UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-21208 |
| Exact name of registrant as specified in charter: | Oppenheimer Dividend Opportunity Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Cynthia Lo Bessette, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 4/30 |
| Date of reporting period: | 07/01/2016-06/30/2017 |
Item 1.
FORM N-PX
ICA File Number: 811-21208
Registrant Name: Oppenheimer Dividend Opportunity Fund
Reporting Period: 07/01/2016 - 06/30/2017
Oppenheimer Dividend Opportunity Fund
| AGNC INVESTMENT CORP. Meeting Date: DEC 09, 2016 Record Date: OCT 24, 2016 Meeting Type: SPECIAL | ||||
| Ticker: AGNC Security ID: 00123Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| AMEREN CORPORATION Meeting Date: APR 27, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AEE Security ID: 023608102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Catherine S. Brune | Management | For | For |
| 1c | Elect Director J. Edward Coleman | Management | For | For |
| 1d | Elect Director Ellen M. Fitzsimmons | Management | For | For |
| 1e | Elect Director Rafael Flores | Management | For | For |
| 1f | Elect Director Walter J. Galvin | Management | For | For |
| 1g | Elect Director Richard J. Harshman | Management | For | For |
| 1h | Elect Director Gayle P. W. Jackson | Management | For | For |
| 1i | Elect Director James C. Johnson | Management | For | For |
| 1j | Elect Director Steven H. Lipstein | Management | For | For |
| 1k | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report Analyzing Renewable Energy Adoption | Shareholder | Against | Abstain |
| 6 | Assess Impact of a 2 Degree Scenario | Shareholder | Against | For |
| 7 | Report on Coal Combustion Residual and Water Impacts | Shareholder | Against | For |
| AMERICAN ELECTRIC POWER COMPANY, INC. Meeting Date: APR 25, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AEP Security ID: 025537101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.8 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AMERICAN EXPRESS COMPANY Meeting Date: MAY 01, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AXP Security ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director John J. Brennan | Management | For | For |
| 1c | Elect Director Ursula M. Burns | Management | For | For |
| 1d | Elect Director Kenneth I. Chenault | Management | For | For |
| 1e | Elect Director Peter Chernin | Management | For | For |
| 1f | Elect Director Ralph de la Vega | Management | For | For |
| 1g | Elect Director Anne L. Lauvergeon | Management | For | For |
| 1h | Elect Director Michael O. Leavitt | Management | For | For |
| 1i | Elect Director Theodore J. Leonsis | Management | For | For |
| 1j | Elect Director Richard C. Levin | Management | For | For |
| 1k | Elect Director Samuel J. Palmisano | Management | For | For |
| 1l | Elect Director Daniel L. Vasella | Management | For | For |
| 1m | Elect Director Robert D. Walter | Management | For | For |
| 1n | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| AMERIPRISE FINANCIAL, INC. Meeting Date: APR 26, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AMP Security ID: 03076C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Siri S. Marshall | Management | For | For |
| 1f | Elect Director Jeffrey Noddle | Management | For | For |
| 1g | Elect Director H. Jay Sarles | Management | For | For |
| 1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1i | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| APPLE INC. Meeting Date: FEB 28, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Disclose Charitable Contributions | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Proxy Access Amendments | Shareholder | Against | For |
| 8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
| 9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| ASTRAZENECA PLC Meeting Date: APR 27, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Bruce Burlington as Director | Management | For | For |
| 5g | Re-elect Graham Chipchase as Director | Management | For | For |
| 5h | Re-elect Rudy Markham as Director | Management | For | For |
| 5i | Re-elect Shriti Vadera as Director | Management | For | For |
| 5j | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AT&T INC. Meeting Date: APR 28, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | For |
| 8 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| AVANGRID, INC. Meeting Date: JUN 22, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AGR Security ID: 05351W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ignacio Sanchez Galan | Management | For | Withhold |
| 1.2 | Elect Director John E. Baldacci | Management | For | Withhold |
| 1.3 | Elect Director Pedro Azagra Blazquez | Management | For | Withhold |
| 1.4 | Elect Director Felipe de Jesus Calderon Hinojosa | Management | For | For |
| 1.5 | Elect Director Arnold L. Chase | Management | For | Withhold |
| 1.6 | Elect Director Alfredo Elias Ayub | Management | For | For |
| 1.7 | Elect Director Carol L. Folt | Management | For | For |
