| Name of Issuer | Ticker Symbol | CUSIP | Shareholder Meeting Date | Record Date | Proposal Number | Description of Matter Voted On | Matter Proposed By Issuer or Holder | Vote Cast | Vote | For or Against Management |
| Neuberger Berman R/E SEC Income -PFD A | NRO Series M | 64190A202 | 7/1/2010 | 4/1/2010 | 1 | Election of five (5) directors | Issuer | Yes | Against | Against |
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| TS&W/ Claymore Tax Advt Auctn Mkt PDF-M7 | TYWUS | 87280R207 | 7/19/2010 | 3/23/2010 | 1 | Election of two (2) directors | Issuer | Yes | Against | Against |
| | | | | | 2 | Annual terms for directors | Holder | Yes | For | Against |
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| BR CR Allocation Income Trust IV F7 | BTZ Series F7 | 092508506 | 9/2/2010 | 7/6/2010 | 1 | Election of five (4) directors | Issuer | Yes | Against | Against |
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| Advent Claymore Global Conv Sec & IN W7 | AGC | 007639305 | 9/28/2010 | 8/16/2010 | 1 | Election of three (3) directors | Issuer | Yes | Against | Against |
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| The Proctor & Gamble Company | PG | 742718109 | 10/12/2010 | 8/13/2010 | 1 | Election of ten (10) directors | Issuer | Yes | For | For |
| | | | | | 2 | Ratify appointment of the independent registered accounting firm | Issuer | Yes | For | For |
| | | | | | 3 | Cumulative Voting | Holder | Yes | For | Against |
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| PIMCO Corporate Opportunity FD-Pref W | PTY Series W | 72201B408 | 4/14/2011 | 2/18/2011 | 1 | Election of three (3) directors | Issuer | Yes | For | For |
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| F&C/Claymore Total Return Fund-Common | FLC | 338479108 | 4/15/2011 | 1/21/2011 | 1 | Election of one (1) director | Issuer | Yes | For | For |
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| Public Service Enterprise Group, Inc. | PEG | 744573106 | 4/19/2011 | 2/18/2011 | 1 | Election of nine (9) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
| | | | | | 3 | Advisory vote on frequency of advisory vote on executive compensation | Issuer | Yes | 1 yr | For |
| | | | | | 4 | Ratification of the appointment of Deloitte & Touche LLP as independent auditor for the year 2011 | Issuer | Yes | For | For |
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| Scana Corporation | SCG | 80589M102 | 4/21/2011 | 3/3/2011 | 1 | Election of five (5) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Approval of amendment to director compensation and deferral plan | Issuer | Yes | For | For |
| | | | | | 3 | Approval of amendment to articles of incorporation to increase shares from 150,000,000 to 200,000,000 | Issuer | Yes | For | For |
| | | | | | 4 | Approval of appointment of independent registered public accounting firm | Issuer | Yes | For | For |
| | | | | | 5 | Advisory (non-binding) vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 6 | Advisory (non-binding) vote on frequency of executive compensation vote | Issuer | Yes | 1 yr | Against |
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| Cohen & Steers Infrastructure Fund, Inc. | UTF | 19248A109 | 4/28/2011 | 2/23/2011 | 1 | Election of three (3) Directors | Issuer | Yes | For | For |
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| Cohen & Steers Quality Inc Rlty-Common | RQI | 19247L106 | 4/28/2011 | 2/23/2011 | 1 | Election of three (3) Directors | Issuer | Yes | For | For |
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| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | 3/1/2011 | 1 | Election of eleven (11) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of Price Waterhouse Coopers LLP as independent registered public accounting firm for 2011 | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on named executive officer compensation | Issuer | Yes | Against | Against |
| | | | | | 4 | Advisory vote on frequency of advisory vote on named executive officers | Issuer | Yes | 1 yr | For |
| | | | | | 5 | Shareholder proposal on pharmaceutical price restraint | Holder | Yes | Against | For |
| | | | | | 6 | Shareholder proposal on amendment to Company's equal employment opportunity policy | Holder | Yes | Against | For |
| | | | | | 7 | Shareholder proposal on adopting non-animal methods for training | Holder | Yes | Against | For |
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| Pfizer, Inc. | PFE | 717081103 | 4/28/2011 | 3/1/2011 | 1 | Election of thirteen (13) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Proposal to ratify the selection of KPMG LLP as independent registered accounting firm for 2011 | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of future advisory votes on executive compensation | Issuer | Yes | 1 yr | Against |
| | | | | | 5 | Shareholder proposal regarding publication of political contributions | Holder | Yes | Against | For |
| | | | | | 6 | Shareholder proposal regarding public policy initiatives | Holder | Yes | Against | For |
| | | | | | 7 | Shareholder proposal on pharmaceutical price restraints | Holder | Yes | Against | For |
| | | | | | 8 | Shareholder proposal regarding action by written consent | Holder | Yes | For | Against |
| | | | | | 9 | Shareholder proposal regarding special shareholder meetings | Holder | Yes | For | Against |
| | | | | | 10 | Shareholder proposal regarding animal research | Holder | Yes | Against | For |
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| Berkshire Hathaway, Inc. Class A | BRK/A | 084670108 | 4/30/2011 | 3/2/2011 | 1 | Election of twelve (12) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Non-binding resolution to approve the compensation of the company's named executive officers, as described in the 2011 proxy statement | Issuer | Yes | For | For |
