Adviser is BlackRock Fund Advisors | Feeder Fund – the Master Fund’s sub-advisers are BlackRock International Limited and BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock LifePath® 2035 Fund | Feeder Fund – the Master Fund’s Investment Adviser is BlackRock Fund Advisors | Feeder Fund – the Master Fund’s sub-advisers are BlackRock International Limited and BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock LifePath® 2040 Fund | Feeder Fund – the Master Fund’s Investment Adviser is BlackRock Fund Advisors | Feeder Fund – the Master Fund’s sub-advisers are BlackRock International Limited and BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock LifePath® 2045 Fund | Feeder Fund – the Master Fund’s Investment Adviser is BlackRock Fund Advisors | Feeder Fund – the Master Fund’s sub-advisers are BlackRock International Limited and BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock LifePath® 2050 Fund | Feeder Fund – the Master Fund’s Investment Adviser is BlackRock Fund Advisors | Feeder Fund – the Master Fund’s sub-advisers are BlackRock International Limited and BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock LifePath® 2055 Fund | Feeder Fund – the Master Fund’s Investment Adviser is BlackRock Fund Advisors | Feeder Fund – the Master Fund’s sub-advisers are BlackRock International Limited and BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
BlackRock LifePath® Index Retirement Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
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Fund/Portfolio | Advisor | Sub-Advisor(s) | Administrator(s) | |||
BlackRock LifePath® Index 2020 Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock LifePath® Index 2025 Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock LifePath® Index 2030 Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock LifePath® Index 2035 Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock LifePath® Index 2040 Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock LifePath® Index 2045 Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock LifePath® Index 2050 Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock LifePath® Index 2055 Fund | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock Cash Funds: Institutional | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock Cash Funds: Prime | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock Cash Funds: Treasury | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock U.S. Total Bond Index Fund | Feeder Fund – the Master Fund’s investment adviser is BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock S&P 500 Index Fund | Feeder Fund – the Master Fund’s investment adviser is BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock CoreAlpha Bond Fund | Feeder Fund – the Master Fund’s investment adviser is BlackRock Fund Advisors | Feeder Fund: The Master Fund’s sub-advisers are BlackRock International Limited and BlackRock Fund Advisors | BlackRock Advisors, LLC | |||
BlackRock Total International ex U.S. Index Fund | Feeder Fund – The Master Fund’s Investment Adviser is BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock Large Cap Index Fund | Feeder Fund – The Master Fund’s Investment Adviser is BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
BlackRock Disciplined International Fund | Feeder Fund – The Master Fund’s Investment Adviser is BlackRock Advisors, LLC | Feeder Fund: the Master Fund’s sub-adviser is BlackRock Fund Advisors | BlackRock Advisors, LLC | |||
BlackRock Index Funds, Inc. | ||||||
BlackRock International Index Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Small Cap Index Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Large Cap Series Funds, Inc. | ||||||
BlackRock Large Cap Core Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Event Driven Equity Fund | BlackRock Advisors, LLC | — | ||||
BlackRock Large Cap Growth Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
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Fund/Portfolio | Advisor | Sub-Advisor(s) | Administrator(s) | |||
BlackRock Large Cap Value Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Large Cap Value Retirement Portfolio | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
BlackRock Latin America Fund, Inc. | BlackRock Advisors, LLC | BlackRock International Limited | — | |||
BlackRock Liquidity Funds | ||||||
California Money Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
Federal Trust Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
FedFund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
MuniCash | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
MuniFund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
New York Money Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
TempCash | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
TempFund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
T-Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
Treasury Trust Fund | BlackRock Advisors, LLC | — | BlackRock Advisors, LLC
Sub-Administrator: BNY Mellon Investment Servicing (US) Inc. | |||
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Fund/Portfolio | Advisor | Sub-Advisor(s) | Administrator(s) | |||
BlackRock Master LLC | ||||||
BlackRock Master International Portfolio | BlackRock Advisors, LLC | BlackRock International Limited | — | |||
BlackRock Master Small Cap Growth Portfolio | BlackRock Advisors, LLC | — | — | |||
BlackRock Pacific Fund, Inc. | BlackRock Advisors, LLC | BlackRock Asset Management North Asia Limited | — | |||
BlackRock Series, Inc. | ||||||
BlackRock International Fund | Feeder Fund – the Master Fund’s investment adviser is BlackRock Advisors, LLC | BlackRock International Limited | BlackRock Advisers, LLC | |||
BlackRock Small Cap Growth Fund II | Feeder Fund – the Master Fund’s investment adviser is BlackRock Advisors, LLC | — | BlackRock Advisers, LLC | |||
Funds For Institutions Series | ||||||
FFI Government Fund | BlackRock Advisors, LLC | — | — | |||
FFI Institutional Fund (to be renamed BlackRock Government Institutional Fund effective January 4, 2016) | Feeder Fund – The Master Fund’s Investment Adviser is BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
FFI Institutional Tax-Exempt Fund | Feeder Fund – The Master Fund’s Investment Adviser is BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
FFI Premier Institutional Fund (to be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016) | Feeder Fund – The Master Fund’s Investment Adviser is BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
FFI Select Institutional Fund (to be renamed BlackRock Select Government Institutional Fund effective January 4, 2016) | Feeder Fund – The Master Fund’s Investment Adviser is BlackRock Advisors, LLC | — | BlackRock Advisors, LLC | |||
FFI Treasury Fund | BlackRock Advisors, LLC | — | ||||
Master Government Securities LLC | BlackRock Advisors, LLC | — | — | |||
Master Institutional Money Market LLC | ||||||
Institutional Portfolio (to be renamed Master Government Institutional Portfolio effective January 4, 2016) | BlackRock Advisors, LLC | — | — | |||
Institutional Tax-Exempt Portfolio | BlackRock Advisors, LLC | — | — | |||
Premier Institutional Portfolio (to be renamed Master Premier Institutional Portfolio effective January 4, 2016) | BlackRock Advisors, LLC | — | — | |||
Master Investment Portfolio | ||||||
Prime Money Market Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
Money Market Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
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Fund/Portfolio | Advisor | Sub-Advisor(s) | Administrator(s) | |||
International Tilts Master Portfolio | BlackRock Advisors, LLC | BlackRock Fund Advisors | BlackRock Advisors, LLC | |||
Treasury Money Market Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
LifePath® Retirement Master Portfolio | BlackRock Fund Advisors | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
LifePath® 2020 Master Portfolio | BlackRock Fund Advisors | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
LifePath® 2025 Master Portfolio | BlackRock Fund Advisors | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
LifePath® 2030 Master Portfolio | BlackRock Fund Advisors | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
LifePath® 2035 Master Portfolio | BlackRock Fund Advisors | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
LifePath® 2040 Master Portfolio | BlackRock Fund Advisors | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
LifePath® 2045 Master Portfolio | BlackRock Fund Advisors | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
LifePath® 2050 Master Portfolio | BlackRock Fund Advisors | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
LifePath® 2055 Master Portfolio | BlackRock Fund Advisors | BlackRock International Limited
BlackRock (Singapore) Limited | BlackRock Advisors, LLC | |||
LifePath® Index Retirement Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
LifePath® Index 2020 Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
LifePath® Index 2025 Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
LifePath® Index 2030 Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
LifePath® Index 2035 Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
LifePath® Index 2040 Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
LifePath® Index 2045 Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
LifePath® Index 2050 Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
LifePath® Index 2055 Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
Active Stock Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
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Fund/Portfolio | Advisor | Sub-Advisor(s) | Administrator(s) | |||
CoreAlpha Bond Master Portfolio | BlackRock Advisors, LLC | BlackRock International Limited
BlackRock Fund Advisors | BlackRock Advisors, LLC | |||
S&P 500 Index Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
U.S. Total Bond Index Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
Total International ex U.S. Index Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
Large Cap Index Master Portfolio | BlackRock Fund Advisors | — | BlackRock Advisors, LLC | |||
Master Large Cap Series LLC | ||||||
Master Large Cap Core Portfolio | BlackRock Advisors, LLC | — | — | |||
Master Large Cap Growth Portfolio | BlackRock Advisors, LLC | — | — | |||
Master Large Cap Value Portfolio | BlackRock Advisors, LLC | — | — | |||
Master Money LLC | BlackRock Advisors, LLC | — | — | |||
Master Tax-Exempt LLC | BlackRock Advisors, LLC | — | — | |||
Master Treasury LLC | BlackRock Advisors, LLC | — | — | |||
Quantitative Master Series LLC | ||||||
Master Extended Market Index Series | BlackRock Advisors, LLC | — | — | |||
Master International Index Series | BlackRock Advisors, LLC | — | — | |||
Master Small Cap Index Series | BlackRock Advisors, LLC | — | — | |||
Ready Assets Prime Money Fund (to be renamed Ready Assets Government Liquidity Fund effective January 4, 2016) | BlackRock Advisors, LLC | — | — | |||
Ready Assets U.S.A. Government Money Fund | BlackRock Advisors, LLC | — | — | |||
Ready Assets U.S. Treasury Money Fund | BlackRock Advisors, LLC | — | — | |||
Retirement Series Trust | ||||||
Retirement Reserves Money Fund | BlackRock Advisors, LLC | — | — | |||
BlackRock Advisors, LLC serves as investment adviser and/or administrator to certain of the Funds and/or Portfolios, and is located at 100 Bellevue Parkway, Wilmington, DE 19809. BlackRock Advisors, LLC is an indirect wholly-owned subsidiary of BlackRock, Inc.
BlackRock International Limited is located at Exchange Place One, One Semple Street, Edinburgh, EH3 8BL United Kingdom.
BlackRock Fund Advisors is located at 400 Howard Street, San Francisco, California 94105.
BlackRock Asset Management North Asia Limited is located at 16/F Cheung Kong Center, 2 Queen’s Road Central, Hong Kong.
BlackRock (Singapore) Limited is located at 20 Anson Road #18-01, 079912 Singapore.
Benefit Street Partners, LLC is located at 9 West 57th Street, Suite 4920, New York, New York 10019.
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Ionic Capital Management LLC is located at 475 Fifth Avenue, 9th Floor, New York, New York 10017.
LibreMax Capital, LLC is located at 600 Lexington Avenue, 7th Floor, New York, New York 10022.
Pine River Capital Management L.P. is located at 601 Carlson Parkway, Minnetonka, Minnesota 55305.
QMS Capital Management LP is located at 240 Leigh Farm Rd., Suite 450, Durham, North Carolina 27707.
BNY Mellon Investment Servicing (US) Inc. serves as administrator, co-administrator or sub-administrator to certain Funds and/or Portfolios, and is located at 301 Bellevue Parkway, Wilmington, Delaware 19809.
BlackRock Investments, LLC, an indirect wholly-owned subsidiary of BlackRock, Inc., serves as the principal underwriter for the Funds, and is located at 55 East 52nd Street, New York, NY 10055.
Submission of Shareholder Proposals
The Funds do not hold annual meetings of shareholders. A shareholder proposal intended to be included in a proxy statement for a future meeting of shareholders of a Fund must be received at the offices of the Fund, 40 East 52nd Street, New York, New York 10022-5911, a reasonable time before the Fund begins to print and mail its proxy materials. Timely submission of a proposal does not guarantee that such proposal will be included in a proxy statement or presented at the meeting. A shareholder proposal may be presented at a meeting of shareholders only if such proposal concerns a matter that may be properly brought before the meeting under applicable federal proxy rules, state law and the applicable Fund’s governing instruments. The persons named as proxies in future proxy materials of a Fund may exercise discretionary authority with respect to any shareholder proposal presented at any subsequent shareholder meeting if written notice of such proposal has not been received by that Fund a reasonable period of time before the Board Members’ solicitation relating to such meeting is made.
Shareholder Communications
Shareholders who want to communicate with the Board or any individual Board Member should write their Fund to the attention of the Secretary of the Fund, 40 East 52nd Street, New York, NY 10022. The communication should indicate that you are a Fund shareholder. If the communication is intended for a specific Board Member and so indicates, it will be sent only to that Board Member. If a communication does not indicate a specific Board Member, it will be sent to the Chair of the Governance Committee and the outside counsel to the Independent Board Members for further distribution as deemed appropriate by such persons.
Additionally, shareholders with complaints or concerns regarding accounting matters may address letters to the CCO, 40 East 52nd Street, New York, NY 10022. Shareholders who are uncomfortable submitting complaints to the CCO may address letters directly to the Chair of the Audit Committee of the Board that oversees the Fund. Such letters may be submitted on an anonymous basis.
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Expense of Proxy Solicitation
The cost of preparing, printing and mailing the enclosed proxy, accompanying notice and this Proxy Statement, and costs in connection with the solicitation of proxies will be borne by the Funds. Additional out-of-pocket costs, such as legal expenses and auditor fees, incurred in connection with the preparation of this Proxy Statement, also will be borne by the Funds. Costs that are borne by the Funds collectively will be allocated among the Funds on the basis of a combination of their respective net assets and number of shareholder accounts, except when direct costs can be reasonably attributed to one or more specific Fund(s). Pursuant to a contractual fee limitation, the investment adviser to a Fund or a series of a Fund may bear some or all of the costs associated with the joint proxy statement with respect to such Fund or series of the Fund, as applicable.
Solicitation may be made by mail, telephone, fax, e-mail or the Internet by officers or employees of the Advisor, or by dealers and their representatives. Brokerage houses, banks and other fiduciaries may be requested to forward proxy solicitation material to their principals to obtain authorization for the execution of proxies. The Funds will reimburse brokerage firms, custodians, banks and fiduciaries for their expenses in forwarding this Proxy Statement and proxy materials to the beneficial owners of each Fund’s shares. The Funds and BlackRock have retained Computershare, located at 280 Oser Avene, Hauppauge, NY 11788, a proxy solicitation firm, to assist in the distribution of proxy materials and the solicitation and tabulation of proxies. It is anticipated that Computershare will be paid approximately $381,000 for such services (including reimbursements of out-of-pocket expenses). Computershare may solicit proxies personally and by mail, telephone, fax, e-mail or the Internet. Each Fund’s portion of the foregoing expenses is not subject to any cap or voluntary agreement to waive fees and/or reimburse expenses that may otherwise apply to that Fund.
If You Plan to Attend the Joint Special Meeting
Attendance at the Meeting will be limited to each Fund’s shareholders as of the Record Date.Each shareholder will be asked to present valid photographic identification, such as a valid driver’s license or passport. Cameras, recording devices and other electronic devices will not be permitted at the Meeting.
General
Management does not intend to present and does not have reason to believe that any items of business other than voting with respect to Proposal 1 will be presented at the Meeting. However, if other matters are properly presented at the Meeting for a vote, the proxies will be voted by the persons named in the enclosed proxy upon such matters in accordance with their judgment of what is in the best interests of the Funds.
A list of each Fund’s shareholders of record as of the Record Date will be available for inspection at the Meeting.
The Meeting as to any Fund may be adjourned from time to time for any reason whatsoever by vote of the holders of a majority of the shares present (in person or by proxy and entitled to vote at the Meeting) of such Fund, or by the chairman of the Meeting, whether or not a quorum is present. Such authority to adjourn the Meeting may be used in the event that a quorum is not present at the Meeting, or in the event that a quorum is present but sufficient votes have not been received to approve a Proposal, or for any other reason consistent with applicable state law and the Fund’s By-Laws, including to allow for the further solicitation of proxies. Any adjournment may be made with respect to any business which might have been transacted at the Meeting, and any adjournment will not delay or otherwise affect the effectiveness and validity of any business
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transacted at the Meeting prior to adjournment. The persons designated as proxies may use their discretionary authority to vote as instructed by management of the Funds on questions of adjournment and on any other proposals raised at the Meeting to the extent permitted by the SEC’s proxy rules, including proposals for which management of such Funds did not have timely notice, as set forth in the SEC’s proxy rules.
Please vote promptly by signing and dating each enclosed proxy card, and returning it (them) in the accompanying postage-paid return envelope OR by following the enclosed instructions to provide voting instructions by telephone or via the Internet.
By Order of the Boards,
Benjamin Archibald
Secretary of the Funds
December 23, 2015
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Appendix A – Fund Information/Quorum and Voting Requirements
The following table lists (i) each Fund, (ii) the Portfolios, if any, of each Fund, (iii) the form of organization of each Fund, (iv) the voting rights of shares/interests in each Fund, (v) the quorum requirement for each Fund and (vi) the vote required to approve Proposal 1 with respect to each Fund. The Funds are listed in bold type. Portfolios that are series of a Fund are listed in italics under the name of the Fund. References to “shares” mean (i) if the Fund is organized as a trust, the units of beneficial interest of the Trust, (ii) if the Fund is organized as a corporation, the shares of stock of the Fund and (iii) if the Fund is organized as a limited liability company, the limited liability company interests of the Fund.
Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
BBIF Government Securities Fund | Massachusetts Trust | Holders are entitled to one vote for each dollar of net asset value (number of shares owned times net asset value per share), and each fractional dollar amount shall be entitled to a proportionate fractional vote. | Holders of shares entitled to vote, present in person or by proxy, representing a majority of the voting power | A plurality of votes cast | ||||
BBIF Money Fund | Massachusetts Trust | Holders are entitled to one vote for each dollar of net asset value (number of shares owned times net asset value per share), and each fractional dollar amount shall be entitled to a proportionate fractional vote. | Holders of shares entitled to vote, present in person or by proxy, representing a majority of the voting power | A plurality of votes cast | ||||
BBIF Tax-Exempt Fund | Massachusetts Trust | Holders are entitled to one vote for each dollar of net asset value (number of shares owned times net asset value per share), and each fractional dollar amount shall be entitled to a proportionate fractional vote. | Holders of shares entitled to vote, present in person or by proxy, representing a majority of the voting power | A plurality of votes cast | ||||
BBIF Treasury Fund | Massachusetts Trust | Holders are entitled to one vote for each dollar of net asset value (number of shares owned times net asset value per share), and each fractional dollar amount shall be entitled to a proportionate fractional vote. | Holders of shares entitled to vote, present in person or by proxy, representing a majority of the voting power | A plurality of votes cast | ||||
A-1
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Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
BIF Government Securities Fund2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
BIF Money Fund2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
BIF Multi-State Municipal Series Trust2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Series | ||||||||
BIF California Municipal Money Fund | ||||||||
BIF Connecticut Municipal Money Fund | ||||||||
BIF Massachusetts Municipal Money Fund | ||||||||
BIF New Jersey Municipal Money Fund | ||||||||
BIF New York Municipal Money Fund | ||||||||
BIF Ohio Municipal Money Fund | ||||||||
BIF Tax-Exempt Fund2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
BIF Treasury Fund2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
BlackRock Emerging Markets Fund, Inc.2 | Maryland Corporation | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the votes cast | ||||
BlackRock Financial Institutions Series Trust2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Series | ||||||||
BlackRock Summit Cash Reserves Fund | ||||||||
BlackRock Funds | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A plurality of the shares voted | ||||
Series | ||||||||
BlackRock All-Cap Energy & Resources Portfolio | ||||||||
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Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
BlackRock Alternative Capital Strategies Fund | ||||||||
BlackRock Commodity Strategies Fund | ||||||||
BlackRock Developed Real Estate Index Fund | ||||||||
BlackRock Disciplined Small Cap Core Fund | ||||||||
BlackRock Emerging Market Allocation Portfolio | ||||||||
BlackRock Emerging Markets Dividend Fund | ||||||||
BlackRock Emerging Markets Long/Short Equity Fund | ||||||||
BlackRock Energy & Resources Portfolio | ||||||||
BlackRock Exchange Portfolio | ||||||||
BlackRock Flexible Equity Fund | ||||||||
BlackRock Global Long/Short Credit Fund | ||||||||
BlackRock Global Long/Short Equity Fund | ||||||||
BlackRock Global Opportunities Portfolio | ||||||||
BlackRock Health Sciences Opportunities Portfolio | ||||||||
BlackRock Impact U.S. Equity Fund | ||||||||
BlackRock International Opportunities Portfolio | ||||||||
BlackRock Macro Themes Fund | ||||||||
BlackRock Managed Volatility Portfolio | ||||||||
BlackRock Mid-Cap Growth Equity Portfolio | ||||||||
BlackRock Midcap Index Fund | ||||||||
BlackRock Money Market Portfolio | ||||||||
BlackRock MSCI Asia ex Japan Index Fund | ||||||||
BlackRock MSCI World Index Fund | ||||||||
BlackRock Municipal Money Market Portfolio | ||||||||
BlackRock Multi-Asset Real Return Fund | ||||||||
BlackRock Multi-Manager Alternative Strategies Fund | ||||||||
BlackRock New Jersey Municipal Money Market Portfolio |
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Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
BlackRock North Carolina Municipal Money Market Portfolio | ||||||||
BlackRock Ohio Municipal Money Market Portfolio | ||||||||
BlackRock Pennsylvania Municipal Money Market Portfolio | ||||||||
BlackRock Real Estate Securities Fund | ||||||||
BlackRock Science & Technology Opportunities Portfolio | ||||||||
BlackRock Short Obligations Fund | ||||||||
BlackRock Small Cap Growth Equity Portfolio | ||||||||
BlackRock Small/Mid Cap Index Fund | ||||||||
BlackRock Strategic Risk Allocation Fund | ||||||||
BlackRock Total Stock Market Index Fund | ||||||||
BlackRock U.S. Opportunities Portfolio | ||||||||
BlackRock U.S. Treasury Money Market Portfolio | ||||||||
BlackRock Virginia Municipal Money Market Portfolio | ||||||||
BlackRock Funds III | Delaware Trust | Each share shall entitle the holder thereof to one vote for each dollar (and each fractional dollar thereof) of net asset value (number of shares owned times net asset value per share) of shares outstanding in such holder’s name on the books of the Fund. | One-third of the shares entitled to vote, present in person or by proxy | A plurality of the shares voted | ||||
Series | ||||||||
BlackRock LifePath® Retirement Fund | ||||||||
BlackRock LifePath® 2020 Fund | ||||||||
BlackRock LifePath® 2025 Fund | ||||||||
BlackRock LifePath® 2030 Fund | ||||||||
BlackRock LifePath® 2035 Fund | ||||||||
BlackRock LifePath® 2040 Fund | ||||||||
BlackRock LifePath® 2045 Fund | ||||||||
BlackRock LifePath® 2050 Fund | ||||||||
BlackRock LifePath® 2055 Fund |
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Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
BlackRock LifePath® Index Retirement Fund | ||||||||
BlackRock LifePath® Index 2020 Fund | ||||||||
BlackRock LifePath® Index 2025 Fund | ||||||||
BlackRock LifePath® Index 2030 Fund | ||||||||
BlackRock LifePath® Index 2035 Fund | ||||||||
BlackRock LifePath® Index 2040 Fund | ||||||||
BlackRock LifePath® Index 2045 Fund | ||||||||
BlackRock LifePath® Index 2050 Fund | ||||||||
BlackRock LifePath® Index 2055 Fund | ||||||||
BlackRock Cash Funds: Institutional | ||||||||
BlackRock Cash Funds: Prime | ||||||||
BlackRock Cash Funds: Treasury | ||||||||
BlackRock U.S. Total Bond Index Fund | ||||||||
BlackRock S&P 500 Index Fund | ||||||||
BlackRock CoreAlpha Bond Fund | ||||||||
BlackRock Total International ex U.S. Index Fund | ||||||||
BlackRock Large Cap Index Fund | ||||||||
BlackRock Disciplined International Fund | ||||||||
BlackRock Index Funds, Inc.2 | Maryland Corporation | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the votes cast | ||||
Series | ||||||||
BlackRock International Index Fund | ||||||||
BlackRock Small Cap Index Fund | ||||||||
BlackRock Large Cap Series Funds, Inc.2 | Maryland Corporation | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of one-third of the shares entitled to vote, present in person or by proxy | A majority of the votes cast | ||||
Series | ||||||||
BlackRock Large Cap Core Fund | ||||||||
BlackRock Event Driven Equity Fund | ||||||||
BlackRock Large Cap Growth Fund | ||||||||
BlackRock Large Cap Value Fund |
A-5
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Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
BlackRock Large Cap Value Retirement Portfolio | ||||||||
BlackRock Latin America Fund, Inc.2 | Maryland Corporation | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the votes cast | ||||
BlackRock Liquidity Funds | Delaware Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of one-third of the shares entitled to vote, present in person or by proxy | A plurality of the shares voted | ||||
Series | ||||||||
California Money Fund | ||||||||
Federal Trust Fund | ||||||||
FedFund | ||||||||
MuniCash | ||||||||
MuniFund | ||||||||
New York Money Fund | ||||||||
TempCash | ||||||||
TempFund | ||||||||
T-Fund | ||||||||
Treasury Trust Fund | ||||||||
BlackRock Master LLC2 | Delaware LLC | Each holder of an interest in a Series shall be entitled to a vote proportionate to its Interest as recorded on the books of the Fund. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Series | ||||||||
BlackRock Master International Portfolio | ||||||||
BlackRock Master Small Cap Growth Portfolio | ||||||||
BlackRock Pacific Fund, Inc.2 | Maryland Corporation | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the votes cast | ||||
BlackRock Series, Inc.2 | Maryland Corporation | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of one-third of the shares entitled to vote, present in person or by proxy | A majority of the votes cast | ||||
Series | ||||||||
BlackRock International Fund | ||||||||
BlackRock Small Cap Growth Fund II | ||||||||
Funds For Institutions Series | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Series | ||||||||
FFI Government Fund | ||||||||
FFI Institutional Fund (to be renamed BlackRock Government Institutional Fund effective January 4, 2016) | ||||||||
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Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
FFI Institutional Tax-Exempt Fund | ||||||||
FFI Premier Institutional Fund (to be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016) | ||||||||
FFI Select Institutional Fund (to be renamed BlackRock Select Government Institutional Fund effective January 4, 2016) | ||||||||
FFI Treasury Fund | ||||||||
Master Government Securities LLC2 | Delaware LLC | Each holder of an interest shall be entitled to a vote proportionate to its interest in the Fund; provided, however, that in the event that holders exercise pass through voting, such holders shall vote their interests on the same basis as interests in such holders are voted. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Master Institutional Money Market LLC2 | Delaware LLC | Each holder of an interest shall be entitled to a vote proportionate to its interest as recorded on the books of the Fund. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Series | ||||||||
Master Institutional Portfolio (to be renamed Master Government Institutional Portfolio effective January 4, 2016) | ||||||||
Master Institutional Tax-Exempt Portfolio | ||||||||
Master Premier Institutional Portfolio (to be renamed Master Premier Government Institutional Portfolio effective January 4, 2016) | ||||||||
Master Investment Portfolio2 | Delaware Trust | Each holder of an interest shall be entitled to a vote in proportion to its interest relative to total outstanding interests in the Fund. | Thirty Percent (30%) of the outstanding interests, present in person or by proxy | A majority of the interests voted | ||||
Series | ||||||||
Prime Money Market Master Portfolio | ||||||||
A-7
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Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
Money Market Master Portfolio | ||||||||
International Tilts Master Portfolio | ||||||||
Treasury Money Market Master Portfolio | ||||||||
LifePath® Retirement Master Portfolio | ||||||||
LifePath® 2020 Master Portfolio | ||||||||
LifePath® 2025 Master Portfolio | ||||||||
LifePath® 2030 Master Portfolio | ||||||||
LifePath® 2035 Master Portfolio | ||||||||
LifePath® 2040 Master Portfolio | ||||||||
LifePath® 2045 Master Portfolio | ||||||||
LifePath® 2050 Master Portfolio | ||||||||
LifePath® 2055 Master Portfolio | ||||||||
LifePath® Index Retirement Master Portfolio | ||||||||
LifePath® Index 2020 Master Portfolio | ||||||||
LifePath® Index 2025 Master Portfolio | ||||||||
LifePath® Index 2030 Master Portfolio | ||||||||
LifePath® Index 2035 Master Portfolio | ||||||||
LifePath® Index 2040 Master Portfolio | ||||||||
LifePath® Index 2045 Master Portfolio | ||||||||
LifePath® Index 2050 Master Portfolio | ||||||||
LifePath® Index 2055 Master Portfolio | ||||||||
Active Stock Master Portfolio | ||||||||
CoreAlpha Bond Master Portfolio | ||||||||
S&P 500 Index Master Portfolio | ||||||||
U.S. Total Bond Index Master Portfolio | ||||||||
Total International ex U.S. Index Master Portfolio | ||||||||
Large Cap Index Master Portfolio | ||||||||
Master Large Cap Series LLC2 | Delaware LLC | Each holder of an interest in a series shall be entitled to a vote proportionate to its interest in the Fund. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting |
A-8
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Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
Series | ||||||||
Master Large Cap Core Portfolio | ||||||||
Master Large Cap Growth Portfolio | ||||||||
Master Large Cap Value Portfolio | ||||||||
Master Money LLC2 | Delaware LLC | Each holder of an interest shall be entitled to a vote in proportion to its interest in the Fund; provided that in the event that holders exercise pass through voting, such holders shall vote their interests on the same basis as interests in such holders are voted. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Master Tax-Exempt LLC2 | Delaware LLC | Each holder of an interest shall be entitled to a vote in proportion to its interest in the Fund, provided, however, that in the event that holders exercise pass through voting, such holders shall vote their Interests on the same basis as interests in such holders are voted. | Holders of a majority of the interests entitled to vote, present in person or by proxy | A majority of the shares present at the meeting | ||||
Master Treasury LLC2 | Delaware LLC | Each holder of an interest shall be entitled to a vote in proportion to its interest in the Fund, provided, however, that in the event that holders exercise pass through voting, such holders shall vote their Interests on the same basis as interests in such holders are voted. | Holders of a majority of the interests entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Quantitative Master Series LLC2 | Delaware LLC | Each holder shall be entitled to vote proportionate to its interest in the Fund. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Series | ||||||||
Master Extended Market Index Series | ||||||||
Master International Index Series | ||||||||
Master Small Cap Index Series | ||||||||
A-9
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Fund1 | Form of | Voting Rights | Quorum Requirement | Vote | ||||
Ready Assets Prime Money Fund2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Ready Assets U.S.A. Government Money Fund2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Ready Assets U.S. Treasury Money Fund2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Retirement Series Trust2 | Massachusetts Trust | Each full share shall be entitled to one vote and fractional shares shall be entitled to a vote of such fraction. | Holders of a majority of the shares entitled to vote, present in person or by proxy | A majority of the shares present at the Meeting | ||||
Series | ||||||||
Retirement Reserves Money Fund | ||||||||
| 1 | The Portfolios of series Funds are set forth below the name of the applicable Fund. |
| 2 | Denotes Funds in which abstentions and broker non-votes will be counted for purposes of determining a quorum, but will not be counted as votes cast and will have the same effect as a vote against Proposal 1. |
| 3 | The quorum requirement for a series of any Fund is the same as that listed for that Fund. However, when applying such quorum requirement to a Fund for purposes of Proposal 1, the quorum requirement applies to all shareholders of the Fund as a whole. The approval of the shareholders of all relevant Funds that are series of the applicable Fund voting together is required. |
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Appendix B – Master/Feeder Structures
The following chart identifies the Funds and Portfolios that are organized in master/feeder structures:
Master Fund | Feeder Fund(s) | |
| BlackRock Master LLC - BlackRock Master International Portfolio | BlackRock Series, Inc. - BlackRock International Fund | |
| BlackRock Master LLC - BlackRock Master Small Cap Growth Portfolio | BlackRock Series, Inc. - BlackRock Small Cap Growth Fund II | |
| Master Government Securities LLC | BBIF Government Securities Fund BIF Government Securities Fund | |
| Master Money LLC | BBIF Money Fund BIF Money Fund | |
| Master Tax-Exempt LLC | BBIF Tax-Exempt Fund BIF Tax-Exempt Fund | |
| Master Treasury LLC | BBIF Treasury Fund BIF Treasury Fund | |
| Master Institutional Money Market LLC - Master Institutional Portfolio (to be renamed Master Government Institutional Portfolio effective January 4, 2016) | Funds For Institutions Series - FFI Institutional Fund (to be renamed BlackRock Government Institutional Fund effective January 4, 2016) Funds For Institutions Series - FFI Select Institutional Fund (to be renamed BlackRock Select Government Institutional Fund effective January 4, 2016) | |
| Master Institutional Money Market LLC - Master Institutional Tax-Exempt Portfolio | Funds For Institutions Series - FFI Institutional Tax-Exempt Fund | |
| Master Institutional Money Market LLC - Master Premier Institutional Portfolio (to be renamed Master Premier Government Institutional Portfolio effective January 4, 2016) | Funds For Institutions Series - FFI Premier Institutional Fund (to be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016) | |
| Master Investment Portfolio - CoreAlpha Bond Master Portfolio | BlackRock Funds III - BlackRock CoreAlpha Bond Fund | |
| Master Investment Portfolio - International Tilts Master Portfolio | BlackRock Funds III - BlackRock Disciplined International Fund | |
| Master Investment Portfolio - Large Cap Index Master Portfolio | BlackRock Funds III - BlackRock Large Cap Index Fund | |
| Master Investment Portfolio - S&P 500 Index Master Portfolio | BlackRock Funds III - BlackRock S&P 500 Index Fund | |
| Master Investment Portfolio - Total International ex U.S. Index Master Portfolio | BlackRock Funds III - BlackRock Total International ex U.S. Index Fund | |
| Master Investment Portfolio - U.S. Total Bond Index Master Portfolio | BlackRock Funds III - BlackRock U.S. Total Bond Index Fund | |
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Master Fund | Feeder Fund(s) | |
| Master Investment Portfolio - Money Market Master Portfolio | BlackRock Funds III - BlackRock Cash Funds: Institutional | |
| Master Investment Portfolio - Prime Money Market Master Portfolio | BlackRock Funds III - BlackRock Cash Funds: Prime | |
| Master Investment Portfolio - Treasury Money Market Master Portfolio | BlackRock Funds III - BlackRock Cash Funds: Treasury | |
| Master Investment Portfolio- LifePath® Retirement Master Portfolio | BlackRock Funds III - BlackRock LifePath® Retirement Fund | |
| Master Investment Portfolio - LifePath® 2020 Master Portfolio | BlackRock Funds III - BlackRock LifePath® 2020 Fund | |
| Master Investment Portfolio - LifePath® 2025 Master Portfolio | BlackRock Funds III - BlackRock LifePath® 2025 Fund | |
| Master Investment Portfolio - LifePath® 2030 Master Portfolio | BlackRock Funds III - BlackRock LifePath® 2030 Fund | |
| Master Investment Portfolio - LifePath® 2035 Master Portfolio | BlackRock Funds III - BlackRock LifePath® 2035 Fund | |
| Master Investment Portfolio - LifePath® 2040 Master Portfolio | BlackRock Funds III - BlackRock LifePath® 2040 Fund | |
| Master Investment Portfolio - LifePath® 2045 Master Portfolio | BlackRock Funds III - BlackRock LifePath® 2045 Fund | |
| Master Investment Portfolio - LifePath® 2050 Master Portfolio | BlackRock Funds III - BlackRock LifePath® 2050 Fund | |
| Master Investment Portfolio - LifePath® 2055 Master Portfolio | BlackRock Funds III - BlackRock LifePath® 2055 Fund | |
| Master Investment Portfolio - LifePath® Index Retirement Master Portfolio | BlackRock Funds III - BlackRock LifePath® Index Retirement Fund | |
| Master Investment Portfolio - LifePath® Index 2020 Master Portfolio | BlackRock Funds III - BlackRock LifePath® Index 2020 Fund | |
| Master Investment Portfolio - LifePath® Index 2025 Master Portfolio | BlackRock Funds III - BlackRock LifePath® Index 2025 Fund | |
| Master Investment Portfolio - LifePath® Index 2030 Master Portfolio | BlackRock Funds III - BlackRock LifePath® Index 2030 Fund | |
| Master Investment Portfolio - LifePath® Index 2035 Master Portfolio | BlackRock Funds III - BlackRock LifePath® Index 2035 Fund | |
| Master Investment Portfolio - LifePath® Index 2040 Master Portfolio | BlackRock Funds III - BlackRock LifePath® Index 2040 Fund | |
| Master Investment Portfolio - LifePath® Index 2045 Master Portfolio | BlackRock Funds III - BlackRock LifePath® Index 2045 Fund | |
| Master Investment Portfolio - LifePath® Index 2050 Master Portfolio | BlackRock Funds III - BlackRock LifePath® Index 2050 Fund | |
B-2
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Master Fund | Feeder Fund(s) | |
| Master Investment Portfolio - LifePath® Index 2055 Master Portfolio | BlackRock Funds III - BlackRock LifePath® Index 2055 Fund | |
| Master Large Cap Series LLC - Master Large Cap Growth Portfolio | BlackRock Large Cap Series Funds, Inc. - BlackRock Large Cap Growth Fund | |
| Master Large Cap Series LLC - Master Large Cap Value Portfolio | BlackRock Large Cap Series Funds, Inc. - BlackRock Large Cap Value Fund | |
| Master Large Cap Series LLC - Master Large Cap Core Portfolio | BlackRock Large Cap Series Funds, Inc. - BlackRock Large Cap Value Retirement Portfolio | |
| BlackRock Large Cap Series Funds, Inc. - BlackRock Large Cap Core Fund | ||
| Quantitative Master Series LLC - Master International Index Series | BlackRock Index Funds, Inc. - BlackRock International Index Fund | |
| Quantitative Master Series LLC - Master Small Cap Index Series | BlackRock Index Funds, Inc. - BlackRock Small Cap Index Fund | |
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Table of Contents
Appendix C – Shares Outstanding/Votes
A. For the Funds/Portfolios listed in the tables below, shareholders are entitled to one vote for each share held, and each fractional share is entitled to a proportionate fractional vote. The tables below set forth the number of shares outstanding of each class of each Fund and Portfolio and the number of votes to which each such class is entitled as of December 11, 2015:
Fund/Portfolio | Shares Outstanding/Number of Votes | |||
BIF Government Securities Fund | 188,206,369 | |||
BIF Money Fund | 5,040,991,845 | |||
BIF Multi-State Municipal Series Trust | ||||
BIF California Municipal Money Fund | 650,771,505 | |||
BIF Connecticut Municipal Money Fund | 102,939,551 | |||
BIF Massachusetts Municipal Money Fund | 77,336,098 | |||
BIF New Jersey Municipal Money Fund | 301,515,643 | |||
BIF New York Municipal Money Fund | 592,346,445 | |||
BIF Ohio Municipal Money Fund | 79,939,469 | |||
BIF Tax-Exempt Fund | 2,570,657,755 | |||
BIF Treasury Fund | 1,071,685,983 | |||
Fund/Portfolio | Shares Outstanding/Number of Votes | |||||||||||||||||||||||||||
| Investor A | Investor B | Investor C | Institutional | Class R | Service | Class K | ||||||||||||||||||||||
BlackRock Emerging Markets Fund, Inc. | 12,135,328 | N/A | 8,207,893 | 9,456,041 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Financial Institutions Series Trust | ||||||||||||||||||||||||||||
BlackRock Summit Cash Reserves Fund | 61,263,253 | 25,868,306 | N/A | N/A | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Funds | ||||||||||||||||||||||||||||
BlackRock All-Cap Energy & Resources Portfolio | 5,396,480 | 117,547 | 3,450,040 | 2,095,861 | N/A | 71,508 | N/A | |||||||||||||||||||||
BlackRock Alternative Capital Strategies Fund | 31,332 | N/A | 7,394 | 2,502,392 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Commodity Strategies Fund | 2,455,364 | N/A | 799,987 | 15,556,435 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Developed Real Estate Index Fund | 2,502 | N/A | N/A | 66,913 | N/A | N/A | 496,000 | |||||||||||||||||||||