| 1.8 | Elect Director John L. Lahey | Management | For | For |
| 1.9 | Elect Director Santiago Martinez Garrido | Management | For | Withhold |
| 1.10 | Elect Director Juan Carlos Rebollo Liceaga | Management | For | Withhold |
| 1.11 | Elect Director Jose Sainz Armada | Management | For | Withhold |
| 1.12 | Elect Director Alan D. Solomont | Management | For | For |
| 1.13 | Elect Director Elizabeth Timm | Management | For | For |
| 1.14 | Elect Director James P. Torgerson | Management | For | Withhold |
| 2 | Ratify KPMG US, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Approve Increase in the Minimum Number of Independent Directors on the Board | Management | For | For |
| B&G FOODS, INC. Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BGS Security ID: 05508R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director DeAnn L. Brunts | Management | For | For |
| 1.2 | Elect Director Robert C. Cantwell | Management | For | For |
| 1.3 | Elect Director Charles F. Marcy | Management | For | For |
| 1.4 | Elect Director Dennis M. Mullen | Management | For | For |
| 1.5 | Elect Director Cheryl M. Palmer | Management | For | For |
| 1.6 | Elect Director Alfred Poe | Management | For | For |
| 1.7 | Elect Director Stephen C. Sherrill | Management | For | For |
| 1.8 | Elect Director David L. Wenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| BANCO DE CHILE Meeting Date: MAR 23, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CHILE Security ID: 059520106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CLP 2.92 Per Share | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Remuneration and Budget of Directors and Audit Committee | Management | For | For |
| 6 | Appoint Auditors | Management | For | Against |
| 7 | Designate Risk Assessment Companies | Management | For | For |
| 8 | Present Directors and Audit Committee's Report | Management | None | None |
| 9 | Receive Report Regarding Related-Party Transactions | Management | None | None |
| 10 | Transact Other Business (Non-Voting) | Management | None | None |
| 1 | Authorize Increase in Capital via Capitalization of 40 Percent of Distributable Net Income for FY 2016; Amend Articles to Reflect Changes in Capital; Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| BANK OF MONTREAL Meeting Date: APR 04, 2017 Record Date: FEB 06, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BMO Security ID: 063671101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janice M. Babiak | Management | For | For |
| 1.2 | Elect Director Sophie Brochu | Management | For | For |
| 1.3 | Elect Director George A. Cope | Management | For | For |
| 1.4 | Elect Director William A. Downe | Management | For | For |
| 1.5 | Elect Director Christine A. Edwards | Management | For | For |
| 1.6 | Elect Director Martin S. Eichenbaum | Management | For | For |
| 1.7 | Elect Director Ronald H. Farmer | Management | For | For |
| 1.8 | Elect Director Linda Huber | Management | For | For |
| 1.9 | Elect Director Eric R. La Fleche | Management | For | For |
| 1.10 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.11 | Elect Director Philip S. Orsino | Management | For | For |
| 1.12 | Elect Director J. Robert S. Prichard | Management | For | For |
| 1.13 | Elect Director Don M. Wilson III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend By-Laws | Management | For | For |
| 4 | Fix Maximum Variable Compensation Ratio For Certain European Union Staff to Comply with Regulatory Requirements | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BARNES & NOBLE, INC. Meeting Date: SEP 14, 2016 Record Date: JUL 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BKS Security ID: 067774109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Al Ferrara | Management | For | For |
| 1.2 | Elect Director Paul B. Guenther | Management | For | For |
| 1.3 | Elect Director Leonard Riggio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BARRICK GOLD CORPORATION Meeting Date: APR 25, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ABX Security ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gustavo A. Cisneros | Management | For | For |
| 1.2 | Elect Director Graham G. Clow | Management | For | For |
| 1.3 | Elect Director Gary A. Doer | Management | For | For |
| 1.4 | Elect Director Kelvin P.M. Dushnisky | Management | For | For |
| 1.5 | Elect Director J. Michael Evans | Management | For | For |
| 1.6 | Elect Director Brian L. Greenspun | Management | For | For |
| 1.7 | Elect Director J. Brett Harvey | Management | For | For |
| 1.8 | Elect Director Nancy H.O. Lockhart | Management | For | For |
| 1.9 | Elect Director Pablo Marcet | Management | For | For |
| 1.10 | Elect Director Dambisa F. Moyo | Management | For | For |
| 1.11 | Elect Director Anthony Munk | Management | For | For |
| 1.12 | Elect Director J. Robert S. Prichard | Management | For | For |
| 1.13 | Elect Director Steven J. Shapiro | Management | For | For |
| 1.14 | Elect Director John L. Thornton | Management | For | For |