| | | | | | 3 | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the company shall be entitled to have an advisory vote on executive compensation | Issuer | Yes | 1 yr | Against |
| | | | | | 4 | To approve the shareholder proposal with respect to the establishment of quantitative goals for the reduction of greenhouse gas and other air emissions at Berkshire's energy generating holdings | Issuer | Yes | Against | For |
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| 3M Company | MMM | 88579Y101 | 5/10/2011 | 3/11/2011 | 1 | Election of ten (10) Directors | Issuer | Yes | For | For |
| | | | | | 2 | To Ratify the appointment of Pricewaterhousecoopers as independent registered public accounting firm. | Issuer | Yes | For | For |
| | | | | | 3 | An advisory vote on executive compensation | Issuer | Yes | Against | Against |
| | | | | | 4 | An advisory vote on the frequency of advisory votes on executive compensation | Issuer | Yes | 1 yr | For |
| | | | | | 5 | Stockholder proposal on political contributions | Issuer | Yes | Against | Against |
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| Ventas, Inc. | VTR | 92276F100 | 5/12/2011 | 3/16/2011 | 1 | Election of ten (10) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of the selection of Ernst & Young LLP as the independent registered accounting firm for fiscal year 2011 | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote as to the frequency of advisory votes on executive compensation | Issuer | Yes | 1 yr | For |
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| Transocean Ltd. | RIG | H8817H100 | 5/13/2011 | 3/16/2011 | 1 | Approval of the 2010 annual report, including the consolidated financial statements of Transocean Ltd. For fiscal year 2010 and the statutory financial statements of Transocean Ltd. For fiscal year 2010 | Issuer | Yes | For | For |
| | | | | | 2 | Discharge of the members of the Board of Directors and executive management from liability for activities during fiscal year 2010 | Issuer | Yes | Against | Against |
| | | | | | 3 | Appropriation of available earnings for fiscal year 2010 | Issuer | Yes | Against | Against |
| | | | | | 4 | Proposed reallocation of free reserve to legal reserve, reserve from capital contributions | Issuer | Yes | Against | Against |
| | | | | | 5 | Rescission of the distribution to shareholders in the form of a par value reduction as approved at the 2010 annual general meeting | Issuer | Yes | Against | Against |
| | | | | | 6 | Release and allocation of legal reserve, reserve from capital contribution, to dividend reserve from capital contributions, If proposal 3 and proposal 5 are not approved as proposed by the Board of Directors, there will be no vote on the proposal 6 | Issuer | Yes | Against | Against |
| | | | | | 7 | New authorized share capital | Issuer | Yes | Against | Against |
| | | | | | 8 | Reduction of the maximum number of members of the Board of Directors to 12 | Issuer | Yes | For | For |
| | | | | | 9 | Election of five (5) Directors | Issuer | Yes | For | For |
| | | | | | 10 | Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year 2011 and reelection of Ernst & Young Ltd., Zurich, as the Company's auditor for a further one-year term | Issuer | Yes | For | For |
| | | | | | 11 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
| | | | | | 12 | Advisory vote on the frequency of executive compensation vote | Issuer | Yes | 1 yr | For |
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| Western Asset Premier Bond Fund-PRF A | WEA Series M | 957664204 | 5/17/2011 | 4/6/2011 | 1 | Election of seven (7) Directors | Issuer | Yes | For | For |
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| Altria Group, Inc | MO | 02209S103 | 5/19/2011 | 3/28/2011 | 1 | Election of nine (9) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of the selection of independent registered public accounting firm | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the compensation of the company's named executive officers | Issuer | Yes | Against | Against |
| | | | | | 4 | Advisory vote on the frequency of the future advisory votes on the compensation of the company's executive officers | Issuer | Yes | 1 yr | N R |
| | | | | | 5 | Shareholder proposal - address concerns regarding tobacco flavoring | Holder | Yes | Against | For |
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| Diamond Offshore Drilling, Inc. | DO | 25271C102 | 5/23/2011 | 3/28/2011 | 1 | Election of nine (9) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Ratify the appointment of Deloitte & Touche LLP as the independent auditors of the company for fiscal year 2011 | Issuer | Yes | For | For |
| | | | | | 3 | To Approve by non-binding vote, executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | To recommend, by non-binding vote, the frequency of executive compensation votes | Issuer | Yes | 1 yr | For |
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| LTC Properties, Inc. | LTC | 502175102 | 6/1/2011 | 4/26/2011 | 1 | Election of six (6) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of the company's independent auditors | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on compensation of named executive officers | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of the advisory vote on compensation of named executive officers | Issuer | Yes | 1 yr | Against |
| | | | | | | | | | | |
| Gabelli Dividend & Income Trust-PFD | GDV Series Th | 36242H401 | 6/2/2011 | 3/21/2011 | 1 | Election of four (4) Directors | Issuer | Yes | For | For |
| | | | | | 2 | Shareholder proposal to eliminate the fund's classified board structure | Holder | Yes | For | Against |