BlackRock Disciplined Small Cap Core Fund | 330,271 | N/A | 38,088 | 532,164 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Emerging Market Allocation Portfolio | 222,703 | N/A | 111,207 | 6,275,457 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Emerging Markets Dividend Fund | 209,125 | N/A | 50,921 | 260,058 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Emerging Markets Long/Short Equity Fund | 1,696,117 | N/A | 821,817 | 27,275,113 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Energy & Resources Portfolio | 8,746,418 | 73,420 | 3,025,101 | 3,328,472 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Exchange Portfolio* | ||||||||||||||||||||||||||||
BlackRock Flexible Equity Fund | 29,970,336 | 304,108 | 6,823,370 | 3,212,780 | 121,206 | 9,080 | N/A | |||||||||||||||||||||
BlackRock Global Long/Short Credit Fund | 73,819,010 | N/A | 30,048,174 | 451,571,041 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Global Long/Short Equity Fund | 18,933,503 | N/A | 8,319,351 | 128,068,543 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Global Opportunities Portfolio | 12,452,972 | N/A | 3,855,012 | 5,563,894 | 602,457 | N/A | N/A | |||||||||||||||||||||
BlackRock Health Sciences Opportunities Portfolio | 62,264,077 | 236,031 | 28,085,083 | 31,569,042 | 3,393,320 | 809,027 | N/A | |||||||||||||||||||||
| * | BlackRock Exchange Portfolio offers BlackRock Shares. As of December 11, 2015, the shares outstanding/number of votes relating to the BlackRock Shares of BlackRock Exchange Portfolio was 209,334. |
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Fund/Portfolio | Shares Outstanding/Number of Votes | |||||||||||||||||||||||||||
| Investor A | Investor B | Investor C | Institutional | Class R | Service | Class K | ||||||||||||||||||||||
BlackRock Impact U.S. Equity Fund | 8,291 | N/A | 2,500 | 1,995,192 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock International Opportunities Portfolio | 13,828,320 | 63,688 | 3,563,094 | 12,911,459 | N/A | 599,623 | N/A | |||||||||||||||||||||
BlackRock Macro Themes Fund | 12,610 | N/A | 2,500 | 3,002,095 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Managed Volatility Portfolio | 21,678,533 | 229,730 | 4,714,003 | 19,210,494 | N/A | 131,863 | N/A | |||||||||||||||||||||
BlackRock Mid-Cap Growth Equity Portfolio | 25,246,437 | 171,464 | 4,377,891 | 4,783,632 | 581,592 | 113,153 | N/A | |||||||||||||||||||||
BlackRock Midcap Index Fund | 10,414 | N/A | N/A | 211,769,575 | N/A | N/A | 5,016,938 | |||||||||||||||||||||
BlackRock Money Market Portfolio | 330,237,945 | 452,636 | 49,138,310 | 599,876,252 | N/A | 316,023,620 | N/A | |||||||||||||||||||||
BlackRock MSCI Asia ex Japan Index Fund | N/A | N/A | N/A | 1,791,249 | N/A | N/A | 11,739 | |||||||||||||||||||||
BlackRock MSCI World Index Fund | N/A | N/A | N/A | 5,915,262 | N/A | N/A | 10,487 | |||||||||||||||||||||
BlackRock Municipal Money Market Portfolio | 696,097 | N/A | N/A | 53,585,850 | N/A | 37,727,377 | N/A | |||||||||||||||||||||
BlackRock Multi-Asset Real Return Fund | 360,123 | N/A | 169,236 | 5,434,670 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Multi-Manager Alternative Strategies Fund | 96,042 | N/A | 71,930 | 10,637,665 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock New Jersey Municipal Money Market Portfolio | 247,635 | N/A | N/A | 3,346 | N/A | 187,276 | N/A | |||||||||||||||||||||
BlackRock North Carolina Municipal Money Market Portfolio | 2,381 | N/A | �� | N/A | 1,830,457 | N/A | 1 | N/A | ||||||||||||||||||||
BlackRock Ohio Municipal Money Market Portfolio | 40,991 | N/A | N/A | 157,498,136 | N/A | 4,688,601 | N/A | |||||||||||||||||||||
BlackRock Pennsylvania Municipal Money Market Portfolio | 48,590 | N/A | N/A | 438,266,970 | N/A | 8,917,029 | N/A | |||||||||||||||||||||
BlackRock Real Estate Securities Fund | 1,734,152 | N/A | 262,906 | 801,191 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Science & Technology Opportunities Portfolio | 10,550,103 | N/A | 3,633,541 | 3,977,440 | 310,811 | 100,909 | N/A | |||||||||||||||||||||
BlackRock Short Obligations Fund | N/A | N/A | N/A | 1,024,524 | N/A | N/A | 3,670,921 | |||||||||||||||||||||
BlackRock Small Cap Growth Equity Portfolio | 18,022,237 | N/A | 3,057,156 | 29,476,941 | N/A | 1,315,278 | N/A | |||||||||||||||||||||
BlackRock Small/Mid Cap Index Fund | 2,950 | N/A | N/A | 2,000 | N/A | N/A | 1,355,691 | |||||||||||||||||||||
BlackRock Strategic Risk Allocation Fund | 153,729 | N/A | 53,519 | 3,076,059 | N/A | N/A | N/A | |||||||||||||||||||||
BlackRock Total Stock Market Index Fund | 2,000 | N/A | N/A | 130,886 | N/A | N/A | 996,000 | |||||||||||||||||||||
BlackRock U.S. Opportunities Portfolio | 12,391,436 | 243,185 | 7,247,574 | 21,647,670 | N/A | 838,624 | N/A | |||||||||||||||||||||
BlackRock U.S. Treasury Money Market Portfolio | 20,846,174 | N/A | N/A | 252,199,103 | N/A | 69,861,847 | N/A | |||||||||||||||||||||
BlackRock Virginia Municipal Money Market Portfolio | N/A | N/A | N/A | 4,021,600 | N/A | N/A | N/A | |||||||||||||||||||||
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| Shares Outstanding/Number of Votes | ||||||||||||
| BlackRock Index Funds, Inc. | Investor A | Institutional | Class K | |||||||||
BlackRock International Index Fund | 13,770,774 | 229,097,781 | 8,792,315 | |||||||||
BlackRock Small Cap Index Fund | 5,654,502 | 10,046,792 | 493,445 | |||||||||
| Shares Outstanding/Number of Votes | ||||||||||||||||||||||||
| BlackRock Large Cap Series Funds, Inc. | Investor A | Investor B | Investor C | Institutional | Class R | Service | ||||||||||||||||||
BlackRock Large Cap Core Fund | 44,452,961 | 355,330 | 22,670,739 | 26,373,019 | 2,288,414 | 65,120 | ||||||||||||||||||
BlackRock Event Driven Equity Fund | 1,213,968 | N/A | 767,628 | 876,481 | N/A | N/A | ||||||||||||||||||
BlackRock Large Cap Growth Fund | 41,341,782 | 100,999 | 16,871,394 | 26,308,164 | 1,792,609 | 123,269 | ||||||||||||||||||
BlackRock Large Cap Value Fund | 14,386,884 | 114,991 | 9,605,364 | 7,712,284 | 1,712,956 | 547,563 | ||||||||||||||||||
BlackRock Large Cap Value Retirement Portfolio | N/A | N/A | N/A | 8,910,726 | N/A | N/A | ||||||||||||||||||
| Shares Outstanding/Number of Votes | ||||||||||||||||
| Investor A | Investor B | Investor C | Institutional | |||||||||||||
BlackRock Latin America Fund, Inc. | 2,732,376 | 24,559 | 704,756 | 1,287,130 | ||||||||||||
Fund/Portfolio | Classes | Outstanding Shares/Number of Votes | ||
| BlackRock Liquidity Funds | ||||
California Money Fund | Administration | 2,054,725 | ||
| Cash Plus | – | |||
| Cash Reserve | – | |||
| Institutional | 284,936,298 | |||
| Plus | – | |||
| Premier | 10 | |||
| Premier Choice | – | |||
| Private Client | 4,073,161 | |||
| Cash Management | – | |||
| Dollar | 1 | |||
| Select | 4,122,095 | |||
Federal Trust Fund | Administration | 1 | ||
| Cash Management | – | |||
| Cash Reserve | – | |||
| Dollar | 884,131 | |||
| Institutional | 322,791,001 | |||
| Premier | – | |||
| Premier Choice | – | |||
| Private Client | – | |||
FedFund | Administration | 346,362,611 | ||
| Cash Management | 30,272,131 | |||
| Cash Plus | – | |||
| Cash Reserve | 5,815,122 | |||
| Dollar | 1,217,306,157 | |||
| Institutional | 12,287,948,488 | |||
| Premier | 139,661 | |||
| Premier Choice | – | |||
| Private Client | 3,728,119 | |||
| Select | 184,942,417 | |||
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Fund/Portfolio | Classes | Outstanding Shares/Number of Votes | ||
MuniCash | Administration | 1 | ||
| Cash Management | – | |||
| Cash Plus | – | |||
| Cash Reserve | – | |||
| Dollar | 1,965,916 | |||
| Institutional | 148,681,725 | |||
| Premier | – | |||
| Premier Choice | – | |||
| Private Client | – | |||
MuniFund | Administration | 451,361,820 | ||
| Cash Management | 2,318,765 | |||
| Cash Reserve | – | |||
| Dollar | 34,797,751 | |||
| Institutional | 1,309,355,594 | |||
| Plus | – | |||
| Premier | 1,044 | |||
| Premier Choice | – | |||
| Private Client | 1,648,602 | |||
New York Money Fund | Administration | 5,511,495 | ||
| Cash Management | 6,545,626 | |||
| Cash Plus | – | |||
| Cash Reserve | – | |||
| Dollar | 1 | |||
| Institutional | 98,076,994 | |||
| Premier | – | |||
| Plus | – | |||
| Premier Choice | – | |||
| Private Client | 702,313 | |||
| Select | 3,462,564 | |||
TempCash | Administration | 1 | ||
| Cash Management | – | |||
| Cash Plus | – | |||
| Cash Reserve | – | |||
| Dollar | 81,239,677 | |||
| Institutional | 1,044,950,536 | |||
| Premier | – | |||
| Premier Choice | – | |||
TempFund | Administration | 4,124,558,503 | ||
| Cash Management | 407,336,748 | |||
| Cash Reserve | 9,672,098 | |||
| Dollar | 1,847,067,147 | |||
| Institutional | 59,139,296,796 | |||
| Plus | – | |||
| Premier | 11,475,179 | |||
| Premier Choice | – | |||
| Private Client | 9,389,540 | |||
| Select | 187,537,939 | |||
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Fund/Portfolio | Classes | Outstanding Shares/Number of Votes | ||
T-Fund | Administration | 4,741 | ||
| Cash Management | 886,159,124 | |||
| Cash Reserve | 10 | |||
| Dollar | 974,342,080 | |||
| Institutional | 20,414,643,422 | |||
| Plus | – | |||
| Premier | – | |||
| Premier Choice | – | |||
| Private Client | – | |||
| Select | 245,142,873 | |||
Treasury Trust Fund | Administration | 171,351,356 | ||
| Cash Management | 11,882,603 | |||
| Cash Reserve | – | |||
| Dollar | 332,770,963 | |||
| Institutional | 14,245,307,358 | |||
| Premier | – | |||
| Premier Choice | – | |||
| Private Client | – | |||
| Select | 26,247,785 | |||
Fund/Portfolio(s) | Shares Outstanding/Number of Votes | |||
BlackRock Master LLC | ||||
BlackRock Master International Portfolio | 549,910,196 | |||
BlackRock Master Small Cap Growth Portfolio | 184,895,291 | |||
Fund/Portfolio(s) | Investor A | Investor C | Institutional | Class R | ||||||||||||
BlackRock Pacific Fund, Inc. | 7,278,602 | 2,152,764 | 7,283,757 | 302,504 | ||||||||||||
BlackRock Series, Inc. | ||||||||||||||||
BlackRock International Fund | 20,442,383 | 10,395,403 | 9,117,277 | 1,540,976 | ||||||||||||
BlackRock Small Cap Growth Fund II | 5,708,300 | 3,832,625 | 5,007,143 | 1,990,906 | ||||||||||||
Fund | Shares Outstanding/Number of Votes | |||
Funds For Institutions Series | ||||
FFI Government Fund | 1,074,864,871 | |||
FFI Institutional Fund | 1,633,759,213 | |||
FFI Institutional Tax-Exempt Fund | 1,462,904,316 | |||
FFI Premier Institutional Fund | 4,192,767,392 | |||
FFI Select Institutional Fund | 1,474,540,339 | |||
FFI Treasury Fund | 1,715,834,514 | |||
Master Government Securities LLC | 346,117,727 | |||
Master Institutional Money Market LLC | ||||
Master Institutional Portfolio (to be renamed Master Government Institutional Portfolio effective January 4, 2016) | 3,108,960,535 | |||
Master Institutional Tax-Exempt Portfolio | 1,465,474,000 | |||
Master Premier Institutional Portfolio (to be renamed Master Premier Government Institutional Portfolio effective January 4, 2016) | 4,193,854,582 | |||
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Fund | Shares Outstanding/Number of Votes | |||
Master Investment Portfolio | ||||
Prime Money Market Master Portfolio | 24,714,304,636 | |||
Money Market Master Portfolio | 44,725,783,716 | |||
International Tilts Master Portfolio | 319,009,197 | |||
Treasury Money Market Master Portfolio | 3,173,920,097 | |||
LifePath® Retirement Master Portfolio | 263,425,376 | |||
LifePath® 2020 Master Portfolio | 609,700,824 | |||
LifePath® 2025 Master Portfolio | 64,818,624 | |||
LifePath® 2030 Master Portfolio | 571,036,023 | |||
LifePath® 2035 Master Portfolio | 55,571,479 | |||
LifePath® 2040 Master Portfolio | 443,395,166 | |||
LifePath® 2045 Master Portfolio | 33,570,556 | |||
LifePath® 2050 Master Portfolio | 114,909,170 | |||
LifePath® 2055 Master Portfolio | 15,318,558 | |||
LifePath® Index Retirement Master Portfolio | 500,294,621 | |||
LifePath® Index 2020 Master Portfolio | 1,081,084,226 | |||
LifePath® Index 2025 Master Portfolio | 753,380,716 | |||
LifePath® Index 2030 Master Portfolio | 1,073,193,577 | |||
LifePath® Index 2035 Master Portfolio | 592,743,638 | |||
LifePath® Index 2040 Master Portfolio | 746,582,428 | |||
LifePath® Index 2045 Master Portfolio | 329,966,124 | |||
LifePath® Index 2050 Master Portfolio | 332,876,203 | |||
LifePath® Index 2055 Master Portfolio | 102,636,259 | |||
Active Stock Master Portfolio | 194,402,945 | |||
CoreAlpha Bond Master Portfolio | 832,895,785 | |||
S&P 500 Index Master Portfolio | 7,042,219,552 | |||
U.S. Total Bond Index Master Portfolio | 1,574,815,895 | |||
Total International ex U.S. Index Master Portfolio | 820,341,223 | |||
Large Cap Index Master Portfolio | 2,548,588,343 | |||
Master Large Cap Series LLC | ||||
Master Large Cap Core Portfolio | 2,220,310,235 | |||
Master Large Cap Growth Portfolio | 1,165,303,831 | |||
Master Large Cap Value Portfolio | 892,652,372 | |||
Master Money LLC | 7,461,450,217 | |||
Master Tax-Exempt LLC | 2,955,441,020 | |||
Master Treasury LLC | 1,940,284,467 | |||
Quantitative Master Series LLC | ||||
Master Extended Market Index Series | 613,566,581 | |||
Master International Index Series | 2,925,254,353 | |||
Master Small Cap Index Series | 462,870,171 | |||
Ready Assets Prime Money Fund (To be renamed Ready Assets Government Liquidity Fund effective January 4, 2016) | 2,112,700,073 | |||
Ready Assets U.S.A. Government Money Fund | 70,017,819 | |||
Ready Assets U.S. Treasury Money Fund | 167,277,826 | |||
| Retirement Series Trust | Class I | Class II | ||||||
Retirement Reserves Money Fund | 1,051,910,388 | 27,833,370 | ||||||
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B. For the following Funds and Portfolios, shareholders are entitled to votes based on the dollar (and fractional dollar thereof) of net asset value (number of Shares owned times net asset value per share) of shares outstanding in such shareholder’s name on the record date. The following tables indicate the number of shares of each class of the indicated Funds outstanding on the Record Date, the aggregate net asset value of such Fund on the Record Date and the total number of votes to which each such Fund is entitled:
Fund/Portfolio | Shares Outstanding | Aggregate Net Asset Value ($) | Number of Votes | |||||||||
BBIF GOVERNMENT SECURITIES FUND | ||||||||||||
Class I | 5,812,747 | 5,812,747 | 5,812,747 | |||||||||
Class 2 | 13,794,184 | 13,794,184 | 13,794,184 | |||||||||
Class 3 | 64,395,278 | 64,395,278 | 64,395,278 | |||||||||
Class 4 | 75,150,404 | 75,150,404 | 75,150,404 | |||||||||
BBIF Money Fund | ||||||||||||
Class I | 215,241,828 | 215,241,828 | 215,241,828 | |||||||||
Class 2 | 281,654,312 | 281,654,312 | 281,654,312 | |||||||||
Class 3 | 676,707,293 | 676,707,293 | 676,707,293 | |||||||||
Class 4 | 1,301,847,976 | 1,301,847,976 | 1,301,847,976 | |||||||||
BBIF Tax-Exempt Fund | ||||||||||||
Class I | 15,748,473 | 15,748,473 | 15,748,473 | |||||||||
Class 2 | 35,252,732 | 35,252,732 | 35,252,732 | |||||||||
Class 3 | 117,294,730 | 117,294,730 | 117,294,730 | |||||||||
Class 4 | 224,804,257 | 224,804,257 | 224,804,257 | |||||||||
BBIF Treasury Fund | ||||||||||||
Class I | 12,836,550 | 12,836,550 | 12,836,550 | |||||||||
Class 2 | 39,609,499 | 39,609,499 | 39,609,499 | |||||||||
Class 3 | 185,397,118 | 185,397,118 | 185,397,118 | |||||||||
Class 4 | 600,010,734 | 600,010,734 | 600,010,734 | |||||||||
BLACKROCK FUNDS III | ||||||||||||
BlackRock Cash Funds: Prime | ||||||||||||
Institutional Shares | 11,915,529,626 | 11,915,529,626 | 11,915,529,626 | |||||||||
Premium Shares | 1,148,116,102 | 1,148,116,102 | 1,148,116,102 | |||||||||
Select Shares | – | – | – | |||||||||
Trust Shares | – | – | – | |||||||||
Capital Shares | 2,190,703,242 | 2,190,703,241 | 2,190,703,241 | |||||||||
SL Agency Shares | 8,265,918,081 | 8,265,918,081 | 8,265,918,081 | |||||||||
BlackRock Cash Funds: Treasury | ||||||||||||
Institutional Shares | – | – | – | |||||||||
Premium Shares | – | – | – | |||||||||
Select Shares | – | – | – | |||||||||
Trust Shares | – | – | – | |||||||||
Capital Shares | – | – | – | |||||||||
SL Agency Shares | 1,892,680,126 | 1,892,680,125 | 1,892,680,125 | |||||||||
BlackRock Cash Funds: Institutional | ||||||||||||
Institutional Shares | 2,010,460,794 | 2,010,460,794 | 2,010,460,794 | |||||||||
Premium Shares | – | – | – | |||||||||
Select Shares | 5,391 | 5,391 | 5,391 | |||||||||
Trust Shares | – | – | – | |||||||||
Capital Shares | – | – | – | |||||||||
SL Agency Shares | 41,821,127,852 | 41,821,127,852 | 41,821,127,852 | |||||||||
AON Captive Shares | 8,557,201 | 8,557,201 | 8,557,201 | |||||||||
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Fund/Portfolio | Shares Outstanding | Aggregate Net Asset Value ($) | Number of Votes | |||||||||
BlackRock LifePath® Retirement Fund | ||||||||||||
Investor A | 10,845,538 | 103,717,637 | 103,717,637 | |||||||||
Institutional | 14,045,062 | 149,453,822 | 149,453,822 | |||||||||
Investor C | 143,877 | 1,512,272 | 1,512,272 | |||||||||
Class K | 749,247 | 7,954,143 | 7,954,143 | |||||||||
Class R | 60,697 | 641,247 | 641,247 | |||||||||
BlackRock LifePath® 2020 Fund | ||||||||||||
Investor A | 21,873,378 | 304,611,462 | 304,611,462 | |||||||||
Institutional | 18,766,780 | 280,616,157 | 280,616,157 | |||||||||
Investor C | 164,454 | 2,429,202 | 2,429,202 | |||||||||
Class K | 1,238,681 | 18,482,287 | 18,482,287 | |||||||||
Class R | 215,164 | 3,199,275 | 3,199,275 | |||||||||
BlackRock LifePath® 2025 Fund | ||||||||||||
Investor A | 2,488,520 | 30,410,876 | 30,410,876 | |||||||||
Institutional | 2,261,084 | 27,675,313 | 27,675,313 | |||||||||
Investor C | 282,448 | 3,427,913 | 3,427,913 | |||||||||
Class K | 97,174 | 1,188,137 | 1,188,137 | |||||||||
Class R | 168,748 | 2,061,771 | 2,061,771 | |||||||||
BlackRock LifePath® 2030 Fund | ||||||||||||
Investor A | 22,403,175 | 302,598,990 | 302,598,990 | |||||||||
Institutional | 17,657,645 | 245,966,158 | 245,966,158 | |||||||||
Investor C | 232,821 | 3,192,389 | 3,192,389 | |||||||||
Class K | 1,144,748 | 15,944,479 | 15,944,479 | |||||||||
Class R | 216,444 | 2,989,425 | 2,989,425 | |||||||||
BlackRock LifePath® 2035 Fund | ||||||||||||
Investor A | 2,384,592 | 30,320,939 | 30,320,939 | |||||||||
Institutional | 1,735,796 | 22,107,323 | 22,107,323 | |||||||||
Investor C | 163,550 | 2,061,102 | 2,061,102 | |||||||||
Class K | 20,949 | 270,522 | 270,522 | |||||||||
Class R | 59,799 | 761,146 | 761,146 | |||||||||
BlackRock LifePath® 2040 Fund | ||||||||||||
Investor A | 13,682,203 | 221,024,467 | 221,024,467 | |||||||||
Institutional | 11,778,544 | 203,539,740 | 203,539,740 | |||||||||
Investor C | 142,950 | 2,438,473 | 2,438,473 | |||||||||
Class K | 855,990 | 14,869,306 | 14,869,306 | |||||||||
Class R | 72,812 | 1,250,736 | 1,250,736 | |||||||||
BlackRock LifePath® 2045 Fund | ||||||||||||
Investor A | 1,241,603 | 16,415,768 | 16,415,768 | |||||||||
Institutional | 1,128,938 | 14,941,134 | 14,941,134 | |||||||||
Investor C | 118,635 | 1,548,898 | 1,548,898 | |||||||||
Class K | 5,129 | 68,561 | 68,561 | |||||||||
Class R | 42,195 | 557,606 | 557,606 | |||||||||
BlackRock LifePath® 2050 Fund | ||||||||||||
Investor A | 3,899,862 | 71,680,665 | 71,680,665 | |||||||||
Institutional | 2,145,105 | 39,527,878 | 39,527,878 | |||||||||
Investor C | 39,874 | 726,064 | 726,064 | |||||||||
Class K | 74,895 | 1,385,009 | 1,385,009 | |||||||||
Class R | 81,856 | 1,500,741 | 1,500,741 | |||||||||
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Table of Contents
Fund/Portfolio | Shares Outstanding | Aggregate Net Asset Value ($) | Number of Votes | |||||||||
BlackRock LifePath® 2055 Fund | ||||||||||||
Investor A | 539,221 | 7,265,477 | 7,265,477 | |||||||||
Institutional | 529,991 | 7,158,995 | 7,158,995 | |||||||||
Investor C | 44,972 | 599,489 | 599,489 | |||||||||
Class K | 2,254 | 30,820 | 30,820 | |||||||||
Class R | 17,507 | 235,830 | 235,830 | |||||||||
BlackRock S&P 500 Index Fund | ||||||||||||
Investor A | 5,168,067 | 1,243,459,507 | 1,243,459,507 | |||||||||
Institutional | 13,157,447 | 3,164,637,158 | 3,164,637,158 | |||||||||
Investor C1 | 305,955 | 73,647,891 | 73,647,891 | |||||||||
Class K | 4,646,570 | 1,117,890,002 | 1,117,890,002 | |||||||||
Service | 1,247,957 | 300,218,406 | 300,218,406 | |||||||||
BlackRock Large Cap Index Fund | ||||||||||||
Investor A | 1,194,332 | 17,084,404 | 17,084,404 | |||||||||
Institutional | 221,388 | 3,183,437 | 3,183,437 | |||||||||
Class K | 5,202,372 | 74,561,152 | 74,561,152 | |||||||||
BlackRock LifePath Index Retirement Fund | ||||||||||||
Investor A | 6,002,903 | 66,482,086 | 66,482,086 | |||||||||
Institutional | 6,092,553 | 67,555,497 | 67,555,497 | |||||||||
Class K | 33,041,268 | 366,237,692 | 366,237,692 | |||||||||
BlackRock U.S. Total Bond Index Fund | ||||||||||||
Investor A | 1,868,705 | 18,790,311 | 18,790,311 | |||||||||
Institutional | 4,823,899 | 48,514,114 | 48,514,114 | |||||||||
Class K | 16,184,869 | 162,863,174 | 162,863,174 | |||||||||
BlackRock CoreAlpha Bond Fund | ||||||||||||
Investor A | 242,221 | 2,520,483 | 2,520,483 | |||||||||
Investor C | 26,305 | 273,618 | 273,618 | |||||||||
Institutional | 22,368,498 | 232,644,581 | 232,644,581 | |||||||||
BlackRock LifePath® Index 2020 Fund | ||||||||||||
Investor A | 11,367,306 | 127,921,067 | 127,921,067 | |||||||||
Institutional | 7,813,403 | 88,101,509 | 88,101,509 | |||||||||
Class K | 76,720,295 | 865,032,992 | 865,032,992 | |||||||||
BlackRock LifePath® Index 2025 Fund | ||||||||||||
Investor A | 8,984,219 | 102,348,613 | 102,348,613 | |||||||||
Institutional | 6,334,591 | 72,265,494 | 72,265,494 | |||||||||
Class K | 50,709,087 | 578,740,673 | 578,740,673 | |||||||||
BlackRock LifePath® Index 2030 Fund | ||||||||||||
Investor A | 12,043,710 | 138,002,264 | 138,002,264 | |||||||||
Institutional | 7,420,746 | 85,118,843 | 85,118,843 | |||||||||
Class K | 74,172,555 | 850,041,799 | 850,041,799 | |||||||||
BlackRock LifePath® Index 2035 Fund | ||||||||||||
Investor A | 8,157,098 | 93,979,690 | 93,979,690 | |||||||||
Institutional | 4,823,218 | 55,705,961 | 55,705,961 | |||||||||
Class K | 38,388,539 | 443,037,912 | 443,037,912 | |||||||||
BlackRock LifePath® Index 2040 Fund | ||||||||||||
Investor A | 7,201,155 | 83,530,787 | 83,530,787 | |||||||||
Institutional | 5,406,167 | 62,828,287 | 62,828,287 | |||||||||
Class K | 51,651,975 | 600,207,807 | 600,207,807 | |||||||||
C-9
Table of Contents
sFund/Portfolio | Shares Outstanding | Aggregate Net Asset Value ($) | Number of Votes | |||||||||
BlackRock LifePath® Index 2045 Fund | ||||||||||||
Investor A | 3,686,165 | 43,169,041 | 43,169,041 | |||||||||
Institutional | 3,708,257 | 43,515,437 | 43,515,437 | |||||||||
Class K | 20,715,451 | 243,270,518 | 243,270,518 | |||||||||
BlackRock LifePath® Index 2050 Fund | ||||||||||||
Investor A | 2,682,001 | 31,803,933 | 31,803,933 | |||||||||
Institutional | 3,110,861 | 36,969,170 | 36,969,170 | |||||||||
Class K | 22,222,206 | 264,098,447 | 264,098,447 | |||||||||
BlackRock LifePath® Index 2055 Fund | ||||||||||||
Investor A | 1,153,701 | 13,901,518 | 13,901,518 | |||||||||
Institutional | 1,501,562 | 18,127,639 | 18,127,639 | |||||||||
Class K | 5,847,748 | 70,604,500 | 70,604,500 | |||||||||
BlackRock Total International ex U.S. Index Fund | ||||||||||||
Investor A | 18,653,801 | 141,222,432 | 141,222,432 | |||||||||
Institutional | 4,765,845 | 36,187,921 | 36,187,921 | |||||||||
Class K | 869,497 | 6,782,320 | 6,782,320 | |||||||||
BlackRock Disciplined International Fund | ||||||||||||
Investor A | 5,000 | 47,433 | 47,433 | |||||||||
Institutional | 5,000 | 47,433 | 47,433 | |||||||||
Class K | 490,000 | 4,647,162 | 4,647,162 | |||||||||
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Appendix D – Compensation of the Board Members
Each Board Member who is an Independent Board Member is paid an annual retainer of $275,000 per year for his or her services as a Board Member of all Funds in the BlackRock Equity-Liquidity Complex that are overseen by the respective Board Member, and a $10,000 Board meeting fee for each in-person Board meeting attended (and may receive a $5,000 Board meeting fee for telephonic attendance at Board meetings) for up to five Board meetings held in a calendar year (compensation for meeting in excess of this number to be determined on a case-by-case basis), together with out-of-pocket expenses in accordance with a Board policy on travel and other business expenses relating to attendance at meetings. Effective January 1, 2016, the fee paid to each Board Member for each in-person meeting attended will be increased to $15,000. For the year ended December 31, 2014, the Equity-Liquidity Complex reimbursed Independent Board Member expenses in an aggregate amount of approximately $126,500. Each Independent Board Member receives $10,000 per year for each standing Committee on which he or she serves for up to two standing Committee assignments but is not paid this amount for serving on a Committee which he or she chairs. The Chair of the Boards is paid an additional annual retainer of $120,000. The Chair of the Audit Committees is paid an additional annual retainer of $40,000 and the Chairs of the Compliance Committees, Governance Committees and Performance Oversight Committees are each paid an additional annual retainer of $30,000. The Funds do not maintain or provide pension or retirement benefits to the Board Members.
The following table sets forth the aggregate compensation, paid to each Independent Board Member by each Fund and Portfolio during its most recently completed fiscal year. Each Fund/Portfolio’s fiscal year end is indicated onAppendix F. Ms. Novick and Mr. Perlowski serve without compensation from the Funds because of their affiliation with BlackRock, Inc. and the Advisor.
D-1
Table of Contents
Fund | David O. Beim | Collette Chilton*** | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker*** | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
BBIF Government Securities Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BBIF Money Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BBIF Tax-Exempt Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BBIF Treasury Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BIF Government Securities Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BIF Money Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BIF Multi-State Municipal Series Trust | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BIF California Municipal Money Fund | $ | 1,459 | $ | 369 | $ | 1,420 | $ | 1,459 | $ | 1,668 | $ | 1,420 | $ | 1,420 | $ | 1,459 | $ | 1,420 | $ | 1,420 | $ | 369 | $ | 1,402 | $ | 1,420 | ||||||||||||||||||||||||||
BIF Connecticut Municipal Money Fund | $ | 503 | $ | 140 | $ | 495 | $ | 503 | $ | 540 | $ | 495 | $ | 495 | $ | 503 | $ | 495 | $ | 495 | $ | 140 | $ | 415 | $ | 495 | ||||||||||||||||||||||||||
BIF Massachusetts Municipal Money Fund | $ | 429 | $ | 128 | $ | 424 | $ | 429 | $ | 455 | $ | 424 | $ | 424 | $ | 429 | $ | 424 | $ | 424 | $ | 128 | $ | 338 | $ | 424 | ||||||||||||||||||||||||||
BIF New Jersey Municipal Money Fund | $ | 918 | $ | 232 | $ | 898 | $ | 918 | $ | 1,029 | $ | 898 | $ | 898 | $ | 918 | $ | 898 | $ | 898 | $ | 232 | $ | 844 | $ | 898 | ||||||||||||||||||||||||||
BIF New York Municipal Money Fund | $ | 1,335 | $ | 346 | $ | 1,301 | $ | 1,335 | $ | 1,524 | $ | 1,301 | $ | 1,301 | $ | 1,335 | $ | 1,301 | $ | 1,301 | $ | 346 | $ | 1,274 | $ | 1,301 | ||||||||||||||||||||||||||
BIF Ohio Municipal Money Fund | $ | 446 | $ | 131 | $ | 441 | $ | 446 | $ | 475 | $ | 441 | $ | 441 | $ | 446 | $ | 441 | $ | 441 | $ | 131 | $ | 357 | $ | 441 | ||||||||||||||||||||||||||
BIF Tax-Exempt Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BIF Treasury Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Emerging Markets Fund, Inc. | $ | 1,899 | $ | 1,558 | $ | 1,851 | $ | 1,899 | $ | 2,334 | $ | 1,851 | $ | 1,851 | $ | 1,899 | $ | 1,851 | $ | 1,851 | $ | 1,558 | $ | 1,853 | $ | 1,851 | ||||||||||||||||||||||||||
D-2
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
BlackRock Financial Institutions Series Trust | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Summit Cash Reserves Fund | $ | 395 | $ | 134 | $ | 392 | $ | 395 | $ | 418 | $ | 392 | $ | 392 | $ | 395 | $ | 392 | $ | 392 | $ | 134 | $ | 304 | $ | 392 | ||||||||||||||||||||||||||
BlackRock Funds | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock All-Cap Energy | $ | 715 | $ | 569 | $ | 706 | $ | 715 | $ | 793 | $ | 706 | $ | 706 | $ | 715 | $ | 706 | $ | 706 | $ | 569 | $ | 629 | $ | 706 | ||||||||||||||||||||||||||
BlackRock Alternative Capital Strategies Fund**8 | $ | 910 | $ | 896 | $ | 896 | $ | 910 | $ | 1,054 | $ | 896 | $ | 896 | $ | 910 | $ | 896 | $ | 896 | $ | 896 | $ | 925 | $ | 896 | ||||||||||||||||||||||||||
BlackRock Commodity Strategies Fund | $ | 1,202 | $ | 685 | $ | 1,106 | $ | 1,205 | $ | 1,310 | $ | 1,106 | $ | 1,106 | $ | 1,202 | $ | 1,106 | $ | 1,106 | $ | 685 | $ | 1,060 | $ | 1,106 | ||||||||||||||||||||||||||
BlackRock Developed Real Estate Index Fund**9 | $ | 910 | $ | 896 | $ | 896 | $ | 910 | $ | 1,054 | $ | 896 | $ | 896 | $ | 910 | $ | 896 | $ | 896 | $ | 896 | $ | 925 | $ | 896 | ||||||||||||||||||||||||||
BlackRock Disciplined Small Cap Core Fund | $ | 393 | $ | 291 | $ | 393 | $ | 393 | $ | 396 | $ | 393 | $ | 393 | $ | 393 | $ | 393 | $ | 393 | $ | 291 | $ | 299 | $ | 393 | ||||||||||||||||||||||||||
BlackRock Emerging Market Allocation Portfolio | $ | 524 | $ | 457 | $ | 520 | $ | 524 | $ | 554 | $ | 520 | $ | 520 | $ | 524 | $ | 520 | $ | 520 | $ | 457 | $ | 432 | $ | 520 | ||||||||||||||||||||||||||
BlackRock Emerging Markets Dividend Fund | $ | 431 | $ | 382 | $ | 431 | $ | 431 | $ | 434 | $ | 431 | $ | 431 | $ | 431 | $ | 431 | $ | 431 | $ | 382 | $ | 336 | $ | 431 | ||||||||||||||||||||||||||
BlackRock Emerging Markets Long/Short Equity Fund | $ | 1,345 | $ | 800 | $ | 1,313 | $ | 1,345 | $ | 1,576 | $ | 1,313 | $ | 1,313 | $ | 1,345 | $ | 1,313 | $ | 1,313 | $ | 800 | $ | 1,281 | $ | 1,313 | ||||||||||||||||||||||||||
BlackRock Energy & Resources Portfolio | $ | 1,200 | $ | 885 | $ | 1,174 | $ | 1,200 | $ | 1,405 | $ | 1,174 | $ | 1,174 | $ | 1,200 | $ | 1,174 | $ | 1,174 | $ | 885 | $ | 1,130 | $ | 1,174 | ||||||||||||||||||||||||||
BlackRock Exchange Portfolio | $ | 594 | $ | 919 | $ | 594 | $ | 641 | $ | 583 | $ | 589 | $ | 589 | $ | 583 | $ | 583 | $ | 606 | $ | 583 | ||||||||||||||||||||||||||||||
BlackRock Flexible Equity Fund | $ | 1,439 | $ | 1,087 | $ | 1,406 | $ | 1,439 | $ | 1,717 | $ | 1,406 | $ | 1,406 | $ | 1,439 | $ | 1,406 | $ | 1,406 | $ | 1,087 | $ | 1,377 | $ | 1,406 | ||||||||||||||||||||||||||
D-3
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
BlackRock Global Long/Short Credit Fund | $ | 11,756 | $ | 6,351 | $ | 11,383 | $ | 11,756 | $ | 14,481 | $ | 11,383 | $ | 11,383 | $ | 11,756 | $ | 11,383 | $ | 11,383 | $ | 6,351 | $ | 12,034 | $ | 11,383 | ||||||||||||||||||||||||||
BlackRock Global Long/Short Equity Fund | $ | 3,316 | $ | 2,031 | $ | 3,220 | $ | 3,316 | $ | 4,056 | $ | 3,220 | $ | 3,220 | $ | 3,316 | $ | 3,220 | $ | 3,220 | $ | 2,031 | $ | 3,317 | $ | 3,220 | ||||||||||||||||||||||||||
BlackRock Global Opportunities Portfolio | $ | 987 | $ | 777 | $ | 969 | $ | 987 | $ | 1,143 | $ | 969 | $ | 969 | $ | 987 | $ | 969 | $ | 969 | $ | 777 | $ | 910 | $ | 969 | ||||||||||||||||||||||||||
BlackRock Health Sciences Opportunities Portfolio | $ | 9,674 | $ | 7,442 | $ | 9,371 | $ | 9,674 | $ | 12,325 | $ | 9,371 | $ | 9,371 | $ | 9,674 | $ | 9,371 | $ | 9,371 | $ | 7,442 | $ | 9,883 | $ | 9,371 | ||||||||||||||||||||||||||
BlackRock Impact U.S. Equity Fund**10 | $ | 910 | $ | 896 | $ | 896 | $ | 910 | $ | 1,054 | $ | 896 | $ | 896 | $ | 910 | $ | 896 | $ | 896 | $ | 896 | $ | 925 | $ | 896 | ||||||||||||||||||||||||||
BlackRock International Opportunities Portfolio | $ | 2,728 | $ | 1,896 | $ | 2,652 | $ | 2,728 | $ | 3,339 | $ | 2,652 | $ | 2,652 | $ | 2,728 | $ | 2,652 | $ | 2,652 | $ | 1,896 | $ | 2,708 | $ | 2,652 | ||||||||||||||||||||||||||
BlackRock Macro Themes Fund | $ | 325 | $ | 316 | $ | 316 | $ | 325 | $ | 327 | $ | 316 | $ | 316 | $ | 325 | $ | 316 | $ | 316 | $ | 316 | $ | 223 | $ | 316 | ||||||||||||||||||||||||||
BlackRock Managed Volatility Portfolio | $ | 1,744 | $ | 1,301 | $ | 1,700 | $ | 1,744 | $ | 2,105 | $ | 1,700 | $ | 1,700 | $ | 1,744 | $ | 1,700 | $ | 1,700 | $ | 1,301 | $ | 1,692 | $ | 1,700 | ||||||||||||||||||||||||||
BlackRock Mid-Cap Growth Equity Portfolio | $ | 1,191 | $ | 939 | $ | 1,165 | $ | 1,191 | $ | 1,406 | $ | 1,165 | $ | 1,165 | $ | 1,191 | $ | 1,165 | $ | 1,165 | $ | 939 | $ | 1,121 | $ | 1,165 | ||||||||||||||||||||||||||
BlackRock MidCap Index Fund**11 | $ | 918 | $ | 896 | $ | 896 | $ | 910 | $ | 1,054 | $ | 896 | $ | 896 | $ | 910 | $ | 896 | $ | 896 | $ | 896 | $ | 925 | $ | 896 | ||||||||||||||||||||||||||
BlackRock Money Market Portfolio | $ | 3,295 | $ | 832 | $ | 3,196 | $ | 3,295 | $ | 3,839 | $ | 3,196 | $ | 3,196 | $ | 3,295 | $ | 3,196 | $ | 3,196 | $ | 832 | $ | 3,298 | $ | 3,196 | ||||||||||||||||||||||||||
BlackRock MSCI Asia ex Japan Index Fund**12 | $ | 910 | $ | 896 | $ | 896 | $ | 910 | $ | 1,054 | $ | 896 | $ | 896 | $ | 910 | $ | 896 | $ | 896 | $ | 896 | $ | 925 | $ | 896 | ||||||||||||||||||||||||||
D-4
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
BlackRock MSCI World Index Fund**13 | $ | 910 | $ | 896 | $ | 896 | $ | 910 | $ | 1,054 | $ | 896 | $ | 896 | $ | 910 | $ | 896 | $ | 896 | $ | 896 | $ | 925 | $ | 896 | ||||||||||||||||||||||||||
BlackRock Municipal Money Market Portfolio | $ | 500 | $ | 133 | $ | 493 | $ | 500 | $ | 536 | $ | 493 | $ | 493 | $ | 500 | $ | 493 | $ | 493 | $ | 133 | $ | 412 | $ | 493 | ||||||||||||||||||||||||||
BlackRock Multi-Asset Real Return Fund | $ | 510 | $ | 356 | $ | 506 | $ | 510 | $ | 542 | $ | 506 | $ | 506 | $ | 510 | $ | 506 | $ | 506 | $ | 356 | $ | 420 | $ | 506 | ||||||||||||||||||||||||||
BlackRock Multi-Manager Alternative Strategies Fund | $ | 500 | $ | 402 | $ | 494 | $ | 500 | $ | 546 | $ | 494 | $ | 494 | $ | 500 | $ | 494 | $ | 494 | $ | 402 | $ | 410 | $ | 494 | ||||||||||||||||||||||||||
BlackRock New Jersey Municipal Money Market Portfolio | $ | 357 | $ | 112 | $ | 355 | $ | 357 | $ | 370 | $ | 355 | $ | 355 | $ | 357 | $ | 355 | $ | 355 | $ | 112 | $ | 264 | $ | 355 | ||||||||||||||||||||||||||
BlackRock North Carolina Municipal Money Market Portfolio | $ | 372 | $ | 117 | $ | 369 | $ | 372 | $ | 387 | $ | 369 | $ | 369 | $ | 372 | $ | 369 | $ | 369 | $ | 117 | $ | 279 | $ | 369 | ||||||||||||||||||||||||||
BlackRock Ohio Municipal Money Market Portfolio | $ | 433 | $ | 168 | $ | 428 | $ | 433 | $ | 467 | $ | 428 | $ | 428 | $ | 433 | $ | 428 | $ | 428 | $ | 168 | $ | 342 | $ | 428 | ||||||||||||||||||||||||||
BlackRock Pennsylvania Municipal Money Market Portfolio | $ | 861 | $ | 257 | $ | 842 | $ | 861 | $ | 969 | $ | 842 | $ | 842 | $ | 861 | $ | 842 | $ | 842 | $ | 257 | $ | 784 | $ | 842 | ||||||||||||||||||||||||||
BlackRock Real Estate Securities Fund | $ | 278 | $ | 6 | $ | 699 | $ | 278 | $ | 285 | $ | 276 | $ | 277 | $ | 278 | $ | 276 | $ | 276 | $ | 6 | $ | 279 | $ | 276 | ||||||||||||||||||||||||||
BlackRock Science & Technology Opportunities Portfolio | $ | 841 | $ | 684 | $ | 827 | $ | 841 | $ | 958 | $ | 827 | $ | 827 | $ | 841 | $ | 827 | $ | 827 | $ | 684 | $ | 759 | $ | 827 | ||||||||||||||||||||||||||
BlackRock Short Obligations Fund | $ | 446 | $ | 317 | $ | 430 | $ | 446 | $ | 444 | $ | 430 | $ | 430 | $ | 446 | $ | 430 | $ | 430 | $ | 317 | $ | 338 | $ | 430 | ||||||||||||||||||||||||||
BlackRock Small Cap Growth Equity Portfolio | $ | 1,942 | $ | 1,484 | $ | 1,892 | $ | 1,942 | $ | 2,366 | $ | 1,892 | $ | 1,892 | $ | 1,942 | $ | 1,892 | $ | 1,892 | $ | 1,484 | $ | 1,896 | $ | 1,484 | ||||||||||||||||||||||||||
BlackRock Small/Mid Cap Index Fund**9 | $ | 910 | $ | 896 | $ | 896 | $ | 910 | $ | 1,054 | $ | 896 | $ | 896 | $ | 910 | $ | 896 | $ | 896 | $ | 896 | $ | 925 | $ | 896 | ||||||||||||||||||||||||||
D-5
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
BlackRock Strategic Risk Allocation Fund | $ | 437 | $ | 320 | $ | 435 | $ | 437 | $ | 451 | $ | 435 | $ | 435 | $ | 437 | $ | 435 | $ | 435 | $ | 320 | $ | 343 | $ | 435 | ||||||||||||||||||||||||||
BlackRock Total Stock Market Index Fund**9 | $ | 910 | $ | 896 | $ | 896 | $ | 910 | $ | 1,054 | $ | 896 | $ | 896 | $ | 910 | $ | 896 | $ | 896 | $ | 896 | $ | 925 | $ | 896 | ||||||||||||||||||||||||||
BlackRock U.S. Opportunities Portfolio | $ | 3,266 | $ | 2,436 | $ | 3,173 | $ | 3,266 | $ | 4,059 | $ | 3,173 | $ | 3,173 | $ | 3,266 | $ | 3,173 | $ | 3,173 | $ | 2,436 | $ | 3,264 | $ | 3,173 | ||||||||||||||||||||||||||
BlackRock U.S. Treasury Money Market Portfolio | $ | 955 | $ | 251 | $ | 933 | $ | 955 | $ | 1,075 | $ | 933 | $ | 933 | $ | 955 | $ | 933 | $ | 933 | $ | 251 | $ | 882 | $ | 933 | ||||||||||||||||||||||||||
BlackRock Virginia Municipal Money Market Portfolio | $ | 317 | $ | 103 | $ | 316 | $ | 317 | $ | 323 | $ | 316 | $ | 316 | $ | 317 | $ | 316 | $ | 316 | $ | 103 | $ | 223 | $ | 316 | ||||||||||||||||||||||||||
BlackRock Funds III | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® Retirement Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® 2020 Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® 2025 Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® 2030 Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® 2035 Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® 2040 Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® 2045 Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® 2050 Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® 2055 Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock LifePath® Index Retirement Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
D-6
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||
BlackRock LifePath® Index 2020 Fund* | ||||||||||||||||||||||||||
BlackRock LifePath® Index 2025 Fund* | ||||||||||||||||||||||||||
BlackRock LifePath® Index 2030 Fund* | ||||||||||||||||||||||||||
BlackRock LifePath® Index 2035 Fund* | ||||||||||||||||||||||||||
BlackRock LifePath® Index 2040 Fund* | ||||||||||||||||||||||||||
BlackRock LifePath® Index 2045 Fund* | ||||||||||||||||||||||||||
BlackRock LifePath® Index 2050 Fund* | ||||||||||||||||||||||||||
BlackRock LifePath® Index 2055 Fund* | ||||||||||||||||||||||||||
BlackRock Cash Funds: Institutional* | ||||||||||||||||||||||||||
BlackRock Cash Funds: Prime* | ||||||||||||||||||||||||||
BlackRock Cash Funds: Treasury* | ||||||||||||||||||||||||||
BlackRock U.S. Total Bond Index Fund* | ||||||||||||||||||||||||||
BlackRock S&P 500 Index Fund* | ||||||||||||||||||||||||||
BlackRock CoreAlpha Bond Fund* | ||||||||||||||||||||||||||
BlackRock Total International ex U.S. Index Fund* | ||||||||||||||||||||||||||
BlackRock Large Cap Index Fund* | ||||||||||||||||||||||||||
BlackRock Disciplined International Fund*14 |
D-7
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
BlackRock Index Funds, Inc. | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock International Index Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Small Cap Index Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Large Cap Series Funds, Inc. | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Large Cap Core Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Event Driven Equity Fund | $ | 483 | $ | 418 | $ | 481 | $ | 483 | $ | 499 | $ | 481 | $ | 481 | $ | 483 | $ | 481 | $ | 481 | $ | 418 | $ | 390 | $ | 481 | ||||||||||||||||||||||||||
BlackRock Large Cap Growth Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Large Cap Value Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Large Cap Value Retirement Portfolio* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Latin America Fund, Inc. | $ | 858 | $ | 697 | $ | 843 | $ | 858 | $ | 980 | $ | 843 | $ | 843 | $ | 858 | $ | 843 | $ | 843 | $ | 697 | $ | 777 | $ | 843 | ||||||||||||||||||||||||||
BlackRock Liquidity Funds | ||||||||||||||||||||||||||||||||||||||||||||||||||||
California Money Fund | $ | 539 | $ | 469 | $ | 535 | $ | 539 | $ | 573 | $ | 535 | $ | 535 | $ | 539 | $ | 535 | $ | 535 | $ | 469 | $ | 447 | $ | 535 | ||||||||||||||||||||||||||
Federal Trust Fund | $ | 665 | $ | 578 | $ | 657 | $ | 665 | $ | 738 | $ | 657 | $ | 657 | $ | 665 | $ | 657 | $ | 657 | $ | 578 | $ | 578 | $ | 657 | ||||||||||||||||||||||||||
FedFund | $ | 11,249 | $ | 9,066 | $ | 10,894 | $ | 11,249 | $ | 14,436 | $ | 10,894 | $ | 10,894 | $ | 11,249 | $ | 10,894 | $ | 10,894 | $ | 9,066 | $ | 11,509 | $ | 10,894 | ||||||||||||||||||||||||||
MuniCash | $ | 537 | $ | 466 | $ | 533 | $ | 537 | $ | 570 | $ | 533 | $ | 533 | $ | 537 | $ | 533 | $ | 533 | $ | 466 | $ | 445 | $ | 533 | ||||||||||||||||||||||||||
MuniFund | $ | 1,700 | $ | 1,371 | $ | 1,658 | $ | 1,700 | $ | 2,070 | $ | 1,658 | $ | 1,658 | $ | 1,700 | $ | 1,658 | $ | 1,658 | $ | 1,371 | $ | 1,647 | $ | 1,658 | ||||||||||||||||||||||||||
D-8
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
New York Money Fund | $ | 531 | $ | 460 | $ | 528 | $ | 531 | $ | 563 | $ | 528 | $ | 528 | $ | 531 | $ | 528 | $ | 528 | $ | 460 | $ | 440 | $ | 528 | ||||||||||||||||||||||||||
TempCash | $ | 1,928 | $ | 1,609 | 1,879 | $ | 1,928 | $ | 2,377 | $ | 1,879 | $ | 1,879 | $ | 1,928 | $ | 1,879 | $ | 1,879 | $ | 1,609 | $ | 1,883 | $ | 1,879 | |||||||||||||||||||||||||||
TempFund | $ | 47,645 | $ | 38,762 | $ | 46,097 | $ | 47,645 | $ | 61,645 | $ | 46,097 | $ | 46,097 | $ | 47,645 | $ | 46,097 | $ | 46,097 | $ | 38,762 | $ | 49,098 | $ | 46,097 | ||||||||||||||||||||||||||
T-Fund | $ | 18,345 | $ | 14,695 | $ | 17,757 | $ | 18,345 | $ | 23,608 | $ | 17,757 | $ | 17,757 | $ | 18,345 | $ | 17,757 | $ | 17,757 | $ | 14,695 | $ | 18,837 | $ | 17,757 | ||||||||||||||||||||||||||
Treasury Trust Fund | $ | 10,239 | $ | 8,311 | $ | 9,917 | $ | 10,239 | $ | 13,140 | $ | 9,917 | $ | 9,917 | $ | 10,239 | $ | 9,917 | $ | 9,917 | $ | 8,311 | $ | 10,465 | $ | 9,917 | ||||||||||||||||||||||||||
BlackRock Master LLC | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Master International Portfolio | $ | 1,543 | $ | 1,256 | $ | 1,506 | $ | 1,543 | $ | 1,869 | $ | 1,506 | $ | 1,506 | $ | 1,543 | $ | 1,506 | $ | 1,506 | $ | 1,256 | $ | 1,484 | $ | 1,506 | ||||||||||||||||||||||||||
BlackRock Master Small Cap Growth Portfolio | $ | 1,942 | $ | 1,484 | $ | 1,892 | $ | 1,942 | $ | 2,366 | $ | 1,892 | $ | 1,892 | $ | 1,942 | $ | 1,892 | $ | 1,892 | $ | 1,484 | $ | 1,896 | $ | 1,892 | ||||||||||||||||||||||||||
BlackRock Pacific Fund, Inc. | $ | 881 | $ | 1,116 | $ | 881 | $ | 965 | $ | 860 | $ | 871 | $ | 881 | $ | 860 | $ | 860 | $ | 902 | $ | 860 | ||||||||||||||||||||||||||||||
BlackRock Series, Inc. | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock International Fund* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
BlackRock Small Cap Growth Fund II* | ||||||||||||||||||||||||||||||||||||||||||||||||||||
Funds For Institutions Series | ||||||||||||||||||||||||||||||||||||||||||||||||||||
FFI Government Fund | $ | 1,475 | $ | 418 | $ | 1,436 | $ | 1,475 | $ | 1,697 | $ | 1,436 | $ | 1,436 | $ | 1,475 | $ | 1,436 | $ | 1,436 | $ | 418 | $ | 1,419 | $ | 1,436 | ||||||||||||||||||||||||||
FFI Institutional Fund1 | $ | 3,841 | $ | 1,217 | $ | 3,724 | $ | 3,841 | $ | 4,536 | $ | 3,724 | $ | 3,724 | $ | 3,841 | $ | 3,724 | $ | 3,724 | $ | 1,217 | $ | 3,862 | $ | 3,724 | ||||||||||||||||||||||||||
D-9
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
FFI Institutional Tax-Exempt Fund | $ | 1,364 | $ | 364 | $ | 1,329 | $ | 1,364 | $ | 1,560 | $ | 1,329 | $ | 1,329 | $ | 1,364 | $ | 1,329 | $ | 1,329 | $ | 364 | $ | 1,291 | $ | 1,329 | ||||||||||||||||||||||||||
FFI Premier Institutional Fund2 | $ | 4,888 | $ | 1,117 | $ | 4,737 | $ | 4,888 | $ | 5,700 | $ | 4,737 | $ | 4,737 | $ | 4,888 | $ | 4,737 | $ | 4,737 | $ | 1,117 | $ | 4,438 | $ | 4,737 | ||||||||||||||||||||||||||
FFI Select Institutional Fund3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
FFI Treasury Fund | $ | 2,004 | $ | 565 | $ | 1,948 | $ | 2,004 | $ | 2,326 | $ | 1,948 | $ | 1,948 | $ | 2,004 | $ | 1,948 | $ | 1,948 | $ | 565 | $ | 1,919 | $ | 1,948 | ||||||||||||||||||||||||||
Master Government Securities LLC | $ | 1,341 | $ | 283 | $ | 1,306 | $ | 1,341 | $ | 1,517 | $ | 1,306 | $ | 1,306 | $ | 1,341 | $ | 1,306 | $ | 1,306 | $ | 283 | $ | 1,280 | $ | 1,306 | ||||||||||||||||||||||||||
Master Institutional Money Market LLC | $ | 35,518 | $ | 26,709 | $ | 35,518 | $ | 40,146 | $ | 34,362 | $ | 34,909 | $ | 35,518 | $ | 34,362 | $ | 34,362 | $ | 36,675 | $ | 34,362 | ||||||||||||||||||||||||||||||
Master Institutional Portfolio4 | $ | 3,841 | $ | 1,217 | $ | 3,724 | $ | 3,841 | $ | 4,536 | $ | 3,724 | $ | 3,724 | $ | 3,841 | $ | 3,724 | $ | 3,724 | $ | 1,217 | $ | 3,862 | $ | 3,724 | ||||||||||||||||||||||||||
Master Institutional Tax-Exempt Portfolio | $ | 5,669 | $ | 1,390 | $ | 5,492 | $ | 5,669 | $ | 6,638 | $ | 5,492 | $ | 5,492 | $ | 5,669 | $ | 5,492 | $ | 5,492 | $ | 1,390 | $ | 5,750 | $ | 5,492 | ||||||||||||||||||||||||||
Master Premier Institutional Portfolio5 | $ | 4,888 | $ | 1,117 | $ | 4,737 | $ | 4,888 | $ | 5,700 | $ | 4,737 | $ | 4,737 | $ | 4,888 | $ | 4,737 | $ | 4,737 | $ | 1,117 | $ | 4,944 | $ | 4,737 | ||||||||||||||||||||||||||
Master Investment Portfolio | ||||||||||||||||||||||||||||||||||||||||||||||||||||