| 1.15 | Elect Director Ernie L. Thrasher | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BB&T CORPORATION Meeting Date: APR 25, 2017 Record Date: FEB 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BBT Security ID: 054937107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.3 | Elect Director Anna R. Cablik | Management | For | For |
| 1.4 | Elect Director James A. Faulkner | Management | For | For |
| 1.5 | Elect Director I. Patricia Henry | Management | For | For |
| 1.6 | Elect Director Eric C. Kendrick | Management | For | For |
| 1.7 | Elect Director Kelly S. King | Management | For | For |
| 1.8 | Elect Director Louis B. Lynn | Management | For | For |
| 1.9 | Elect Director Charles A. Patton | Management | For | For |
| 1.10 | Elect Director Nido R. Qubein | Management | For | For |
| 1.11 | Elect Director William J. Reuter | Management | For | For |
| 1.12 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
| 1.13 | Elect Director Christine Sears | Management | For | For |
| 1.14 | Elect Director Thomas E. Skains | Management | For | For |
| 1.15 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.16 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Meeting Date: AUG 30, 2016 Record Date: AUG 09, 2016 Meeting Type: SPECIAL | ||||
| Ticker: BEZQ Security ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Dividend of NIS 665 Million | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Meeting Date: APR 03, 2017 Record Date: FEB 23, 2017 Meeting Type: SPECIAL | ||||
| Ticker: BEZQ Security ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Amended Services Agreement Between Space Communication Ltd. and D.B.S. Satellite Services (1998) Ltd. | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | Against |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Meeting Date: APR 05, 2017 Record Date: MAR 07, 2017 Meeting Type: SPECIAL | ||||
| Ticker: BEZQ Security ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | Against |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Meeting Date: MAY 09, 2017 Record Date: APR 05, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BEZQ Security ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Approve Dividend Distribution | Management | For | For |
| 3.1 | Reelect Shaul Elovitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect Or Elovitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.3 | Reelect Orna Elovitch-Peled as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Rami Nomkin as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.5 | Reelect Joshua Rosensweig as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.6 | Elect David Granot as Independent Director | Management | For | For |
| 4 | Issue Indemnification Agreement to David Granot | Management | For | Against |
| 5 | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Amend Monthly Compensation of CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| BP PLC Meeting Date: MAY 17, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BP. Security ID: 055622104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Bob Dudley as Director | Management | For | For |
| 5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
| 6 | Elect Nils Andersen as Director | Management | For | For |
| 7 | Re-elect Paul Anderson as Director | Management | For | For |
| 8 | Re-elect Alan Boeckmann as Director | Management | For | For |
| 9 | Re-elect Frank Bowman as Director | Management | For | For |
| 10 | Re-elect Ian Davis as Director | Management | For | For |
| 11 | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 12 | Elect Melody Meyer as Director | Management | For | For |
| 13 | Re-elect Brendan Nelson as Director | Management | For | For |
| 14 | Re-elect Paula Reynolds as Director | Management | For | For |
| 15 | Re-elect Sir John Sawers as Director | Management | For | For |
| 16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 26, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BATS Security ID: G1510J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Nicandro Durante as Director | Management | For | For |
| 8 | Re-elect Sue Farr as Director | Management | For | For |
| 9 | Re-elect Ann Godbehere as Director | Management | For | For |
| 10 | Re-elect Savio Kwan as Director | Management | For | For |
| 11 | Re-elect Dr Pedro Malan as Director | Management | For | For |
| 12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Elect Dr Marion Helmes as Director | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BT GROUP PLC Meeting Date: JUL 13, 2016 Record Date: JUL 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BT.A Security ID: G16612106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 5 | Re-elect Gavin Patterson as Director | Management | For | For |
| 6 | Re-elect Tony Ball as Director | Management | For | For |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect Isabel Hudson as Director | Management | For | For |
| 9 | Re-elect Karen Richardson as Director | Management | For | For |
| 10 | Re-elect Nick Rose as Director | Management | For | For |