Prime Money Market Master Portfolio | $ | 15,557 | $ | 11,800 | $ | 15,557 | $ | 17,566 | $ | 15,054 | $ | 15,304 | $ | 15,557 | $ | 15,054 | $ | 15,054 | $ | 16,059 | $ | 15,054 | ||||||||||||||||||||||||||||||
Money Market Master Portfolio | $ | 14,384 | $ | 3,457 | $ | 13,921 | $ | 14,384 | $ | 16,917 | $ | 13,921 | $ | 13,921 | $ | 14,384 | $ | 13,921 | $ | 13,921 | $ | 3,457 | $ | 14,751 | $ | 13,921 | ||||||||||||||||||||||||||
International Tilts Master Portfolio | $ | 1,906 | $ | 2,096 | $ | 1,906 | $ | 2,125 | $ | 1,851 | $ | 1,864 | $ | 1,906 | $ | 1,851 | $ | 1,851 | $ | 1,961 | $ | 1,851 | ||||||||||||||||||||||||||||||
D-10
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||
Treasury Money Market Master Portfolio | $ | 3,715 | $ | 3,493 | $ | 3,715 | $ | 4,171 | $ | 3,601 | $ | 3,637 | $ | 3,715 | $ | 3,601 | $ | 3,601 | $ | 3,829 | $ | 3,601 | ||||||||||||||||||||||||||
LifePath® Retirement Master Portfolio | $ | 3,302 | $ | 2,861 | $ | 3,302 | $ | 3,704 | $ | 3,201 | $ | 3,253 | $ | 3,302 | $ | 3,201 | $ | 3,201 | $ | 3,402 | $ | 3,201 | ||||||||||||||||||||||||||
LifePath® 2020 Master Portfolio | $ | 5,740 | $ | 4,615 | $ | 5,740 | $ | 6,461 | $ | 5,559 | $ | 5,652 | $ | 5,740 | $ | 5,559 | $ | 5,559 | $ | 5,920 | $ | 5,559 | ||||||||||||||||||||||||||
LifePath® 2025 Master Portfolio | $ | 363 | $ | 755 | $ | 363 | $ | 379 | $ | 358 | $ | 360 | $ | 363 | $ | 358 | $ | 358 | $ | 367 | $ | 358 | ||||||||||||||||||||||||||
LifePath® 2030 Master Portfolio | $ | 5,396 | $ | 4,370 | $ | 5,396 | $ | 6,073 | $ | 5,227 | $ | 5,314 | $ | 5,396 | $ | 5,227 | $ | 5,227 | $ | 5,566 | $ | 5,227 | ||||||||||||||||||||||||||
LifePath® 2035 Master Portfolio | $ | 341 | $ | 740 | $ | 341 | $ | 355 | $ | 338 | $ | 339 | $ | 344 | $ | 338 | $ | 338 | $ | 344 | $ | 338 | ||||||||||||||||||||||||||
LifePath® 2040 Master Portfolio | $ | 4,236 | $ | 3,532 | $ | 4,236 | $ | 4,761 | $ | 4,105 | $ | 4,173 | $ | 4,236 | $ | 4,105 | $ | 4,105 | $ | 4,368 | $ | 4,105 | ||||||||||||||||||||||||||
LifePath® 2045 Master Portfolio | $ | 296 | $ | 706 | $ | 296 | $ | 304 | $ | 294 | $ | 295 | $ | 296 | $ | 294 | $ | 294 | $ | 298 | $ | 294 | ||||||||||||||||||||||||||
LifePath® 2050 Master Portfolio | $ | 1,021 | $ | 1,219 | $ | 1,021 | $ | 1,124 | $ | 995 | $ | 1,008 | $ | 1,021 | $ | 995 | $ | 995 | $ | 1,046 | $ | 995 | ||||||||||||||||||||||||||
LifePath® 2055 Master Portfolio | $ | 258 | $ | 677 | $ | 258 | $ | 261 | $ | 257 | $ | 257 | $ | 258 | $ | 257 | $ | 257 | $ | 258 | $ | 257 | ||||||||||||||||||||||||||
LifePath® Index Retirement Master Portfolio | $ | 915 | $ | 1,164 | $ | 915 | $ | 1,004 | $ | 892 | $ | 903 | $ | 915 | $ | 892 | $ | 892 | $ | 937 | $ | 892 | ||||||||||||||||||||||||||
LifePath® Index 2020 Master Portfolio | $ | 1,600 | $ | 1,687 | $ | 1,600 | $ | 1,779 | $ | 1,556 | $ | 1,576 | $ | 1,600 | $ | 1,556 | $ | 1,556 | $ | 1,645 | $ | 1,556 | ||||||||||||||||||||||||||
LifePath® Index 2025 Master Portfolio | $ | 931 | $ | 1,201 | $ | 931 | $ | 1,022 | $ | 908 | $ | 917 | $ | 931 | $ | 908 | $ | 908 | $ | 954 | $ | 908 | ||||||||||||||||||||||||||
LifePath® Index 2030 Master Portfolio | $ | 1,453 | $ | 1,589 | $ | 1,453 | $ | 1,613 | $ | 1,413 | $ | 1,430 | $ | 1,453 | $ | 1,413 | $ | 1,413 | $ | 1,493 | $ | 1,413 | ||||||||||||||||||||||||||
LifePath® Index 2035 Master Portfolio | $ | 774 | $ | 1,084 | $ | 774 | $ | 845 | $ | 756 | $ | 763 | $ | 774 | $ | 756 | $ | 756 | $ | 792 | $ | 756 | ||||||||||||||||||||||||||
LifePath® Index 2040 Master Portfolio | $ | 1,008 | $ | 1,255 | $ | 1,008 | $ | 1,109 | $ | 983 | $ | 993 | $ | 1,008 | $ | 983 | $ | 983 | $ | 1,033 | $ | 983 | ||||||||||||||||||||||||||
LifePath® Index 2045 Master Portfolio | $ | 519 | $ | 885 | $ | 519 | $ | 556 | $ | 509 | $ | 513 | $ | 519 | $ | 509 | $ | 509 | $ | 528 | $ | 509 | ||||||||||||||||||||||||||
D-11
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
LifePath® Index 2050 Master Portfolio | $ | 515 | $ | 977 | $ | 515 | $ | 552 | $ | 506 | $ | 509 | $ | 509 | $ | 506 | $ | 506 | $ | 524 | $ | 506 | ||||||||||||||||||||||||||||||
LifePath® Index 2055 Master Portfolio | $ | 303 | $ | 772 | $ | 303 | $ | 312 | $ | 301 | $ | 302 | $ | 302 | $ | 301 | $ | 301 | $ | 305 | $ | 301 | ||||||||||||||||||||||||||||||
Active Stock Master Portfolio | $ | 5,490 | $ | 5,789 | $ | 5,490 | $ | 6,179 | $ | 5,318 | $ | 5,419 | $ | 5,419 | $ | 5,318 | $ | 5,318 | $ | 5,662 | $ | 5,318 | ||||||||||||||||||||||||||||||
CoreAlpha Bond Master Portfolio | $ | 6,807 | $ | 7,062 | $ | 6,807 | $ | 7,669 | $ | 6,591 | $ | 6,699 | $ | 6,699 | $ | 6,591 | $ | 6,591 | $ | 7,022 | $ | 6,591 | ||||||||||||||||||||||||||||||
S&P 500 Index Master Portfolio | $ | 10,723 | $ | 10,850 | $ | 10,723 | $ | 12,098 | $ | 10,379 | $ | 10,551 | $ | 10,551 | $ | 10,379 | $ | 10,379 | $ | 11,067 | $ | 10,379 | ||||||||||||||||||||||||||||||
U.S. Total Bond Index Master Portfolio | $ | 2,355 | $ | 2,757 | $ | 2,355 | $ | 2,633 | $ | 2,286 | $ | 2,315 | $ | 2,315 | $ | 2,286 | $ | 2,286 | $ | 2,425 | $ | 2,286 | ||||||||||||||||||||||||||||||
Total International ex U.S. Index Master Portfolio | $ | 1,109 | $ | 1,551 | $ | 1,109 | $ | 1,223 | $ | 1,080 | $ | 1,101 | $ | 1,101 | $ | 1,080 | $ | 1,080 | $ | 1,138 | $ | 1,080 | ||||||||||||||||||||||||||||||
Large Cap Index Master Portfolio | $ | 3,350 | $ | 3,719 | $ | 3,350 | $ | 3,758 | $ | 3,248 | $ | 3,283 | $ | 3,283 | $ | 3,248 | $ | 3,248 | $ | 3,452 | $ | 3,248 | ||||||||||||||||||||||||||||||
Master Large Cap Series LLC | ||||||||||||||||||||||||||||||||||||||||||||||||||||
Master Large Cap Core Portfolio | $ | 4,705 | $ | 3,456 | $ | 4,565 | $ | 4,705 | $ | 5,893 | $ | 4,565 | $ | 4,565 | $ | 4,705 | $ | 4,565 | $ | 4,565 | $ | 3,456 | $ | 4,750 | $ | 4,565 | ||||||||||||||||||||||||||
Master Large Cap Growth Portfolio | $ | 2,620 | $ | 1,975 | $ | 2,548 | $ | 2,620 | $ | 3,233 | $ | 2,548 | $ | 2,548 | $ | 2,620 | $ | 2,548 | $ | 2,548 | $ | 1,975 | $ | 2,597 | $ | 2,548 | ||||||||||||||||||||||||||
Master Large Cap Value Portfolio | $ | 2,149 | $ | 1,606 | $ | 2,093 | $ | 2,149 | $ | 2,626 | $ | 2,093 | $ | 2,093 | $ | 2,149 | $ | 2,093 | $ | 2,093 | $ | 1,606 | $ | 2,111 | $ | 2,093 | ||||||||||||||||||||||||||
Master Money LLC | $ | 3,295 | $ | 832 | $ | 3,196 | $ | 3,295 | $ | 3,839 | $ | 3,196 | $ | 3,196 | $ | 3,295 | $ | 3,196 | $ | 3,196 | 832 | $ | 3,298 | $ | 3,196 | |||||||||||||||||||||||||||
Master Tax-Exempt LLC | $ | 5,669 | $ | 1,390 | $ | 5,492 | $ | 5,669 | $ | 6,638 | $ | 5,492 | $ | 5,492 | $ | 5,669 | $ | 5,492 | $ | 5,492 | $ | 1,390 | $ | 5,750 | $ | 5,492 | ||||||||||||||||||||||||||
Master Treasury LLC | $ | 3,859 | $ | 947 | $ | 3,741 | $ | 3,859 | $ | 4,501 | $ | 3,741 | $ | 3,741 | $ | 3,859 | $ | 3,742 | $ | 3,742 | $ | 947 | $ | 3,881 | $ | 3,741 | ||||||||||||||||||||||||||
D-12
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
Quantitative Master Series LLC | ||||||||||||||||||||||||||||||||||||||||||||||||||||
Master Extended Market Index Series | $ | 1,464 | $ | 1,554 | $ | 1,464 | $ | 1,625 | $ | 1,424 | $ | 1,444 | $ | 1,444 | $ | 1,424 | $ | 1,424 | $ | 1,504 | $ | 1,424 | ||||||||||||||||||||||||||||||
Master International Index Series | $ | 2,250 | $ | 2,125 | $ | 2,250 | $ | 2,514 | $ | 2,184 | $ | 2,217 | $ | 2,217 | $ | 2,184 | $ | 2,184 | $ | 2,316 | $ | 2,184 | ||||||||||||||||||||||||||||||
Master Small Cap Index Series | $ | 1,785 | $ | 1,747 | $ | 1,785 | $ | 1,988 | $ | 1,734 | $ | 1,762 | $ | 1,762 | $ | 1,734 | $ | 1,734 | $ | 1,836 | $ | 1,734 | ||||||||||||||||||||||||||||||
Ready Assets Prime Money Fund6 | $ | 4,612 | $ | 1,398 | $ | 4,470 | $ | 4,612 | $ | 5,444 | $ | 4,470 | $ | 4,470 | $ | 4,612 | $ | 4,470 | $ | 4,470 | $ | 1,398 | $ | 4,579 | $ | 4,470 | ||||||||||||||||||||||||||
Ready Assets U.S.A. Government Money Fund | $ | 419 | $ | 136 | $ | 415 | $ | 419 | $ | 445 | $ | 415 | $ | 415 | $ | 419 | $ | 415 | $ | 415 | $ | 136 | $ | 372 | $ | 415 | ||||||||||||||||||||||||||
Ready Assets U.S. Treasury Money Fund | $ | 641 | $ | 199 | $ | 629 | $ | 641 | $ | 709 | $ | 629 | $ | 629 | $ | 641 | $ | 629 | $ | 629 | $ | 199 | $ | 588 | $ | 629 | ||||||||||||||||||||||||||
D-13
Table of Contents
Fund | David O. Beim | Collette Chilton | Frank J. Fabozzi | Matina S. Horner | Rodney D. Johnson | Herbert I. London | Cynthia A. Montgomery | Joseph P. Platt | Robert C. Robb, Jr. | Toby Rosenblatt | Mark Stalnecker | Kenneth L. Urish | Frederick W. Winter | |||||||||||||||||||||||||||||||||||||||
Retirement Series Trust | ||||||||||||||||||||||||||||||||||||||||||||||||||||
Retirement Reserves Money Fund | $ | 3,002 | $ | 892 | $ | 2,913 | $ | 3,002 | $ | 3,521 | $ | 2,913 | $ | 2,913 | $ | 3,002 | $ | 2,913 | $ | 2,913 | $ | 892 | $ | 2,996 | $ | 2,913 | ||||||||||||||||||||||||||
Total Compensation from the BlackRock Fund Complex7 | $ | 355,000 | $ | 345,000 | $ | 710,000 | $ | 355,000 | $ | 455,000 | $ | 345,000 | $ | 345,000 | $ | 355,000 | $ | 345,000 | $ | 345,000 | $ | 345,000 | $ | 355,000 | $ | 345,000 | ||||||||||||||||||||||||||
| * | The Fund is a Feeder Fund and paid no compensation. |
| ** | This table reflects estimated payments for BlackRock Alternative Capital Strategies Fund’s current fiscal year ending December 31, 2016, BlackRock Developed Real Estate Index Fund’s current fiscal year ending January 31, 2017, BlackRock MSCI World Index Fund, BlackRock MSCI Asia ex-Japan Index Fund, BlackRock Small/Mid Cap Index Fund, BlackRock Midcap Index Fund and BlackRock Total Stock Market Index Fund, each for the fiscal years ending July 31, 2016, and BlackRock U.S. Impact Equity Fund’s current fiscal year ending May 31, 2016. |
| *** | Collette Chilton began serving as a Board Member on January 1, 2015. |
| **** | Mark Stalnecker began serving as a Board Member on January 1, 2015. |
| 1 | To be renamed BlackRock Government Institutional Fund effective January 4, 2016. |
| 2 | To be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016 |
| 3 | To be renamed BlackRock Select Government Institutional Fund effective January 4, 2016. |
| 4 | To be renamed Master Government Institutional Portfolio effective January 4, 2016. |
| 5 | To be renamed Master Premier Government Institutional Portfolio effective January 4, 2016. |
| 6 | To be renamed Ready Assets Government Liquidity Fund effective January 4, 2016. |
| 7 | The BlackRock Fund Complex includes the BlackRock Equity Liquidity Complex, the BlackRock Bond Complex, the BlackRock Closed-end Complex and the iShares Fund Complex. Amounts reflected represents the aggregate compensation paid to the Board members for the calendar year ended 2015. |
| 8 | BlackRock Alternative Capital Strategies Fund began operations on May 19, 2015. |
| 9 | BlackRock Small/Mid Cap Index Fund, BlackRock Developed Real Estate Index Fund and BlackRock Total Stock Market Index Fund began operations on August 13, 2015. |
| 10 | BlackRock Impact U.S. Equity Fund began operations on October 5, 2015. |
| 11 | BlackRock Midcap Index Fund began operations on May 13, 2015. |
| 12 | BlackRock MSCI Asia ex Japan Index Fund began operations on June 9, 2015. |
| 13 | BlackRock MSCI World Index Fund began operations on June 1, 2015. |
| 14 | BlackRock Disciplined International Fund began operations on September 9, 2015. |
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Appendix E – Fund Securities Owned by Board Members and Board Nominees
The following table sets forth the dollar range of shares of each Fund beneficially owned by the Board Members and Board Nominees in the Funds that they are nominated to oversee as of November 30, 2015, except as otherwise indicated.
Aggregate Dollar Range of Equity Securities
Name of Board | Fund Name | Aggregate Dollar | Aggregate Dollar | |||
Interested Board Members, including the Board Nominees: | ||||||
Barbara G. Novick | BlackRock Funds III: BlackRock S&P 500 Index Fund | $10,001 – $50,000 | Over $100,000 | |||
John M. Perlowski | BlackRock Funds: BlackRock U.S. Opportunities Portfolio | $10,001 – $50,000 | Over $100,000 | |||
BlackRock Funds III: BlackRock LifePath Index 2030 Portfolio | Over $100,000 | |||||
Independent Board Members, including the Board Nominees: | ||||||
David O. Beim | BlackRock Funds: BlackRock Health Sciences Opportunities Portfolio | Over $100,000 | Over $100,000 | |||
Susan J. Carter | None | |||||
Collette Chilton | BlackRock Funds III: BlackRock S&P 500 Index Fund | $50,001 – $100,000 | Over $100,000 | |||
| BlackRock Index Funds, Inc.: BlackRock Small Cap Index Fund | $10,001 – $50,000 | |||||
| BlackRock Index Funds, Inc.: BlackRock International Index Fund | $10,001 – $50,000 | |||||
Neil A. Cotty | None | None | None | |||
Frank J. Fabozzi | None | None | Over $100,000^ | |||
Matina Horner | BlackRock Funds: BlackRock International Opportunities Portfolio | Over $100,000 | Over $100,000 | |||
Rodney D. Johnson | BlackRock Funds: BlackRock Health Sciences Opportunities Portfolio | Over $100,000 | Over $100,000 | |||
| BlackRock Funds: BlackRock Mid-Cap Growth Equity Portfolio | Over $100,000 | |||||
| BlackRock Funds: Real Estate Securities Fund | Over $100,000 | |||||
| ^ | Mr. Fabozzi participates in a deferred compensation plan within the BlackRock Closed-End Fund Complex, as a result his aggregate dollar range of equity securities and share equivalents in the BlackRock Closed-End Fund Complex is over $100,000. |
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Name of Board | Fund Name | Aggregate Dollar | Aggregate Dollar | |||
| BlackRock Funds: BlackRock Science & Technology Opportunities Portfolio | $10,001 – $50,000 | |||||
| BlackRock Funds: BlackRock U.S. Opportunities Portfolio | Over $100,000 | |||||
| BlackRock Funds: BlackRock Global Opportunities Portfolio | $50,001 –$100,000 | |||||
Herbert I. London | BlackRock Funds: BlackRock Emerging Markets Dividend Fund | $10,001 – $50,000 | Over $100,000 | |||
| BlackRock Funds: BlackRock International Opportunities Portfolio | $10,001 – $50,000 | |||||
| BlackRock Funds: BlackRock Emerging Market Allocation Portfolio | $10,001 – $50,000 | |||||
| Cynthia A. Montgomery | BlackRock Funds: BlackRock Municipal Money Market Portfolio | Over $100,000 | Over $100,000 | |||
| BlackRock Index Funds, Inc.: BlackRock Small Cap Index Fund | Over $100,000 | |||||
| BlackRock Funds: BlackRock Science & Technology Opportunities Portfolio | Over $100,000 | |||||
| BlackRock Funds: BlackRock U.S. Opportunities Portfolio | Over $100,000 | |||||
Joseph P. Platt | BlackRock Funds: BlackRock U.S. Opportunities Portfolio | Over $100,00 | Over $100,000 | |||
Robert C. Robb, Jr. | BlackRock Funds: BlackRock Pennsylvania Municipal Money Market Portfolio | Over $100,000 | Over $100,000 | |||
Toby Rosenblatt | BlackRock Large Cap Series Funds, Inc.: BlackRock Large Cap Core Fund | Over $100,000 | Over $100,000 | |||
| BlackRock Funds: BlackRock U.S. Opportunities Portfolio | Over $100,000 | |||||
| BlackRock Funds: BlackRock Mid-Cap Growth Equity Portfolio | $10,001 – $50,000 | |||||
Mark Stalnecker | BlackRock Funds: BlackRock Global Long/Short Credit Fund | Over $100,000 | Over $100,000 | |||
| BlackRock Funds: BlackRock Strategic Risk Allocation Fund | Over $100,000 | |||||
| BlackRock Pacific Fund, Inc. | $50,001 – $100,000 | |||||
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Name of Board | Fund Name | Aggregate Dollar | Aggregate Dollar | |||
Kenneth L. Urish | BlackRock Funds: BlackRock Money Market Portfolio | Over $100,000 | Over $100,000 | |||
| BlackRock Funds: BlackRock International Opportunities Portfolio | $10,001 – $50,000 | |||||
| BlackRock Funds: BlackRock U.S. Opportunities Portfolio | Over $100,000 | |||||
| BlackRock Funds: BlackRock Health Sciences Opportunities Portfolio | $10,001 – $50,000 | |||||
| BlackRock Funds: BlackRock Global Opportunities Portfolio | $10,001 – $50,000 | |||||
| BlackRock Funds: BlackRock Global Long/Short Credit Fund | $1 – $10,000 | |||||
| BlackRock Funds: BlackRock Commodity Strategies Fund | $1 – $10,000 | |||||
| BlackRock Funds: BlackRock Emerging Markets Long/Short Equity Fund | $1 – $10,000 | |||||
| BlackRock Funds: BlackRock Global Long/Short Equity Fund | $10,001 – $50,000 | |||||
Claire A. Walton | None | None | None | |||
Frederick W. Winter | BlackRock Funds: BlackRock All-Cap Energy & Resources Portfolio | $10,001 – $50,000 | Over $100,000 | |||
| BlackRock Funds: BlackRock Global Long/Short Equity Fund | $10,001 – $50,000 | |||||
| BlackRock Funds: BlackRock Global Long/Short Credit Fund | $50,001 – $100,000 | |||||
| BlackRock Funds: BlackRock Emerging Markets Dividend Fund | $1 – $10,000 | |||||
| BlackRock Funds: BlackRock Emerging Markets Long/Short Equity Fund | $10,001 – $50,000 | |||||
| BlackRock Funds: BlackRock U.S. Opportunities Portfolio | Over $100,000 | |||||
| BlackRock Funds: BlackRock Global Opportunities Portfolio | $10,001 – $50,000 | |||||
| BlackRock Funds: BlackRock Multi-Asset Real Return Fund | $10,001 – $50,000 | |||||
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Name of Board | Fund Name | Aggregate Dollar | Aggregate Dollar | |||
| BlackRock Funds: BlackRock Small-Cap Growth Equity Portfolio | $10,001 – $50,000 | |||||
| BlackRock Funds: BlackRock Health Sciences Opportunities Portfolio | $10,001 – $50,000 | |||||
As of November 30, 2015, all Board Members, Board Nominees and executive officers as a group owned less than 1% of the outstanding shares of each Fund which they oversee (or are nominated to oversee).
As of November 30, 2015, none of the Independent Board Members nor their family members had any interest in BlackRock or any person directly or indirectly controlling, controlled by, or under common control with BlackRock.
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Appendix F — Meetings of the Boards
During the most recent full fiscal year for each Fund listed in the table below, the Board met the following number of times:
Fund Name | Fiscal Year End | Number of Board Meetings | ||||||
BBIF Government Securities Fund | 3/31 | 6 | ||||||
BBIF Money Fund | 3/31 | 6 | ||||||
BBIF Tax-Exempt Fund | 3/31 | 6 | ||||||
BBIF Treasury Fund | 3/31 | 6 | ||||||
BIF Government Securities Fund | 3/31 | 6 | ||||||
BIF Money Fund | 3/31 | 6 | ||||||
BIF Multi-State Municipal Series Trust | ||||||||
BIF California Municipal Money Fund | 3/31 | 6 | ||||||
BIF Connecticut Municipal Money Fund | 3/31 | 6 | ||||||
BIF Massachusetts Municipal Money Fund | 3/31 | 6 | ||||||
BIF New Jersey Municipal Money Fund | 3/31 | 6 | ||||||
BIF New York Municipal Money Fund | 3/31 | 6 | ||||||
BIF Ohio Municipal Money Fund | 3/31 | 6 | ||||||
BIF Tax-Exempt Fund | 3/31 | 6 | ||||||
BIF Treasury Fund | 3/31 | 6 | ||||||
BlackRock Emerging Markets Fund, Inc. | 10/31 | 6 | ||||||
BlackRock Financial Institutions Series Trust | ||||||||
BlackRock Summit Cash Reserves Fund | 4/30 | 6 | ||||||
BlackRock Funds | ||||||||
BlackRock All-Cap Energy & Resources Portfolio | 9/30 | 6 | ||||||
BlackRock Alternative Capital Strategies Fund7 | 12/31 | 6 | ||||||
BlackRock Commodity Strategies Fund | 7/31 | 6 | ||||||
BlackRock Developed Real Estate Index Fund8 | 1/31 | 6 | ||||||
BlackRock Disciplined Small Cap Core Fund | 5/31 | 6 | ||||||
BlackRock Emerging Market Allocation Portfolio | 10/31 | 6 | ||||||
BlackRock Emerging Markets Dividend Fund | 9/30 | 6 | ||||||
BlackRock Emerging Markets Long/Short Equity Fund | 7/31 | 6 | ||||||
BlackRock Energy & Resources Portfolio | 9/30 | 6 | ||||||
BlackRock Exchange Portfolio | 12/31 | 6 | ||||||
BlackRock Flexible Equity Fund | 9/30 | 6 | ||||||
BlackRock Global Long/Short Credit Fund | 7/31 | 6 | ||||||
BlackRock Global Long/Short Equity Fund | 7/31 | 6 | ||||||
BlackRock Global Opportunities Portfolio | 9/30 | 6 | ||||||
BlackRock Health Sciences Opportunities Portfolio | 9/30 | 6 | ||||||
BlackRock Impact U.S. Equity Fund9 | 5/31 | 6 | ||||||
BlackRock International Opportunities Portfolio | 9/30 | 6 | ||||||
BlackRock Macro Themes Fund | 7/31 | 6 | ||||||
BlackRock Managed Volatility Portfolio | 9/30 | 6 | ||||||
BlackRock Mid-Cap Growth Equity Portfolio | 9/30 | 6 | ||||||
BlackRock Midcap Index Fund10 | 7/31 | 6 | ||||||
BlackRock Money Market Portfolio | 3/31 | 6 | ||||||
BlackRock MSCI Asia ex Japan Index Fund11 | 7/31 | 6 | ||||||
BlackRock MSCI World Index Fund12 | 7/31 | 6 | ||||||
BlackRock Municipal Money Market Portfolio | 3/31 | 6 | ||||||
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Fund Name | Fiscal Year End | Number of Board Meetings | ||||||
BlackRock Multi-Asset Real Return Fund | 7/31 | 6 | ||||||
BlackRock Multi-Manager Alternative Strategies Fund | 8/31 | 6 | ||||||
BlackRock New Jersey Municipal Money Market Portfolio | 3/31 | 6 | ||||||
BlackRock North Carolina Municipal Money Market Portfolio | 3/31 | 6 | ||||||
BlackRock Ohio Municipal Money Market Portfolio | 3/31 | 6 | ||||||
BlackRock Pennsylvania Municipal Money Market Portfolio | 3/31 | 6 | ||||||
BlackRock Real Estate Securities Fund | 1/31 | 6 | ||||||
BlackRock Science & Technology Opportunities Portfolio | 9/30 | 6 | ||||||
BlackRock Short Obligations Fund | 7/31 | 6 | ||||||
BlackRock Small Cap Growth Equity Portfolio | 9/30 | 6 | ||||||
BlackRock Small/Mid Cap Index Fund8 | 7/31 | 6 | ||||||
BlackRock Strategic Risk Allocation Fund | 7/31 | 6 | ||||||
BlackRock Total Stock Market Index Fund8 | 7/31 | 6 | ||||||
BlackRock U.S. Opportunities Portfolio | 9/30 | 6 | ||||||
BlackRock U.S. Treasury Money Market Portfolio | 3/31 | 6 | ||||||
BlackRock Virginia Municipal Money Market Portfolio | 3/31 | 6 | ||||||
BlackRock Funds III | ||||||||
BlackRock LifePath® Retirement Fund | 12/31 | 6 | ||||||
BlackRock LifePath® 2020 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® 2025 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® 2030 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® 2035 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® 2040 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® 2045 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® 2050 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® 2055 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® Index Retirement Fund | 12/31 | 6 | ||||||
BlackRock LifePath® Index 2020 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® Index 2025 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® Index 2030 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® Index 2035 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® Index 2040 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® Index 2045 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® Index 2050 Fund | 12/31 | 6 | ||||||
BlackRock LifePath® Index 2055 Fund | 12/31 | 6 | ||||||
BlackRock Cash Funds: Institutional | 12/31 | 6 | ||||||
BlackRock Cash Funds: Prime | 12/31 | 6 | ||||||
BlackRock Cash Funds: Treasury | 12/31 | 6 | ||||||
BlackRock U.S. Total Bond Index Fund | 12/31 | 6 | ||||||
BlackRock S&P 500 Index Fund | 12/31 | 6 | ||||||
BlackRock CoreAlpha Bond Fund | 12/31 | 6 | ||||||
BlackRock Total International ex U.S. Index Fund | 12/31 | 6 | ||||||
BlackRock Large Cap Index Fund | 12/31 | 6 | ||||||
BlackRock Disciplined International Fund13 | 12/31 | 6 | ||||||
BlackRock Index Funds, Inc. | ||||||||
BlackRock International Index Fund | 12/31 | 6 | ||||||
BlackRock Small Cap Index Fund | 12/31 | 6 | ||||||
BlackRock Large Cap Series Funds, Inc. | ||||||||
BlackRock Large Cap Core Fund | 9/30 | 6 | ||||||
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Fund Name | Fiscal Year End | Number of Board Meetings | ||||||
BlackRock Event Driven Equity Fund | 9/30 | 6 | ||||||
BlackRock Large Cap Growth Fund | 9/30 | 6 | ||||||
BlackRock Large Cap Value Fund | 9/30 | 6 | ||||||
BlackRock Large Cap Value Retirement Portfolio | 9/30 | 6 | ||||||
BlackRock Latin America Fund, Inc. | 10/31 | 6 | ||||||
BlackRock Liquidity Funds | ||||||||
California Money Fund | 10/31 | 7 | ||||||
Federal Trust Fund | 10/31 | 7 | ||||||
FedFund | 10/31 | 7 | ||||||
MuniCash | 10/31 | 7 | ||||||
MuniFund | 10/31 | 7 | ||||||
New York Money Fund | 10/31 | 7 | ||||||
TempCash | 10/31 | 7 | ||||||
TempFund | 10/31 | 7 | ||||||
T-Fund | 10/31 | 7 | ||||||
Treasury Trust Fund | 10/31 | 7 | ||||||
BlackRock Master LLC | ||||||||
BlackRock Master International Portfolio | 10/31 | 6 | ||||||
BlackRock Master Small Cap Growth Portfolio | 5/31 | 6 | ||||||
BlackRock Pacific Fund, Inc. | 12/31 | 6 | ||||||
BlackRock Series, Inc. | ||||||||
BlackRock International Fund | 10/31 | 6 | ||||||
BlackRock Small Cap Growth Fund II | 5/31 | 6 | ||||||
Funds For Institutions Series | ||||||||
FFI Government Fund | 4/30 | 6 | ||||||
FFI Institutional Fund1 | 4/30 | 6 | ||||||
FFI Institutional Tax-Exempt Fund | 4/30 | 6 | ||||||
FFI Premier Institutional Fund2 | 4/30 | 6 | ||||||
FFI Select Institutional Fund3 | 4/30 | 6 | ||||||
FFI Treasury Fund | 4/30 | 6 | ||||||
Master Government Securities LLC | 3/31 | 6 | ||||||
Master Institutional Money Market LLC | ||||||||
Master Institutional Portfolio4 | 4/30 | 6 | ||||||
Master Institutional Tax-Exempt Portfolio | 4/30 | 6 | ||||||
Master Premier Institutional Portfolio5 | 4/30 | 6 | ||||||
Master Investment Portfolio | ||||||||
Prime Money Market Master Portfolio | 12/31 | 6 | ||||||
Money Market Master Portfolio | 12/31 | 6 | ||||||
International Tilts Master Portfolio | 12/31 | 6 | ||||||
Treasury Money Market Master Portfolio | 12/31 | 6 | ||||||
LifePath® Retirement Master Portfolio | 12/31 | 6 | ||||||
LifePath® 2020 Master Portfolio | 12/31 | 6 | ||||||
LifePath® 2025 Master Portfolio | 12/31 | 6 | ||||||
LifePath® 2030 Master Portfolio | 12/31 | 6 | ||||||
LifePath® 2035 Master Portfolio | 12/31 | 6 | ||||||
LifePath® 2040 Master Portfolio | 12/31 | 6 | ||||||
LifePath® 2045 Master Portfolio | 12/31 | 6 | ||||||
LifePath® 2050 Master Portfolio | 12/31 | 6 | ||||||
LifePath® 2055 Master Portfolio | 12/31 | 6 | ||||||
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Fund Name | Fiscal Year End | Number of Board Meetings | ||||||
LifePath® Index Retirement Master Portfolio | 12/31 | 6 | ||||||
LifePath® Index 2020 Master Portfolio | 12/31 | 6 | ||||||
LifePath® Index 2025 Master Portfolio | 12/31 | 6 | ||||||
LifePath® Index 2030 Master Portfolio | 12/31 | 6 | ||||||
LifePath® Index 2035 Master Portfolio | 12/31 | 6 | ||||||
LifePath® Index 2040 Master Portfolio | 12/31 | 6 | ||||||
LifePath® Index 2045 Master Portfolio | 12/31 | 6 | ||||||
LifePath® Index 2050 Master Portfolio | 12/31 | 6 | ||||||
LifePath® Index 2055 Master Portfolio | 12/31 | 6 | ||||||
Active Stock Master Portfolio | 12/31 | 6 | ||||||
CoreAlpha Bond Master Portfolio | 12/31 | 6 | ||||||
S&P 500 Index Master Portfolio | 12/31 | 6 | ||||||
U.S. Total Bond Index Master Portfolio | 12/31 | 6 | ||||||
Total International ex U.S. Index Master Portfolio | 12/31 | 6 | ||||||
Large Cap Index Master Portfolio | 12/31 | 6 | ||||||
Master Large Cap Series LLC | ||||||||
Master Large Cap Core Portfolio | 9/30 | 6 | ||||||
Master Large Cap Growth Portfolio | 9/30 | 6 | ||||||
Master Large Cap Value Portfolio | 9/30 | 6 | ||||||
Master Money LLC | 3/31 | 6 | ||||||
Master Tax-Exempt LLC | 3/31 | 6 | ||||||
Master Treasury LLC | 3/31 | 6 | ||||||
Quantitative Master Series LLC | ||||||||
Master Extended Market Index Series | 12/31 | 6 | ||||||
Master International Index Series | 12/31 | 6 | ||||||
Master Small Cap Index Series | 12/31 | 6 | ||||||
Ready Assets Prime Money Fund6 | 4/30 | 6 | ||||||
Ready Assets U.S.A. Government Money Fund | 4/30 | 6 | ||||||
Ready Assets U.S. Treasury Money Fund | 4/30 | 6 | ||||||
Retirement Series Trust | ||||||||
Retirement Reserves Money Fund | 4/30 | 6 | ||||||
| 1 | To be renamed BlackRock Government Institutional Fund effective January 4, 2016. |
| 2 | To be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016. |
| 3 | To be renamed BlackRock Select Government Institutional Fund effective January 4, 2016. |
| 4 | To be renamed Master Government Institutional Portfolio effective January 4, 2016. |
| 5 | To be renamed Master Premier Government Institutional Portfolio effective January 4, 2016. |
| 6 | To be renamed Ready Assets Government Liquidity Fund effective January 4, 2016. |
| 7 | BlackRock Alternative Capital Strategies Fund began operations on May 19, 2015. |
| 8 | BlackRock Developed Real Estate Index Fund, BlackRock Small/Mid Cap Index Fund and BlackRock Total Stock Market Index Fund began operations on August 13, 2015. |
| 9 | BlackRock Impact U.S. Equity Fund began operations on October 5, 2015. |
| 10 | BlackRock Midcap Index Fund began operations on May 13, 2015. |
| 11 | BlackRock MSCI Asia ex Japan Index Fund began operations on June 9, 2015. |
| 12 | BlackRock MSCI World Index Fund began operations on June 1, 2015. |
| 13 | BlackRock Disciplined International Fund began operations on September 9, 2015. |
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Appendix G – Committee Meetings of the Boards
Each Audit Committee, Governance Committee, Compliance Committee, Performance Oversight Committee and Executive Committee met the following number of times for each Fund’s most recent fiscal year:
Fund | Fiscal Year End | Number of Audit Committee Meetings | Number of Governance Committee Meetings | Number of Compliance Committee Meetings | Number of Performance Oversight Committee Meetings | Number of Executive Committee Meetings | ||||||||||||||||||
BBIF Government Securities Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BBIF Government Securities Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BBIF Money Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BBIF Tax-Exempt Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | �� | |||||||||||||||||
BBIF Treasury Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF Government Securities Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF Money Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF Multi-State Municipal Series Trust | ||||||||||||||||||||||||
BIF California Municipal Money Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF Connecticut Municipal Money Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF Massachusetts Municipal Money Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF New Jersey Municipal Money Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF New York Municipal Money Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF Ohio Municipal Money Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF Tax-Exempt Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BIF Treasury Fund | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Emerging Markets Fund, Inc. | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Financial Institutions Series Trust | ||||||||||||||||||||||||
BlackRock Summit Cash Reserves Fund | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Funds | ||||||||||||||||||||||||
BlackRock All-Cap Energy & Resources Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Alternative Capital Strategies Fund1 | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Commodity Strategies Fund | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Developed Real Estate Index Fund2 | 1/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Disciplined Small Cap Core Fund | 5/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
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Fund | Fiscal Year End | Number of Audit Committee Meetings | Number of Governance Committee Meetings | Number of Compliance Committee Meetings | Number of Performance Oversight Committee Meetings | Number of Executive Committee Meetings | ||||||||||||||||||
BlackRock Emerging Market Allocation Portfolio | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Emerging Markets Dividend Fund | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Emerging Markets Long/Short Equity Fund | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Energy & Resources Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Exchange Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Flexible Equity Fund | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Global Long/Short Credit Fund | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Global Long/Short Equity Fund | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Global Opportunities Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Health Sciences Opportunities Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Impact U.S. Equity Fund3 | 5/31 | 1 | 1 | 1 | 1 | 0 | ||||||||||||||||||
BlackRock International Opportunities Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Macro Themes Fund | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Managed Volatility Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Mid-Cap Growth Equity Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Midcap Index Fund4 | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Money Market Portfolio | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock MSCI Asia ex Japan Index Fund5 | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock MSCI World Index Fund6 | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Municipal Money Market Portfolio | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Multi-Asset Real Return Fund | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Multi-Manager Alternative Strategies Fund | 8/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock New Jersey Municipal Money Market Portfolio | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock North Carolina Municipal Money Market Portfolio | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Ohio Municipal Money Market Portfolio | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
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Fund | Fiscal Year End | Number of Audit Committee Meetings | Number of Governance Committee Meetings | Number of Compliance Committee Meetings | Number of Performance Oversight Committee Meetings | Number of Executive Committee Meetings | ||||||||||||||||||
BlackRock Pennsylvania Municipal Money Market Portfolio | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Real Estate Securities Fund | 1/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Science & Technology Opportunities Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Short Obligations Fund | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Small Cap Growth Equity Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Small/Mid Cap Index Fund2 | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Strategic Risk Allocation Fund | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Total Stock Market Index Fund2 | 7/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock U.S. Opportunities Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock U.S. Treasury Money Market Portfolio | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Virginia Municipal Money Market Portfolio | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Funds III | ||||||||||||||||||||||||
BlackRock LifePath® Retirement Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® 2020 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® 2025 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® 2030 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® 2035 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® 2040 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® 2045 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® 2050 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® 2055 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® Index Retirement Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® Index 2020 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
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Fund | Fiscal Year End | Number of Audit Committee Meetings | Number of Governance Committee Meetings | Number of Compliance Committee Meetings | Number of Performance Oversight Committee Meetings | Number of Executive Committee Meetings | ||||||||||||||||||
BlackRock LifePath® Index 2025 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® Index 2030 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® Index 2035 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® Index 2040 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® Index 2045 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® Index 2050 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock LifePath® Index 2055 Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Cash Funds: Institutional | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Cash Funds: Prime | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Cash Funds: Treasury | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock U.S. Total Bond Index Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock S&P 500 Index Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock CoreAlpha Bond Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Total International ex U.S. Index Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Large Cap Index Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Disciplined International Fund7 | 12/31 | 2 | 2 | 2 | 2 | 0 | ||||||||||||||||||
BlackRock Index Funds, Inc. | ||||||||||||||||||||||||
BlackRock International Index Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Small Cap Index Fund | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Large Cap Series Funds, Inc. | ||||||||||||||||||||||||
BlackRock Large Cap Core Fund | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Event Driven Equity Fund | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Large Cap Growth Fund | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Large Cap Value Fund | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Large Cap Value Retirement Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
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Fund | Fiscal Year End | Number of Audit Committee Meetings | Number of Governance Committee Meetings | Number of Compliance Committee Meetings | Number of Performance Oversight Committee Meetings | Number of Executive Committee Meetings | ||||||||||||||||||
BlackRock Latin America Fund, Inc. | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Liquidity Funds | ||||||||||||||||||||||||
California Money Fund | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Federal Trust Fund | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
FedFund | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
MuniCash | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
MuniFund | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
New York Money Fund | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
TempCash | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
TempFund | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
T-Fund | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Treasury Trust Fund | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Master LLC | ||||||||||||||||||||||||
BlackRock Master International Portfolio | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Master Small Cap Growth Portfolio | 5/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Pacific Fund, Inc. | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Series, Inc. | ||||||||||||||||||||||||
BlackRock International Fund | 10/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
BlackRock Small Cap Growth Fund II | 5/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Funds For Institutions Series | ||||||||||||||||||||||||
FFI Government Fund | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
FFI Institutional Fund1 | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
FFI Institutional Tax-Exempt Fund | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
FFI Premier Institutional Fund2 | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
FFI Select Institutional Fund3 | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
FFI Treasury Fund | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Government Securities LLC | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Institutional Money Market LLC | ||||||||||||||||||||||||
Master Institutional Portfolio4 | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Institutional Tax-Exempt Portfolio | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Premier Institutional Portfolio5 | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Investment Portfolio | ||||||||||||||||||||||||
Prime Money Market Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Money Market Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
International Tilts Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Treasury Money Market Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
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Fund | Fiscal Year End | Number of Audit Committee Meetings | Number of Governance Committee Meetings | Number of Compliance Committee Meetings | Number of Performance Oversight Committee Meetings | Number of Executive Committee Meetings | ||||||||||||||||||
LifePath® Retirement Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® 2020 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® 2025 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® 2030 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® 2035 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® 2040 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® 2045 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® 2050 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® 2055 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® Index Retirement Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® Index 2020 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® Index 2025 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® Index 2030 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® Index 2035 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® Index 2040 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® Index 2045 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® Index 2050 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
LifePath® Index 2055 Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Active Stock Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
CoreAlpha Bond Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
S&P 500 Index Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
U.S. Total Bond Index Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Total International ex U.S. Index Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Large Cap Index Master Portfolio | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Large Cap Series LLC | ||||||||||||||||||||||||
Master Large Cap Core Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Large Cap Growth Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Large Cap Value Portfolio | 9/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Money LLC | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Tax-Exempt LLC | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Treasury LLC | 3/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
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Fund | Fiscal Year End | Number of Audit Committee Meetings | Number of Governance Committee Meetings | Number of Compliance Committee Meetings | Number of Performance Oversight Committee Meetings | Number of Executive Committee Meetings | ||||||||||||||||||
Quantitative Master Series LLC | ||||||||||||||||||||||||
Master Extended Market Index Series | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master International Index Series | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Master Small Cap Index Series | 12/31 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Ready Assets Prime Money Fund6 | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Ready Assets U.S.A. Government Money Fund | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Ready Assets U.S. Treasury Money Fund | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
Retirement Series Trust | ||||||||||||||||||||||||
Retirement Reserves Money Fund | 4/30 | 4 | 4 | 4 | 4 | 1 | ||||||||||||||||||
| 1 | BlackRock Alternative Capital Strategies Fund began operations on May 19, 2015. |
| 2 | BlackRock Developed Real Estate Index Fund, BlackRock Small/Mid Cap Index Fund and BlackRock Total Stock Market Index Fund began operations on August 13, 2015. |
| 3 | BlackRock Impact U.S. Equity Fund began operations on October 5, 2015. |
| 4 | BlackRock Midcap Index Fund began operations on May 13, 2015. |
| 5 | BlackRock MSCI Asia ex Japan Index Fund began operations on June 9, 2015. |
| 6 | BlackRock MSCI World Index Fund began operations on June 1, 2015. |
| 7 | BlackRock Disciplined International Fund began operations on September 9, 2015. |
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Appendix H – Executive Officers of the Funds
The executive officers of each Fund, their address, their year of birth and their principal occupations during the past five years (their titles may have varied during that period) are shown in the table below.1
Each executive officer is an “interested person” of the Funds (as defined in the Investment Company Act) by virtue of that individual’s position with BlackRock or its affiliates described in the table below.
Information Pertaining to the Executive Officers
Name, Address | Position(s) Held | Term of Office and | Principal Occupations(s) | Number of | ||||
Richard Hoerner, CFA 55 East 52nd Street New York, NY 10055
1958 | Vice President2 | 2009 to present | Managing Director of BlackRock, Inc. since 2000; Head of the Global Cash Group since 2013; Co-head of the Global Cash and Securities Lending Group from 2010 to 2013; Member of the Cash Management Group Executive Committee since 2005. | 24 RICs consisting of 140 Portfolios | ||||
Jennifer McGovern 55 East 52nd Street New York, NY 10055
1977 | Vice President | 2014 to present | Director of BlackRock, Inc. since 2011; Head of Product Structure and Oversight for BlackRock’s U.S. Wealth Advisory Group since 2013; Vice President of BlackRock, Inc. from 2008 to 2010. | 61 RICs consisting of 258 Portfolios | ||||
Neal J. Andrews 55 East 52nd Street New York, NY 10055
1966 | Chief Financial Officer | Annual; Since 2007 | Managing Director of BlackRock, Inc. since 2006; Senior Vice President and Line of Business Head of Fund Accounting and Administration at PNC Global Investment Servicing (US) Inc. from 1992 to 2006. | 136 RICs consisting of 333 Portfolios | ||||
Jay M. Fife 55 East 52nd Street New York, NY 10055
1970 | Treasurer | Annual; Since 2007 | Managing Director of BlackRock, Inc. since 2007; Director of BlackRock, Inc. in 2006; Assistant Treasurer of the MLIM and Fund Asset Management, L.P. advised funds from 2005 to 2006; Director of the MLIM Fund Services Group from 2001 to 2006. | 136 RICs consisting of 333 Portfolios | ||||
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Name, Address | Position(s) Held | Term of Office | Principal Occupations(s) | Number of | ||||
Charles Park 55 East 52nd Street New York, NY 10055
1967 | Chief Compliance Officer (“CCO”) | Annual; Since 2014 | Anti-Money Laundering Compliance Officer for the BlackRock-advised Funds in the Equity-Bond Complex, the Equity-Liquidity Complex and the Closed-End Complex from 2014 to 2015; Chief Compliance Officer of BlackRock Advisors, LLC and the BlackRock-advised Funds in the Equity-Bond Complex, the Equity-Liquidity Complex and the Closed-End Complex since 2014; Principal of and Chief Compliance Officer for iShares® Delaware Trust Sponsor LLC since 2012 and BlackRock Fund Advisors (“BFA”) since 2006; Chief Compliance Officer for the BFA-advised iShares exchange traded funds since 2006; Chief Compliance Officer for BlackRock Asset Management International Inc. since 2012. | 141 RICs consisting of 656 Portfolios | ||||
Fernanda Piedra 55 East 52nd Street New York, NY 10055
1969 | Anti-Money Laundering Compliance Officer | 2015 to present | Director of BlackRock, Inc. since 2014; Anti-Money Laundering Compliance Officer and Regional Head of Financial Crime for the Americas at BlackRock, Inc. since 2014; Head of Regulatory Changes and Remediation for the Asset Wealth Management Division of Deutsche Bank from 2010 to 2014; Vice President of Goldman Sachs (Anti-Money Laundering/Suspicious Activities Group) from 2004 to 2010. | 141 RICs consisting of 656 Portfolios | ||||
Benjamin Archibald 55 East 52nd Street New York, NY 10005
1975 | Secretary | 2012 to present | Managing Director of BlackRock, Inc. since 2014; Director of BlackRock, Inc. from 2010 to 2013; Secretary of the iShares exchange- traded funds since 2015; Secretary of the BlackRock-advised mutual funds since 2012. | 61 RICs consisting of 258 Portfolios | ||||
| 1 | Information regarding John Perlowski, who is a Board Member and an officer of each Fund, and Barbara G. Novick, who is a Board Member and an officer of certain Funds, is set forth in the Proxy Statement under “Proposals 1, 2 and 3- Election of Board Members – Board Members’/Nominees’ Biographical Information”. |
| 2 | Mr. Hoerner serves as Vice President to Funds that are money market funds, BlackRock Funds and BlackRock Funds III only. |
With the exception of the CCO, executive officers receive no compensation from the Funds. The Funds compensate the CCO for his services as their CCO.
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Appendix I – Audit Fees, Audit-Related Fees, Tax Fees and All Other Fees to Independent Registered Public Accountants
Audit Fees and Audit-Related Fees
| Audit Fees | Audit-Related Fees | |||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | ||||||||||||||||||
BBIF Government Securities Fund | D&T | 3/31 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BBIF Money Fund | D&T | 3/31 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BBIF Tax-Exempt Fund | D&T | 3/31 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BBIF Treasury Fund | D&T | 3/31 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BIF Government Securities Fund | D&T | 3/31 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BIF Money Fund | D&T | 3/31 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BIF Multi-State Municipal Series Trust | ||||||||||||||||||||||||
BIF California Municipal Money Fund | D&T | 3/31 | 26,890 | 26,627 | 0 | 0 | ||||||||||||||||||
BIF Connecticut Municipal Money Fund | D&T | 3/31 | 26,176 | 25,920 | 0 | 0 | ||||||||||||||||||
BIF Massachusetts Municipal Money Fund | D&T | 3/31 | 26,176 | 25,920 | 0 | 0 | ||||||||||||||||||
BIF New Jersey Municipal Money Fund | D&T | 3/31 | 26,890 | 26,627 | 0 | 0 | ||||||||||||||||||
BIF New York Municipal Money Fund | D&T | 3/31 | 26,890 | 26,627 | 0 | 0 | ||||||||||||||||||
BIF Ohio Municipal Money Fund | D&T | 3/31 | 25,156 | 24,910 | 0 | 0 | ||||||||||||||||||
BIF Tax-Exempt Fund | D&T | 3/31 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BIF Treasury Fund | D&T | 3/31 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BlackRock Emerging Markets Fund, Inc. | D&T | 10/31 | 39,921 | 39,529 | 0 | 0 | ||||||||||||||||||
BlackRock Financial Institutions Series Trust | ||||||||||||||||||||||||
BlackRock Summit Cash Reserves Fund | D&T | 4/30 | 26,533 | 26,273 | 0 | 0 | ||||||||||||||||||
BlackRock Funds | ||||||||||||||||||||||||
BlackRock All-Cap Energy & Resources Portfolio | D&T | 9/30 | 22,096 | 21,880 | 0 | 0 | ||||||||||||||||||
BlackRock Alternative Capital Strategies Fund(16) | PwC | 12/31 | 52,000 | (1) | N/A | 0 | (1) | N/A | ||||||||||||||||
BlackRock Commodity Strategies Fund(16) | PwC | 7/31 | 41,000 | 37,000 | 0 | 0 | ||||||||||||||||||
BlackRock Developed Real Estate Index Fund(16) | PwC | 1/31 | 24,300 | (2) | N/A | 0 | (2) | N/A | ||||||||||||||||
BlackRock Disciplined Small Cap Core Fund | D&T | 5/31 | 35,853 | 32,320 | 0 | 0 | ||||||||||||||||||
BlackRock Emerging Market Allocation Portfolio | D&T | 10/31 | 66,122 | 59,464 | 0 | 0 | ||||||||||||||||||
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| Audit Fees | Audit-Related Fees | |||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | ||||||||||||||||||
BlackRock Emerging Markets Dividend Fund | D&T | 9/30 | 36,682 | 36,323 | 0 | 0 | ||||||||||||||||||
BlackRock Emerging Markets Long/Short Equity Fund(16) | PwC | 7/31 | 40,000 | 31,000 | 0 | 0 | ||||||||||||||||||
BlackRock Energy & Resources Portfolio | D&T | 9/30 | 28,803 | 28,520 | 0 | 0 | ||||||||||||||||||
BlackRock Exchange Portfolio | D&T | 12/31 | 19,113 | 18,749 | 0 | 0 | ||||||||||||||||||
BlackRock Flexible Equity Fund | D&T | 9/30 | 21,408 | 21,198 | 0 | 0 | ||||||||||||||||||
BlackRock Global Long/Short Credit Fund(16) | PwC | 7/31 | 55,000 | 42,500 | 0 | 0 | ||||||||||||||||||
BlackRock Global Long/Short Equity Fund(16) | PwC | 7/31 | 40,000 | 29,000 | 0 | 0 | ||||||||||||||||||
BlackRock Global Opportunities Portfolio | D&T | 9/30 | 33,112 | 27,485 | 0 | 0 | ||||||||||||||||||
BlackRock Health Sciences Opportunities Portfolio | D&T | 9/30 | 27,834 | 23,142 | 0 | 0 | ||||||||||||||||||
BlackRock Impact U.S. Equity Fund | D&T | 5/31 | 29,376 | (3) | N/A | 0 | (3) | N/A | ||||||||||||||||
BlackRock International Opportunities Portfolio | D&T | 9/30 | 27,757 | 27,485 | 0 | 0 | ||||||||||||||||||
BlackRock Macro Themes Fund(16) | PwC | 7/31 | 30,000 | 30,000 | 0 | 0 | ||||||||||||||||||
BlackRock Managed Volatility Portfolio | D&T | 9/30 | 65,931 | 65,284 | 0 | 0 | ||||||||||||||||||
BlackRock Mid-Cap Growth Equity Portfolio | D&T | 9/30 | 20,694 | 20,491 | 0 | 0 | ||||||||||||||||||
BlackRock Midcap Index Fund(16) | PwC | 7/31 | 20,000 | (4) | N/A | 0 | (4) | N/A | ||||||||||||||||
BlackRock Money Market Portfolio | D&T | 3/31 | 19,495 | 19,304 | 0 | 0 | ||||||||||||||||||
BlackRock MSCI Asia ex Japan Index Fund(16) | PwC | 7/31 | 20,000 | (5) | N/A | 0 | (5) | N/A | ||||||||||||||||
BlackRock MSCI World Index Fund(16) | PwC | 7/31 | 20,000 | (6) | N/A | 0 | (6) | N/A | ||||||||||||||||
BlackRock Municipal Money Market Portfolio | D&T | 3/31 | 21,586 | 21,375 | 0 | 0 | ||||||||||||||||||
BlackRock Multi-Asset Real Return Fund | D&T | 7/31 | 20,324 | 19,948 | 0 | 0 | ||||||||||||||||||
BlackRock Multi-Manager Alternative Strategies Fund | D&T | 8/31 | 84,405 | 60,600 | 0 | 0 | ||||||||||||||||||
BlackRock New Jersey Municipal Money Market Portfolio | D&T | 3/31 | 19,138 | 18,951 | 0 | 0 | ||||||||||||||||||
BlackRock North Carolina Municipal Money Market Portfolio | D&T | 3/31 | 19,138 | 18,951 | 0 | 0 | ||||||||||||||||||
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| Audit Fees | Audit-Related Fees | |||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | ||||||||||||||||||
BlackRock Ohio Municipal Money Market Portfolio | D&T | 3/31 | 19,138 | 18,951 | 0 | 0 | ||||||||||||||||||
BlackRock Pennsylvania Municipal Money Market Portfolio | D&T | 3/31 | 21,586 | 21,375 | 0 | 0 | ||||||||||||||||||
BlackRock Real Estate Securities Fund | D&T | 1/31 | 23,078 | 22,851 | 0 | 0 | ||||||||||||||||||
BlackRock Science & Technology Opportunities Portfolio | D&T | 9/30 | 37,957 | 26,980 | 0 | 0 | ||||||||||||||||||
BlackRock Short Obligations Fund(16) | PwC | 7/31 | 21,950 | 21,600 | 0 | 1,250 | ||||||||||||||||||
BlackRock Small Cap Growth Equity Portfolio | D&T | 9/30 | 23,142 | 22,915 | 0 | 0 | ||||||||||||||||||
BlackRock Small/Mid Cap Index Fund(16) | PwC | 7/31 | 19,800 | (7) | N/A | 0 | (7) | N/A | ||||||||||||||||
BlackRock Strategic Risk Allocation Fund | D&T | 7/31 | 33,456 | 32,951 | 0 | 0 | ||||||||||||||||||
BlackRock Total Stock Market Index Fund(16) | PwC | 7/31 | 19,800 | (8) | N/A | 0 | (8) | N/A | ||||||||||||||||
BlackRock U.S. Opportunities Portfolio | D&T | 9/30 | 25,819 | 22,915 | 0 | 0 | ||||||||||||||||||
BlackRock U.S. Treasury Money Market Portfolio | D&T | 3/31 | 17,404 | 17,234 | 0 | 0 | ||||||||||||||||||
BlackRock Virginia Municipal Money Market Portfolio | D&T | 3/31 | 16,690 | 16,527 | 0 | 0 | ||||||||||||||||||
BlackRock Funds III | ||||||||||||||||||||||||
BlackRock LifePath® Retirement Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® 2020 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® 2025 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® 2030 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® 2035 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® 2040 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® 2045 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® 2050 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® 2055 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® Index Retirement Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
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| Audit Fees | Audit-Related Fees | |||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | ||||||||||||||||||
BlackRock LifePath® Index 2020 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® Index 2025 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® Index 2030 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® Index 2035 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® Index 2040 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® Index 2045 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® Index 2050 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock LifePath® Index 2055 Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock Cash Funds: Institutional | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock Cash Funds: Prime | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock Cash Funds: Treasury | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock U.S. Total Bond Index Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock S&P 500 Index Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock CoreAlpha Bond Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock Total International ex U.S. Index Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock Large Cap Index Fund | PwC | 12/31 | 10,962 | 10,962 | 0 | 0 | ||||||||||||||||||
BlackRock Disciplined International Fund | PwC | 12/31 | 10,854 | (9) | N/A | 0 | (9) | N/A | ||||||||||||||||
BlackRock Index Funds, Inc. | ||||||||||||||||||||||||
BlackRock International Index Fund | D&T | 12/31 | 7,689 | 7,437 | 0 | 0 | ||||||||||||||||||
BlackRock Small Cap Index Fund | D&T | 12/31 | 7,689 | 7,437 | 0 | 0 | ||||||||||||||||||
BlackRock Large Cap Series Funds, Inc. | ||||||||||||||||||||||||
BlackRock Large Cap Core Fund | D&T | 9/30 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BlackRock Event Driven Equity Fund | D&T | 9/30 | 33,673 | 33,343 | 0 | 0 | ||||||||||||||||||
BlackRock Large Cap Growth Fund | D&T | 9/30 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
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Table of Contents
| Audit Fees | Audit-Related Fees | |||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | ||||||||||||||||||
BlackRock Large Cap Value Fund | D&T | 9/30 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BlackRock Large Cap Value Retirement Portfolio | D&T | 9/30 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BlackRock Latin America Fund, Inc. | D&T | 10/31 | 38,493 | 38,115 | 0 | 0 | ||||||||||||||||||
BlackRock Liquidity Funds | ||||||||||||||||||||||||
California Money Fund | D&T | 10/31 | 22,606 | 22,385 | 0 | 0 | ||||||||||||||||||
Federal Trust Fund | D&T | 10/31 | 22,606 | 22,385 | 0 | 0 | ||||||||||||||||||
FedFund | D&T | 10/31 | 25,564 | 25,314 | 4,500 | 4,500 | ||||||||||||||||||
MuniCash | D&T | 10/31 | 22,606 | 22,385 | 0 | 0 | ||||||||||||||||||
MuniFund | D&T | 10/31 | 24,850 | 24,607 | 0 | 0 | ||||||||||||||||||
New York Money Fund | D&T | 10/31 | 22,606 | 22,385 | 0 | 0 | ||||||||||||||||||
TempCash | D&T | 10/31 | 25,207 | 24,960 | 0 | 0 | ||||||||||||||||||
TempFund | D&T | 10/31 | 27,247 | 26,980 | 4,500 | 4,500 | ||||||||||||||||||
T-Fund | D&T | 10/31 | 25,564 | 25,314 | 0 | 0 | ||||||||||||||||||
Treasury Trust Fund | D&T | 10/31 | 24,850 | 24,607 | 0 | 0 | ||||||||||||||||||
BlackRock Master LLC | ||||||||||||||||||||||||
BlackRock Master International Portfolio | D&T | 10/31 | 32,628 | 32,308 | 0 | 0 | ||||||||||||||||||
BlackRock Master Small Cap Growth Portfolio | D&T | 5/31 | 32,934 | 32,611 | 0 | 0 | ||||||||||||||||||
BlackRock Pacific Fund, Inc. | D&T | 12/31 | 41,706 | 41,120 | 0 | 0 | ||||||||||||||||||
BlackRock Series, Inc. | ||||||||||||||||||||||||
BlackRock International Fund | D&T | 10/31 | 7,510 | 7,437 | 0 | 0 | ||||||||||||||||||
BlackRock Small Cap Growth Fund II | D&T | 5/31 | 7,408 | 7,336 | 0 | 0 | ||||||||||||||||||
Funds For Institutions Series | ||||||||||||||||||||||||
FFI Government Fund | D&T | 4/30 | 32,347 | 32,030 | 0 | 0 | ||||||||||||||||||
FFI Institutional Fund(10) | D&T | 4/30 | 8,530 | 8,447 | 0 | 0 | ||||||||||||||||||
FFI Institutional Tax-Exempt Fund | D&T | 4/30 | 8,530 | 8,447 | 0 | 0 | ||||||||||||||||||
FFI Premier Institutional Fund(11) | D&T | 4/30 | 8,530 | 8,447 | 0 | 0 | ||||||||||||||||||
FFI Select Institutional | D&T | 4/30 | 9,142 | 9,053 | 0 | 0 | ||||||||||||||||||
FFI Treasury Fund | D&T | 4/30 | 30,052 | 29,758 | 0 | 0 | ||||||||||||||||||
Master Government Securities LLC | D&T | 3/31 | 26,890 | 26,627 | 0 | 0 | ||||||||||||||||||
Master Institutional Money Market LLC |
| |||||||||||||||||||||||
Master Institutional Portfolio(13) | D&T | 4/30 | 37,549 | 37,181 | 0 | 0 | ||||||||||||||||||
Master Institutional Tax-Exempt Portfolio | D&T | 4/30 | 37,192 | 36,828 | 0 | 0 | ||||||||||||||||||
Master Premier Institutional Portfolio(14) | D&T | 4/30 | 37,549 | 37,181 | 0 | 0 | ||||||||||||||||||
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Table of Contents
| Audit Fees | Audit-Related Fees | |||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | ||||||||||||||||||
Master Investment Portfolio | ||||||||||||||||||||||||
Prime Money Market Master Portfolio | PwC | 12/31 | 12,298 | 12,298 | 0 | 0 | ||||||||||||||||||
Money Market Master Portfolio | PwC | 12/31 | 12,298 | 12,298 | 0 | 0 | ||||||||||||||||||
International Tilts Master Portfolio | PwC | 12/31 | 20,640 | 20,640 | 0 | 0 | ||||||||||||||||||
Treasury Money Market Master Portfolio | PwC | 12/31 | 12,298 | 12,298 | 0 | 0 | ||||||||||||||||||
LifePath® Retirement Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® 2020 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® 2025 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® 2030 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® 2035 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® 2040 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® 2045 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® 2050 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® 2055 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® Index Retirement Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® Index 2020 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® Index 2025 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® Index 2030 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® Index 2035 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® Index 2040 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® Index 2045 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® Index 2050 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
LifePath® Index 2055 Master Portfolio | PwC | 12/31 | 12,790 | 12,790 | 0 | 0 | ||||||||||||||||||
Active Stock Master Portfolio | PwC | 12/31 | 20,640 | 20,640 | 0 | 0 | ||||||||||||||||||
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Table of Contents
| Audit Fees | Audit-Related Fees | |||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | ||||||||||||||||||
CoreAlpha Bond Master Portfolio | PwC | 12/31 | 34,305 | 27,805 | 0 | 0 | ||||||||||||||||||
S&P 500 Index Master Portfolio | PwC | 12/31 | 20,640 | 20,640 | 0 | 0 | ||||||||||||||||||
U.S. Total Bond Index Master Portfolio | PwC | 12/31 | 23,963 | 19,463 | 0 | 0 | ||||||||||||||||||
Total International ex U.S. Index Master Portfolio | PwC | 12/31 | 20,640 | 20,640 | 0 | 0 | ||||||||||||||||||
Large Cap Index Master Portfolio | PwC | 12/31 | 20,640 | 20,640 | 0 | 0 | ||||||||||||||||||
Master Large Cap Series LLC | ||||||||||||||||||||||||
Master Large Cap Core Portfolio | D&T | 9/30 | 37,422 | 37,055 | 0 | 0 | ||||||||||||||||||
Master Large Cap Growth Portfolio | D&T | 9/30 | 34,362 | 34,025 | 0 | 0 | ||||||||||||||||||
Master Large Cap Value Portfolio | D&T | 9/30 | 34,362 | 34,025 | 0 | 0 | ||||||||||||||||||
Master Money LLC | D&T | 3/31 | 32,347 | 32,030 | 0 | 0 | ||||||||||||||||||
Master Tax-Exempt LLC | D&T | 3/31 | 26,890 | 26,627 | 0 | 0 | ||||||||||||||||||
Master Treasury LLC | D&T | 3/31 | 26,176 | 25,920 | 0 | 0 | ||||||||||||||||||
Quantitative Master Series LLC | ||||||||||||||||||||||||
Master Extended Market Index Series | D&T | 12/31 | 40,252 | 39,681 | 0 | 0 | ||||||||||||||||||
Master International Index Series | D&T | 12/31 | 40,278 | 39,706 | 2,000 | 2,000 | ||||||||||||||||||
Master Small Cap Index Series | D&T | 12/31 | 40,252 | 39,681 | 2,000 | 2,000 | ||||||||||||||||||
Ready Assets Prime Money Fund(15) | D&T | 4/30 | 27,247 | 26,980 | 0 | 0 | ||||||||||||||||||
Ready Assets U.S.A. Government Money Fund | D&T | 4/30 | 26,533 | 26,273 | 0 | 0 | ||||||||||||||||||
Ready Assets U.S. Treasury Money Fund | D&T | 4/30 | 23,116 | 22,890 | 0 | 0 | ||||||||||||||||||
Retirement Series Trust | ||||||||||||||||||||||||
Retirement Reserves Money Fund | D&T | 4/30 | 27,247 | 26,980 | 0 | 0 | ||||||||||||||||||
| * | “D&T” refers to Deloitte & Touche LLP, and “PwC” refers to PricewaterhouseCoopers LLP. |
| 1 | Information provided for the period May 19, 2015 (commencement of operations) through the fund’s first fiscal year end of December 31, 2015. |
| 2 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s first fiscal year end of January 31, 2016. |
| 3 | Information provided for the period October 5, 2015 (commencement of operations) through the fund’s first fiscal year end of May 31, 2016. |
| 4 | Information provided for the period May 13, 2015 (commencement of operations) through the fund’s first fiscal year end of July 31, 2015. |
| 5 | Information provided for the period June 9, 2015 (commencement of operations) through the fund’s first fiscal year end of July 31, 2015. |
I-7
Table of Contents
| 6 | Information provided for the period June 1, 2015 (commencement of operations) through the fund’s first fiscal year end of July 31, 2015. |
| 7 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s first fiscal year end of July 31, 2016. |
| 8 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s first fiscal year end of July 31, 2016. |
| 9 | Information provided for the period September 9, 2015 (commencement of operations) through the fund’s first fiscal year end of December 31, 2015. |
| 10 | To be renamed BlackRock Government Institutional Fund effective January 4, 2016. |
| 11 | To be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016 |
| 12 | To be renamed BlackRock Select Government Institutional Fund effective January 4, 2016. |
| 13 | To be renamed Master Government Institutional Portfolio effective January 4, 2016. |
| 14 | To be renamed Master Premier Government Institutional Portfolio effective January 4, 2016. |
| 15 | To be renamed Ready Assets Government Liquidity Fund effective January 4, 2016. |
| 16 | Tax services are not provided by the fund’s independent registered public accounting firm. |
| 17 | Master does not require tax services. |
I-8
Table of Contents
Tax Fees and All Other Fees
| Tax Fees | All Other Fees | |||||||||||||||||||
Fund | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | |||||||||||||||
BBIF Government Securities Fund | 3/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BBIF Money Fund | 3/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BBIF Tax-Exempt Fund | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BBIF Treasury Fund | 3/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BIF Government Securities Fund | 3/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BIF Money Fund | 3/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BIF Multi-State Municipal Series Trust | ||||||||||||||||||||
BIF California Municipal Money Fund | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BIF Connecticut Municipal Money Fund | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BIF Massachusetts Municipal Money Fund | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BIF New Jersey Municipal Money Fund | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BIF New York Municipal Money Fund | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BIF Ohio Municipal Money Fund | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BIF Tax-Exempt Fund | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BIF Treasury Fund | 3/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BlackRock Emerging Markets Fund, Inc. | 10/31 | 14,283 | 16,011 | 0 | 0 | |||||||||||||||
BlackRock Financial Institutions Series Trust | ||||||||||||||||||||
BlackRock Summit Cash Reserves Fund | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BlackRock Funds | ||||||||||||||||||||
BlackRock All-Cap Energy & Resources Portfolio | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Alternative Capital Strategies Fund(16) | 12/31 | 0 | (1) | N/A | 0 | (1) | N/A | |||||||||||||
BlackRock Commodity Strategies Fund(16) | 7/31 | 0 | 0 | 430 | 0 | |||||||||||||||
BlackRock Developed Real Estate Index Fund(16) | 1/31 | 0 | (2) | N/A | 0 | (2) | N/A | |||||||||||||
BlackRock Disciplined Small Cap Core Fund | 5/31 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Emerging Market Allocation Portfolio | 10/31 | 20,000 | 15,350 | 0 | 0 | |||||||||||||||
BlackRock Emerging Markets Dividend Fund | 9/30 | 14,127 | 13,850 | 0 | 0 | |||||||||||||||
BlackRock Emerging Markets Long/Short Equity Fund(16) | 7/31 | 0 | 0 | 430 | 0 | |||||||||||||||
BlackRock Energy & Resources Portfolio | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Exchange Portfolio | 12/31 | 12,852 | 12,600 | 0 | 0 | |||||||||||||||
BlackRock Flexible Equity Fund | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Global Long/Short Credit Fund(16) | 7/31 | 0 | 0 | 430 | 0 | |||||||||||||||
BlackRock Global Long/Short Equity Fund(16) | 7/31 | 0 | 0 | 430 | 0 | |||||||||||||||
BlackRock Global Opportunities Portfolio | 9/30 | 15,215 | 16,010 | 0 | 0 | |||||||||||||||
I-9
Table of Contents
| Tax Fees | All Other Fees | |||||||||||||||||||
Fund | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | |||||||||||||||
BlackRock Health Sciences Opportunities Portfolio | 9/30 | 18,207 | 13,029 | 0 | 0 | |||||||||||||||
BlackRock Impact U.S. Equity Fund | 5/31 | 13,107 | (3) | N/A | 0 | (3) | N/A | |||||||||||||
BlackRock International Opportunities Portfolio | 9/30 | 15,177 | 17,023 | 0 | 0 | |||||||||||||||
BlackRock Macro Themes Fund(16) | 7/31 | 0 | 0 | 430 | 0 | |||||||||||||||
BlackRock Managed Volatility Portfolio | 9/30 | 13,107 | 15,011 | 0 | 0 | |||||||||||||||
BlackRock Mid-Cap Growth Equity Portfolio | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Midcap Index Fund(16) | 7/31 | 0 | (4) | N/A | 0 | (4) | N/A | |||||||||||||
BlackRock Money Market Portfolio | 3/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BlackRock MSCI Asia ex Japan Index Fund(16) | 7/31 | 0 | (5) | N/A | 0 | (5) | N/A | |||||||||||||
BlackRock MSCI World Index Fund(16) | 7/31 | 0 | (6) | N/A | 0 | (6) | N/A | |||||||||||||
BlackRock Municipal Money Market Portfolio | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BlackRock Multi-Asset Real Return Fund | 7/31 | 15,657 | 15,350 | 0 | 0 | |||||||||||||||
BlackRock Multi-Manager Alternative Strategies Fund | 8/31 | 30,000 | 15,350 | 0 | 0 | |||||||||||||||
BlackRock New Jersey Municipal Money Market Portfolio | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BlackRock North Carolina Municipal Money Market Portfolio | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BlackRock Ohio Municipal Money Market Portfolio | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BlackRock Pennsylvania Municipal Money Market Portfolio | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BlackRock Real Estate Securities Fund | 1/31 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Science & Technology Opportunities Portfolio | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Short Obligations Fund(16) | 7/31 | 0 | 0 | 430 | 0 | |||||||||||||||
BlackRock Small Cap Growth Equity Portfolio | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Small/Mid Cap Index Fund(16) | 7/31 | 0 | (7) | N/A | 0 | (7) | N/A | |||||||||||||
BlackRock Strategic Risk Allocation Fund | 7/31 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Total Stock Market Index Fund(16) | 7/31 | 0 | (8) | N/A | 0 | (8) | N/A | |||||||||||||
BlackRock U.S. Opportunities Portfolio | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock U.S. Treasury Money Market Portfolio | 3/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BlackRock Virginia Municipal Money Market Portfolio | 3/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
BlackRock Funds III | ||||||||||||||||||||
BlackRock LifePath® Retirement Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® 2020 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
I-10
Table of Contents
| Tax Fees | All Other Fees | |||||||||||||||||||
Fund | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | |||||||||||||||
BlackRock LifePath® 2025 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® 2030 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® 2035 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® 2040 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® 2045 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® 2050 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® 2055 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® Index Retirement Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® Index 2020 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® Index 2025 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® Index 2030 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® Index 2035 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® Index 2040 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® Index 2045 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® Index 2050 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock LifePath® Index 2055 Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock Cash Funds: Institutional | 12/31 | 2,425 | 2,425 | 0 | 0 | |||||||||||||||
BlackRock Cash Funds: Prime | 12/31 | 2,425 | 2,425 | 0 | 0 | |||||||||||||||
BlackRock Cash Funds: Treasury | 12/31 | 2,425 | 2,425 | 0 | 0 | |||||||||||||||
BlackRock U.S. Total Bond Index Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock S&P 500 Index Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock CoreAlpha Bond Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock Total International ex U.S. Index Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock Large Cap Index Fund | 12/31 | 7,566 | 7,566 | 0 | 0 | |||||||||||||||
BlackRock Disciplined International Fund | 12/31 | 7,566 | (9) | N/A | 0 | (9) | N/A | |||||||||||||
BlackRock Index Funds, Inc. | ||||||||||||||||||||
BlackRock International Index Fund | 12/31 | 9,282 | 9,100 | 0 | 0 | |||||||||||||||
BlackRock Small Cap Index Fund | 12/31 | 11,424 | 11,200 | 0 | 0 | |||||||||||||||
BlackRock Large Cap Series Funds, Inc. | ||||||||||||||||||||
BlackRock Large Cap Core Fund | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Event Driven Equity Fund | 9/30 | 13,107 | 7,100 | 0 | 0 | |||||||||||||||
BlackRock Large Cap Growth Fund | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Large Cap Value Fund | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Large Cap Value Retirement Portfolio | 9/30 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
BlackRock Latin America Fund, Inc. | 10/31 | 14,127 | 13,850 | 0 | 0 | |||||||||||||||
BlackRock Liquidity Funds | ||||||||||||||||||||
California Money Fund | 10/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
Federal Trust Fund | 10/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
FedFund | 10/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
MuniCash | 10/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
MuniFund | 10/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
New York Money Fund | 10/31 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
TempCash | 10/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
I-11
Table of Contents
| Tax Fees | All Other Fees | |||||||||||||||||||
Fund | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | |||||||||||||||
TempFund | 10/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
T-Fund | 10/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
Treasury Trust Fund | 10/31 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
BlackRock Master LLC | ||||||||||||||||||||
BlackRock Master International Portfolio(17) | 10/31 | 0 | 0 | 0 | 0 | |||||||||||||||
BlackRock Master Small Cap Growth Portfolio(17) | 5/31 | 0 | 0 | 0 | 0 | |||||||||||||||
BlackRock Pacific Fund, Inc. | 12/31 | 14,283 | 16,011 | 0 | 0 | |||||||||||||||
BlackRock Series, Inc. | ||||||||||||||||||||
BlackRock International Fund | 10/31 | 14,127 | 9,700 | 0 | 0 | |||||||||||||||
BlackRock Small Cap Growth Fund II | 5/31 | 13,107 | 12,850 | 0 | 0 | |||||||||||||||
Funds For Institutions Series | ||||||||||||||||||||
FFI Government Fund | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
FFI Institutional Fund(10)1 | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
FFI Institutional Tax-Exempt Fund | 4/30 | 10,812 | 10,600 | 0 | 0 | |||||||||||||||
FFI Premier Institutional Fund(11) | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
FFI Select Institutional Fund(12) | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
FFI Treasury Fund | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
Master Government Securities LLC | 3/31 | 13,260 | 13,000 | 0 | 0 | |||||||||||||||
Master Institutional Money Market LLC | ||||||||||||||||||||
Master Institutional Portfolio(13) | 4/30 | 13,260 | 13,000 | 0 | 0 | |||||||||||||||
Master Institutional Tax-Exempt Portfolio | 4/30 | 13,260 | 13,000 | 0 | 0 | |||||||||||||||
Master Premier Institutional | 4/30 | 13,260 | 13,000 | 0 | 0 | |||||||||||||||
Master Investment Portfolio | ||||||||||||||||||||
Prime Money Market Master Portfolio | 12/31 | 3,633 | 3,633 | 430 | 0 | |||||||||||||||
Money Market Master Portfolio | 12/31 | 3,633 | 3,633 | 430 | 0 | |||||||||||||||
International Tilts Master Portfolio | 12/31 | 15,126 | 15,126 | 430 | 0 | |||||||||||||||
Treasury Money Market Master Portfolio | 12/31 | 3,633 | 3,633 | 430 | 0 | |||||||||||||||
LifePath® Retirement Master Portfolio | 12/31 | 13,119 | 13,119 | 430 | 0 | |||||||||||||||
LifePath® 2020 Master Portfolio | 12/31 | 13,119 | 13,119 | 430 | 0 | |||||||||||||||
LifePath® 2025 Master Portfolio | 12/31 | 13,119 | 13,119 | 430 | 0 | |||||||||||||||
LifePath® 2030 Master Portfolio | 12/31 | 13,119 | 13,119 | 430 | 0 | |||||||||||||||
LifePath® 2035 Master Portfolio | 12/31 | 13,119 | 13,119 | 430 | 0 | |||||||||||||||
LifePath® 2040 Master Portfolio | 12/31 | 13,119 | 13,119 | 430 | 0 | |||||||||||||||
LifePath® 2045 Master Portfolio | 12/31 | 13,119 | 13,119 | 430 | 0 | |||||||||||||||
LifePath® 2050 Master Portfolio | 12/31 | 13,119 | 13,119 | 430 | 0 | |||||||||||||||
LifePath® 2055 Master Portfolio | 12/31 | 13,119 | 13,119 | 430 | 0 | |||||||||||||||
LifePath® Index Retirement Master Portfolio | 12/31 | 13,119 | 13,119 | 0 | 0 | |||||||||||||||
LifePath® Index 2020 Master Portfolio | 12/31 | 13,119 | 13,119 | 0 | 0 | |||||||||||||||
LifePath® Index 2025 Master Portfolio | 12/31 | 13,119 | 13,119 | 0 | 0 | |||||||||||||||
LifePath® Index 2030 Master Portfolio | 12/31 | 13,119 | 13,119 | 0 | 0 | |||||||||||||||
LifePath® Index 2035 Master Portfolio | 12/31 | 13,119 | 13,119 | 0 | 0 | |||||||||||||||
LifePath® Index 2040 Master Portfolio | 12/31 | 13,119 | 13,119 | 0 | 0 | |||||||||||||||
I-12
Table of Contents
| Tax Fees | All Other Fees | |||||||||||||||||||
Fund | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | |||||||||||||||
LifePath® Index 2045 Master Portfolio | 12/31 | 13,119 | 13,119 | 0 | 0 | |||||||||||||||
LifePath® Index 2050 Master Portfolio | 12/31 | 13,119 | 13,119 | 0 | 0 | |||||||||||||||
LifePath® Index 2055 Master Portfolio | 12/31 | 13,119 | 13,119 | 0 | 0 | |||||||||||||||
Active Stock Master Portfolio | 12/31 | 20,161 | 20,161 | 0 | 0 | |||||||||||||||
CoreAlpha Bond Master Portfolio | 12/31 | 20,161 | 20,161 | 430 | 0 | |||||||||||||||
S&P 500 Index Master Portfolio | 12/31 | 15,126 | 15,126 | 430 | 0 | |||||||||||||||
U.S. Total Bond Index Master Portfolio | 12/31 | 15,126 | 15,126 | 430 | 0 | |||||||||||||||
Total International ex U.S. Index Master Portfolio | 12/31 | 15,126 | 15,126 | 0 | 0 | |||||||||||||||
Large Cap Index Master Portfolio | 12/31 | 15,126 | 15,126 | 0 | 0 | |||||||||||||||
Master Large Cap Series LLC | ||||||||||||||||||||
Master Large Cap Core Portfolio | 9/30 | 13,515 | 13,250 | 0 | 0 | |||||||||||||||
Master Large Cap Growth Portfolio | 9/30 | 13,515 | 13,250 | 0 | 0 | |||||||||||||||
Master Large Cap Value Portfolio | 9/30 | 13,515 | 13,250 | 0 | 0 | |||||||||||||||
Master Money LLC | 3/31 | 13,260 | 13,000 | 0 | 0 | |||||||||||||||
Master Tax-Exempt LLC | 3/31 | 13,260 | 13,000 | 0 | 0 | |||||||||||||||
Master Treasury LLC | 3/31 | 13,260 | 13,000 | 0 | 0 | |||||||||||||||
Quantitative Master Series LLC | ||||||||||||||||||||
Master Extended Market Index Series | 12/31 | 13,260 | 13,000 | 0 | 0 | |||||||||||||||
Master International Index Series | 12/31 | 17,340 | 17,000 | 0 | 0 | |||||||||||||||
Master Small Cap Index Series | 12/31 | 17,340 | 17,000 | 0 | 0 | |||||||||||||||
Ready Assets Prime Money Fund(15) | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
Ready Assets U.S.A. Government Money Fund | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
Ready Assets U.S. Treasury Money Fund | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
Retirement Series Trust | ||||||||||||||||||||
Retirement Reserves Money Fund | 4/30 | 9,792 | 9,600 | 0 | 0 | |||||||||||||||
| 1 | Information provided for the period May 19, 2015 (commencement of operations) through the fund’s fiscal year end of December 31, 2015. |
| 2 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s fiscal year end of January 31, 2016. |
| 3 | Information provided for the period October 5, 2015 (commencement of operations) through the fund’s fiscal year end of May 31, 2016. |
| 4 | Information provided for the period May 13, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2015. |
| 5 | Information provided for the period June 9, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2015. |
| 6 | Information provided for the period June 1, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2015. |
| 7 | Information provided for the period August 31, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2016. |
| 8 | Information provided for the period August 31, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2016. |
| 9 | Information provided for the period September 9, 2015 (commencement of operations) through the fund’s fiscal year end of December 31, 2015. |
| 10 | To be renamed BlackRock Government Institutional Fund effective January 4, 2016. |
| 11 | To be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016 |
| 12 | To be renamed BlackRock Select Government Institutional Fund effective January 4, 2016. |
| 13 | To be renamed Master Government Institutional Portfolio effective January 4, 2016. |
| 14 | To be renamed Master Premier Government Institutional Portfolio effective January 4, 2016. |
| 15 | To be renamed Ready Assets Government Liquidity Fund effective January 4, 2016. |
| 16 | Tax services are not provided by the fund’s independent registered public accounting firm. |
| 17 | Master does not require tax services. |
I-13
Table of Contents
| Aggregate Non-Audit Fees | ||||||
Fund | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | |||
| BBIF Government Securities Fund | Mar | 9,792 | 9,600 | |||
| BBIF Money Fund | Mar | 9,792 | 9,600 | |||
| BBIF Tax-Exempt Fund | Mar | 10,812 | 10,600 | |||
| BBIF Treasury Fund | Mar | 9,792 | 9,600 | |||
| BIF Government Securities Fund | Mar | 9,792 | 9,600 | |||
| BIF Money Fund | Mar | 9,792 | 9,600 | |||
| BIF Multi-State Municipal Series Trust | ||||||
| BIF California Municipal Money Fund | Mar | 10,812 | 10,600 | |||
| BIF Connecticut Municipal Money Fund | Mar | 10,812 | 10,600 | |||
| BIF Massachusetts Municipal Money Fund | Mar | 10,812 | 10,600 | |||
| BIF New Jersey Municipal Money Fund | Mar | 10,812 | 10,600 | |||
| BIF New York Municipal Money Fund | Mar | 10,812 | 10,600 | |||
| BIF Ohio Municipal Money Fund | Mar | 10,812 | 10,600 | |||
| BIF Tax-Exempt Fund | Mar | 10,812 | 10,600 | |||
| BIF Treasury Fund | Mar | 9,792 | 9,600 | |||
| BlackRock Emerging Markets Fund, Inc. | Oct | 14,283 | 16,011 | |||
| BlackRock Financial Institutions Series Trust | ||||||
| BlackRock Summit Cash Reserves Fund | Apr | 9,792 | 9,600 | |||
| BlackRock Funds | ||||||
| BlackRock All-Cap Energy & Resources Portfolio | Sep | 13,107 | 12,850 | |||
| BlackRock Alternative Capital Strategies Fund(16) | Dec | 0 | N/A | |||
| BlackRock Commodity Strategies Fund(16) | Jul | 430 | 0 | |||
| BlackRock Developed Real Estate Index Fund(16) | Jan | 0 | N/A | |||
| BlackRock Disciplined Small Cap Core Fund | May | 13,107 | 12,850 | |||
| BlackRock Emerging Market Allocation Portfolio | Oct | 20,000 | 15,350 | |||
| BlackRock Emerging Markets Dividend Fund | Sep | 14,127 | 13,850 | |||
| BlackRock Emerging Markets Long/Short Equity Fund(16) | Jul | 430 | 0 | |||
| BlackRock Energy & Resources Portfolio | Sep | 13,107 | 12,850 | |||
| BlackRock Exchange Portfolio | Dec | 12,852 | 12,600 | |||
| BlackRock Flexible Equity Fund | Sep | 13,107 | 12,850 | |||
| BlackRock Global Long/Short Credit Fund(16) | Jul | 430 | 0 | |||
| BlackRock Global Long/Short Equity Fund(16) | Jul | 430 | 0 | |||
| BlackRock Global Opportunities Portfolio | Sep | 15,215 | 16,010 | |||
| BlackRock Health Sciences Opportunities Portfolio | Sep | 18,207 | 13,029 | |||
| BlackRock Impact U.S. Equity Fund | May | 13,107 | N/A | |||
| BlackRock International Opportunities Portfolio | Sep | 15,177 | 17,023 | |||
| BlackRock Macro Themes Fund(16) | Jul | 430 | 0 | |||
| BlackRock Managed Volatility Portfolio | Sep | 13,107 | 15,011 | |||
| BlackRock Mid-Cap Growth Equity Portfolio | Sep | 13,107 | 12,850 | |||
| BlackRock Midcap Index Fund(16) | Jul | 0 | N/A | |||
| BlackRock Money Market Portfolio | Mar | 9,792 | 9,600 | |||
| BlackRock MSCI Asia ex Japan Index Fund(16) | Jul | 0 | N/A | |||
| BlackRock MSCI World Index Fund(16) | Jul | 0 | N/A | |||
| BlackRock Municipal Money Market Portfolio | Mar | 10,812 | 10,600 | |||
| BlackRock Multi-Asset Real Return Fund | Jul | 15,657 | 15,350 | |||
| BlackRock Multi-Manager Alternative Strategies Fund | Aug | 30,000 | 15,350 | |||
| BlackRock New Jersey Municipal Money Market Portfolio | Mar | 10,812 | 10,600 | |||
| BlackRock North Carolina Municipal Money Market Portfolio | Mar | 10,812 | 10,600 | |||
I-14
Table of Contents
| Aggregate Non-Audit Fees | ||||||
Fund | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | |||
| BlackRock Ohio Municipal Money Market Portfolio | Mar | 10,812 | 10,600 | |||
| BlackRock Pennsylvania Municipal Money Market Portfolio | Mar | 10,812 | 10,600 | |||
| BlackRock Real Estate Securities Fund | Jan | 13,107 | 12,850 | |||
| BlackRock Science & Technology Opportunities Portfolio | Sep | 13,107 | 12,850 | |||
| BlackRock Short Obligations Fund(16) | Jul | 430 | 1,250 | |||
| BlackRock Small Cap Growth Equity Portfolio | Sep | 13,107 | 12,850 | |||
| BlackRock Small/Mid Cap Index Fund(16) | Jul | 0 | N/A | |||
| BlackRock Strategic Risk Allocation Fund | Jul | 13,107 | 12,850 | |||
| BlackRock Total Stock Market Index Fund(16) | Jul | 0 | N/A | |||
| BlackRock U.S. Opportunities Portfolio | Sep | 13,107 | 12,850 | |||
| BlackRock U.S. Treasury Money Market Portfolio | Mar | 9,792 | 9,600 | |||
| BlackRock Ultra-Short Obligations Fund(16) | Jul | 430 | 1,250 | |||
| BlackRock Virginia Municipal Money Market Portfolio | Mar | 10,812 | 10,600 | |||
| BlackRock Funds III | ||||||
| BlackRock LifePath® Retirement Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® 2020 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® 2025 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® 2030 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® 2035 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® 2040 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® 2045 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® 2050 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® 2055 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® Index Retirement Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® Index 2020 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® Index 2025 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® Index 2030 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® Index 2035 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® Index 2040 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® Index 2045 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® Index 2050 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock LifePath® Index 2055 Fund | Dec | 7,566 | 7,566 | |||