| 11 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 12 | Elect Mike Inglis as Director | Management | For | For |
| 13 | Elect Tim Hottges as Director | Management | For | For |
| 14 | Elect Simon Lowth as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 21 | Approve Political Donations | Management | For | For |
| CATERPILLAR INC. Meeting Date: JUN 14, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CAT Security ID: 149123101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.7 | Elect Director William A. Osborn | Management | For | For |
| 1.8 | Elect Director Debra L. Reed | Management | For | For |
| 1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.10 | Elect Director Susan C. Schwab | Management | For | For |
| 1.11 | Elect Director Jim Umpleby | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 1.13 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 8 | Report on Lobbying Priorities | Shareholder | Against | Abstain |
| 9 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 10 | Amend Compensation Clawback Policy | Shareholder | Against | For |
| 11 | Require Independent Board Chairman | Shareholder | Against | For |
| CENTERPOINT ENERGY, INC. Meeting Date: APR 27, 2017 Record Date: MAR 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CNP Security ID: 15189T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Milton Carroll | Management | For | For |
| 1b | Elect Director Michael P. Johnson | Management | For | For |
| 1c | Elect Director Janiece M. Longoria | Management | For | For |
| 1d | Elect Director Scott J. McLean | Management | For | For |
| 1e | Elect Director Theodore F. Pound | Management | For | For |
| 1f | Elect Director Scott M. Prochazka | Management | For | For |
| 1g | Elect Director Susan O. Rheney | Management | For | For |
| 1h | Elect Director Phillip R. Smith | Management | For | For |
| 1i | Elect Director John W. Somerhalder, II | Management | For | For |
| 1j | Elect Director Peter S. Wareing | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CENTURYLINK, INC. Meeting Date: MAR 16, 2017 Record Date: JAN 25, 2017 Meeting Type: SPECIAL | ||||
| Ticker: CTL Security ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CENTURYLINK, INC. Meeting Date: MAY 24, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CTL Security ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martha H. Bejar | Management | For | For |
| 1.2 | Elect Director Virginia Boulet | Management | For | For |
| 1.3 | Elect Director Peter C. Brown | Management | For | For |
| 1.4 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.5 | Elect Director Mary L. Landrieu | Management | For | For |
| 1.6 | Elect Director Harvey P. Perry | Management | For | For |
| 1.7 | Elect Director Glen F. Post, III | Management | For | For |
| 1.8 | Elect Director Michael J. Roberts | Management | For | For |
| 1.9 | Elect Director Laurie A. Siegel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3b | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4a | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| 4b | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 4c | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| CHEVRON CORPORATION Meeting Date: MAY 31, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CVX Security ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director John S. Watson | Management | For | For |
| 1l | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Abstain |
| 7 | Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution* | Shareholder | None | None |
| 8 | Assess and Report on Transition to a Low Carbon Economy | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | For |
| 10 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| CINEMARK HOLDINGS, INC. Meeting Date: MAY 25, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CNK Security ID: 17243V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Rosenberg | Management | For | For |
| 1.2 | Elect Director Enrique Senior | Management | For | For |
| 1.3 | Elect Director Nina Vaca | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CISCO SYSTEMS, INC. Meeting Date: DEC 12, 2016 Record Date: OCT 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CSCO Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Amy L. Chang | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Arab and non-Arab Employees using EEO-1 Categories | Shareholder | Against | Abstain |
| 6 | Establish Board Committee on Operations in Israeli Settlements | Shareholder | Against | Abstain |
| COACH, INC. Meeting Date: NOV 10, 2016 Record Date: SEP 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: COH Security ID: 189754104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Election Director David Denton | Management | For | For |
| 1b | Election Director Andrea Guerra | Management | For | For |
| 1c | Election Director Susan Kropf | Management | For | For |
| 1d | Election Director Annabelle Yu Long | Management | For | For |
| 1e | Election Director Victor Luis | Management | For | For |
| 1f | Election Director Ivan Menezes | Management | For | For |