| BlackRock Cash Funds: Institutional | Dec | 2,425 | 2,425 | |||
| BlackRock Cash Funds: Prime | Dec | 2,425 | 2,425 | |||
| BlackRock Cash Funds: Treasury | Dec | 2,425 | 2,425 | |||
| BlackRock U.S. Total Bond Index Fund | Dec | 7,566 | 7,566 | |||
| BlackRock S&P 500 Index Fund | Dec | 7,566 | 7,566 | |||
| BlackRock CoreAlpha Bond Fund | Dec | 7,566 | 7,566 | |||
| BlackRock Total International ex U.S. Index Fund | Dec | 7,566 | 7,566 | |||
| BlackRock Large Cap Index Fund | Dec | 7,566 | 7,566 | |||
| BlackRock Disciplined International Fund | Dec | 7,566 | N/A | |||
| BlackRock Index Funds, Inc. | ||||||
| BlackRock International Index Fund | Dec | 9,282 | 9,100 | |||
| BlackRock Small Cap Index Fund | Dec | 11,424 | 11,200 | |||
| BlackRock Large Cap Series Funds, Inc. | ||||||
| BlackRock Large Cap Core Fund | Sep | 13,107 | 12,850 | |||
| BlackRock Event Driven Equity Fund | Sep | 13,107 | 7,100 | |||
| BlackRock Large Cap Growth Fund | Sep | 13,107 | 12,850 | |||
I-15
Table of Contents
| Aggregate Non-Audit Fees | ||||||
Fund | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | |||
| BlackRock Large Cap Value Fund | Sep | 13,107 | 12,850 | |||
| BlackRock Large Cap Value Retirement Portfolio | Sep | 13,107 | 12,850 | |||
| BlackRock Latin America Fund, Inc. | Oct | 14,127 | 13,850 | |||
| BlackRock Liquidity Funds | ||||||
| California Money Fund | Oct | 10,812 | 10,600 | |||
| Federal Trust Fund | Oct | 9,792 | 9,600 | |||
| FedFund | Oct | 14,292 | 14,100 | |||
| MuniCash | Oct | 10,812 | 10,600 | |||
| MuniFund | Oct | 10,812 | 10,600 | |||
| New York Money Fund | Oct | 10,812 | 10,600 | |||
| TempCash | Oct | 9,792 | 9,600 | |||
| TempFund | Oct | 14,292 | 14,100 | |||
| T-Fund | Oct | 9,792 | 9,600 | |||
| Treasury Trust Fund | Oct | 9,792 | 9,600 | |||
| BlackRock Master LLC | ||||||
| BlackRock Master International Portfolio(17) | Oct | 0 | 0 | |||
| BlackRock Master Small Cap Growth Portfolio(17) | May | 0 | 0 | |||
| BlackRock Pacific Fund, Inc. | Dec | 14,283 | 16,011 | |||
| BlackRock Series, Inc. | ||||||
| BlackRock International Fund | Oct | 14,127 | 9,700 | |||
| BlackRock Small Cap Growth Fund II | May | 13,107 | 12,850 | |||
| Funds For Institutions Series | ||||||
| FFI Government Fund | Apr | 9,792 | 9,600 | |||
| FFI Institutional Fund(10) | Apr | 9,792 | 9,600 | |||
| FFI Institutional Tax-Exempt Fund | Apr | 10,812 | 10,600 | |||
| FFI Premier Institutional Fund(11) | Apr | 9,792 | 9,600 | |||
| FFI Select Institutional Fund(12) | Apr | 9,792 | 9,600 | |||
| FFI Treasury Fund | Apr | 9,792 | 9,600 | |||
| Master Government Securities LLC | Mar | 13,260 | 13,000 | |||
| Master Institutional Money Market LLC | ||||||
| Master Institutional Portfolio(13) | Apr | 13,260 | 13,000 | |||
| Master Institutional Tax-Exempt Portfolio | Apr | 13,260 | 13,000 | |||
| Master Premier Institutional Portfolio(14) | Apr | 13,260 | 13,000 | |||
| Master Investment Portfolio | ||||||
| Prime Money Market Master Portfolio | Dec | 4,063 | 3,633 | |||
| Money Market Master Portfolio | Dec | 4,063 | 3,633 | |||
| International Tilts Master Portfolio | Dec | 15,556 | 15,126 | |||
| Treasury Money Market Master Portfolio | Dec | 4,063 | 3,633 | |||
| LifePath® Retirement Master Portfolio | Dec | 13,549 | 13,119 | |||
| LifePath® 2020 Master Portfolio | Dec | 13,549 | 13,119 | |||
| LifePath® 2025 Master Portfolio | Dec | 13,549 | 13,119 | |||
| LifePath® 2030 Master Portfolio | Dec | 13,549 | 13,119 | |||
| LifePath® 2035 Master Portfolio | Dec | 13,549 | 13,119 | |||
| LifePath® 2040 Master Portfolio | Dec | 13,549 | 13,119 | |||
| LifePath® 2045 Master Portfolio | Dec | 13,549 | 13,119 | |||
| LifePath® 2050 Master Portfolio | Dec | 13,549 | 13,119 | |||
| LifePath® 2055 Master Portfolio | Dec | 13,549 | 13,119 | |||
| LifePath® Index Retirement Master Portfolio | Dec | 13,119 | 13,119 | |||
I-16
Table of Contents
| Aggregate Non-Audit Fees | ||||||
Fund | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | |||
| LifePath Index 2020 Master Portfolio | Dec | 13,119 | 13,119 | |||
| LifePath Index 2025 Master Portfolio | Dec | 13,119 | 13,119 | |||
| LifePath Index 2030 Master Portfolio | Dec | 13,119 | 13,119 | |||
| LifePath Index 2035 Master Portfolio | Dec | 13,119 | 13,119 | |||
| LifePath Index 2040 Master Portfolio | Dec | 13,119 | 13,119 | |||
| LifePath Index 2045 Master Portfolio | Dec | 13,119 | 13,119 | |||
| LifePath Index 2050 Master Portfolio | Dec | 13,119 | 13,119 | |||
| LifePath Index 2055 Master Portfolio | Dec | 13,119 | 13,119 | |||
| Active Stock Master Portfolio | Dec | 20,161 | 20,161 | |||
| CoreAlpha Bond Master Portfolio | Dec | 20,591 | 20,161 | |||
| S&P 500 Index Master Portfolio | Dec | 15,556 | 15,126 | |||
| U.S. Total Bond Index Master Portfolio | Dec | 15,556 | 15,126 | |||
| Total International ex U.S. Index Master Portfolio | Dec | 15,126 | 15,126 | |||
| Large Cap Index Master Portfolio | Dec | 15,126 | 15,126 | |||
| Master Large Cap Series LLC | ||||||
| Master Large Cap Core Portfolio | Sep | 13,515 | 13,250 | |||
| Master Large Cap Growth Portfolio | Sep | 13,515 | 13,250 | |||
| Master Large Cap Value Portfolio | Sep | 13,515 | 13,250 | |||
| Master Money LLC | Mar | 13,260 | 13,000 | |||
| Master Tax-Exempt LLC | Mar | 13,260 | 13,000 | |||
| Master Treasury LLC | Mar | 13,260 | 13,000 | |||
| Quantitative Master Series LLC | ||||||
| Master Extended Market Index Series | Dec | 13,260 | 13,000 | |||
| Master International Index Series | Dec | 19,340 | 19,000 | |||
| Master Small Cap Index Series | Dec | 19,340 | 19,000 | |||
| Ready Assets Prime Money Fund (15) | Apr | 9,792 | 9,600 | |||
| Ready Assets U.S.A. Government Money Fund | Apr | 9,792 | 9,600 | |||
| Ready Assets U.S. Treasury Money Fund | Apr | 9,792 | 9,600 | |||
| Retirement Series Trust | ||||||
| Retirement Reserves Money Fund | Apr | 9,792 | 9,600 | |||
| 1 | Information provided for the period May 19, 2015 (commencement of operations) through the fund’s fiscal year end of December 31, 2015. |
| 2 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s fiscal year end of January 31, 2016. |
| 3 | Information provided for the period October 5, 2015 (commencement of operations) through the fund’s fiscal year end of May 31, 2016. |
| 4 | Information provided for the period May 13, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2015. |
| 5 | Information provided for the period June 9, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2015. |
| 6 | Information provided for the period June 1, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2015. |
| 7 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2016. |
| 8 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2016. |
| 9 | Information provided for the period September 9, 2105 (commencement of operations) through the fund’s fiscal year end of December 31, 2015. |
| 10 | To be renamed BlackRock Government Institutional Fund effective January 4, 2016. |
| 11 | To be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016 |
| 12 | To be renamed BlackRock Select Government Institutional Fund effective January 4, 2016. |
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| 13 | To be renamed Master Government Institutional Portfolio effective January 4, 2016. |
| 14 | To be renamed Master Premier Government Institutional Portfolio effective January 4, 2016. |
| 15 | To be renamed Ready Assets Government Liquidity Fund effective January 4, 2016. |
| 16 | Tax services are not provided by the fund’s independent registered public accounting firm. |
| 17 | Master does not require tax services. |
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Aggregate non-audit fees for services provided to each Fund and its Affiliated Service Providers, regardless of whether pre-approval was required**:
| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | ||||||||||||||||||||||||
BBIF Government Securities Fund | D&T | Mar | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BBIF Money Fund | D&T | Mar | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BBIF Tax-Exempt Fund | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BBIF Treasury Fund | D&T | Mar | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BIF Government Securities Fund | D&T | Mar | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BIF Money Fund | D&T | Mar | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BIF Multi-State Municipal Series Trust | ||||||||||||||||||||||||||||||||
BIF California Municipal Money Fund | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BIF Connecticut Municipal Money Fund | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BIF Massachusetts Municipal Money Fund | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BIF New Jersey Municipal Money Fund | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BIF New York Municipal Money Fund | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BIF Ohio Municipal Money Fund | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
I-19
Table of Contents
| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
BIF Tax-Exempt Fund | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BIF Treasury Fund | D&T | Mar | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Emerging Markets Fund, Inc. | D&T | Oct | 2,836,000 | 3,155,000 | 14,283 | 16,011 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Financial Institutions Series Trust | ||||||||||||||||||||||||||||||||
BlackRock Summit Cash Reserves Fund | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Funds | ||||||||||||||||||||||||||||||||
BlackRock All-Cap Energy & Resources Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Alternative Capital Strategies Fund | PwC | Dec | 0 | (1) | N/A | 1,575,263 | (1) | N/A | 0 | (1) | N/A | |||||||||||||||||||||
BlackRock Commodity Strategies Fund | PwC | Jul | 0 | 0 | 1,575,263 | 0 | 430 | 0 | ||||||||||||||||||||||||
BlackRock Developed Real Estate Index Fund | PwC | Jan | 0 | (2) | N/A | 0 | (2) | N/A | 0 | (2) | N/A | |||||||||||||||||||||
BlackRock Disciplined Small Cap Core Fund | D&T | May | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Emerging Market Allocation Portfolio | D&T | Oct | 2,836,000 | 3,155,000 | 20,000 | 15,350 | 0 | 0 | ||||||||||||||||||||||||
I-20
Table of Contents
| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
BlackRock Emerging Markets Dividend Fund | D&T | Sep | 2,836,000 | 3,155,000 | 14,127 | 13,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Emerging Markets Long/Short Equity Fund | PwC | Jul | 0 | 0 | 0 | 0 | 430 | 0 | ||||||||||||||||||||||||
BlackRock Energy & Resources Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Exchange Portfolio | D&T | Dec | 2,836,000 | 3,155,000 | 12,852 | 12,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Flexible Equity Fund | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Global Long/Short Credit Fund | PwC | Jul | 0 | 0 | 1,575,263 | 0 | 430 | 0 | ||||||||||||||||||||||||
BlackRock Global Long/Short Equity Fund | PwC | Jul | 0 | 0 | 1,575,263 | 0 | 430 | 0 | ||||||||||||||||||||||||
BlackRock Global Opportunities Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 15,215 | 16,010 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Health Sciences Opportunities Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 18,207 | 13,029 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Impact U.S. Equity Fund | D&T | May | 2,836,000 | (3) | N/A | 13,107 | (3) | N/A | 0 | (3) | N/A | |||||||||||||||||||||
BlackRock International Opportunities Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 15,177 | 17,023 | 0 | 0 | ||||||||||||||||||||||||
I-21
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| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
BlackRock Macro Themes Fund | PwC | Jul | 0 | 0 | 1,575,263 | 0 | 430 | 0 | ||||||||||||||||||||||||
BlackRock Managed Volatility Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 15,011 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Mid-Cap Growth Equity Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Midcap Index Fund | PwC | Jul | 0 | (4) | N/A | 0 | (4) | N/A | 0 | (4) | N/A | |||||||||||||||||||||
BlackRock Money Market Portfolio | D&T | Mar | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock MSCI Asia ex Japan Index Fund | PwC | Jul | 0 | (5) | N/A | 0 | (5) | N/A | 0 | (5) | N/A | |||||||||||||||||||||
BlackRock MSCI World Index Fund | PwC | Jul | 0 | (6) | N/A | 0 | (6) | N/A | 0 | (6) | N/A | |||||||||||||||||||||
BlackRock Municipal Money Market Portfolio | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Multi-Asset Real Return Fund | D&T | Jul | 2,836,000 | 3,155,000 | 15,657 | 15,350 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Multi-Manager Alternative Strategies Fund | D&T | Aug | 2,836,000 | 3,155,000 | 30,000 | 15,350 | 0 | 0 | ||||||||||||||||||||||||
I-22
Table of Contents
| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
BlackRock New Jersey Municipal Money Market Portfolio | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock North Carolina Municipal Money Market Portfolio | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Ohio Municipal Money Market Portfolio | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Pennsylvania Municipal Money Market Portfolio | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Real Estate Securities Fund | D&T | Jan | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Science & Technology Opportunities Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Short Obligations Fund | PwC | Jul | 0 | 1,250 | 0 | 0 | 430 | 0 | ||||||||||||||||||||||||
BlackRock Small Cap Growth Equity Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Small/Mid Cap Index Fund | PwC | Jul | 0 | (7) | N/A | 0 | (7) | N/A | 0 | (7) | N/A | |||||||||||||||||||||
I-23
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| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year | Most Recent | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
BlackRock Strategic Risk Allocation Fund | D&T | Jul | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Total Stock Market Index Fund | PwC | Jul | 0 | (8) | N/A | 0 | (8) | N/A | 0 | (8) | N/A | |||||||||||||||||||||
BlackRock U.S. Opportunities Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock U.S. Treasury Money Market Portfolio | D&T | Mar | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Ultra-Short Obligations Fund | PwC | Jul | 0 | 1,250 | 0 | 0 | 430 | 0 | ||||||||||||||||||||||||
BlackRock Virginia Municipal Money Market Portfolio | D&T | Mar | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Funds III |
| |||||||||||||||||||||||||||||||
BlackRock LifePath Retirement Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath 2020 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath 2025 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath 2030 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
I-24
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| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
BlackRock LifePath 2035 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath 2040 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath 2045 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath 2050 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath 2055 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath Index Retirement Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath Index 2020 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath Index 2025 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath Index 2030 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath Index 2035 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath Index 2040 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
I-25
Table of Contents
| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
BlackRock LifePath Index 2045 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath Index 2050 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock LifePath Index 2055 Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Cash Funds: Institutional | PwC | Dec | 0 | 0 | 2,425 | 2,425 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Cash Funds: Prime | PwC | Dec | 0 | 0 | 2,425 | 2,425 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Cash Funds: Treasury | PwC | Dec | 0 | 0 | 2,425 | 2,425 | 0 | 0 | ||||||||||||||||||||||||
BlackRock U.S. Total Bond Index Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock S&P 500 Index Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock CoreAlpha Bond Fund | PwC | Dec | 0 | 0 | 1,582,829 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Total International ex U.S. Index Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Large Cap Index Fund | PwC | Dec | 0 | 0 | 7,566 | 7,566 | 0 | 0 | ||||||||||||||||||||||||
I-26
Table of Contents
| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
BlackRock Disciplined International Fund | PwC | Dec | 0 | (9) | N/A | 7,566 | (9) | N/A | 0 | (9) | N/A | |||||||||||||||||||||
BlackRock Index Funds, Inc. | ||||||||||||||||||||||||||||||||
BlackRock International Index Fund | D&T | Dec | 2,836,000 | 3,155,000 | 9,282 | 9,100 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Small Cap Index Fund | D&T | Dec | 2,836,000 | 3,155,000 | 11,424 | 11,200 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Large Cap Series Funds, Inc. | ||||||||||||||||||||||||||||||||
BlackRock Large Cap Core Fund | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Event Driven Equity Fund | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 7,100 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Large Cap Growth Fund | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Large Cap Value Fund | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Large Cap Value Retirement Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Latin America Fund, Inc. | D&T | Oct | 2,836,000 | 3,155,000 | 14,127 | 13,850 | 0 | 0 | ||||||||||||||||||||||||
I-27
Table of Contents
| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
BlackRock Liquidity Funds | ||||||||||||||||||||||||||||||||
California Money Fund | D&T | Oct | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
Federal Trust Fund | D&T | Oct | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
FedFund | D&T | Oct | 2,840,500 | 3,159,500 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
MuniCash | D&T | Oct | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
MuniFund | D&T | Oct | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
New York Money Fund | D&T | Oct | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
TempCash | D&T | Oct | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
TempFund | D&T | Oct | 2,840,500 | 3,159,500 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
T-Fund | D&T | Oct | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
Treasury Trust Fund | D&T | Oct | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Master LLC | ||||||||||||||||||||||||||||||||
BlackRock Master International Portfolio | D&T | Oct | 2,836,000 | 3,155,000 | 0 | 0 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Master Small Cap Growth Portfolio | D&T | May | 2,836,000 | 3,155,000 | 0 | 0 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Pacific Fund, Inc. | D&T | Dec | 2,836,000 | 3,155,000 | 14,283 | 16,011 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Series, Inc. | ||||||||||||||||||||||||||||||||
BlackRock International Fund | D&T | Oct | 2,836,000 | 3,155,000 | 14,127 | 9,700 | 0 | 0 | ||||||||||||||||||||||||
BlackRock Small Cap Growth Fund II | D&T | May | 2,836,000 | 3,155,000 | 13,107 | 12,850 | 0 | 0 | ||||||||||||||||||||||||
Funds For Institutions Series | ||||||||||||||||||||||||||||||||
FFI Government Fund | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
I-28
Table of Contents
| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
FFI Institutional Fund(10) | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
FFI Institutional Tax-Exempt Fund | D&T | Apr | 2,836,000 | 3,155,000 | 10,812 | 10,600 | 0 | 0 | ||||||||||||||||||||||||
FFI Premier Institutional Fund(11) | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
FFI Select Institutional Fund(12) | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
FFI Treasury Fund | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
Master Government Securities LLC | D&T | Mar | 2,836,000 | 3,155,000 | 13,260 | 13,000 | 0 | 0 | ||||||||||||||||||||||||
Master Institutional Money Market LLC | ||||||||||||||||||||||||||||||||
Master Institutional Portfolio(13) | D&T | Apr | 2,836,000 | 3,155,000 | 13,260 | 13,000 | 0 | 0 | ||||||||||||||||||||||||
Master Institutional Tax-Exempt Portfolio | D&T | Apr | 2,836,000 | 3,155,000 | 13,260 | 13,000 | 0 | 0 | ||||||||||||||||||||||||
Master Premier Institutional Portfolio(14) | D&T | Apr | 2,836,000 | 3,155,000 | 13,260 | 13,000 | 0 | 0 | ||||||||||||||||||||||||
Master Investment Portfolio | ||||||||||||||||||||||||||||||||
Prime Money Market Master Portfolio | PwC | Dec | 0 | 0 | 3,633 | 3,633 | 430 | 0 | ||||||||||||||||||||||||
Money Market Master Portfolio | PwC | Dec | 0 | 0 | 3,633 | 3,633 | 430 | 0 | ||||||||||||||||||||||||
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| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
International Tilts Master Portfolio | PwC | Dec | 0 | 0 | 15,126 | 15,126 | 430 | 0 | ||||||||||||||||||||||||
Treasury Money Market Master Portfolio | PwC | Dec | 0 | 0 | 3,633 | 3,633 | 430 | 0 | ||||||||||||||||||||||||
LifePath Retirement Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 430 | 0 | ||||||||||||||||||||||||
LifePath 2020 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 430 | 0 | ||||||||||||||||||||||||
LifePath 2025 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 430 | 0 | ||||||||||||||||||||||||
LifePath 2030 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 430 | 0 | ||||||||||||||||||||||||
LifePath 2035 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 430 | 0 | ||||||||||||||||||||||||
LifePath 2040 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 430 | 0 | ||||||||||||||||||||||||
LifePath 2045 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 430 | 0 | ||||||||||||||||||||||||
LifePath 2050 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 430 | 0 | ||||||||||||||||||||||||
LifePath 2055 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 430 | 0 | ||||||||||||||||||||||||
LifePath Index Retirement Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 0 | 0 | ||||||||||||||||||||||||
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| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
LifePath Index 2020 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 0 | 0 | ||||||||||||||||||||||||
LifePath Index 2025 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 0 | 0 | ||||||||||||||||||||||||
LifePath Index 2030 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 0 | 0 | ||||||||||||||||||||||||
LifePath Index 2035 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 0 | 0 | ||||||||||||||||||||||||
LifePath Index 2040 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 0 | 0 | ||||||||||||||||||||||||
LifePath Index 2045 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 0 | 0 | ||||||||||||||||||||||||
LifePath Index 2050 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 0 | 0 | ||||||||||||||||||||||||
LifePath Index 2055 Master Portfolio | PwC | Dec | 0 | 0 | 13,119 | 13,119 | 0 | 0 | ||||||||||||||||||||||||
Active Stock Master Portfolio | PwC | Dec | 0 | 0 | 20,161 | 20,161 | 0 | 0 | ||||||||||||||||||||||||
CoreAlpha Bond Master Portfolio | PwC | Dec | 0 | 0 | 1,595,424 | 20,161 | 430 | 0 | ||||||||||||||||||||||||
S&P 500 Index Master Portfolio | PwC | Dec | 0 | 0 | 15,126 | 15,126 | 430 | 0 | ||||||||||||||||||||||||
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| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($)* | ||||||||||||||||||||||||
U.S. Total Bond Index Master Portfolio | PwC | Dec | 0 | 0 | 15,126 | 15,126 | 430 | 0 | ||||||||||||||||||||||||
Total International ex U.S. Index Master Portfolio | PwC | Dec | 0 | 0 | 15,126 | 15,126 | 0 | 0 | ||||||||||||||||||||||||
Large Cap Index Master Portfolio | PwC | Dec | 0 | 0 | 15,126 | 15,126 | 0 | 0 | ||||||||||||||||||||||||
Master Large Cap Series LLC | ||||||||||||||||||||||||||||||||
Master Large Cap Core Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,515 | 13,250 | 0 | 0 | ||||||||||||||||||||||||
Master Large Cap Growth Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,515 | 13,250 | 0 | 0 | ||||||||||||||||||||||||
Master Large Cap Value Portfolio | D&T | Sep | 2,836,000 | 3,155,000 | 13,515 | 13,250 | 0 | 0 | ||||||||||||||||||||||||
Master Money LLC | D&T | Mar | 2,836,000 | 3,155,000 | 13,260 | 13,000 | 0 | 0 | ||||||||||||||||||||||||
Master Tax-Exempt LLC | D&T | Mar | 2,836,000 | 3,155,000 | 13,260 | 13,000 | 0 | 0 | ||||||||||||||||||||||||
Master Treasury LLC | D&T | Mar | 2,836,000 | 3,155,000 | 13,260 | 13,000 | 0 | 0 | ||||||||||||||||||||||||
Quantitative Master Series LLC | ||||||||||||||||||||||||||||||||
Master Extended Market Index Series | D&T | Dec | 2,836,000 | 3,155,000 | 13,260 | 13,000 | 0 | 0 | ||||||||||||||||||||||||
Master International Index Series | D&T | Dec | 2,838,000 | 3,157,000 | 17,340 | 17,000 | 0 | 0 | ||||||||||||||||||||||||
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| Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||||||||||||||||||||
Fund | Accounting Firm* | Fiscal Year End | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | Most Recent Fiscal Year ($) | Fiscal Year Prior to Most Recent Fiscal Year End ($) | ||||||||||||||||||||||||
Master Small Cap Index Series | D&T | Dec | 2,838,000 | 3,157,000 | 17,340 | 17,000 | 0 | 0 | ||||||||||||||||||||||||
Ready Assets Prime Money Fund(15) | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
Ready Assets U.S.A. Government Money Fund | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
Ready Assets U.S. Treasury Money Fund | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
Retirement Series Trust | ||||||||||||||||||||||||||||||||
Retirement Reserves Money Fund | D&T | Apr | 2,836,000 | 3,155,000 | 9,792 | 9,600 | 0 | 0 | ||||||||||||||||||||||||
| * | “D&T” refers to Deloitte & Touche LLP, and “PwC” refers to PricewaterhouseCoopers LLP. |
| ** | All non-audit fees included in this table were required to be approved by the applicable Fund’s audit committee. |
| 1 | Information provided for the period May 19, 2015 (commencement of operations) through the fund’s fiscal year end of December 31, 2015. |
| 2 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s fiscal year end of January 31, 2016. |
| 3 | Information provided for the period October 5, 2015 (commencement of operations) through the fund’s fiscal year end of May 31, 2016. |
| 4 | Information provided for the period May 13, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2015. |
| 5 | Information provided for the period June 9, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2015. |
| 6 | Information provided for the period June 1, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2015. |
| 7 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2016. |
| 8 | Information provided for the period August 13, 2015 (commencement of operations) through the fund’s fiscal year end of July 31, 2016. |
| 9 | Information provided for the period September 9, 2015 (commencement of operations) through the fund’s fiscal year end of December 31, 2015. |
| 10 | To be renamed BlackRock Government Institutional Fund effective January 4, 2016. |
| 11 | To be renamed BlackRock Premier Government Institutional Fund effective January 4, 2016 |
| 12 | To be renamed BlackRock Select Government Institutional Fund effective January 4, 2016. |
| 13 | To be renamed Master Government Institutional Portfolio effective January 4, 2016. |
| 14 | To be renamed Master Premier Government Institutional Portfolio effective January 4, 2016. |
| 15 | To be renamed Ready Assets Government Liquidity Fund effective January 4, 2016. |
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Appendix J – 5% Beneficial Share Ownership
As of December 11, 2015, to the best knowledge of each Fund, the following persons beneficially owned more than 5% of the outstanding shares of the class of the Funds indicated:
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BBIF Government Securities Fund | ||||||||||
BBIF Government Securities Fund – Class 1 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 5,812,747 | 100.00 | % | ||||||
BBIF Government Securities Fund – Class 2 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 13,794,184 | 100.00 | % | ||||||
BBIF Government Securities Fund – Class 3 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 64,395,278 | 100.00 | % | ||||||
BBIF Government Securities Fund – Class 4 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 75,150,404 | 100.00 | % | ||||||
BBIF Money Fund | ||||||||||
BBIF Money Fund – Class 1 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 215,241,828 | 100.00 | % | ||||||
BBIF Money Fund – Class 2 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 281,654,312 | 100.00 | % | ||||||
BBIF Money Fund – Class 3 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 676,707,293 | 100.00 | % | ||||||
BBIF Money Fund – Class 4 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,301,847,976 | 100.00 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BBIF Tax-Exempt Fund | ||||||||||
BBIF Tax-Exempt Fund – Class 1 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 15,748,473 | 100.00 | % | ||||||
BBIF Tax-Exempt Fund – Class 2 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 35,252,732 | 100.00 | % | ||||||
BBIF Tax-Exempt Fund – Class 3 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 117,294,730 | 100.00 | % | ||||||
BBIF Tax-Exempt Fund – Class 4 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 224,804,257 | 100.00 | % | ||||||
BBIF Treasury Fund | ||||||||||
BBIF Treasury Fund – Class 1 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 12,836,550 | 100.00 | % | ||||||
BBIF Treasury Fund – Class 2 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 39,609,499 | 100.00 | % | ||||||
BBIF Treasury Fund – Class 3 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 185,397,118 | 100.00 | % | ||||||
BBIF Treasury Fund – Class 4 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 600,010,734 | 100.00 | % | ||||||
| BIF Government Securities Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-648 | 188,206,369 | 100.00 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
| BIF Money Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 5,040,989,532 | 99.99 | % | ||||||
BIF Multi-State Municipal Series Trust | ||||||||||
BIF CA Municipal Money Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 650,771,505 | 100.00 | % | ||||||
BIF CT Municipal Money Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 102,939,551 | 100.00 | % | ||||||
BIF MA Municipal Money Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 77,336,098 | 100.00 | % | ||||||
BIF NJ Municipal Money Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 289,486,072 | 96.01 | % | ||||||
BIF NY Municipal Money Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 522,219,847 | 88.16 | % | ||||||
BIF OH Municipal Money Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 79,939,468 | 100.00 | % | ||||||
| BIF Tax-Exempt Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 2,570,657,687 | 100.00 | % | ||||||
| BIF Treasury Fund | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,071,685,983 | 100.00 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Emerging Markets Fund, Inc. | ||||||||||
BlackRock Emerging Markets Fund, Inc. – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 2,091,455 | 22.12 | % | ||||||
AUGUSTA HEALTH CARE INC 55 E 52ND ST NEW YORK NY 10055-0000 | 505,855 | 5.35 | % | |||||||
BLACKROCK FUNDS LLC LIFEPATH MASTER 2020 PORTFOLIO 400 HOWARD STREET SAN FRANCISCO CA 94105-2618 | 1,040,413 | 11.00 | % | |||||||
BLACKROCK FUNDS LLC LIFEPATH MASTER 2030 PORTFOLIO 400 HOWARD STREET SAN FRANCISCO CA 94105-2618 | 1,397,219 | 14.78 | % | |||||||
BLACKROCK FUNDS LLC LIFEPATH MASTER 2040 PORTFOLIO 400 HOWARD STREET SAN FRANCISCO CA 94105-2618 | 1,390,778 | 14.71 | % | |||||||
**WELLS FARGO BANK NA FBO FAFC – BLACKROCK GROWTH PORT PO BOX 1533 MINNEAPOLIS MN 55480 | 942,246 | 9.96 | % | |||||||
BlackRock Emerging Markets Fund, Inc. – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 9,083,57 | 74.85 | % | ||||||
BlackRock Emerging Markets Fund, Inc. – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 7,242,883 | 88.24 | % | ||||||
BlackRock Financial Institutions Series Trust | ||||||||||
BlackRock Summit Cash Reserves Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 59,206,277 | 96.64 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Summit Cash Reserves Fund – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 25,340,514 | 97.95 | % | ||||||
BlackRock Funds | ||||||||||
BlackRock All-Cap Energy & Resources Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 450,438 | 21.49 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 218,492 | 10.42 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 279,694 | 13.35 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 169,206 | 8.07 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 301,663 | 14.39 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 213,947 | 10.21 | % | |||||||
BlackRock All-Cap Energy & Resources Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 479,590 | 8.89 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 439,015 | 8.14 | % | |||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 374,459 | 6.94 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 356,926 | 6.61 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 777,062 | 14.40 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 842,662 | 15.62 | % | |||||||
BlackRock All-Cap Energy & Resources Portfolio – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 8,952 | 7.62 | % | ||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 8,400 | 7.15 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 12,595 | 10.71 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 21,365 | 18.18 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 17,408 | 14.81 | % | |||||||
BlackRock All-Cap Energy & Resources Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 785,737 | 22.77 | % | ||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 201,246 | 5.83 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 305,793 | 8.86 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 473,279 | 13.72 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 414,631 | 12.02 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 175,021 | 5.07 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 290,049 | 8.41 | % | |||||||
BlackRock All-Cap Energy & Resources Portfolio – Service | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 22,144 | 30.97 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 29,977 | 41.92 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 4,963 | 6.94 | % | |||||||
BlackRock Alternative Capital Strategies Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,497,309 | 99.80 | % | ||||||
BlackRock Alternative Capital Strategies Fund – Investor A | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,001 | 6.39 | % | ||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 26,067 | 83.20 | % | |||||||
CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 3,264 | 10.42 | % | |||||||
BlackRock Alternative Capital Strategies Fund – Investor C | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,000 | 27.05 | % | ||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 1,219 | 16.49 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 4,175 | 56.46 | % | |||||||
BlackRock Commodity Strategies Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,670,296 | 10.74 | % | ||||||
J-7
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BLACKROCK FUNDS LLC LIFEPATH MASTER RETIREMENT PORT 400 HOWARD STREET SAN FRANCISCO CA 94105-2618 | 1,398,485 | 8.99 | % | |||||||
BLACKROCK FUNDS LLC LIFEPATH MASTER 2020 PORTFOLIO 400 HOWARD STREET SAN FRANCISCO CA 94105-2618 | 3,067,282 | 19.72 | % | |||||||
BLACKROCK FUNDS LLC LIFEPATH MASTER 2030 PORTFOLIO 400 HOWARD STREET SAN FRANCISCO CA 94105-2618 | 2,914,363 | 18.73 | % | |||||||
BLACKROCK FUNDS LLC LIFEPATH MASTER 2040 PORTFOLIO 400 HOWARD STREET SAN FRANCISCO CA 94105-2618 | 2,380,874 | 15.30 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 921,443 | 5.92 | % | |||||||
BlackRock Commodity Strategies Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 212,235 | 8.64 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 677,874 | 27.61 | % | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 160,518 | 6.54 | % | |||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 219,842 | 8.95 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 526,115 | 21.43 | % | |||||||
J-8
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 153,324 | 6.24 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 243,585 | 9.92 | % | |||||||
BlackRock Commodity Strategies Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 254,683 | 31.84 | % | ||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 96,804 | 12.10 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 77,097 | 9.64 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 153,328 | 19.17 | % | |||||||
BlackRock Developed Real Estate Index Fund – Class K | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 496,000 | 100.00 | % | ||||||
BlackRock Developed Real Estate Index Fund – Institutional | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 64,913 | 97.01 | % | ||||||
BlackRock Developed Real Estate Index Fund – Investor A | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,000 | 79.95 | % | ||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 502 | 20.05 | % | |||||||
BlackRock Disciplined International Fund – Class K | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 490,000 | 100.00 | % | ||||||
BlackRock Disciplined International Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 5,000 | 100.00 | % | ||||||
BlackRock Disciplined International Fund – Investor A | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 5,000 | 100.00 | % | ||||||
J-9
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Disciplined Small Cap Core Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 496,000 | 93.20 | % | ||||||
BlackRock Disciplined Small Cap Core Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 149,910 | 45.39 | % | ||||||
**TD AMERITRADE FBO FBO TDAMERITRADE P.O. BOX 226 OMAHA NE 68103 | 23,031 | 6.97 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 102,181 | 30.94 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 17,433 | 5.28 | % | |||||||
BlackRock Disciplined Small Cap Core Fund – Investor C | BNYM I S TRUST CO CUST ROLLOVER IRA WILLIAM W SLATER MELVIN M SLATER POA 100 BELLEVUE PARKWAY WILMINGTON DE 19809 | 2,461 | 6.46 | % | ||||||
DAVID HWANG 100 BELLEVUE PARKWAY WILMINGTON DE 19809 | 9,280 | 24.36 | % | |||||||
BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,000 | 5.25 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 9,230 | 24.23 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 6,001 | 15.76 | % | |||||||
BlackRock Emerging Market Allocation Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 480,034 | 7.65 | % | ||||||
BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 5,091,436 | 81.13 | % | |||||||
J-10
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Emerging Market Allocation Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 55,388 | 24.87 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 28,872 | 12.96 | % | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 13,973 | 6.27 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 30,976 | 13.91 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 31,451 | 14.12 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 28,277 | 12.70 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 16,642 | 7.47 | % | |||||||
BlackRock Emerging Market Allocation Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 49,916 | 44.89 | % | ||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 37,583 | 33.80 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 7,355 | 6.61 | % | |||||||
BlackRock Emerging Markets Dividend Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 78,474 | 30.18 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 156,007 | 59.99 | % | |||||||
J-11
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Emerging Markets Dividend Fund – Investor A | **AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 26,875 | 12.85 | % | ||||||
GERLACH & CO, LLC/CITIBANK OPEN WE0 3800 CITIGROUP CENTER BUILDING B3-14 TAMPA FL 33610 | 23,000 | 11.00 | % | |||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 37,687 | 18.02 | % | |||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 25,587 | 12.24 | % | |||||||
**JP MORGAN CLEARING CORP 3 CHASE METROTECH CENTER 3RD FLOOR MUTUAL FUND DEPARTMENT BROOKLYN NY 11245 | 17,202 | 8.23 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 27,383 | 13.09 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 18,936 | 9.05 | % | |||||||
BlackRock Emerging Markets Dividend Fund – Investor C | **AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 3,204 | 6.29 | % | ||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 2,699 | 5.30 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 6,193 | 12.16 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 8,696 | 17.08 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 20,136 | 39.54 | % | |||||||
J-12
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Emerging Markets Long/Short Equity Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,627,226 | 13.30 | % | ||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE GLIDEPATH 13-16 YEARS 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 2,723,973 | 9.99 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE GLIDEPATH 17+ YEARS 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 1,952,368 | 7.16 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 2,647,479 | 9.71 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 3,687,344 | 13.52 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 4,666,986 | 17.11 | % | |||||||
BlackRock Emerging Markets Long/Short Equity Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 253,210 | 14.93 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 238,625 | 14.07 | % | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 232,881 | 13.73 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 121,009 | 7.13 | % | |||||||
J-13
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 107,897 | 6.36 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 251,964 | 14.86 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 192,484 | 11.35 | % | |||||||
BlackRock Emerging Markets Long/Short Equity Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 126,666 | 15.41 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 125,767 | 15.30 | % | |||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 58,466 | 7.11 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 62,567 | 7.61 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 155,549 | 18.93 | % | |||||||