| 1g | Election Director William Nuti | Management | For | For |
| 1h | Election Director Stephanie Tilenius | Management | For | For |
| 1i | Election Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Create Feasibility Plan for Net-Zero GHG Emissions | Shareholder | Against | Abstain |
| COCA-COLA EUROPEAN PARTNERS PLC Meeting Date: JUN 22, 2017 Record Date: JUN 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CCE Security ID: G25839104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Jose Ignacio Comenge Sanchez-Real as Director | Management | For | For |
| 5 | Elect J. Alexander M. Douglas, Jr. as Director | Management | For | For |
| 6 | Elect Francisco Ruiz de la Torre Esporrin as Director | Management | For | For |
| 7 | Elect Irial Finan as Director | Management | For | For |
| 8 | Elect Damian Gammell as Director | Management | For | For |
| 9 | Elect Alfonso Libano Daurella as Director | Management | For | For |
| 10 | Elect Mario Rotllant Sola as Director | Management | For | For |
| 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 12 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| DANSKE BANK A/S Meeting Date: MAR 16, 2017 Record Date: MAR 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DANSKE Security ID: K22272114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation .of Income and Dividends of DKK 9.00 Per Share | Management | For | For |
| 4a | Reelect Ole Andersen as Director | Management | For | For |
| 4b | Reelect Lars-Erik Brenoe as Director | Management | For | For |
| 4c | Reelect Urban Backstrom as Director | Management | For | For |
| 4d | Reelect Jorn Jensen as Director | Management | For | For |
| 4e | Reelect Rolv Ryssdal as Director | Management | For | For |
| 4f | Reelect Carol Sergeant as Director | Management | For | For |
| 4g | Reelect Hilde Tonne as Director | Management | For | For |
| 4h | Elect Martin Folke Tiveus as New Director | Management | For | For |
| 5 | Ratify Deloitte as Auditor | Management | For | For |
| 6a | Approve DKK 468.9 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 6b | Approve Creation of DKK 1 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Approve Remuneration in the Amount of DKK 1.8 Million for Chairman, DKK 787,500 for Vice Chairman and DKK 525,000 for Other Board Members; Approve Remuneration for Committee Work | Management | For | For |
| 9 | Approve Danske Bank Group's Remuneration Policy for 2016 | Management | For | For |
| 10 | Approve Proposal Requiring that Company may not Abolish Cheques for its Danish Personal and Business Customers | Shareholder | Against | Against |
| 11a | Require to Release Gender-Specific Remuneration Statistics for Its Employees | Shareholder | Against | Abstain |
| 11b | Set a Ceiling for Employee Share Options at DKK 50,000, and no Employees in Management or Decision-Making Capacity Regarding Sale/Exchange Listing may have Share Options | Shareholder | Against | Against |
| 11c | Require Danske Bank to Invest 5% of Its Net Profit in Green Technology | Shareholder | Against | Abstain |
| 12 | Require Danske Bank to Recognize and Report on the UN's Climate Targets | Shareholder | Against | Abstain |
| 13 | Other Business | Management | None | None |
| DELTA AIR LINES, INC. Meeting Date: JUN 30, 2017 Record Date: MAY 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DAL Security ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director David G. DeWalt | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Mickey P. Foret | Management | For | For |
| 1g | Elect Director Jeanne P. Jackson | Management | For | For |
| 1h | Elect Director George N. Mattson | Management | For | For |
| 1i | Elect Director Douglas R. Ralph | Management | For | For |
| 1j | Elect Director Sergio A.L. Rial | Management | For | For |
| 1k | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EATON CORPORATION PLC Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ETN Security ID: G29183103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Richard H. Fearon | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Arthur E. Johnson | Management | For | For |
| 1h | Elect Director Deborah L. McCoy | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Sandra Pianalto | Management | For | For |
| 1k | Elect Director Gerald B. Smith | Management | For | For |
| 1l | Elect Director Dorothy C. Thompson | Management | For | For |
| 2 | Provide Proxy Access Right | Management | For | For |
| 3 | Amend Articles of Association regarding Bringing Shareholder Business and Making Director Nominations at an Annual General Meeting | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| EDISON INTERNATIONAL Meeting Date: APR 27, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EIX Security ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1.2 | Elect Director Louis Hernandez, Jr. | Management | For | For |
| 1.3 | Elect Director James T. Morris | Management | For | For |
| 1.4 | Elect Director Pedro J. Pizarro | Management | For | For |
| 1.5 | Elect Director Linda G. Stuntz | Management | For | For |