**JP MORGAN CLEARING CORP 3 CHASE METROTECH CENTER 3RD FLOOR MUTUAL FUND DEPARTMENT BROOKLYN NY 11245 | 118,380 | 14.40 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 51,336 | 6.25 | % | |||||||
BlackRock Energy & Resources Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 408,191 | 12.26 | % | ||||||
J-14
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
GOULSTORRS & CO, INC 400 ATLANTIC AVE BOSTON MA 02110 | 1,702,785 | 51.16 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY GROWTH PORTFOLIO OPTION 100 BELLEVUE PKWY WILMINGTON DE 19809-3716 | 241,595 | 7.26 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 170,658 | 5.13 | % | |||||||
BlackRock Energy & Resources Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 750,821 | 8.58 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 643,205 | 7.35 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 544,519 | 6.23 | % | |||||||
**LINCOLN NATIONAL LIFE INSURANCE COMPANY 150 N RADNOR CHESTER RD STE C120 RADNOR PA 19087-5248 | 1,938,804 | 22.17 | % | |||||||
BlackRock Energy & Resources Portfolio – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 9,905 | 13.49 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 4,442 | 6.05 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 6,718 | 9.15 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 16,871 | 22.98 | % | |||||||
J-15
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 7,030 | 9.57 | % | |||||||
BlackRock Energy & Resources Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 820,883 | 27.14 | % | ||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 224,402 | 7.42 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 357,937 | 11.83 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 155,624 | 5.14 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 358,964 | 11.87 | % | |||||||
BlackRock Exchange Portfolio – BlackRock | **KNOTFLOAT & CO 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 11,906 | 5.69 | % | ||||||
SEI PRIVATE TRUST CO C/O MELLON BANK ONE FREEDOM VALLEY DRIVE OAKS PA 19456 | 10,835 | 5.18 | % | |||||||
THOMAS B WALKER JR 100 BELLEVUE PARKWAY WILMINGTON DE 19809 | 11,142 | 5.32 | % | |||||||
BlackRock Flexible Equity Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 84,979 | 70.11 | % | ||||||
**MG TRUST COMPANY CUST. FBO MIDSHIP MARINE, INC. 717 17TH STREET SUITE 1300 DENVER CO 80202 | 13,788 | 11.38 | % | |||||||
J-16
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**STATE STREET BANK AND TRUST TTEE AND/OR CUSTODIAN (FBO) ADP ACCESS PRODUCT 1 LINCOLN STREET-2901 BOSTON MA 02111 | 11,145 | 9.19 | % | |||||||
**CHRISTIAN SOMERS FBO MELROSE NAMEPLATE & LABEL CO. 401(K) PROFIT SHARING PLAN & TRUST 26575 CORPORATE AVE HAYWARD, CA 94545 | 9,777 | 8.07 | % | |||||||
BlackRock Flexible Equity Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 473,122 | 14.73 | % | ||||||
**FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 464,189 | 14.45 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 477,909 | 14.88 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 488,159 | 15.19 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 178,019 | 5.54 | % | |||||||
BlackRock Flexible Equity Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,995,536 | 6.66 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 4,242,411 | 14.16 | % | |||||||
J-17
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 1,664,164 | 5.55 | % | |||||||
**LINCOLN NATIONAL LIFE INSURANCE COMPANY 150 N RADNOR CHESTER RD STE C120 RADNOR PA 19087-5248 | 2,871,461 | 9.58 | % | |||||||
BlackRock Flexible Equity Fund – Investor B | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 40,601 | 13.35 | % | ||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 36,785 | 12.10 | % | |||||||
BlackRock Flexible Equity Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 2,138,451 | 31.34 | % | ||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 752,752 | 11.03 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 778,752 | 11.41 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 539,474 | 7.91 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 469,654 | 6.88 | % | |||||||
BlackRock Flexible Equity Fund – Service | BLACKROCK FUNDS MLPF S CUST FPO DAVID G CHERUP IRA PO BOX 8907 WILMINGTON DE 19899-8907 | 667 | 7.34 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 892 | 9.82 | % | |||||||
J-18
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 1,372 | 15.11 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 2,407 | 26.51 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 3,544 | 39.03 | % | |||||||
BlackRock Global Long/Short Credit Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 143,731,479 | 31.83 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 24,858,681 | 5.50 | % | |||||||
**WELLS FARGO BANK NA FBO PO BOX 1533 MINNEAPOLIS MN 55480 | 51,687,845 | 11.45 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 65,859,736 | 14.58 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 47,428,564 | 10.50 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 26,756,626 | 5.93 | % | |||||||
BlackRock Global Long/Short Credit Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 6,738,515 | 9.13 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 10,740,250 | 14.55 | % | |||||||
J-19
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 16,750,432 | 22.69 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 3,826,970 | 5.18 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 16,668,295 | 22.58 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 6,188,858 | 8.38 | % | |||||||
BlackRock Global Long/Short Credit Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 12,913,538 | 42.98 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 3,934,912 | 13.10 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 3,592,753 | 11.96 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,841,971 | 6.13 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 1,714,440 | 5.71 | % | |||||||
BlackRock Global Long/Short Equity Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 42,050,111 | 32.83 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 8,291,639 | 6.47 | % | |||||||
J-20
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 19,738,207 | 15.41 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 16,515,296 | 12.90 | % | |||||||
BlackRock Global Long/Short Equity Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,930,842 | 10.20 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 1,951,740 | 10.31 | % | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 4,607,832 | 24.34 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 1,201,664 | 6.35 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 2,172,225 | 11.47 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 2,279,365 | 12.04 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 2,053,686 | 10.85 | % | |||||||
BlackRock Global Long/Short Equity Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 2,226,651 | 26.76 | % | ||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 615,625 | 7.40 | % | |||||||
J-21
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 1,158,557 | 13.93 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 474,112 | 5.70 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 758,420 | 9.12 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 1,688,620 | 20.30 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 494,670 | 5.95 | % | |||||||
BlackRock Global Opportunities Portfolio – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 203,828 | 33.83 | % | ||||||
**STATE STREET BANK AND TRUST AS TTEE AND/OR CUSTODIAN (FBO) ADP ACCESS PRODUCT 1 LINCOLN STREET BOSTON MA 02111 | 273,417 | 45.38 | % | |||||||
**RELIANCE TRUST COMPANY FBO MASSMUTUAL DMF P.O. BOX 48529 ATLANTA GA 30362 | 31,570 | 5.24 | % | |||||||
BlackRock Global Opportunities Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,195,887 | 57.44 | % | ||||||
CENTURYLINK-CLARKE M WILLIAMS FDN C/O CENTURYLINK INVESTMENT MGMT CO 1801 CALIFORNIA ST STE 3800 DENVER CO 80202-2612 | 385,079 | 6.92 | % | |||||||
J-22
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**RBC CAPITAL MARKETS LLC 60 S 6TH ST MINNEAPOLIS MN 55402-4400 | 384,239 | 6.91 | % | |||||||
BlackRock Global Opportunities Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 7,667,670 | 61.57 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 678,628 | 5.45 | % | |||||||
BlackRock Global Opportunities Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 2,101,407 | 54.51 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 204,755 | 5.31 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 632,679 | 16.41 | % | |||||||
BlackRock Health Sciences Opportunities Portfolio – Class R | **VOYA INSTITUTIONAL TRUST COMPANY ONE ORANGE WAY WINDSOR CT 06095-4774 | 1,853,071 | 54.61 | % | ||||||
**MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 555,133 | 16.36 | % | |||||||
BlackRock Health Sciences Opportunities Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 6,989,898 | 22.14 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 1,989,860 | 6.30 | % | |||||||
J-23
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 1,634,810 | 5.18 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 2,132,630 | 6.76 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 3,121,056 | 9.89 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 5,016,980 | 15.89 | % | |||||||
BlackRock Health Sciences Opportunities Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 7,558,626 | 12.14 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 4,288,167 | 6.89 | % | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 5,322,753 | 8.55 | % | |||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 4,015,295 | 6.45 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 8,285,434 | 13.31 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 6,312,592 | 10.14 | % | |||||||
BlackRock Health Sciences Opportunities Portfolio – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 52,207 | 22.12 | % | ||||||
J-24
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 17,065 | 7.23 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 13,616 | 5.77 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 21,324 | 9.03 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 23,236 | 9.84 | % | |||||||
**RBC CAPITAL MARKETS LLC 60 S 6TH ST MINNEAPOLIS MN 55402-4400 | 16,365 | 6.93 | % | |||||||
BlackRock Health Sciences Opportunities Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 6,644,235 | 23.66 | % | ||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,460,018 | 5.20 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 1,604,450 | 5.71 | % | |||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 1,533,150 | 5.46 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 2,366,632 | 8.43 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 3,377,418 | 12.03 | % | |||||||
J-25
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,855,580 | 6.61 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 3,481,840 | 12.40 | % | |||||||
BlackRock Health Sciences Opportunities Portfolio – Service | **TD AMERITRADE FBO FBO TDAMERITRADE P.O. BOX 226 OMAHA NE 68103 | 79,528 | 9.83 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 236,977 | 29.29 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 67,560 | 8.35 | % | |||||||
BlackRock Impact U.S. Equity Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 1,995,000 | 99.99 | % | ||||||
BlackRock Impact U.S. Equity Fund – Investor A | **TD AMERITRADE FBO FBO TDAMERITRADE P.O. BOX 226 OMAHA NE 68103 | 1,505 | 18.15 | % | ||||||
BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,500 | 30.15 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 4,286 | 51.70 | % | |||||||
BlackRock Impact U.S. Equity Fund – Investor C | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,500 | 100.00 | % | ||||||
BlackRock International Opportunities Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,720,515 | 13.33 | % | ||||||
J-26
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY INTERNATIONAL OPPORTUNITIES OPTION 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 1,580,167 | 12.24 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 1,074,250 | 8.32 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 1,100,436 | 8.52 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,347,553 | 10.44 | % | |||||||
BlackRock International Opportunities Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,026,812 | 21.89 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 931,163 | 6.73 | % | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 962,881 | 6.96 | % | |||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 966,900 | 6.99 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 870,798 | 6.30 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 1,147,995 | 8.30 | % | |||||||
BlackRock International Opportunities Portfolio – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 8,384 | 13.16 | % | ||||||
J-27
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT (FBO) CUSTOMERS 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 4,606 | 7.23 | % | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 4,817 | 7.56 | % | |||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS 211 MAIN ST SAN FRANCISCO CA 94105 | 3,799 | 5.96 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 11,531 | 18.10 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 8,565 | 13.45 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 5,168 | 8.11 | % | |||||||
BlackRock International Opportunities Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 912,610 | 25.61 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 207,434 | 5.82 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 211,627 | 5.94 | % | |||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 262,563 | 7.37 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 357,326 | 10.03 | % | |||||||
J-28
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 636,074 | 17.85 | % | |||||||
BlackRock International Opportunities Portfolio – Service | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 248,282 | 41.41 | % | ||||||
**SAXON & CO. FBO 20-01-302-9912426 VI OMNIBUS ACCOUNT VICA P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 48,839 | 8.15 | % | |||||||
**MASSMUTUAL LIFE INSURANCE COMPANY 1295 STATE ST MIP C105 SPRINGFIELD MA 01111-0001 | 73,069 | 12.19 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 106,607 | 17.78 | % | |||||||
BlackRock Macro Themes Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,995,000 | 99.76 | % | ||||||
BlackRock Macro Themes Fund – Investor A | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,500 | 19.83 | % | ||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 10,010 | 79.38 | % | |||||||
BlackRock Macro Themes Fund – Investor C | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,500 | 100.00 | % | ||||||
BlackRock Managed Volatility Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 7,728,249 | 40.23 | % | ||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE GLIDEPATH 13-16 YEARS 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 1,922,318 | 10.01 | % | |||||||
J-29
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE PORTFOLIO OPTION 100 BELLEVUE PKWY WILMINGTON DE 19809-3716 | 983,701 | 5.12 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY GROWTH PORTFOLIO OPTION 100 BELLEVUE PKWY WILMINGTON DE 19809-3716 | 1,965,577 | 10.23 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY AGRESSIVE GROWTH PORTFOLIO OPTION 100 BELLEVUE PKWY WILMINGTON DE 19809-3716 | 1,078,186 | 5.61 | % | |||||||
BlackRock Managed Volatility Portfolio – Investor A | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 3,778,603 | 17.43 | % | ||||||
BlackRock Managed Volatility Portfolio – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 20,905 | 9.10 | % | ||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 12,334 | 5.37 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 17,988 | 7.83 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 41,780 | 18.19 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 14,286 | 6.22 | % | |||||||
J-30
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Managed Volatility Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,218,132 | 25.84 | % | ||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 258,417 | 5.48 | % | |||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 258,733 | 5.49 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 609,293 | 12.93 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 607,885 | 12.90 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 322,331 | 6.84 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 297,330 | 6.31 | % | |||||||
BlackRock Managed Volatility Portfolio – Service | **SAXON & CO. P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 18,344 | 13.91 | % | ||||||
**SAXON & CO. P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 69,645 | 52.82 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 7,651 | 5.80 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 9,129 | 6.92 | % | |||||||
BlackRock Mid-Cap Growth Equity Portfolio – Class R | **HARTFORD LIFE INSURANCE COMPANY PO BOX 2999 HARTFORD CT 06104-2999 | 61,954 | 10.65 | % | ||||||
J-31
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 283,293 | 48.71 | % | |||||||
BlackRock Mid-Cap Growth Equity Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 884,648 | 18.49 | % | ||||||
THE WALLACE ALEXANDER GERBODE FOUNDATION 77 VAN NESS AVE STE 200 SAN FRANCISCO CA 94102 | 279,260 | 5.84 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 451,602 | 9.44 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 562,591 | 11.76 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 641,256 | 13.41 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 386,680 | 8.08 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 282,682 | 5.91 | % | |||||||
BlackRock Mid-Cap Growth Equity Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,660,662 | 6.58 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 2,584,598 | 10.24 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 1,341,339 | 5.31 | % | |||||||
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Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Mid-Cap Growth Equity Portfolio – Investor B | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 10,733 | 6.26 | % | ||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 20,905 | 12.19 | % | |||||||
BlackRock Mid-Cap Growth Equity Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 995,000 | 22.73 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 332,907 | 7.60 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 258,790 | 5.91 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 501,160 | 11.45 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 411,384 | 9.40 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 322,689 | 7.37 | % | |||||||
**RBC CAPITAL MARKETS LLC 60 S 6TH ST MINNEAPOLIS MN 55402-4400 | 244,244 | 5.58 | % | |||||||
BlackRock Mid-Cap Growth Equity Portfolio – Service | **TD AMERITRADE FBO FBO TDAMERITRADE P.O. BOX 226 OMAHA NE 68103 | 77,786 | 68.74 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 19,717 | 17.42 | % | |||||||
**RBC CAPITAL MARKETS LLC 60 S 6TH ST MINNEAPOLIS MN 55402-4400 | 10,239 | 9.05 | % | |||||||
J-33
Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock MidCap Index Fund – Class K | **STRAFE & CO FBO GUIDING EYES FOR THE BLIND, INC P.O. BOX 6924 NEWARK, DE, 19714-6924 | 494,030 | 9.85 | % | ||||||
BlackRock MidCap Index Fund – Institutional | **JP MORGAN CLEARING CORP 3 CHASE METROTECH CENTER 3RD FLOOR MUTUAL FUND DEPARTMENT BROOKLYN NY 11245 | 207,575,577 | 98.02 | % | ||||||
BlackRock MidCap Index Fund – Investor A | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 10,414 | 100.00 | % | ||||||
BlackRock Money Market Portfolio – Institutional | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 125,982,569 | 11.79 | % | ||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE GLIDEPATH 13-16 YEARS 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 140,680,995 | 13.16 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE GLIDEPATH 17+ YEARS 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 167,943,408 | 15.71 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MONEY MARKET OPTION 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 110,247,669 | 10.31 | % | |||||||
BlackRock Money Market Portfolio – Investor A | **SAXON & CO PO BOX 7780-1888 PHILADELPHIA PA 19182 | 23,779,323 | 7.20 | % | ||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 19,272,586 | 5.84 | % | |||||||
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Table of Contents
Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 19,316,718 | 5.85 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 139,543,338 | 42.26 | % | |||||||
BlackRock Money Market Portfolio – Investor B | **FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 201,855 | 44.60 | % | ||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 115,521 | 25.52 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 46,189 | 10.20 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 31,049 | 6.86 | % | |||||||
BlackRock Money Market Portfolio – Investor C | **UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 2,901,166 | 5.90 | % | ||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 2,649,359 | 5.39 | % | |||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 3,734,103 | 7.60 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 6,310,607 | 12.84 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 12,466,700 | 25.37 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Money Market Portfolio – Service | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 312,123,458 | 98.44 | % | ||||||
BlackRock MSCI Asia ex Japan Index Fund – Class K | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 11,739 | 100.00 | % | ||||||
BlackRock MSCI Asia ex Japan Index Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 1,505,527 | 84.05 | % | ||||||
**STRAFE & CO FBO GREATER CHICAGO FOOD DEPOSITORY P.O. BOX 6924 NEWARK, DE, 19714-6924 | 275,127 | 15.36 | % | |||||||
BlackRock MSCI World Index Fund – Class K | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 10,487 | 100.00 | % | ||||||
BlackRock MSCI World Index Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 1,502,096 | 25.39 | % | ||||||
**STRAFE & CO FBO JOHN & MARY B GRIER P.O. BOX 6924 NEWARK, DE, 19714-6924 | 544,070 | 9.20 | % | |||||||
**STRAFE & CO FBO STEVEN AND MARY READ LIVING TRU P.O. BOX 6924 NEWARK, DE, 19714-6924 | 309,829 | 5.24 | % | |||||||
BlackRock Multi-Asset Real Return Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 4,431,775 | 81.55 | % | ||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 565,033 | 10.40 | % | |||||||
BlackRock Multi-Asset Real Return Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 28,469 | 7.91 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 32,379 | 8.99 | % | |||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 30,024 | 8.34 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 106,304 | 29.52 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 18,089 | 5.02 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 77,488 | 21.52 | % | |||||||
BlackRock Multi-Asset Real Return Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 15,637 | 9.24 | % | ||||||
**EDWARD D. JONES AND CO. 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | 13,315 | 7.87 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 74,411 | 43.97 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 13,445 | 7.94 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 30,098 | 17.78 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 10,789 | 6.38 | % | |||||||
BlackRock Multi-Manager Alternative Strategies Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 9,980,000 | 93.82 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Multi-Manager Alternative Strategies Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 12,804 | 13.33 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 6,512 | 6.78 | % | |||||||
BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 10,000 | 10.41 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 40,707 | 42.38 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 15,786 | 16.44 | % | |||||||
BlackRock Multi-Manager Alternative Strategies Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 11,609 | 16.14 | % | ||||||
BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 10,000 | 13.90 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 46,302 | 64.37 | % | |||||||
BlackRock Municipal Money Market Portfolio – Institutional | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 52,982,419 | 97.89 | % | ||||||
BlackRock Municipal Money Market Portfolio – Investor A | HARRY J CHMELYNSKI AND JOHN D CHMELYNSKI & JOSEPH M AND CHMELYNSKI & HARRY J CHMELYNSKI JT TEN WROS 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 48,187 | 6.92 | % | ||||||
J-38
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 61,833 | 8.88 | % | |||||||
**STIFEL NICOLAUS & CO INC 501 NORTH BROADWAY ST LOUIS MO 63102 | 480,611 | 69.04 | % | |||||||
BlackRock Municipal Money Market Portfolio – Service | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 37,724,530 | 99.98 | % | ||||||
BlackRock New Jersey Municipal Money Market Portfolio – Institutional | RASHI VERMA AND DEEPANKAR SHARMA JTWROS 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 3,005 | 45.12 | % | ||||||
JEFFREY J WOLFANGER AND SUSAN K WOLFANGER JT TEN WROS 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 342 | 5.13 | % | |||||||
BlackRock New Jersey Municipal Money Market Portfolio – Investor A | DENISE DESANTIS 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 20,029 | 8.09 | % | ||||||
ANGELO STRACQUATANIO DOROTHY STRACQUATANIO JT TEN 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 212,395 | 85.77 | % | |||||||
BlackRock New Jersey Municipal Money Market Portfolio – Service | **MARIL & CO FBO NF 11270 WEST PARK PLACE STE 400 MILWAUKEE WI 53224 | 141,275 | 60.68 | % | ||||||
PAUL DILODOVICO TRST PAUL DILODOVICO LIVING TRUST PO BOX 2313 VINCENTOWN NJ 08088-2313 | 16,937 | 7.27 | % | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 13,200 | 5.67 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock North Carolina Municipal Money Market Portfolio – Institutional | **RELIANCE TRUST COMPANY 500 NORTHPARK 1100 ABERNATHY ROAD STE 400 ATLANTA GA 30328 | 1,311,245 | 71.63 | % | ||||||
**FIFTH THIRD BANK TTEE FBO ACI CASH SWEEP 5001 KINGSLEY DRIVE CINCINNATI OH 45263 | 459,131 | 25.08 | % | |||||||
BlackRock North Carolina Municipal Money Market Portfolio – Investor A | CINDY MINEUR CUST TARYN MINEUR UNIF GIFT MIN ACT OK 21 100 BELLEVUE PARKWAY WILLIMINGTON, DE 19809 | 2,381 | 100.00 | % | ||||||
BlackRock North Carolina Municipal Mm Portfolio – Service | **TRUST COMPANY OF THE SOUTH P O BOX 1898 BURLINGTON NC 27216 | 1 | 100.00 | % | ||||||
BlackRock Ohio Municipal Money Market Portfolio – Institutional | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 155,460,504 | 98.71 | % | ||||||
BlackRock Ohio Municipal Money Market Portfolio – Investor A | BARNIE W WASHINGTON AND BEVERLY J WASHINGTON 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 5,000 | 12.20 | % | ||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 33,003 | 80.51 | % | |||||||
BlackRock Ohio Municipal Money Market Portfolio – Service | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 4,688,601 | 100.00 | % | ||||||
BlackRock Pennsylvania Municipal Money Market Portfolio – Institutional | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 421,843,386 | 96.12 | % | ||||||
BlackRock Pennsylvania Municipal Money Market Portfolio – Investor A | CATHERINE A LEAHY 100 BELLEVUE PARKWAY WILLMINGTON, DE 19809 | 15,001 | 30.87 | % | ||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 30,093 | 61.93 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Pennsylvania Municipal Money Market Portfolio – Service | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 8,917,029 | 100.00 | % | ||||||
BlackRock Real Estate Securities Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 57,073 | 7.12 | % | ||||||
BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 517,586 | 64.60 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 111,890 | 13.97 | % | |||||||
BlackRock Real Estate Securities Fund – Investor A | **AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 201,695 | 11.63 | % | ||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 796,254 | 45.92 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 146,618 | 8.45 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 219,710 | 12.67 | % | |||||||
BlackRock Real Estate Securities Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 106,525 | 40.52 | % | ||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 16,270 | 6.19 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 16,779 | 6.38 | % | |||||||
J-41
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 15,247 | 5.80 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 41,947 | 15.95 | % | |||||||
BlackRock Science & Technology Opportunities Portfolio – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 152,186 | 48.96 | % | ||||||
BlackRock Science & Technology Opportunities Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,341,981 | 33.74 | % | ||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 204,838 | 5.15 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 238,039 | 5.98 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 657,141 | 16.52 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 226,732 | 5.70 | % | |||||||
BlackRock Science & Technology Opportunities Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,523,192 | 33.39 | % | ||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 919,939 | 8.72 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 916,074 | 8.68 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 1,331,542 | 12.62 | % | |||||||
BlackRock Science & Technology Opportunities Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,228,161 | 33.80 | % | ||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 333,555 | 9.18 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 240,762 | 6.63 | % | |||||||
**JP MORGAN CLEARING CORP 3 CHASE METROTECH CENTER 3RD FLOOR MUTUAL FUND DEPARTMENT BROOKLYN NY 11245 | 230,918 | 6.36 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 192,319 | 5.29 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 354,929 | 9.77 | % | |||||||
BlackRock Science & Technology Opportunities Portfolio – Service | **TD AMERITRADE FBO FBO TDAMERITRADE P.O. BOX 226 OMAHA NE 68103 | 15,079 | 14.94 | % | ||||||
**GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 6,826 | 6.76 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**MATRIX TRUST COMPANY AS TTEE FBO MOON LAKE ELECTRIC ASSOC INC 401KPP PO BOX 52129 PHOENIX AZ 85072-2129 | 13,774 | 13.65 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 6,824 | 6.76 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 46,492 | 46.07 | % | |||||||
BlackRock Short Obligations Fund – Class K | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 1,500,450 | 40.87 | % | ||||||
TAUCK INC 10 NORDEN PL NORWALK CT 06855-1454 | 1,003,080 | 27.33 | % | |||||||
**SAXON & CO P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 1,007,010 | 27.43 | % | |||||||
BlackRock Short Obligations Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 1,000,000 | 97.61 | % | ||||||
BlackRock Small Cap Growth Equity Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,842,466 | 13.04 | % | ||||||
**FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 4,269,088 | 14.48 | % | |||||||
| �� | **BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY GROWTH PORTFOLIO OPTION 100 BELLEVUE PKWY WILMINGTON DE 19809-3716 | 1,960,619 | 6.65 | % | ||||||
J-44
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 5,753,154 | 19.52 | % | |||||||
BlackRock Small Cap Growth Equity Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 8,909,088 | 49.43 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,807,833 | 10.03 | % | |||||||
BlackRock Small Cap Growth Equity Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 900,511 | 29.46 | % | ||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 400,908 | 13.11 | % | |||||||
**RBC CAPITAL MARKETS LLC 60 S 6TH ST MINNEAPOLIS MN 55402-4400 | 579,656 | 18.96 | % | |||||||
BlackRock Small Cap Growth Equity Portfolio – Service | **VANGUARD FIDUCIARY TRUST COMPANY PO BOX 2600 VALLEY FORGE PA 19482-2600 | 115,806 | 8.80 | % | ||||||
**SAXON & CO. VI OMNIBUS ACCOUNT VICA P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 431,596 | 32.81 | % | |||||||
**GREAT-WEST TRUST COMPANY LLC TRUST/RETIREMENT PLANS 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 227,278 | 17.28 | % | |||||||
ICMA RETIREMENT CORPORATION 777 NORTH CAPITOL STREET, NE WASHINGTON DC 20002 | 356,381 | 27.10 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Small/Mid Cap Index Fund – Class K | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 996,000 | 73.47 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 359,691 | 26.53 | % | |||||||
BlackRock Small/Mid Cap Index Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,000 | 100.00 | % | ||||||
BlackRock Small/Mid Cap Index Fund – Investor A | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,000 | 67.80 | % | ||||||
**BNYM I S TRUST CO CUST ROTH IRA FBO RYAN P BEHRENDS 519 NORTH 4TH AVENUE ROCHELLE IL 61068-0000 | 389 | 13.19 | % | |||||||
BNYM I S TRUST CO CUST ROLLOVER IRA MEGAN HOPWOOD 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 561 | 19.01 | % | |||||||
BlackRock Strategic Risk Allocation Fund – Institutional | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,504,182 | 81.41 | % | ||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 300,797 | 9.78 | % | |||||||
BlackRock Strategic Risk Allocation Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 71,285 | 46.37 | % | ||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 27,179 | 17.68 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 28,049 | 18.25 | % | |||||||
BlackRock Strategic Risk Allocation Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 9,897 | 18.49 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 3,994 | 7.46 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 9,477 | 17.71 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 11,721 | 21.90 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 12,297 | 22.98 | % | |||||||
BlackRock Total Stock Market Index Fund – Class K | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 996,000 | 100.00 | % | ||||||
BlackRock Total Stock Market Index Fund – Institutional | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 127,767 | 97.62 | % | ||||||
BlackRock Total Stock Market Index Fund – Investor A | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,000 | 100.00 | % | ||||||
BlackRock U.S. Opportunities Portfolio – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 2,802,642 | 12.95 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 1,759,675 | 8.13 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 1,177,845 | 5.44 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 4,361,281 | 20.15 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 2,462,262 | 11.37 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock U.S. Opportunities Portfolio – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,301,980 | 10.51 | % | ||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,161,235 | 9.37 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 636,836 | 5.14 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,500,591 | 12.11 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 1,208,159 | 9.75 | % | |||||||
BlackRock U.S. Opportunities Portfolio – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 30,686 | 12.62 | % | ||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 44,559 | 18.32 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 41,131 | 16.91 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 30,214 | 12.42 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 29,038 | 11.94 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock U.S. Opportunities Portfolio – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,484,235 | 20.48 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 628,658 | 8.67 | % | |||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 618,829 | 8.54 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 671,960 | 9.27 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 1,702,646 | 23.49 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 417,474 | 5.76 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 432,077 | 5.96 | % | |||||||
BlackRock U.S. Opportunities Portfolio – Service | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 77,256 | 9.21 | % | ||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 260,529 | 31.07 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 181,863 | 21.69 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 84,787 | 10.11 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock U.S. Treasury Money Market Portfolio – Institutional | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 178,675,158 | 54.99 | % | ||||||
BURTON PARTNERSHIP QP LIMITED PARTNERSHIP 614 W BAY ST TAMPA FL 33606-2718 | 54,478,023 | 16.77 | % | |||||||
BURTON PARTNERSHIP LIMITED PARTNERSHIP 614 W BAY ST TAMPA FL 33606-2718 | 18,159,341 | 5.59 | % | |||||||
BlackRock U.S. Treasury Money Market Portfolio – Investor A | **SAXON & CO P.O. BOX 7780-1888 PHILADELPHIA, PA 19182 | 5,218,225 | 25.03 | % | ||||||
**RELIANCE TRUST COMPANY FBO DENT BAKER & CO P.O. BOX 48529 ATLANTA GA 30362 | 2,009,162 | 9.64 | % | |||||||
**MID ATLANTIC TRUST COMPANY FBO RAPTOR GROUP HOLDINGS LP 401(K) PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PLACE SUITE 525 PITTSBURGH, PA 15222 | 1,165,617 | 5.59 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 2,743,229 | 13.16 | % | |||||||
BlackRock U.S. Treasury Money Market Portfolio – Service | **PNC BANK SAXON & COMPANY PO BOX 7780-1888 PHILADELPHIA PA 19182 | 62,423,671 | 89.29 | % | ||||||
**BANK OF NEW YORK HARE & CO 2 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY 13057 | 7,191,169 | 10.29 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Virginia Municipal Money Market Portfolio – Institutional | **BRANCH BANKING & TRUST COMPANY WILBRANCH & COMPANY TRUST DEPARTMENT 223 WEST NASH STREET P O BOX 2887 WILSON NC 27894 | 4,021,600 | 100.00 | % | ||||||
BlackRock Funds III |
| |||||||||
BLACKROCK CASH FUNDS: INSTITUTIONAL – Aon Captive | **BARCLAYS NOMINEE MANX RE AZ MONT INSURANCE COMPANY BARCLAYS HOUSE, VICTORIA STREET DOUGLAS ISLE OF MAN IMI 2LE | 5,555,555 | 64.92 | % | ||||||
GEISINGER INSURANCE CORPORATION 76 ST PAUL STREET SUITE 500 BURLINGTON, VT 05401 | 1,000,000 | 11.69 | % | |||||||
PHYSICIANS PROF LIAB RRG INC 76 ST PAUL STREET SUITE 500 BURLINGTON, VT 05401 | 1,000,000 | 11.69 | % | |||||||
**BARCLAYS NOMINEES (MANX) LTD- RE ADVENT INSURANCE COMPANY LTD BARCLAYS HOUSE, VICTORIA STREET DOUGLAS ISLE OF MAN IMI 2LE | 914,113 | 10.68 | % | |||||||
BLACKROCK CASH FUNDS: INSTITUTIONAL – Institutional | **THE TRAVELERS INDEMNITY COMPANY, AS MANAGER FOR THE TRAVELERS MONEY MARKET LIQUIDITY POOL FIXED INCOME DEPT 385 WASHINGTON STREET SAINT PAUL, MN 55102 | 925,000,000 | 46.01 | % | ||||||
TIME WARNER CABLE INC 7820 CRESCENT EXECUTIVE DRIVE CHARLOTTE, NC 28217 | 204,637,842 | 10.18 | % | |||||||
SPRINGLEAF FINANCE CORPORATION 601 NW 2ND STREET EVANSVILLE, IN 47708 | 150,000,000 | 7.46 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**HARRIS NESBITT CORP BRKR & SVC AGT & HARRIS NA OMNIBUS CUSTODN/SUB-SVC AGT FOR HARRIS FCM CLIENT GRP 111 W MONROE ST LL/EAST CHICAGO, IL 60603 | 130,000,000 | 6.47 | % | |||||||
**MERRILL LYNCH, PIERCE, FENNER & SMITH INC 200 NORTH COLLEGE STREET 3RD FLOOR CHARLOTTE, NC 28255 | 123,075,509 | 6.12 | % | |||||||
AT&T INC 208 S AKARD STREET ROOM 2750.10 DALLAS, TX 75202 | 101,699,932 | 5.06 | % | |||||||
BLACKROCK CASH FUNDS: INSTITUTIONAL – Select | **BEAR STEARNS SECURITIES CORP ONE METROTECH CENTER NORTH BROOKLYN, NY 11201 | 4,455 | 82.63 | % | ||||||
**BEAR STEARNS SECURITIES CORP ONE METROTECH CENTER NORTH BROOKLYN, NY 11201 | 525 | 9.73 | % | |||||||
BLACKROCK CASH FUNDS: INSTITUTIONAL – SL Agency | **BGI NA ON BEHALF OF VARIOUS CLIENTS 400 HOWARD STREET SAN FRANCISCO, CA 94105-2618 | 41,011,158,262 | 98.06 | % | ||||||
BLACKROCK CASH FUNDS: PRIME – Capital | **CHICAGO MERCANTILE EXCHANGE INC CFTC 1.26 FUTURES CUSTOMER SEGREGATED OMNIBUS ACCOUNT 20 SOUTH WACKER DRIVE CHICAGO, IL 60606 | 571,242,488 | 26.08 | % | ||||||
**JP MORGAN CLEARING CORP ONE METROTECH CENTER NORTH BROOKLYN, NY 11201 | 564,441,962 | 25.77 | % | |||||||
**CHARLES SCHWAB CORPORATION 101 MONTGOMERY STREET SAN FRANCISCO, CA 94104 | 300,000,000 | 13.69 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**BROWN BROTHERS HARRIMAN & CO COMSET DISTRIBUTION CENTER 525 WASHINGTON BLVD JERSEY CITY, NJ 07310 | 240,000,000 | 10.96 | % | |||||||
**MERRILL LYNCH, PIERCE, FENNER & SMITH INC 200 NORTH COLLEGE STREET 3RD FLOOR CHARLOTTE NC 28255-0001 | 157,531,769 | 7.19 | % | |||||||
BLACKROCK CASH FUNDS: PRIME – Institutional | **THE BANK OF NEW YORK MELLON AS AGENT FOR ITS SECURITY LENDING CLIENTS 101 BARCLAY STREET | 1,642,768,000 | 13.79 | % | ||||||
**BNY OCS NOMINEES LTD 111 SANDERS CREEK PKWY EAST SYRACUSE, NY 13057 | 1,569,456,922 | 13.17 | % | |||||||
**MERRILL LYNCH, PIERCE, FENNER & SMITH INC 200 NORTH COLLEGE STREET 3RD FLOOR CHARLOTTE NC 28255-0001 | 951,151,550 | 7.98 | % | |||||||
**JP MORGAN CLEARING CORP ONE METROTECH CENTER NORTH BROOKLYN, NY 11201 | 936,278,692 | 7.86 | % | |||||||
EXELON CORPORATION 10 SOUTH DEARBORN 52ND FLOOR CHICAGO, IL 60603 | 695,701,442 | 5.84 | % | |||||||
**GOLDMAN SACHS GLOBAL SERVICE OMNIBUS ACCOUNT GOLDMAN SACHS AND CO 71 SOUTH WACKER DRIVE SUITE 500 CHICAGO, IL 60606 | 613,008,486 | 5.14 | % | |||||||
BLACKROCK CASH FUNDS: PRIME – Premium | **NATIONAL SECURITIES CLEARING CORPORATION 55 WATER STREET NEW YORK, NY 10041 | 487,000,000 | 42.42 | % | ||||||
BNY OCS NOMINEES LTD 111 SANDERS CREEK PKWY EAST SYRACUSE, NY 13057 | 364,136,674 | 31.72 | % | |||||||
J-53
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
CALHOUN AND CO 411 W LAFAYETTE MC 3455 DETROIT, MI 48226 | 192,745,087 | 16.79 | % | |||||||
GENERAL MILLS INC PO BOX 1113 MINNEAPOLIS, MN 55440 | 60,783,000 | 5.29 | % | |||||||
BLACKROCK CASH FUNDS: PRIME – SL Agency | **INVESTORS BANK AND TRUST AS CUSTODIAN FBO ISHARES LEHMAN AGGREGATE BOND FUND MAIL CODE ETF068 200 CLARENDON STREET BOSTON, MA 02116 | 2,978,891,430 | 36.04 | % | ||||||
**BGI NA ON BEHALF OF VARIOUS CLIENTS 400 HOWARD STREET SAN FRANCISCO, CA 94105-2618 | 2,809,759,745 | 33.99 | % | |||||||
**IBT AS CUSTODIAN ISHARES LEHMAN MBS FIXED RATE BOND FUND 200 CLARENDON STREET BOSTON, MA 02116 | 2,230,626,597 | 26.99 | % | |||||||
BLACKROCK CASH FUNDS: TREASURY – Select | **UNION BANK TRUST 530 B STREET SAN DIEGO, CA 9210 | 1 | 100.00 | % | ||||||
BLACKROCK CASH FUNDS: TREASURY – SL Agency | **INVESTORS BANK & TRUST CUST FBO ISHARES S&P 500 SWEEP ACCOUNT 200 CLARENDON STREET BOSTON, MA 02116 | 152,373,726 | 8.05 | % | ||||||
**STATE STREET BANK & TRUST AS CUSTODIAN ISHARES CORE MSCI EAFE ETF 200 CLARENDON STREET BOSTON, MA 02116 | 137,532,238 | 7.27 | % | |||||||
**IBT AS CUSTODIAN ISHARES LEHMAN 1-3 YEAR CREDIT BOND FUND 200 CLARENDON STREET BOSTON, MA 02116 | 106,962,151 | 5.65 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**INVESTORS BANK & TRUST AS CUSTODIAN ISHARES S&P US PREFERRED STOCK INDEX FUND 200 CLARENDON STREET BOSTON, MA 02116 | 105,210,042 | 5.56 | % | |||||||
**INVESTORS BANK & TRUST CUST FBO ISHARES S&P MIDCAP 400 SWEEP ACCT MAIL CODE ETF068 200 CLARENDON STREET BOSTON, MA 02116 | 104,200,033 | 5.51 | % | |||||||
BlackRock CoreAlpha Bond Fund – Institutional | **GOLDMAN SACHS & CO C/O PWM MUTUAL FUNDOPS 295 CHIPETA WAY SALT LAKE CITY UT 84108-1287 | 17,922,591 | 80.12 | % | ||||||
INTERNATIONAL CRISIS GROUP 1629 K ST NW STE 450 WASHINGTON DC 20006-1677 | 1,512,509 | 6.76 | % | |||||||
**WELLS FARGO BANK NA FBO TEAMSTERS LOCAL 631 SEC TST PO BOX 1533 MINNEAPOLIS, MN 55480 | 1,367,151 | 6.11 | % | |||||||
BlackRock CoreAlpha Bond Fund – Investor A | STEVIE W ELLISON TTEE 2014 STEVIE W ELLISON REVOCABLE TRUST 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 88,033 | 36.34 | % | ||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 127,467 | 52.62 | % | |||||||
BlackRock CoreAlpha Bond Fund – Investor C | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 1,924 | 7.31 | % | ||||||
SHIRLEY M & BRUCE A HELMBERCHT TTEES SHIRLEY MARIE HELMBRECHT LIV TRUST 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 3,195 | 12.15 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 3,850 | 14.64 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 9,602 | 36.50 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 4,813 | 18.30 | % | |||||||
**STIFEL NICOLAUS & CO INC STIFEL NICOLAUS & CO INC 501 NORTH BROADWAY ST LOUIS MO 63102 | 2,439 | 9.27 | % | |||||||
BlackRock Large Cap Index Fund – Class K | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 4,699,530 | 90.33 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 382,126 | 7.35 | % | |||||||
BlackRock Large Cap Index Fund – Institutional | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 24,045 | 10.86 | % | ||||||
**GOLDMAN SACHS & CO C/O PWM MUTUAL FUNDOPS 295 CHIPETA WAY SALT LAKE CITY UT 84108-1287 | 26,744 | 12.08 | % | |||||||
**NATIONWIDE TRUST COMPANY, FSB C/O IPO PORTFOLIO ACCOUNTING P.O. BOX 182029 COLUMBUS, OH 43218-2029 | 88,166 | 39.82 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 45,314 | 20.47 | % | |||||||
BlackRock Large Cap Index Fund – Investor A | **TD AMERITRADE FBO FBO TDAMERITRADE P.O. BOX 226 OMAHA NE 68103 | 93,504 | 7.83 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**GREAT-WEST TRUST COMPANY LLC TTEE F RECORDKEEPING FOR VARIOUS BENEFIT P 8525 E ORCHARD RD C/O MUTUAL FUND TRADING GREENWOOD VILLAGE CO 80111 | 72,417 | 6.06 | % | |||||||
**STATE STREET BANK AND TRUST TTEE AND/OR CUSTODIAN (FBO) ADP ACCESS PRODUCT 1 LINCOLN STREET-2901 BOSTON MA 02111 | 74,040 | 6.20 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 441,904 | 37.00 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 182,117 | 15.25 | % | |||||||
BlackRock LifePath 2020 Fund – Class K | **WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS 1525 WEST WT HARRIS BLVD CHARLOTTE, NC 28288-1076 | 657,269 | 53.06 | % | ||||||
**MERCER TRUST COMPANY CUST FBO MMC SUPPLEMENTAL SAVINGS AND INVESTMENT PLAN 1 INVESTORS WAY NORWOOD MA 02062-1599 | 239,264 | 19.32 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 224,014 | 18.08 | % | |||||||
BlackRock LifePath 2020 Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 176,865 | 82.20 | % | ||||||
**ASCENSUS TRUST COMPANY FBO DAVIS ROAD OIL & EQUIPMENT, INC. P.O. BOX 10758 FARGO, ND 58106 | 21,135 | 9.82 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath 2020 Fund – Institutional | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 1,255,987 | 6.69 | % | ||||||
**NORTHERN TRUST COMPANY CUSTODIAN FBO TEXAS INSTRUMENTS CORPORATE CUSTODY ACCOUNT PO BOX 92956 CHICAGO IL 60675-0001 | 1,066,027 | 5.68 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 7,377,620 | 39.31 | % | |||||||
**NEW YORK LIFE TRUST COMPANY OMNIBUS 690 CANTON ST WESTWOOD MA 02090-2321 | 3,266,854 | 17.41 | % | |||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 3,404,459 | 18.14 | % | |||||||
BlackRock LifePath 2020 Fund – Investor A | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 17,980,268 | 82.20 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,770,113 | 8.09 | % | |||||||
BlackRock LifePath 2020 Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 120,791 | 73.45 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath 2025 Fund – Class K | **GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 44,327 | 45.62 | % | ||||||
**MATRIX TRUST COMPANY AS TTEE FBO RICOH CORP NON-QUALIFIED C/O MUTUAL FUNDS PO BOX 52129 PHOENIX, AZ 85072-2129 | 21,402 | 22.02 | % | |||||||
**MATRIX TRUST COMPANY CUST. FBO MOODYS MARKET INC 717 17TH STREET SUITE 1300 DENVER CO 80202 | 19,824 | 20.40 | % | |||||||
**NEW YORK LIFE TRUST COMPANY OMNIBUS 690 CANTON ST WESTWOOD MA 02090-2321 | 8,247 | 8.49 | % | |||||||
BlackRock LifePath 2025 Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 149,365 | 88.51 | % | ||||||
**ASCENSUS TRUST COMPANY FBO MALCOLM & CISNEROS, A LAW CORP. PO BOX 10577 FARGO, ND 58106 | 9,293 | 5.51 | % | |||||||
BlackRock LifePath 2025 Fund – Institutional | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,766,493 | 78.13 | % | ||||||
BlackRock LifePath 2025 Fund – Investor A | **DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS 711 HIGH STREET DES MOINES, IA 50392 | 218,247 | 8.77 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 1,995,004 | 80.17 | % | |||||||
BlackRock LifePath 2025 Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 227,537 | 80.56 | % | ||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 15,109 | 5.35 | % | |||||||
BlackRock LifePath 2030 Fund – Class K | **WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS 1525 WEST WT HARRIS BLVD CHARLOTTE, NC 28288-1076 | 636,955 | 55.64 | % | ||||||
**MERCER TRUST COMPANY CUST FBO MMC SUPPLEMENTAL SAVINGS AND INVESTMENT PLAN 1 INVESTORS WAY NORWOOD MA 02062-1599 | 209,838 | 18.33 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 205,549 | 17.96 | % | |||||||
BlackRock LifePath 2030 Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 153,484 | 70.91 | % | ||||||
**ASCENSUS TRUST COMPANY FBO DAVIS ROAD OIL & EQUIPMENT, INC. P.O. BOX 10758 FARGO, ND 58106 | 30,659 | 14.16 | % | |||||||
**MG TRUST COMPANY CUST. FBO DENTAL ASSOCIATES OF SOUTHWEST GEOR 717 17TH STREET SUITE 1300 DENVER CO 80202 | 16,538 | 7.64 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath 2030 Fund – Institutional | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 1,200,853 | 6.80 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 6,653,347 | 37.68 | % | |||||||
**NEW YORK LIFE TRUST COMPANY OMNIBUS 690 CANTON ST WESTWOOD MA 02090-2321 | 4,016,998 | 22.75 | % | |||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 2,715,769 | 15.38 | % | |||||||
BlackRock LifePath 2030 Fund – Investor A | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 19,055,999 | 85.06 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,862,591 | 8.31 | % | |||||||
BlackRock LifePath 2030 Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 177,364 | 76.18 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 12,411 | 5.33 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 12,821 | 5.51 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath 2035 Fund – Class K | **GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 7,247 | 34.60 | % | ||||||
BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,004 | 9.57 | % | |||||||
**GREAT-WEST TRUST COMPANY LLC TTEE F RECORDKEEPING FOR VARIOUS BENEFIT P 8525 E ORCHARD RD C/O MUTUAL FUND TRADING GREENWOOD VILLAGE CO 80111 | 1,362 | 6.50 | % | |||||||
**MATRIX TRUST COMPANY AS TTEE FBO RICOH CORP NON-QUALIFIED C/O MUTUAL FUNDS PO BOX 52129 PHOENIX, AZ 85072-2129 | 10,195 | 48.67 | % | |||||||
BlackRock LifePath 2035 Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 43,056 | 72.00 | % | ||||||
**ASCENSUS TRUST COMPANY FBO JAMESTOWN RESOURCE 401(K) PLAN P.O. BOX 10758 FARGO, ND 58106 | 6,964 | 11.65 | % | |||||||
**MATRIX TRUST COMPANY CUST. FBO COMPETENCY & CREDENTIALING INSTITUT 717 17TH STREET SUITE 1300 DENVER CO 80202 | 3,114 | 5.21 | % | |||||||
BlackRock LifePath 2035 Fund – Institutional | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,300,187 | 74.90 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath 2035 Fund – Investor A | **DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS 711 HIGH STREET DES MOINES, IA 50392 | 165,431 | 6.94 | % | ||||||
**HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 1,970,006 | 82.61 | % | |||||||
BlackRock LifePath 2035 Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 82,677 | 50.55 | % | ||||||
**MG TRUST COMPANY CUST. FBO NORTH SHORE COMMUNITY ACTION PROGRAM 717 17TH STREET SUITE 1300 DENVER CO 80202 | 9,302 | 5.69 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 11,529 | 7.05 | % | |||||||
BlackRock LifePath 2040 Fund – Class K | **WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS 1525 WEST WT HARRIS BLVD CHARLOTTE, NC 28288-1076 | 636,431 | 74.35 | % | ||||||
**MATRIX TRUST COMPANY AS TTEE FBO RICOH CORP NON-QUALIFIED C/O MUTUAL FUNDS PO BOX 52129 PHOENIX, AZ 85072-2129 | 80,833 | 9.44 | % | |||||||
**MERCER TRUST COMPANY CUST FBO MMC SUPPLEMENTAL SAVINGS AND INVESTMENT PLAN 1 INVESTORS WAY NORWOOD MA 02062-1599 | 44,898 | 5.25 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 85,941 | 10.04 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath 2040 Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 46,902 | 64.41 | % | ||||||
**ASCENSUS TRUST COMPANY FBO DAVIS ROAD OIL & EQUIPMENT, INC. 40 215795 P.O. BOX 10758 FARGO, ND 58106 | 14,570 | 20.01 | % | |||||||
**ASCENSUS TRUST COMPANY FBO MALCOLM & CISNEROS, A LAW CORP. PO BOX 10577 FARGO, ND 58106 | 3,883 | 5.33 | % | |||||||
**MID ATLANTIC TRUST COMPANY FBO INTEGRA RESOURCES LLC 401(K) PROFIT 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH, PA 15222 | 3,765 | 5.17 | % | |||||||
BlackRock LifePath 2040 Fund – Institutional | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 719,701 | 6.11 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 4,478,272 | 38.02 | % | |||||||
**NEW YORK LIFE TRUST COMPANY OMNIBUS 690 CANTON ST WESTWOOD MA 02090-2321 | 3,122,552 | 26.51 | % | |||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 2,004,318 | 17.02 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath 2040 Fund – Investor A | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 11,516,790 | 84.17 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,280,493 | 9.36 | % | |||||||
BlackRock LifePath 2040 Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 87,646 | 61.31 | % | ||||||
**MATRIX TRUST COMPANY CUST. FBO REVIVE CENTER FOR HOUSING 717 17TH STREET SUITE 1300 DENVER CO 80202 | 7,480 | 5.23 | % | |||||||
**MID ATLANTIC TRUST COMPANY FBO WPCB LLC 401(K) PROFIT SHARING PLAN 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH, PA 15222 | 11,341 | 7.93 | % | |||||||
BlackRock LifePath 2045 Fund – Class K | **GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 1,895 | 36.94 | % | ||||||
BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,003 | 39.05 | % | |||||||
**GREAT-WEST TRUST COMPANY LLC TTEE F RECORDKEEPING FOR VARIOUS BENEFIT P 8525 E ORCHARD RD C/O MUTUAL FUND TRADING GREENWOOD VILLAGE CO 80111 | 878 | 17.12 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**MATRIX TRUST COMPANY AS TTEE FBO RICOH CORP NON-QUALIFIED C/O MUTUAL FUNDS PO BOX 52129 PHOENIX, AZ 85072-2129 | 353 | 6.89 | % | |||||||
BlackRock LifePath 2045 Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 29,167 | 69.12 | % | ||||||
**ASCENSUS TRUST COMPANY FBO MAKE-A-WISH 401(K) PLAN P.O. BOX 10758 FARGO, ND 58106 | 4,736 | 11.22 | % | |||||||
**MID ATLANTIC TRUST COMPANY FBO SDMO GENERATING SETS INC 401(K) PRO 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH, PA 15222 | 2,968 | 7.03 | % | |||||||
BlackRock LifePath 2045 Fund – Institutional | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 893,545 | 79.15 | % | ||||||
**NEW YORK LIFE TRUST COMPANY OMNIBUS 690 CANTON ST WESTWOOD MA 02090-2321 | 82,539 | 7.31 | % | |||||||
BlackRock LifePath 2045 Fund – Investor A | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 1,016,297 | 81.85 | % | ||||||
BlackRock LifePath 2045 Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 95,758 | 80.72 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath 2050 Fund – Class K | **MATRIX TRUST COMPANY AS TTEE FBO RICOH CORP NON-QUALIFIED C/O MUTUAL FUNDS PO BOX 52129 PHOENIX, AZ 85072-2129 | 14,046 | 18.75 | % | ||||||
**MERCER TRUST COMPANY CUST FBO MMC SUPPLEMENTAL SAVINGS AND INVESTMENT PLAN 1 INVESTORS WAY NORWOOD MA 02062-1599 | 15,295 | 20.42 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 39,740 | 53.06 | % | |||||||
BlackRock LifePath 2050 Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 31,238 | 38.16 | % | ||||||
**ASCENSUS TRUST COMPANY FBO DAVIS ROAD OIL & EQUIPMENT, INC. P.O. BOX 10758 FARGO, ND 58106 | 6,588 | 8.05 | % | |||||||
**ASCENSUS TRUST COMPANY FBO MALCOLM & CISNEROS, A LAW CORP. PO BOX 10577 FARGO, ND 58106 | 31,068 | 37.95 | % | |||||||
**MID ATLANTIC TRUST COMPANY FBO INTEGRA RESOURCES LLC 401(K) PROFIT 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH, PA 15222 | 5,835 | 7.13 | % | |||||||
BlackRock LifePath 2050 Fund – Institutional | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 157,899 | 7.36 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,279,697 | 59.66 | % | |||||||
**NEW YORK LIFE TRUST COMPANY OMNIBUS 690 CANTON ST WESTWOOD MA 02090-2321 | 237,928 | 11.09 | % | |||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 233,895 | 10.90 | % | |||||||
BlackRock LifePath 2050 Fund – Investor A | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 3,117,176 | 79.93 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 512,412 | 13.14 | % | |||||||
BlackRock LifePath 2050 Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 21,942 | 55.03 | % | ||||||
BlackRock LifePath 2055 Fund – Class K | BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,001 | 88.78 | % | ||||||
**MATRIX TRUST COMPANY AS TTEE FBO RICOH CORP NON-QUALIFIED C/O MUTUAL FUNDS PO BOX 52129 PHOENIX, AZ 85072-2129 | 186 | 8.24 | % | |||||||
BlackRock LifePath 2055 Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 13,253 | 75.70 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BLACKROCK HOLDCO2 INC 40 E 52ND ST FL 10 NEW YORK NY 10022-5911 | 2,000 | 11.42 | % | |||||||
**MID ATLANTIC TRUST COMPANY FBO HIGH LEVEL MARKETING, LLC 401(K) PR 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH, PA 15222 | 1,339 | 7.65 | % | |||||||
BlackRock LifePath 2055 Fund – Institutional | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 28,672 | 5.41 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 391,419 | 73.85 | % | |||||||
**NEW YORK LIFE TRUST COMPANY OMNIBUS 690 CANTON ST WESTWOOD MA 02090-2321 | 40,372 | 7.62 | % | |||||||
BlackRock LifePath 2055 Fund – Investor A | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 395,787 | 73.40 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 48,661 | 9.02 | % | |||||||
BlackRock LifePath 2055 Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 30,083 | 66.89 | % | ||||||
BNYM I S TRUST CO CUST SIMPLE IRA CLAIRE F NOTO 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 2,879 | 6.40 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 3,876 | 8.62 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath Index 2020 Fund – Class K | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 36,277,193 | 47.29 | % | ||||||
BlackRock LifePath Index 2020 Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 991,207 | 12.69 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 744,441 | 9.53 | % | |||||||
**FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 1,317,940 | 16.87 | % | |||||||
**STATE STREET BANK & TRUST FBO THE DEPOSITORY TRUST & CLEARING CORP EXECUTIVE SAVINGS PLAN ONE LINCOLN ST BOSTON MA 02111-2900 | 464,061 | 5.94 | % | |||||||
**GREAT WEST TRUST CO. AS TRUSTEE FBO ALLERGAN, INC. EXECUTIVE DEFERRED COMPENSATION PLAN 11500 OUTLOOK ST OVERLAND PARK KS 66211 | 648,909 | 8.31 | % | |||||||
**FIIOC FBO PIONEER DRILLING SERVICES LTD 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 508,440 | 6.51 | % | |||||||
BlackRock LifePath Index 2020 Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 1,809,814 | 15.92 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 1,198,306 | 10.54 | % | |||||||
**WELLS FARGO BANK NA TRUSTEE FBO CITY OF JACKSONVILLE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 1,055,383 | 9.28 | % | |||||||
**GREAT WEST TRUST CO. AS TRUSTEE FBO GLOBAL BRASS AND COPPER HOLDINGS, INC. RETIREMENT SAVINGS PLAN 11500 OUTLOOK ST OVERLAND PARK KS 66211 | 1,185,153 | 10.43 | % | |||||||
**DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS 711 HIGH STREET DES MOINES, IA 50392 | 1,697,317 | 14.93 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,807,525 | 15.90 | % | |||||||
BlackRock LifePath Index 2025 Fund – Class K | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 25,076,791 | 49.45 | % | ||||||
BlackRock LifePath Index 2025 Fund – Institutional | TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 401,991 | 6.35 | % | ||||||
**FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 1,374,568 | 21.70 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**GREAT WEST TRUST CO. AS TRUSTEE FBO ALLERGAN, INC. EXECUTIVE DEFERRED COMPENSATION PLAN 11500 OUTLOOK ST OVERLAND PARK KS 66211 | 339,589 | 5.36 | % | |||||||
**FIIOC FBO PIONEER DRILLING SERVICES LTD 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 487,881 | 7.70 | % | |||||||
**TIAA-CREF TRUST CO. CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER 211 NORTH BROADWAY, SUITE 1000 ST. LOUIS, MO 63102-2733 | 432,134 | 6.82 | % | |||||||
BlackRock LifePath Index 2025 Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 1,666,177 | 18.55 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 1,599,514 | 17.80 | % | |||||||
**GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 740,818 | 8.25 | % | |||||||
**WELLS FARGO BANK NA TRUSTEE FBO CITY OF JACKSONVILLE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 1,057,223 | 11.77 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,550,993 | 17.26 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath Index 2030 Fund – Class K | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 30,735,696 | 41.44 | % | ||||||
BlackRock LifePath Index 2030 Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,037,936 | 13.99 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 753,747 | 10.16 | % | |||||||
**FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 1,185,249 | 15.97 | % | |||||||
**RELIANCE TRUST CO TTEE ADP ACCESS LARGE MARKET 401K 1100 ABERNATHY RD ATLANTA GA 30328 | 433,402 | 5.84 | % | |||||||
**FIIOC FBO PIONEER DRILLING SERVICES LTD 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 526,846 | 7.10 | % | |||||||
**TIAA-CREF TRUST CO. CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER 211 NORTH BROADWAY, SUITE 1000 ST. LOUIS, MO 63102-2733 | 403,019 | 5.43 | % | |||||||
BlackRock LifePath Index 2030 Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 2,915,899 | 24.21 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 709,051 | 5.89 | % | |||||||
**WELLS FARGO BANK NA TRUSTEE FBO CITY OF JACKSONVILLE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 1,210,883 | 10.05 | % | |||||||
**GREAT WEST TRUST CO. AS TRUSTEE FBO GLOBAL BRASS AND COPPER HOLDINGS, INC. RETIREMENT SAVINGS PLAN 11500 OUTLOOK ST OVERLAND PARK KS 66211 | 1,098,461 | 9.12 | % | |||||||
**DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS 711 HIGH STREET DES MOINES, IA 50392 | 1,851,232 | 15.37 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,556,754 | 12.93 | % | |||||||
BlackRock LifePath Index 2035 Fund – Class K | **GREAT-WEST TRUST COMPANY LLC TTEE F RECORDKEEPING FOR LARGE BENEFIT PL 8525 E ORCHARD RD GREENWOOD VILLAGE CO 80111 | 2,878,599 | 7.50 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 20,732,231 | 54.01 | % | |||||||
BlackRock LifePath Index 2035 Fund – Institutional | TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 298,792 | 6.19 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 757,468 | 15.70 | % | |||||||
**FIIOC FBO ADVANCED BIONICS 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41018 | 351,066 | 7.28 | % | |||||||
**FIIOC FBO PIONEER DRILLING SERVICES LTD 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 426,446 | 8.84 | % | |||||||
**TIAA-CREF TRUST CO. CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER 211 NORTH BROADWAY, SUITE 1000 ST. LOUIS, MO 63102-2733 | 412,475 | 8.55 | % | |||||||
BlackRock LifePath Index 2035 Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 2,526,017 | 30.97 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 1,139,296 | 13.97 | % | |||||||
**WELLS FARGO BANK NA TRUSTEE FBO CITY OF JACKSONVILLE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 1,541,749 | 18.90 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,175,995 | 14.42 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath Index 2040 Fund – Class K | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 19,595,849 | 37.94 | % | ||||||
**NEW YORK LIFE TRUST COMPANY OMNIBUS 690 CANTON ST WESTWOOD MA 02090-2321 | 3,603,057 | 6.98 | % | |||||||
BlackRock LifePath Index 2040 Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 724,668 | 13.40 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 505,625 | 9.35 | % | |||||||
**FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 747,769 | 13.83 | % | |||||||
**RELIANCE TRUST CO TTEE ADP ACCESS LARGE MARKET 401K 1100 ABERNATHY RD ATLANTA GA 30328 | 364,813 | 6.75 | % | |||||||
**FIIOC FBO ADVANCED BIONICS 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41018 | 341,901 | 6.32 | % | |||||||
**FIIOC FBO PIONEER DRILLING SERVICES LTD 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 407,896 | 7.55 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**TIAA-CREF TRUST CO. CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER 211 NORTH BROADWAY, SUITE 1000 ST. LOUIS, MO 63102-2733 | 463,682 | 8.58 | % | |||||||
BlackRock LifePath Index 2040 Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 1,682,153 | 23.36 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 712,799 | 9.90 | % | |||||||
**WELLS FARGO BANK NA TRUSTEE FBO CITY OF JACKSONVILLE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 575,284 | 7.99 | % | |||||||
**GREAT WEST TRUST CO. AS TRUSTEE FBO GLOBAL BRASS AND COPPER HOLDINGS, INC. RETIREMENT SAVINGS PLAN 11500 OUTLOOK ST OVERLAND PARK KS 66211 | 678,647 | 9.42 | % | |||||||
**DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS 711 HIGH STREET DES MOINES, IA 50392 | 1,289,685 | 17.91 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 964,842 | 13.40 | % | |||||||
BlackRock LifePath Index 2045 Fund – Class K | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 1,063,836 | 5.14 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 11,506,765 | 55.55 | % | |||||||
BlackRock LifePath Index 2045 Fund – Institutional | **FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 680,870 | 18.36 | % | ||||||
**FIIOC FBO ADVANCED BIONICS 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41018 | 191,928 | 5.18 | % | |||||||
**FIIOC FBO PHONAK 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 225,853 | 6.09 | % | |||||||
**FIIOC FBO EMERGENCY SERVICES INC 401(K) PROFIT SHARING PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 303,744 | 8.19 | % | |||||||
**FIIOC FBO PIONEER DRILLING SERVICES LTD 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 536,887 | 14.48 | % | |||||||
**TIAA-CREF TRUST CO. CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER 211 NORTH BROADWAY, SUITE 1000 ST. LOUIS, MO 63102-2733 | 252,232 | 6.80 | % | |||||||
BlackRock LifePath Index 2045 Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 828,441 | 22.47 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 649,589 | 17.62 | % | |||||||
**WELLS FARGO BANK NA TRUSTEE FBO CITY OF JACKSONVILLE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 438,174 | 11.89 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 460,318 | 12.49 | % | |||||||
BlackRock LifePath Index 2050 Fund – Class K | **NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 9,125,310 | 41.06 | % | ||||||
**NEW YORK LIFE TRUST COMPANY OMNIBUS 690 CANTON ST WESTWOOD MA 02090-2321 | 1,312,170 | 5.90 | % | |||||||
BlackRock LifePath Index 2050 Fund – Institutional | **FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 282,190 | 9.07 | % | ||||||
**STATE STREET BANK AND TRUST TTEE AND/OR CUSTODIAN (FBO) ADP ACCESS PRODUCT 1 LINCOLN STREET-2901 BOSTON MA 02111 | 252,489 | 8.12 | % | |||||||
**RELIANCE TRUST CO TTEE ADP ACCESS LARGE MARKET 401K 1100 ABERNATHY RD ATLANTA GA 30328 | 192,419 | 6.19 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**FIIOC FBO INSIGHT GLOBAL LLC 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 359,756 | 11.56 | % | |||||||
**FIIOC FBO PIONEER DRILLING SERVICES LTD 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 568,818 | 18.28 | % | |||||||
**TIAA-CREF TRUST CO. CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER 211 NORTH BROADWAY, SUITE 1000 ST. LOUIS, MO 63102-2733 | 206,708 | 6.64 | % | |||||||
BlackRock LifePath Index 2050 Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 385,874 | 14.39 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 397,994 | 14.84 | % | |||||||
**WELLS FARGO BANK NA TRUSTEE FBO CITY OF JACKSONVILLE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 207,795 | 7.75 | % | |||||||
**DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS 711 HIGH STREET DES MOINES, IA 50392 | 359,670 | 13.41 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 559,554 | 20.86 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath Index 2055 Fund – Class K | **WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS 1525 WEST WT HARRIS BLVD CHARLOTTE, NC 28288-1076 | 369,742 | 6.32 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 3,333,581 | 57.01 | % | |||||||
BlackRock LifePath Index 2055 Fund – Institutional | **FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 155,470 | 10.35 | % | ||||||
**FIIOC FBO SHEEHY ORGANIZATION 401(K) RETIREMENT PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 120,836 | 8.05 | % | |||||||
**RELIANCE TRUST CO TTEE ADP ACCESS LARGE MARKET 401K 1100 ABERNATHY RD ATLANTA GA 30328 | 244,000 | 16.25 | % | |||||||
**FIIOC FBO INSIGHT GLOBAL LLC 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 282,725 | 18.83 | % | |||||||
**FIIOC FBO PIONEER DRILLING SERVICES LTD 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 293,231 | 19.53 | % | |||||||
BlackRock LifePath Index 2055 Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 208,352 | 18.06 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 106,781 | 9.26 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**WELLS FARGO BANK NA TRUSTEE FBO CITY OF JACKSONVILLE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 168,068 | 14.57 | % | |||||||
**GREAT-WEST TRUST COMPANY LLC TTEE F RECORDKEEPING FOR VARIOUS BENEFIT P 8525 E ORCHARD RD C/O MUTUAL FUND TRADING GREENWOOD VILLAGE CO 80111 | 66,955 | 5.80 | % | |||||||
**GREAT-WEST TRUST FBO RTC TTEE FBO CERTAIN RETIREMENT PLANS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE CO 80111 | 113,794 | 9.86 | % | |||||||
**ASCENSUS TRUST COMPANY FBO MCGILL ASSOCIATES, P.A. PS PLAN & T P.O. BOX 10758 FARGO, ND 58106 | 114,249 | 9.90 | % | |||||||
**PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 105 HILL INTERNATIONAL INC. 401(K) ONE COMMERCE SQUARE 2005 MARKET STREET, 17TH FLOOR PHILADELPHIA PA 19103 | 59,375 | 5.15 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 142,676 | 12.37 | % | |||||||
BlackRock LifePath Index Retirement Fund – Class K | **BNPP PRIME BROKERAGE, INC. 787 SEVENTH AVENUE NEW YORK, NY 10019 | 1,753,341 | 5.31 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 16,043,609 | 48.56 | % | |||||||
BlackRock LifePath Index Retirement Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,615,293 | 26.51 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 323,588 | 5.31 | % | |||||||
**FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 915,220 | 15.02 | % | |||||||
**FIIOC FBO UROLOGICAL ASSOCIATES OF SOUTHERN ARIZONA P.C. 401(K) PROFIT 100 MAGELLAN WAY (KW1C) COVINGTON KY 41018 | 497,591 | 8.17 | % | |||||||
**GREAT WEST TRUST CO. AS TRUSTEE FBO ALLERGAN, INC. EXECUTIVE DEFERRED COMPENSATION PLAN 11500 OUTLOOK ST OVERLAND PARK KS 66211 | 418,026 | 6.86 | % | |||||||
**RELIANCE TRUST CO TTEE ADP ACCESS LARGE MARKET 401K 1100 ABERNATHY RD ATLANTA GA 30328 | 434,622 | 7.13 | % | |||||||
BlackRock LifePath Index Retirement Fund – Investor A | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 455,933 | 7.60 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 553,064 | 9.21 | % | |||||||
**GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 361,707 | 6.03 | % | |||||||
**WELLS FARGO BANK NA TRUSTEE FBO CITY OF JACKSONVILLE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 699,900 | 11.66 | % | |||||||
**GREAT WEST TRUST CO. AS TRUSTEE FBO GLOBAL BRASS AND COPPER HOLDINGS, INC. RETIREMENT SAVINGS PLAN 11500 OUTLOOK ST OVERLAND PARK KS 66211 | 318,253 | 5.30 | % | |||||||
**GREAT-WEST TRUST FBO RTC TTEE FBO CERTAIN RETIREMENT PLANS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE CO 80111 | 441,495 | 7.35 | % | |||||||
**DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS 711 HIGH STREET DES MOINES, IA 50392 | 470,122 | 7.83 | % | |||||||
**FIIOC FBO PALECEK PROFIT SHARING & 401(K) PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-1987 | 366,619 | 6.11 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 932,875 | 15.54 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock LifePath Retirement Fund – Class K | **WELLS FARGO BANK FBO VARIOUS RETIREMENT PLANS 1525 WEST WT HARRIS BLVD CHARLOTTE, NC 28288-1076 | 447,627 | 59.74 | % | ||||||
**GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 68,306 | 9.12 | % | |||||||
**MATRIX TRUST COMPANY AS TTEE FBO RICOH CORP NON-QUALIFIED C/O MUTUAL FUNDS PO BOX 52129 PHOENIX, AZ 85072-2129 | 109,499 | 14.61 | % | |||||||
**MERCER TRUST COMPANY CUST FBO MMC SUPPLEMENTAL SAVINGS AND INVESTMENT PLAN 1 INVESTORS WAY NORWOOD MA 02062-1599 | 84,327 | 11.25 | % | |||||||
**NEW YORK LIFE TRUST COMPANY 690 CANTON ST WESTWOOD MA 02090-2321 | 38,439 | 5.13 | % | |||||||
BlackRock LifePath Retirement Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 58,748 | 96.79 | % | ||||||
BlackRock LifePath Retirement Fund – Institutional | **GOVERNMENT OF GUAM BOARD AS TRUSTEE FBO GOVERNMENT OF GUAM 401A C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 1,400,841 | 9.97 | % | ||||||
**NORTHERN TRUST COMPANY CUSTODIAN FBO TEXAS INSTRUMENTS CORPORATE CUSTODY ACCOUNT PO BOX 92956 CHICAGO IL 60675-0001 | 1,268,508 | 9.03 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 4,091,464 | 29.13 | % | |||||||
**NEW YORK LIFE TRUST COMPANY 690 CANTON ST WESTWOOD MA 02090-2321 | 2,838,472 | 20.21 | % | |||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 1,656,669 | 11.80 | % | |||||||
BlackRock LifePath Retirement Fund – Investor A | HARTFORD LIFE SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | 8,886,841 | 81.94 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 865,788 | 7.98 | % | |||||||
BlackRock LifePath Retirement Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 92,246 | 64.11 | % | ||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 13,375 | 9.30 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 11,183 | 7.77 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 13,701 | 9.52 | % | |||||||
BlackRock S&P 500 Index Fund – C1 | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 148,462 | 48.52 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 20,685 | 6.76 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 71,549 | 23.39 | % | |||||||
BlackRock S&P 500 Index Fund – Class K | **SAXON & CO. P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 483,738 | 10.41 | % | ||||||
**MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,442,492 | 31.04 | % | |||||||
**SAXON & CO. P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 345,323 | 7.43 | % | |||||||
**SAXON & CO. P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 469,869 | 10.11 | % | |||||||
BlackRock S&P 500 Index Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 8,376,416 | 63.66 | % | ||||||
**GOLDMAN SACHS & CO C/O PWM MUTUAL FUNDOPS 295 CHIPETA WAY SALT LAKE CITY UT 84108-1287 | 3,670,721 | 27.90 | % | |||||||
BlackRock S&P 500 Index Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,398,691 | 65.76 | % | ||||||
BlackRock S&P 500 Index Fund – Service | **SAXON & CO. VI OMNIBUS ACCOUNT VICA P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 690,877 | 55.36 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 239,143 | 19.16 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Total International ex US Index Fund – Class K | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 75,698 | 8.71 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 725,504 | 83.44 | % | |||||||
BlackRock Total International ex US Index Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,673,787 | 35.12 | % | ||||||
**STATE STREET BANK & TRUST CUST FBO WESTERN STATES INSULATORS 200 CLARENDON ST MAIL STOP JHT0515 BOSTON MA 02116-0000 | 1,140,561 | 23.93 | % | |||||||
**PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 010 NEXCOM 401(K) PLAN 3280 VIRGINIA BEACH BLVD VIRGINIA BEACH VA 234525724 | 664,571 | 13.94 | % | |||||||
**RBC CAPITAL MARKETS LLC 60 S 6TH ST MINNEAPOLIS MN 55402-4400 | 384,563 | 8.07 | % | |||||||
BlackRock Total International ex US Index Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 18,358,542 | 98.42 | % | ||||||
BlackRock US Total Bond Index Fund – Class K | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 4,257,345 | 26.30 | % | ||||||
**WELLS FARGO BANK PO BOX 1533 MINNEAPOLIS MN 55480-1533 | 2,383,529 | 14.73 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 2,648,013 | 16.36 | % | |||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 4,293,511 | 26.53 | % | |||||||
BlackRock US Total Bond Index Fund – Institutional | **WELLS FARGO BANK NA TTEE FBO:STATE OF ALABAMA DCP 457 C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 649,201 | 13.46 | % | ||||||
**CHIEF FINANCIAL OFFICER FOR ST OF F FBO:ST OF FLA DCP C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 351,866 | 7.29 | % | |||||||
**ALABAMA MOTORIST ASSOCIATION INC 3333 FAIRVIEW RD MS A355 COSTA MESA CA 92626-0000 | 803,338 | 16.65 | % | |||||||
SERVICES MANAGEMENT CORPORATION 4121 WILSON BLVD 10 FLR ARLINGTON VA 22203 | 396,073 | 8.21 | % | |||||||
**MATRIX TRUST COMPANY AS TRUSTEE FBO TITAN INTERNATIONAL RETIREMENT SAVINGS PLAN PO BOX 52129 PHOENIX AZ 85072-2129 | 414,963 | 8.60 | % | |||||||
**RAYMOND JAMES 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | 516,082 | 10.70 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 446,752 | 9.26 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NEW YORK LIFE TRUST COMPANY 690 CANTON ST WESTWOOD MA 02090-2321 | 660,073 | 13.68 | % | |||||||
BlackRock US Total Bond Index Fund – Investor A | TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 799,730 | 42.80 | % | ||||||
**JP MORGAN CHASE BANK NA FBO HEALTH SAVINGS ACCOUNT PROGRAM 1 CHASE MANHATTAN PL 19TH FL NEW YORK NY 10005 | 101,483 | 5.43 | % | |||||||
**CAPITAL BANK & TRUST COMPANY TTEE F BEACON SALES ACQUISITION INC 401K P 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 146,006 | 7.81 | % | |||||||
**CAPITAL BANK & TRUST COMPANY TTEE F TRADER JOE’S COMPANY 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 102,728 | 5.50 | % | |||||||
BlackRock Index Funds, Inc. | ||||||||||
BlackRock International Index Fund – Class K | **CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 649,134 | 7.38 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 1,791,811 | 20.38 | % | |||||||
**MATRIX TRUST COMPANY AS TTEE FBO WALLER LANSDEN DORTCH & DAVIS 401(K) RETIREMENT PLAN PO BOX 52129 PHOENIX AZ 85072-2129 | 498,513 | 5.67 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,088,154 | 12.38 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock International Index Fund – Institutional | **JP MORGAN CLEARING CORP 3 CHASE METROTECH CENTER 3RD FLOOR MUTUAL FUND DEPARTMENT BROOKLYN NY 11245 | 202,772,003 | 88.51 | % | ||||||
BlackRock International Index Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 5,611,789 | 40.75 | % | ||||||
**FIDELITY INVESTMENTS INSTITUTIONAL OP CO INC FIIOC AS AGENT FOR CERTAIN EMPLOYEE BEN PLAN 100 MAGELLAN WAY (KW1C) COVINGTON KY 41015-0000 | 768,052 | 5.58 | % | |||||||
THE WALLACE ALEXANDER GERBODE FOUNDATION 77 VAN NESS AVE STE 200 SAN FRANCISCO CA 94102 | 787,728 | 5.72 | % | |||||||
BlackRock Small Cap Index Fund – Class K | **VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY ONE ORANGE WAY WINDSOR CT 06095-4774 | 117,215 | 23.75 | % | ||||||
TAYNIK & CO C/O STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 | 47,007 | 9.53 | % | |||||||
**GREAT-WEST TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 77,051 | 15.61 | % | |||||||
**NEW YORK LIFE TRUST COMPANY 169 LACKAWANNA AVE PARSIPPANY NJ 07054 | 70,870 | 14.36 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 66,223 | 13.42 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Small Cap Index Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 2,537,709 | 25.26 | % | ||||||
**GOLDMAN SACHS & CO C/O PWM MUTUAL FUNDOPS 295 CHIPETA WAY SALT LAKE CITY UT 84108-1287 | 4,428,703 | 44.08 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 1,191,899 | 11.86 | % | |||||||
BlackRock Small Cap Index Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 2,753,084 | 48.69 | % | ||||||
BlackRock Large Cap Series Funds, Inc. | ||||||||||
BlackRock Event Driven Equity Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 432,035 | 49.29 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 45,058 | 5.14 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 68,450 | 7.81 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 58,171 | 6.64 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 158,376 | 18.07 | % | |||||||
BlackRock Event Driven Equity Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 472,488 | 38.92 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 160,632 | 13.23 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 139,390 | 11.48 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 125,339 | 10.32 | % | |||||||
BlackRock Event Driven Equity Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 408,179 | 53.17 | % | ||||||
**AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 38,817 | 5.06 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 41,940 | 5.46 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 51,363 | 6.69 | % | |||||||
BlackRock Large Cap Core Fund – Class R | **HARTFORD LIFE INSURANCE COMPANY PO BOX 2999 HARTFORD CT 06104-2999 | 196,988 | 8.61 | % | ||||||
**MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,683,291 | 73.56 | % | |||||||
BlackRock Large Cap Core Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 10,229,139 | 38.79 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY LARGE CAP CORE OPTION 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 1,665,226 | 6.31 | % | |||||||
BlackRock Large Cap Core Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 20,349,522 | 45.78 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 2,989,168 | 6.72 | % | |||||||
BlackRock Large Cap Core Fund – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 80,982 | 22.79 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 22,372 | 6.30 | % | |||||||
BlackRock Large Cap Core Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 18,482,602 | 81.53 | % | ||||||
BlackRock Large Cap Core Fund – Service | **SAXON & CO. P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 51,727 | 79.43 | % | ||||||
**VANGUARD BROKERAGE SERVICES P. O. BOX 1170 VALLEY FORGE PA 19482-1170 | 6,509 | 10.00 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 3,517 | 5.40 | % | |||||||
BlackRock Large Cap Growth Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,420,520 | 79.24 | % | ||||||
J-94
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Large Cap Growth Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 5,912,760 | 22.48 | % | ||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE GLIDEPATH 6-9 YEARS 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 1,453,147 | 5.52 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE GLIDEPATH 10-12 YEARS 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 1,592,955 | 6.05 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE GLIDEPATH 13-16 YEARS 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 2,501,862 | 9.51 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE GLIDEPATH 17+ YEARS 100 BELLEVUE PARKWAY WILMINGTON DE 19809-3716 | 2,018,282 | 7.67 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY MODERATE PORTFOLIO OPTION 100 BELLEVUE PKWY WILMINGTON DE 19809-3716 | 1,567,359 | 5.96 | % | |||||||
J-95
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY GROWTH PORTFOLIO OPTION 100 BELLEVUE PKWY WILMINGTON DE 19809-3716 | 4,071,091 | 15.47 | % | |||||||
**BLACKROCK ADVISORS LLC FBO OHIO TUITION TRUST AUTHORITY AGRESSIVE GROWTH PORTFOLIO OPTION 100 BELLEVUE PKWY WILMINGTON DE 19809-3716 | 1,746,006 | 6.64 | % | |||||||
BlackRock Large Cap Growth Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 33,661,285 | 81.42 | % | ||||||
BlackRock Large Cap Growth Fund – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 67,878 | 67.21 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 7,126 | 7.06 | % | |||||||
BlackRock Large Cap Growth Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 14,026,085 | 83.14 | % | ||||||
BlackRock Large Cap Growth Fund – Service | BNYM I S TRUST CO CUST IRA FBO RUTH J VAN HOUTEN 100 BELLEVUE PARKWAY WILMINGTON, DE 19809 | 7,768 | 6.30 | % | ||||||
**SAXON & CO. P.O. BOX 7780-1888 PHILADELPHIA PA 19182 | 14,491 | 11.76 | % | |||||||
J-96
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**STATE STREET BANK AND TRUST TTEE AND/OR CUSTODIAN (FBO) ADP ACCESS PRODUCT 1 LINCOLN STREET-2901 BOSTON MA 02111 | 10,377 | 8.42 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 25,125 | 20.38 | % | |||||||
BlackRock Large Cap Value Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,272,696 | 74.30 | % | ||||||
BlackRock Large Cap Value Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,799,927 | 49.27 | % | ||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 714,635 | 9.27 | % | |||||||
**LPL FINANCIAL 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 | 579,943 | 7.52 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 555,690 | 7.21 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 393,151 | 5.10 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 590,127 | 7.65 | % | |||||||
BlackRock Large Cap Value Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 6,755,890 | 46.96 | % | ||||||
J-97
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 1,093,793 | 7.60 | % | |||||||
BlackRock Large Cap Value Fund – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 25,237 | 21.95 | % | ||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 12,645 | 11.00 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 33,160 | 28.84 | % | |||||||
BlackRock Large Cap Value Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 6,720,213 | 69.96 | % | ||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT (FBO) CUSTOMERS 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 730,978 | 7.61 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 507,432 | 5.28 | % | |||||||
BlackRock Large Cap Value Fund – Service | ALBERT YODAKIS JR 100 BELLEVUE PARKWAY WILMINGTON DE 19809 | 29,651 | 5.42 | % | ||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 45,073 | 8.23 | % | |||||||