| 1.6 | Elect Director William P. Sullivan | Management | For | For |
| 1.7 | Elect Director Ellen O. Tauscher | Management | For | For |
| 1.8 | Elect Director Peter J. Taylor | Management | For | For |
| 1.9 | Elect Director Brett White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| ENBRIDGE INC. Meeting Date: DEC 15, 2016 Record Date: NOV 07, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ENB Security ID: 29250N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with the Merger | Management | For | For |
| 2 | Amend By-Law No.1 | Management | For | For |
| ENBRIDGE INC. Meeting Date: MAY 11, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ENB Security ID: 29250N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela L. Carter | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director J. Herb England | Management | For | For |
| 1.6 | Elect Director Charles W. Fischer | Management | For | For |
| 1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.8 | Elect Director Michael McShane | Management | For | For |
| 1.9 | Elect Director Al Monaco | Management | For | For |
| 1.10 | Elect Director Michael E.J. Phelps | Management | For | For |
| 1.11 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.12 | Elect Director Dan C. Tutcher | Management | For | For |
| 1.13 | Elect Director Catherine L. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Prepare a Report Detailing Due Diligence Process to Identify And Address Social And Environmental Risks When Reviewing Potential Acquisitions | Shareholder | Against | For |
| FERROVIAL SA Meeting Date: APR 04, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FER Security ID: E49512119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Appoint Deloitte as Auditor | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Philip Bowman as Director | Management | For | For |
| 5.2 | Elect Hanne Birgitte Breinbjerb Sorensen as Director | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 9.1 | Amend Article 46 Re: Attendance of Board Meetings | Management | For | For |
| 9.2 | Remove Chapter VII Transitory Provision Re: Audit and Control Committee | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Report | Management | For | For |
| 13 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| FIFTH THIRD BANCORP Meeting Date: APR 18, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FITB Security ID: 316773100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Katherine B. Blackburn | Management | For | For |
| 1.5 | Elect Director Jerry W. Burris | Management | For | For |
| 1.6 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.7 | Elect Director Greg D. Carmichael | Management | For | For |
| 1.8 | Elect Director Gary R. Heminger | Management | For | For |
| 1.9 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.10 | Elect Director Eileen A. Mallesch | Management | For | For |
| 1.11 | Elect Director Michael B. McCallister | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| GLACIER BANCORP, INC. Meeting Date: APR 26, 2017 Record Date: MAR 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GBCI Security ID: 37637Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Blodnick | Management | For | For |
| 1.2 | Elect Director Randall M. Chesler | Management | For | For |
| 1.3 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.4 | Elect Director James M. English | Management | For | For |
| 1.5 | Elect Director Annie M. Goodwin | Management | For | For |
| 1.6 | Elect Director Dallas I. Herron | Management | For | For |
| 1.7 | Elect Director Craig A. Langel | Management | For | For |
| 1.8 | Elect Director Douglas J. McBride | Management | For | For |
| 1.9 | Elect Director John W. Murdoch | Management | For | For |
| 1.10 | Elect Director Mark J. Semmens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BKD, LLP as Auditors | Management | For | For |
| GLAXOSMITHKLINE PLC Meeting Date: MAY 04, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GSK Security ID: 37733W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Emma Walmsley as Director | Management | For | For |
| 5 | Elect Dr Vivienne Cox as Director | Management | For | For |
| 6 | Elect Dr Patrick Vallance as Director | Management | For | For |
| 7 | Re-elect Philip Hampton as Director | Management | For | For |
| 8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 9 | Re-elect Vindi Banga as Director | Management | For | For |
| 10 | Re-elect Simon Dingemans as Director | Management | For | For |
| 11 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 13 | Re-elect Judy Lewent as Director | Management | For | For |
| 14 | Re-elect Urs Rohner as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 24 | Approve Performance Share Plan | Management | For | For |
| 25 | Approve Deferred Annual Bonus Plan | Management | For | For |
| GOLDCORP INC. Meeting Date: APR 26, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: G Security ID: 380956409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Beverley A. Briscoe | Management | For | For |