BlackRock Large Cap Value Retirement Portfolio – Class K | STATE OF INDIANA TRUSTEE STATE OF INDIANA DEF COMP 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | 3,743,967 | 42.02 | % | ||||||
J-98
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
MAC & CO P.O. BOX 3198 525 WILLIAM PENN PLACE PITTSBURGH, PA 15230-3198 | 3,563,015 | 39.99 | % | |||||||
MAC & CO P.O. BOX 3198 525 WILLIAM PENN PLACE PITTSBURGH, PA 15230-3198 | 1,371,591 | 15.39 | % | |||||||
BlackRock Latin America Fund, Inc. | ||||||||||
BlackRock Latin America Fund, Inc. – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 356,759 | 27.72 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 120,312 | 9.35 | % | |||||||
**TD AMERITRADE FBO FBO TDAMERITRADE P.O. BOX 226 OMAHA NE 68103 | 75,938 | 5.90 | % | |||||||
**UBS WM USA 499 WASHINGTON BLVD 9TH FL JERSEY CITY NJ 07310-2055 | 148,799 | 11.56 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 238,068 | 18.50 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 76,308 | 5.93 | % | |||||||
BlackRock Latin America Fund, Inc. – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,201,279 | 43.96 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 308,539 | 11.29 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 243,110 | 8.90 | % | |||||||
J-99
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 143,810 | 5.26 | % | |||||||
BlackRock Latin America Fund, Inc. – Investor B | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 4,821 | 19.63 | % | ||||||
**CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT (FBO) CUSTOMERS 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 3,339 | 13.60 | % | |||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 3,466 | 14.11 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 1,352 | 5.50 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 4,837 | 19.70 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 2,356 | 9.60 | % | |||||||
BlackRock Latin America Fund, Inc. – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 299,765 | 42.53 | % | ||||||
**FIRST CLEARING, LLC 2801 MARKET STREET SAINT LOUIS, MO 63103 | 42,802 | 6.07 | % | |||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 58,641 | 8.32 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 60,862 | 8.64 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 59,273 | 8.41 | % | |||||||
BlackRock Liquidity Funds | ||||||||||
California Money Fund – Admin | **PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 2,054,725 | 100.00 | % | ||||||
California Money Fund – Dollar | **PERSHING LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 1 | 100.00 | % | ||||||
California Money Fund – Institutional | **UNION BANK 530 B STREET SUITE 203 SAN DIEGO CA 92101-0000 | 131,544,842 | 46.17 | % | ||||||
**CITIZENS BUSINESS BANK CITIZENS TRUST 701 N HAVEN AVE STE 350 ONTARIO CA 91764-0000 | 55,340,645 | 19.42 | % | |||||||
**FIRST AMERICAN TRUST COMPANY 5 FIRST AMERICAN WAY SANTA ANA CA 92707-0000 | 31,613,242 | 11.09 | % | |||||||
**PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 18,997,530 | 6.67 | % | |||||||
US BANK 1555 N RIVERCENTER DRIVE MILWAUKEE WI 53212-0000 | 14,362,079 | 5.04 | % | |||||||
California Money Fund – Premier | **JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 10 | 100.00 | % | ||||||
California Money Fund – Private Client | **JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 4,073,161 | 100.00 | % | ||||||
California Money Fund – Select | **PERSHING LLC BENEFIT OF ITS CUSTOMERS ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 4,046,607 | 98.17 | % | ||||||
J-101
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
Federal Trust Fund – Admin | **ING ONE ORANGE WAY WINDSOR CT 06066-0000 | 1 | 98.36 | % | ||||||
Federal Trust Fund – Dollar | **JPMORGANCHASE RESOLUTE REINS ITS ESC AD 4 NEW YORK PLAZA 21TH F NEW YORK NY 10004-0000 | 884,131 | 100.00 | % | ||||||
Federal Trust Fund – Institutional | **SEI TRUST COMPANY C/O CHOATE HALL & STEWART ONE FREEDOM VALLEY DRIVE OAKS PA 19456-0000 | 195,158,857 | 60.46 | % | ||||||
**BANC OF AMERICA SECURITIES (CIS) SMITH INC (INST) 200 NORTH COLLEGE ST 3RD CHARLOTTE NC 28255-0001 | 75,007,906 | 23.24 | % | |||||||
**PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 24,635,750 | 7.63 | % | |||||||
FedFund – Admin | **WILMINGTON TRUST COMPANY 1100 N MARKET STREET RODNEY SQUARE NORTH WILMINGTON DE 19890-0001 | 303,567,772 | 87.64 | % | ||||||
**PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 41,741,599 | 12.05 | % | |||||||
FedFund – Cash Management | **JEFFERIES & CO INC HARBORSIDE FINANCIAL CENT PLAZA III SUITE 705 JERSEY CITY NJ 07311-0000 | 21,594,868 | 71.34 | % | ||||||
**JEFFERIES & CO INC HARBORSIDE FINANCIAL CENT PLAZA III SUITE 705 JERSEY CITY NJ 07311-0000 | 4,929,611 | 16.28 | % | |||||||
**BANK OF AMERICA (LASALLE BANK) 135 S LASALLE STREET CHICAGO IL 60603-0000 | 3,747,652 | 12.38 | % | |||||||
FedFund – Cash Reserve | **NCB, FSB 12601 MULHOLLAND DRIVE BEVERLY HILLS CA 90210-0000 | 3,688,358 | 63.43 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NCB, FSB 12601 MULHOLLAND DRIVE BEVERLY HILLS CA 90210-0000 | 2,126,764 | 36.57 | % | |||||||
FedFund – Dollar | **PNC BANK INV SERVICES/TWO PNC PLAZ 620 LIBERTY AVEP2-PTPP-32 PITTSBURGH PA 15265-0000 | 804,623,706 | 66.10 | % | ||||||
**WILMINGTON TRUST COMPANY 1100 N MARKET STREET RODNEY SQUARE NORTH WILMINGTON DE 19890-0001 | 265,144,165 | 21.78 | % | |||||||
**ZIONS FIRST NATIONAL BANK ONE SOUTH MAIN STREET SALT LAKE CITY UT 84133-1109 | 86,631,425 | 7.12 | % | |||||||
FedFund – Institutional | **BANK OF NEW YORK 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY 13057-0000 | 2,277,956,953 | 18.54 | % | ||||||
INTEL CORPORATION 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95052-0000 | 1,000,000,000 | 8.14 | % | |||||||
US BANK 1555 N RIVERCENTER DRIVE MILWAUKEE WI 53212-0000 | 737,165,324 | 6.00 | % | |||||||
**STATE STREET GLOBAL 1776 HERITAGE DR JAB5W QUINCY MA 02170-0000 | 683,682,057 | 5.56 | % | |||||||
**NORTHERN TRUST CO 801 S CANAL STREET C5S CHICAGO IL 60607-0000 | 641,810,635 | 5.22 | % | |||||||
**FDIC NATIONAL RECEIVERSHIP ACCOUNT DOF TREASURY MGMT SECTION 3501 FAIRFAX DRIVE RM E50 ARLINGTON VA 22226-3500 | 631,279,002 | 5.14 | % | |||||||
FedFund – Premier | **JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 139,661 | 100.00 | % | ||||||
FedFund – Private Client | **JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 3,728,119 | 100.00 | % | ||||||
J-103
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
FedFund – Select | **PERSHING LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 181,872,160 | 98.34 | % | ||||||
MuniCash – Admin | **PERSHING LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 1 | 100.00 | % | ||||||
MuniCash – Dollar | **CITIZENS NATIONAL BANK ACCOUNT FUND P O BOX 911 MERIDIAN MS 39302-0911 | 1,825,711 | 92.87 | % | ||||||
**PNC ADVISORS/SERV AGENT IRREVOCABLE TRUST PO BOX 215 ZELIENOPLE PA 16063-0000 | 140,205 | 7.13 | % | |||||||
MuniCash – Institutional | **PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 109,640,513 | 73.74 | % | ||||||
**RELIANCE TRUST COMPANY 1100 ABERNATHY ROAD 500 NORTHPARK STE 400 ATLANTA GA 30328-5646 | 13,122,023 | 8.83 | % | |||||||
DGY INVESTMENTS FIFTH & MAHANTONGO STREET POTTSVILLE PA 17901-0000 | 11,557,391 | 7.77 | % | |||||||
MuniFund – Admin | **PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 420,676,116 | 93.20 | % | ||||||
**JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 27,915,872 | 6.18 | % | |||||||
MuniFund – Cash Management | **ASSETMARK TRUST COMPANY FBO OTHER CUSTODIAL CLEIN 3200 N CENTRAL AVENUE 7TH PHOENIX AZ 85012-0000 | 2,270,921 | 97.94 | % | ||||||
MuniFund – Dollar | METAVANTE 1800 NW LOOP 281 LONGVIEW TX 75604-0000 | 33,587,762 | 96.52 | % | ||||||
MuniFund – Institutional | **PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 465,828,318 | 35.58 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**WELLS FARGO SECURITIES LLC BLDG 1B1 NC 0675 1525 WEST W T HARRIS BLVD CHARLOTTE NC 28262-0675 | 150,000,000 | 11.46 | % | |||||||
COUNTY OF SAN DIEGO 1600 PACIFIC HIGHWAY RM 1 SAN DIEGO CA 92101-0000 | 142,000,000 | 10.85 | % | |||||||
BANK OF NEW YORK 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY 13057-0000 | 115,615,215 | 8.83 | % | |||||||
MuniFund – Premier | **JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 1,044 | 100.00 | % | ||||||
MuniFund – Private Client | **JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 1,648,602 | 100.00 | % | ||||||
MuniFund – Select | **PERSHING LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 10,421,502 | 100.00 | % | ||||||
New York Money Fund – Admin | **PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 4,983,018 | 90.41 | % | ||||||
**STATE STREET BANK & TRUST 1200 CROWN COLONY DRIVE QUINCY MA 02169-0000 | 528,477 | 9.59 | % | |||||||
New York Money Fund – Cash Management | **CITY NATIONAL BANK 400 NORTH ROXBURY DR STE BEVERLY HILLS CA 90210-0000 | 6,545,626 | 100.00 | % | ||||||
New York Money Fund – Dollar | **PERSHING LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 1 | 100.00 | % | ||||||
New York Money Fund – Institutional | **BANK OF AMERICA 1201 MAIN STREET 9TH FLOO DALLAS TX 75202-0000 | 50,003,126 | 50.98 | % | ||||||
**SEI PRIVATE TRUST CO ONE FREEDOM VALLEY DRIVE OAKS PA 19456-0000 | 13,939,003 | 14.21 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 10,750,183 | 10.96 | % | |||||||
**SEI TRUST COMPANY CITY NATIONAL BANK ONE FREEDOM VALLEY DRIVE OAKS PA 19456-0000 | 8,172,507 | 8.33 | % | |||||||
New York Money Fund – Private Client | **JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 702,313 | 100.00 | % | ||||||
New York Money Fund – Select | **PERSHING LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 3,459,886 | 99.92 | % | ||||||
TempCash – Admin | **PERSHING LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 1 | 100.00 | % | ||||||
TempCash – Dollar | LIBERTY MUTUAL (SAFECO) PLEDGOR 1191 SECOND AVE SUITE 30 SEATTLE WA 98101-0000 | 46,691,459 | 57.47 | % | ||||||
**PERSHING LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 34,384,394 | 42.32 | % | |||||||
TempCash – Institutional | **FIRST HAWAIIAN ONE FREEDOM VALLEY DRIVE OAKS PA 19456-0000 | 258,172,658 | 24.71 | % | ||||||
**JPMORGANCHASE THIRD PARTY INDY ACTIVE NON DISCLOSED 10410 HIGHLAND MANOR DR 3 TAMPA FL 33610-9128 | 196,078,124 | 18.76 | % | |||||||
**STATE STREET GLOBAL 1776 HERITAGE DR JAB5W QUINCY MA 02170-0000 | 142,392,231 | 13.63 | % | |||||||
**BANK OF NEW YORK 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY 13057-0000 | 130,247,966 | 12.46 | % | |||||||
**MORGAN STANLEY & CO INC 1300 THAMES STREET 6TH FL BALTIMORE MD 21231-3495 | 60,749,399 | 5.81 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
AMERIHEALTH MERCY AIRPORT BUSINESS CENTER 200 STEVENS DRIVE STE 35 PHILADELPHIA PA 19113-0000 | 52,518,847 | 5.03 | % | |||||||
TempFund – Admin | **PNC BANK ACI DEPT/REORG F6-F266-02 PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 2,108,923,130 | 51.13 | % | ||||||
**DEUTSCHE BANK 5022 GATE PARKWAY SUITE 2 JACKSONVILLE FL 32256-0000 | 1,530,145,333 | 37.10 | % | |||||||
**DEUTSCHE BANK 5022 GATE PARKWAY SUITE 2 JACKSONVILLE FL 32256-0000 | 336,563,107 | 8.16 | % | |||||||
TempFund – Cash Management | **CSC TRUST COMPANY OF DELAWARE 2711 CENTERVILLE ROAD WILMINGTON DE 19808-0000 | 343,972,999 | 84.44 | % | ||||||
**PNC BANK ACI DEPT/REORG PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 24,466,950 | 6.01 | % | |||||||
**ING ONE ORANGE WAY WINDSOR CT 06066-0000 | 22,586,925 | 5.55 | % | |||||||
TempFund – Cash Reserve | **DEUTSCHE BANK 5022 GATE PARKWAY SUITE 2 JACKSONVILLE FL 32256-0000 | 3,946,331 | 40.80 | % | ||||||
**ING ONE ORANGE WAY WINDSOR CT 06066-0000 | 2,688,514 | 27.80 | % | |||||||
**CITIZENS NATIONAL BANK ACCOUNT FUND P O BOX 911 MERIDIAN MS 39302-0911 | 1,997,967 | 20.66 | % | |||||||
**EXCHANGE BANK 440 AVIATION BLVD SANTA ROSA CA 95403-0000 | 960,164 | 9.93 | % | |||||||
TempFund – Dollar | **ASSETMARK TRUST COMPANY FBO OTHER CUSTODIAL CLEIN 3200 N CENTRAL AVENUE 7TH PHOENIX AZ 85012-0000 | 971,806,815 | 52.61 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**UNION BANK 530 B STREET SUITE 203 SAN DIEGO CA 92101-0000 | 442,410,427 | 23.95 | % | |||||||
**WILMINGTON TRUST COMPANY 1100 N MARKET STREET RODNEY SQUARE NORTH WILMINGTON DE 19890-0001 | 184,430,930 | 9.99 | % | |||||||
**BANK OF NEW YORK 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY 13057-0000 | 171,876,543 | 9.31 | % | |||||||
TempFund – Institutional | **BANK OF NEW YORK 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY 13057-0000 | 14,404,264,747 | 24.36 | % | ||||||
**STATE STREET BANK CLIENTS 1776 HERITAGE DR QUINCY MA 02170-0000 | 3,112,215,635 | 5.26 | % | |||||||
TempFund – Premier | **JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 11,475,179 | 100.00 | % | ||||||
TempFund – Private Client | **JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 9,389,540 | 100.00 | % | ||||||
TempFund – Select | **PERSHING LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 167,989,720 | 89.58 | % | ||||||
**JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 19,548,219 | 10.42 | % | |||||||
T-Fund – Admin | **WILMINGTON TRUST COMPANY 1100 N MARKET STREET RODNEY SQUARE NORTH WILMINGTON DE 19890-0001 | 4,741 | 99.99 | % | ||||||
T-Fund – Cash Management | **UNION BANK 530 B STREET SUITE 203 SAN DIEGO CA 92101-0000 | 361,240,248 | 40.76 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**JEFFERIES & CO INC HARBORSIDE FINANCIAL CENT PLAZA III SUITE 705 JERSEY CITY NJ 07311-0000 | 244,317,065 | 27.57 | % | |||||||
**JEFFERIES & CO INC HARBORSIDE FINANCIAL CENT PLAZA III SUITE 705 JERSEY CITY NJ 07311-0000 | 174,912,277 | 19.74 | % | |||||||
**CSC TRUST COMPANY OF DELAWARE 2711 CENTERVILLE ROAD WILMINGTON DE 19808-0000 | 74,032,882 | 8.35 | % | |||||||
T-Fund – Cash Reserve | **FIRST REPUBLIC BANK 111 PINE ST SAN FRANCISCO CA 94111-0000 | 10 | 100.00 | % | ||||||
T-Fund – Dollar | **UNION BANK 530 B STREET SUITE 203 SAN DIEGO CA 92101-0000 | 645,537,772 | 66.25 | % | ||||||
**WILMINGTON TRUST COMPANY 1100 N MARKET STREET RODNEY SQUARE NORTH WILMINGTON DE 19890-0001 | 173,394,386 | 17.80 | % | |||||||
**STIFEL NICOLAUS & CO INC 501 NORTH BROADWAY SAINT LOUIS MO 63102-0000 | 74,396,209 | 7.64 | % | |||||||
T-Fund – Institutional | **BANK OF NEW YORK 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY 13057-0000 | 3,970,478,540 | 19.45 | % | ||||||
**STATE STREET GLOBAL 1776 HERITAGE DR JAB5W QUINCY MA 02170-0000 | 3,002,558,565 | 14.71 | % | |||||||
**UNION BANK 530 B STREET SUITE 203 SAN DIEGO CA 92101-0000 | 1,226,333,398 | 6.01 | % | |||||||
**BNY MELLON 525 WILLIAM PENN PLACE PITTSBURGH PA 15230-0001 | 1,027,612,206 | 5.03 | % | |||||||
T-Fund – Select | **PERSHING LLC BENEFIT OF ITS CUSTOMERS ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 206,060,658 | 84.06 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**JPMORGANCHASE (BEAR STEARNS) 4 CHASE METROTECH CENTER BROOKLYN NY 11245-0000 | 39,082,215 | 15.94 | % | |||||||
Treasury Trust Fund – Admin | **PNC BANK ACI DEPT/REORG F6-F266-02 PO BOX 7780-1888 PHILADELPHIA PA 19182-0000 | 85,595,961 | 49.95 | % | ||||||
**PERSHING LLC BENEFIT OF ITS CUSTOMERS ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 53,671,039 | 31.32 | % | |||||||
**DEUTSCHE BANK 5022 GATE PARKWAY SUITE 2 JACKSONVILLE FL 32256-0000 | 32,077,300 | 18.72 | % | |||||||
Treasury Trust Fund – Cash Management | **US BANK 1555 N RIVERCENTER DRIVE MILWAUKEE WI 53212-0000 | 6,301,210 | 53.03 | % | ||||||
**BANK OF AMERICA (LASALLE BANK) 135 S LASALLE STREET CHICAGO IL 60603-0000 | 3,000,000 | 25.25 | % | |||||||
**GIBRALTER BANK (VIA SEI TRUST CO) C/O GIBRALTAR BANK ONE FREEDOM VALLEY DRIVE OAKS PA 19456-0000 | 2,581,394 | 21.72 | % | |||||||
Treasury Trust Fund – Dollar | **PNC BANK INV SERVICES/TWO PNC PLAZA 620 LIBERTY AVE P2-PTPP-3 PITTSBURGH PA 15265-0000 | 223,459,136 | 67.15 | % | ||||||
**WILMINGTON TRUST COMPANY 1100 N MARKET STREET RODNEY SQUARE NORTH WILMINGTON DE 19890-0001 | 28,964,258 | 8.70 | % | |||||||
**STATE STREET BANK & TRUST 1200 CROWN COLONY DRIVE QUINCY MA 02169-0000 | 27,710,685 | 8.33 | % | |||||||
**UBS SECURITIES LLC 677 WASHINGTON BLVD STAMFORD CT 06901-0000 | 21,758,952 | 6.54 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
Treasury Trust Fund – Institutional | **BANK OF NEW YORK 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY 13057-0000 | 4,381,322,084 | 30.76 | % | ||||||
**BANK OF AMERICA 1201 MAIN STREET 9TH FLOO DALLAS TX 75202-0000 | 2,938,197,306 | 20.63 | % | |||||||
**BANC OF AMERICA SECURITIES (CIS) SMITH INC (INST) 200 NORTH COLLEGE ST 3RD CHARLOTTE NC 28255-0001 | 979,098,951 | 6.87 | % | |||||||
| �� | **DEUTSCHE BANK 5022 GATE PARKWAY SUITE 2 JACKSONVILLE FL 32256-0000 | 750,016,705 | 5.27 | % | ||||||
Treasury Trust Fund – Select | **PERSHING LLC BENEFIT OF ITS CUSTOMERS ONE PERSHING PLAZA JERSEY CITY NJ 07399-0000 | 26,247,785 | 100.00 | % | ||||||
BlackRock Pacific Fund, Inc. | ||||||||||
BlackRock Pacific Fund, Inc. – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 142,027 | 46.95 | % | ||||||
**DWS TRUST CO TTEE MULTICULTURAL RADIO BROADCASTING INC 401K SAVINGS PLAN PO BOX 1757 SALEM NH 03079 | 31,973 | 10.57 | % | |||||||
**MATRIX TRUST COMPANY AS TTEE FBO MAGNUM HUNTER RESOURCES PO BOX 52129 PHOENIX AZ 85072 | 29,527 | 9.76 | % | |||||||
**RELIANCE TRUST COMPANY FBO MASSMUTUAL DMF P.O. BOX 48529 ATLANTA GA 30362 | 19,215 | 6.35 | % | |||||||
BlackRock Pacific Fund, Inc. – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 4,377,032 | 60.09 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 366,294 | 5.03 | % | |||||||
BlackRock Pacific Fund, Inc. – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 4,774,729 | 65.60 | % | ||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 386,035 | 5.30 | % | |||||||
BlackRock Pacific Fund, Inc. – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,475,726 | 68.55 | % | ||||||
**MORGAN STANLEY & CO HARBORSIDE FINANCIAL CENTER PLAZA II 3RD FLOOR JERSEY CITY NJ 07311 | 182,379 | 8.47 | % | |||||||
BlackRock Series, Inc. | ||||||||||
BlackRock International Fund – Class R | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 1,352,497 | 87.77 | % | ||||||
BlackRock International Fund – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,631,912 | 39.84 | % | ||||||
**CHARLES SCHWAB & CO INC 101 MONTGOMERY STREET SAN FRANCISCO CA 94104-4122 | 1,397,575 | 15.33 | % | |||||||
**NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD FL 5 JERSEY CITY NJ 07310-2010 | 932,618 | 10.23 | % | |||||||
**PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0001 | 1,380,643 | 15.14 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock International Fund – Investor A | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 18,175,309 | 88.91 | % | ||||||
BlackRock International Fund – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 9,617,207 | 92.51 | % | ||||||
BlackRock Small Cap Growth Fund II – Class R | **HARTFORD LIFE INSURANCE COMPANY PO BOX 2999 HARTFORD CT 06104-2999 | 568,861 | 28.57 | % | ||||||
**MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 687,665 | 34.54 | % | |||||||
**RELIANCE TRUST COMPANY FBO MASSMUTUAL DMF P.O. BOX 48529 ATLANTA GA 30362 | 211,683 | 10.63 | % | |||||||
BlackRock Small Cap Growth Fund II – Institutional | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,913,926 | 78.17 | % | ||||||
**PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL 766 I.U.O.E. LOCAL 14-14B 141-57 NORTHERN BLVD FLUSHING NY 11354 | 522,182 | 10.43 | % | |||||||
BlackRock Small Cap Growth Fund II – Investor A | **HARTFORD LIFE INSURANCE COMPANY PO BOX 2999 HARTFORD CT 06104-2999 | 465,014 | 8.15 | % | ||||||
**MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 4,057,823 | 71.09 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
BlackRock Small Cap Growth Fund II – Investor C | **MERRILL LYNCH PIERCE FENNER & SMITH 4800 E DEERLAKE DRIVE 3RD FLR JACKSONVILLE FL 32246-6484 | 3,108,959 | 81.12 | % | ||||||
Funds for Institutions Series | ||||||||||
FFI Government Fund – | SEE’S CANDY SHOPS INCORPORATED 210 EL CAMINO REAL S SAN FRAN CA 94080-5998 | 67,355,807 | 6.27 | % | ||||||
STATER BROS PO BOX 150 SN BERNRDNO CA 92402-0150 | 91,824,522 | 8.54 | % | |||||||
**MERRILL LYNCH PIERCE FENNER & SMITH INC 4800 DEER LAKE DRIVE EAST JACKSONVILLE FL 32246-6484 | 154,056,082 | 14.33 | % | |||||||
**MERRILL LYNCH PIERCE FENNER & SMITH INC 4800 DEER LAKE DR E JACKSONVILLE FL 32246-6484 | 192,383,930 | 17.90 | % | |||||||
JOHNS MANVILLE CORPORATION BANKING & FINANCE 717 17TH ST DENVER CO 80202-3332 | 92,923,220 | 8.65 | % | |||||||
FFI Institutional Fund – | **MERRILL LYNCH PIERCE FENNER & SMITH INC 4800 DEER LAKE DRIVE EAST JACKSONVILLE FL 32246-6484 | 115,288,777 | 7.06 | % | ||||||
PRIMECAP MANAGEMENT CO 225 S LAKE AVE STE 400 PASADENA CA 91101-3010 | 101,146,996 | 6.19 | % | |||||||
CVS HEALTH CORPORATION 1 CVS DR WOONSOCKET RI 02895-6146 | 140,000,000 | 8.57 | % | |||||||
**MERRILL LYNCH PIERCE FENNER & SMITH INC 4800 DEER LAKE DR E JACKSONVILLE FL 32246-6484 | 382,497,861 | 23.41 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
FFI Institutional Tax-Exempt Fund – | BLACKROCK NATIONAL MUNICIPAL FUND (BR-NATL) MAILSTOP DEL-02-1 100 BELLEVUE PKWY WILMINGTON DE 19809-3700 | 382,120,801 | 26.12 | % | ||||||
**MERRILL LYNCH PIERCE FENNER & SMITH INC 4800 DEER LAKE DR E JACKSONVILLE FL 32246-6484 | 523,928,732 | 35.81 | % | |||||||
BLACKROCK MUNICIPAL TARGET TERM TRUST (BTT) MAILSTOP DEL 02-1 100 BELLEVUE PKWY WILMINGTON DE 19809-3700 | 152,770,859 | 10.44 | % | |||||||
FFI Premier Institutional Fund – | **MERRILL LYNCH PIERCE FENNER & SMITH INC 4800 DEER LAKE DRIVE EAST JACKSONVILLE FL 32246-6484 | 636,461,128 | 15.18 | % | ||||||
SWINERTON INCORPORATED 2300 CLAYTON RD FL 8 CONCORD CA 94520-2166 | 405,235,392 | 9.67 | % | |||||||
CVS HEALTH CORPORATION 1 CVS DR WOONSOCKET RI 02895-6146 | 283,100,091 | 6.75 | % | |||||||
**MERRILL LYNCH PIERCE FENNER & SMITH INC 4800 DEER LAKE DR E JACKSONVILLE FL 32246-6484 | 1,521,326,246 | 36.28 | % | |||||||
MARIL & CO 11270 WEST PARK PLACE MILWAUKEE WI 53224-3623 | 282,365,517 | 6.73 | % | |||||||
FFI Select Institutional Fund – | **MERRILL LYNCH PIERCE FENNER & SMITH INC 4800 DEER LAKE DR E JACKSONVILLE FL 32246-6484 | 291,781,340 | 19.79 | % | ||||||
NATIONAL GUARDIAN LIFE INSURANCE CO 2 E GILMAN ST INVESTMENT DEPT PO BOX 1191 MADISON WI 53701-1191 | 94,954,177 | 6.44 | % | |||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
PLAINS COTTON COOPERATIVE ASSN 3301 E 50TH ST LUBBOCK TX 79404-4331 | 83,402,834 | 5.66 | % | |||||||
PDL BIOPHARMA INC 932 SOUTHWOOD BLVD INCLINE VLG NV 89451-7413 | 176,675,402 | 11.98 | % | |||||||
WATERFALL EDEN MASTER FUND LTD USA 1140 AVENUE OF THE AMERICAS FL 7 NEW YORK NY 10036-5803 | 184,050,830 | 12.48 | % | |||||||
WATERFALL DELTA OFFSHORE MASTER FUND LTD USA 1140 AVENUE OF THE AMERICAS FL 7 NEW YORK NY 10036-5803 | 94,564,419 | 6.41 | % | |||||||
PUBLIC SERVICE ELECTRIC & GAS PO BOX 330 NEWARK NJ 07101-0330 | 75,000,000 | 5.09 | % | |||||||
FFI Treasury Fund – | **MIDLAND LOAN SERVICES A DIVISION OF PNC BANK NATL ASSOC 10851 MASTIN ST STE 300 OVERLAND PARK KS 66210-1690 | 134,770,288 | 7.85 | % | ||||||
**MERRILL LYNCH PIERCE FENNER & SMITH INC 4800 DEER LAKE DR E JACKSONVILLE FL 32246-6484 | 798,610,200 | 46.54 | % | |||||||
KSWO TELEVISION COMPANY INC PO BOX 548 LAWTON OK 73502-0548 | 160,343,518 | 9.34 | % | |||||||
| Ready Assets Prime Money Fund | **MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4800 DEER LAKE DRIVE EAST JACKSONVILLE, FLORIDA 32246-6484 | 2,096,910,782 | 99.25 | % | ||||||
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Fund and Class | Name and Address of | Shares Beneficially Owned | Percentage of Outstanding Shares of Class Owned | |||||||
| Ready Assets U.S. Treasury Money Fund | **MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4800 DEER LAKE DRIVE EAST JACKSONVILLE, FLORIDA 32246-6484 | 167,277,826 | 100.00 | % | ||||||
| Ready Assets U.S.A Government Money Fund | **MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4800 DEER LAKE DRIVE EAST JACKSONVILLE, FLORIDA 32246-6484 | 70,017,703 | 99.99 | % | ||||||
Retirement Series Trust | ||||||||||
Retirement Reserves Money Fund Class I | **MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4800 DEER LAKE DRIVE EAST JACKSONVILLE, FLORIDA 32246-6484 | 1,051,910,388 | 100.00 | % | ||||||
Retirement Reserves Money Fund Class II | **MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4800 DEER LAKE DRIVE EAST JACKSONVILLE, FLORIDA 32246-6484 | 27,833,370 | 100.00 | % | ||||||
| ** | Indicates record holders that do not beneficially hold the shares. |
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Eq. Liq. – Governance and Nominating
As amended through February 18, 2015
Appendix K – Joint Governance and Nominating Committee Charter
of the BlackRock Funds
in the Equity-Liquidity Complex
A. Background
Each of the investment companies managed by BlackRock Advisors, LLC (together with its affiliates, “BlackRock”) in the Equity-Liquidity Complex is referred to as the “Fund”; the Board of Directors/Trustees of the Fund is referred to as the “Board of Directors” or the “Board” and its members are referred to as the “Directors”; and the Directors who are not “interested persons” (as such term is defined in the Investment Company Act of 1940) of the Fund are referred to as the “Independent Directors.” The Board of Directors, including at least a majority of the Independent Directors, has adopted this Charter. The Governance and Nominating Committee is referred to as the “Committee.”
B. Purposes of the Committee
The purposes of the Committee are to:
(1) Support the Independent Directors in pursuing the best interests of the Fund and its shareholders.
(2) Identify individuals qualified to serve as Independent Directors.
(3) Advise the Board of Directors with respect to Board composition, procedures and committees (other than the Audit Committee).
(4) Oversee periodic self-assessments of the Board of Directors and committees of the Board of Directors (other than the Audit Committee).
(5) Monitor corporate governance matters and make recommendations in respect thereof to the Board of Directors.
(6) Act as the administrative committee with respect to Board of Directors policies and procedures, committee policies and procedures (other than the Audit Committee) and codes of ethics as they relate to Independent Directors.
(7) Review and make recommendations in respect of Independent Director compensation.
C. Composition of the Committee
The Committee will have at least three members, all of whom will be Independent Directors. The members and the Chair of the Committee will be determined annually by vote of the Independent Directors. The Chair of the Committee will be referred to herein as the “Chair.” The Chairman of the Board may designate an acting chair in the absence of the Chair.
D. Chair; Functions of the Chair
The Chair will have the following responsibilities:
(1) The Chair will preside at all meetings of the Committee. Any designated alternate will preside in the Chair’s absence.
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(2) The Chair will be responsible for meeting agendas.
(3) The Chair will coordinate with the chairs of other committees as appropriate.
(4) The Chair, reflecting the views of Committee members, will engage BlackRock in a dialogue on the scope and contents of materials furnished to the Committee.
(5) The Chair will assist in identifying and bringing to the attention of the Chairman of the Board issues that should be considered by the Board of Directors, the Independent Directors or any other committee.
(6) At meetings of the Board of Directors, the Chair will report on the Committee’s recommendations on applicable resolutions and on any important actions by or discussions of the Committee.
(7) The Chair will coordinate with counsel for the Funds on matters requiring legal advice, and will coordinate with counsel to the Independent Directors on matters involving conflicts of interest with BlackRock.
E. Meetings and Procedures of the Committee
(1) The Committee will generally meet on a quarterly basis, or more frequently as called by the Chair. The Chair or a majority of the members of the Committee may call a special meeting of the Committee.
(2) The Committee may determine its own rules of procedure, which shall be consistent with the charter document of the Fund, the bylaws of the Fund and this Charter.
(3) A majority of the members of the Committee, present in person or by means of a conference telephone or other communications equipment by means of which all persons participating in the meeting can communicate with each other, shall constitute a quorum. The Committee may take action by written consent if at least the number of Committee members required for approval at a meeting consent to the action in writing and the written consents are filed with the records of meetings of the Committee, unless otherwise required by applicable law.
(4) The Committee may request that any Director, officer or employee of a Fund, or other persons whose advice and counsel are sought by the Committee, attend any meeting of the Committee to provide such information as the Committee requests.
(5) The Committee will cause to be kept written minutes of its meetings, which minutes shall be maintained with the books and records of the Fund.
(6) Meetings of the Committee will be open to all Independent Directors.
F. Particular Actions of the Committee
(1)Board Candidates and Nominees. The Committee shall have the following goals and responsibilities with respect to Board candidates and nominees:
| (a) | Make recommendations to the Independent Directors as to criteria for evaluating potential nominees. (The present criteria are attached as Annex A.) |
| (b) | Recommend Independent Director nominees for election by the shareholders or appointment by the Board. In assessing candidates for the office of Independent Director the Committee shall give appropriate weight to the criteria referred to in clause (a) above. |
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| (c) | Review the suitability for continued service as a director of each Independent Director when his or her term expires and at such other times as the Committee deems necessary or appropriate, and recommend whether or not the Independent Director should be re-nominated. |
(2)Board Composition and Procedures. The Committee shall have the following goals and responsibilities with respect to the composition and procedures of the Board as a whole:
| (a) | Review periodically with the Board the size and composition of the Board as a whole and recommend, if necessary, measures to be taken so that the Board reflects the appropriate balance of knowledge, experience, skills, expertise and diversity required for the Board as a whole and contains at least the minimum number of Independent Directors required by law. |
| (b) | Make recommendations on the frequency and structure of Board meetings. |
| (c) | Make recommendations concerning any other aspect of the procedures of the Board that the Committee considers warranted. |
| (d) | Make recommendations on the requirements for, and means of, Board orientation and training. |
(3)Corporate Governance. The following shall be the goals and responsibilities of the Committee with respect to governance matters:
| (a) | Consider any corporate governance issues that arise from time to time, and develop appropriate recommendations for the Board. |
| (b) | Monitor compliance with, and act as the administrative committee with respect to, the provisions of the Code of Ethics pursuant to Rule 17j-1(c) under the 1940 Act as they apply to the Independent Directors. |
| (c) | Provide oversight of Fund counsel. |
(4)Board Committees. The following shall be the goals and responsibilities of the Committee with respect to the committee structure of the Board. The following provisions shall not apply to the Audit Committee, which will be supervised by the Board:
| (a) | Make recommendations to the Board regarding the size and composition of each committee of the Board, including the identification of individuals to serve as members of a committee, and recommend individual Directors to fill any vacancy that might occur on a committee. |
| (b) | Monitor the functioning of the committees of the Board and make recommendations for any changes, including the creation or elimination of committees, the orientation of committee members and the annual review, if any, performed by each committee. |
| (c) | Recommend that the Board establish such special committees as may be desirable or necessary from time to time. |
(5)Self-Assessment of the Board. The Committee shall be responsible for overseeing the annual self-assessment of the Board. The Committee shall address all matters that the Committee considers relevant to the Board’s performance.
The Committee shall report to the Board on the results of its evaluation, including any recommended amendments to the principles of corporate governance, and any recommended changes to the Fund’s or the Board’s policies or procedures.
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G. Self-Assessment of the Committee
The Committee shall, on an annual basis, assess its performance. The Committee shall address matters that the Committee considers relevant to its performance.
The Committee shall report to the Board on an annual basis on the results of its evaluation, including any recommended amendments to this Charter and any recommended changes to the Fund’s or the Board’s policies or procedures.
The Committee may from time to time recommend to the Board such amendments to this Charter as the Committee determines to be necessary or appropriate.
H. Consultants; Investigations and Studies; Outside Advisers
The Committee will have authority to retain and terminate any third-party advisers, including authority to approve fees and other retention terms. The Committee may conduct or authorize investigations into or studies of matters within the Committee’s scope of responsibilities, and may retain, at the Fund’s expense, such independent counsel or other advisers as it deems necessary. The Committee may call upon the Fund’s independent accountants (with the concurrence of the Audit Committee) or other third parties for such fact-finding and analysis as may be appropriate in light of the objectives of this Charter.
Note: Solely for the sake of clarity and simplicity, this Joint Governance and Nominating Committee Charter has been drafted as if there is a single Fund, a single Audit Committee, a single Governance and Nominating Committee and a single Board. The terms “Audit Committee,” “Governance and Nominating Committee” and “Board” mean each “Audit Committee,” “Governance and Nominating Committee” and “Board” as it relates to the respective Fund, unless the context otherwise requires. Each Audit Committee, Governance and Nominating Committee and Board of each Fund shall act separately and in the best interests of such Fund.
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Annex A
Statement of Policy on Criteria
for Selecting Independent Directors
The Governance and Nominating Committee has adopted this Statement of Policy to memorialize its views as to the appropriate criteria for selecting Independent Directors of the Fund.
A. The Governance and Nominating Committee expects that all candidates will have the following characteristics:
| • | Unquestioned personal integrity. |
| • | The candidate may not be an “interested person” of BlackRock or its affiliates within the meaning of the Investment Company Act of 1940. |
| • | The candidate should have no material relationship that could create an appearance of lack of independence in respect of BlackRock and its affiliates. Material relationships can include commercial, industrial, banking, consulting, legal, accounting, charitable and familial relationships (among others). |
| • | The candidate needs the disposition to act independently in fact in respect of BlackRock and its affiliates. It is expected that Independent Directors will play an active and, if necessary, an adversarial role in pursuing the best interests of the Fund and shareholders. |
| • | The candidate needs to be able to attend six meetings per year. The effect of this requirement is to limit the number of other boards on which a candidate can participate. |
| • | The candidate needs to have demonstrated sound business judgment gained through broad experience in significant positions where the candidate has dealt with management, technical, financial or regulatory issues. |
| • | The candidate should have sufficient financial or accounting knowledge to add value in the complex financial environment of the Fund. |
| • | Candidates should have experience on corporate and other boards. This helps assure that they have other exposure to current governance issues and business practices. Candidates should not, however, have board memberships or other relationships that could result in business or regulatory conflicts with the Fund. |
| • | The candidate needs the capacity for the hard work and attention to detail that is required in light of the Fund’s complex regulatory, operational and marketing setting. |
B. The following characteristics are desirable, but not mandatory:
| • | The candidate should have the ability to serve seven or more years before reaching mandatory retirement age. |
| • | The candidate should have diversity of interests evidenced by participation in community, charitable or other similar activities. |
C. The following are desirable characteristics of the Independent Directors as a group:
| • | The Independent Directors will generally be drawn from the ranks of respected and accomplished senior business, government, professional and academic leaders. |
| • | The Independent Directors will strive to achieve diversity in terms of gender, race and geographic location. |
| • | The Independent Directors as a whole should reflect a diversity of experience. At least one Independent Director will be a “financial expert,” as such term is defined by the SEC. The Governance and Nominating Committee will strive to achieve a balance of experience of Independent Directors in respect of industries, management roles and other experience. |
K-5
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| EASY VOTING OPTIONS: | ||||||||
VOTE ON THE INTERNET Log on to: [www.proxy-direct.com] or scan the QR code Follow the on-screen instructions available 24 hours
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| PROXY | PROXY |
BBIF Government Securities Fund BBIF Money Fund BBIF Tax-Exempt Fund BBIF Treasury Fund BIF Government Securities Fund BIF Money Fund BIF Multi-State Municipal Series Trust BIF Tax-Exempt Fund BIF Treasury Fund BlackRock Emerging Markets Fund, Inc. BlackRock Financial Institutions Series Trust BlackRock Funds BlackRock Funds III BlackRock Index Funds, Inc. BlackRock Large Cap Series Funds, Inc. BlackRock Latin America Fund, Inc. BlackRock Liquidity Funds | BlackRock Master LLC BlackRock Pacific Fund, Inc. BlackRock Series, Inc. Funds For Institutions Series Master Government Securities LLC Master Institutional Money Market LLC Master Investment Portfolio Master Large Cap Series LLC Master Money LLC Master Tax-Exempt LLC Master Treasury LLC Quantitative Master Series LLC Ready Assets Prime Money Fund Ready Assets U.S.A. Government Money Fund Ready Assets U.S. Treasury Money Fund Retirement Series Trust |
JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON
FEBRUARY 8, 2016
THIS PROXY IS SOLICITED ON BEHALF OF THE BOARDS OF
DIRECTORS/TRUSTEES
The undersigned hereby appoints Benjamin Archibald, Jay Fife and Charles Park, and each of them, as proxies, each with the power to appoint his substitute, and hereby authorizes them to represent and to vote, as designated on the reverse side hereof, all of the shares of the below named funds held of record by the undersigned on December 11, 2015 at the Joint Special Meeting of Shareholders of each Fund to be held on February 8, 2016 or at any adjournments, postponements or delays thereof. This proxy does not revoke any prior powers of attorney except for prior proxies given in connection with the Joint Special Meeting of Shareholders.
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THIS PROXY, IF PROPERLY EXECUTED, WILL BE VOTED IN THE MANNER DIRECTED HEREIN BY THE UNDERSIGNED SHAREHOLDER. IF NO DIRECTION IS MADE, THIS PROXY WILL BE VOTED FOR THE ELECTION OF EACH OF THE BOARD NOMINEES.
IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY BE PRESENTED AT THE JOINT SPECIAL MEETING OR ANY ADJOURNMENTS, POSTPONEMENTS OR DELAYS THEREOF.
| VOTE VIA THE INTERNET: www.proxy-direct.com | ||||
VOTE VIA THE TELEPHONE: 1-800-[ ]
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Note:Please sign exactly as your name(s) appear(s) on this Proxy Card. When shares are held by joint tenants, both should sign. When signing as attorney, executor, administrator, trustee, or guardian, please give full title as such. If a corporation, please sign in full corporate name by an authorized officer. If a partnership, please sign in partnership name by an authorized person.
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Signature
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Signature of joint owner, if any
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| Date | ||||
| 1. | To Elect Board Members:To withhold authority to vote for any individual nominee(s) mark the “For All Except” and write the nominee number on the line provided. |
FOR ALL | WITHHOLD ALL | FOR ALL EXCEPT | ||||||||||
| 01. David O. Beim | 02. Susan J. Carter | ¨ | ¨ | ¨ | ||||||||
| 03. Collette Chilton | 04. Neil A. Cotty | |||||||||||
| 05. Matina S. Horner | 06. Rodney D. Johnson | |||||||||||
| 07. Cynthia A. Montgomery | 08. Joseph P. Platt | |||||||||||
| 09. Robert C. Robb, Jr. | 10. Mark Stalnecker | |||||||||||
| 11. Kenneth L. Urish | 12. Claire A. Walton | |||||||||||
| 13. Frederick W. Winter | 14. Barbara G. Novick | |||||||||||
| 15. John M. Perlowski |
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| 2. | To Provide Voting Instructions for Feeder Fund for the Election of Board Members of Master Fund:To withhold authority to vote for any individual nominee(s) mark the “For All Except” and write the nominee number on the line provided. |
FOR ALL | WITHHOLD ALL | FOR ALL EXCEPT | ||||||||||
| 01. David O. Beim | 02. Susan J. Carter | ¨ | ¨ | ¨ | ||||||||
| 03. Collette Chilton | 04. Neil A. Cotty | |||||||||||
| 05. Matina S. Horner | 06. Rodney D. Johnson | |||||||||||
| 07. Cynthia A. Montgomery | 08. Joseph P. Platt | |||||||||||
| 09. Robert C. Robb, Jr. | 10. Mark Stalnecker | |||||||||||
| 11. Kenneth L. Urish | 12. Claire A. Walton | |||||||||||
| 13. Frederick W. Winter | 14. Barbara G. Novick | |||||||||||
| 15. John M. Perlowski |
| 3. | To Provide Voting Instructions to BlackRock Balanced Capital Fund, Inc. for the Election of Board Members of Master Large Cap Series LLC:To withhold authority to vote for any individual nominee(s) mark the “For All Except” and write the nominee number on the line provided. |
FOR ALL | WITHHOLD ALL | FOR ALL EXCEPT | ||||||||||
| 01. David O. Beim | 02. Susan J. Carter | ¨ | ¨ | ¨ | ||||||||
| 03. Collette Chilton | 04. Neil A. Cotty | |||||||||||
| 05. Matina S. Horner | 06. Rodney D. Johnson | |||||||||||
| 07. Cynthia A. Montgomery | 08. Joseph P. Platt | |||||||||||
| 09. Robert C. Robb, Jr. | 10. Mark Stalnecker | |||||||||||
| 11. Kenneth L. Urish | 12. Claire A. Walton | |||||||||||
| 13. Frederick W. Winter | 14. Barbara G. Novick | |||||||||||
| 15. John M. Perlowski |