| 1.2 | Elect Director Margot A. Franssen | Management | For | For |
| 1.3 | Elect Director David A. Garofalo | Management | For | For |
| 1.4 | Elect Director Clement A. Pelletier | Management | For | For |
| 1.5 | Elect Director P. Randy Reifel | Management | For | For |
| 1.6 | Elect Director Charles (Charlie) R. Sartain | Management | For | For |
| 1.7 | Elect Director Ian W. Telfer | Management | For | For |
| 1.8 | Elect Director Blanca A. Trevino | Management | For | For |
| 1.9 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| HCP, INC. Meeting Date: APR 27, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HCP Security ID: 40414L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Thomas M. Herzog | Management | For | For |
| 1e | Elect Director James P. Hoffmann | Management | For | For |
| 1f | Elect Director Michael D. McKee | Management | For | For |
| 1g | Elect Director Peter L. Rhein | Management | For | For |
| 1h | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HELMERICH & PAYNE, INC. Meeting Date: MAR 01, 2017 Record Date: JAN 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HP Security ID: 423452101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Randy A. Foutch | Management | For | For |
| 1b | Elect Director Hans Helmerich | Management | For | For |
| 1c | Elect Director John W. Lindsay | Management | For | For |
| 1d | Elect Director Paula Marshall | Management | For | Against |
| 1e | Elect Director Thomas A. Petrie | Management | For | For |
| 1f | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1g | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1h | Elect Director John D. Zeglis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| HONDA MOTOR CO. LTD. Meeting Date: JUN 15, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 7267 Security ID: J22302111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
| 2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | Management | For | For |
| 3.1 | Elect Director Hachigo, Takahiro | Management | For | For |
| 3.2 | Elect Director Kuraishi, Seiji | Management | For | For |
| 3.3 | Elect Director Matsumoto, Yoshiyuki | Management | For | For |
| 3.4 | Elect Director Mikoshiba, Toshiaki | Management | For | For |
| 3.5 | Elect Director Yamane, Yoshi | Management | For | For |
| 3.6 | Elect Director Takeuchi, Kohei | Management | For | For |
| 3.7 | Elect Director Kunii, Hideko | Management | For | For |
| 3.8 | Elect Director Ozaki, Motoki | Management | For | For |
| 3.9 | Elect Director Ito, Takanobu | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Yoshida, Masahiro | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Suzuki, Masafumi | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Hiwatari, Toshiaki | Management | For | For |
| 4.4 | Elect Director and Audit Committee Member Takaura, Hideo | Management | For | For |
| 4.5 | Elect Director and Audit Committee Member Tamura, Mayumi | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 6 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
| HP INC. Meeting Date: APR 17, 2017 Record Date: FEB 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HPQ Security ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Carl Bass | Management | For | For |
| 1d | Elect Director Robert R. Bennett | Management | For | For |
| 1e | Elect Director Charles V. Bergh | Management | For | For |
| 1f | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1g | Elect Director Stephanie A. Burns | Management | For | For |
| 1h | Elect Director Mary Anne Citrino | Management | For | For |
| 1i | Elect Director Stacey Mobley | Management | For | For |
| 1j | Elect Director Subra Suresh | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 1l | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HSBC HOLDINGS PLC Meeting Date: APR 28, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HSBA Security ID: G4634U169 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3(a) | Elect David Nish as Director | Management | For | For |
| 3(b) | Elect Jackson Tai as Director | Management | For | For |
| 3(c) | Re-elect Phillip Ameen as Director | Management | For | For |
| 3(d) | Re-elect Kathleen Casey as Director | Management | For | For |
| 3(e) | Re-elect Laura Cha as Director | Management | For | For |
| 3(f) | Re-elect Henri de Castries as Director | Management | For | For |
| 3(g) | Re-elect Lord Evans of Weardale as Director | Management | For | For |
| 3(h) | Re-elect Joachim Faber as Director | Management | For | For |
| 3(i) | Re-elect Douglas Flint as Director | Management | For | For |
| 3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
| 3(k) | Re-elect Irene Lee as Director | Management | For | Against |
| 3(l) | Re-elect John Lipsky as Director | Management | For | For |
| 3(m) | Re-elect Iain Mackay as Director | Management | For | For |
| 3(n) | Re-elect Heidi Miller as Director | Management | For | For |
| 3(o) | Re-elect Marc Moses as Director | Management | For | For |
| 3(p) | Re-elect Jonathan Symonds as Director | Management | For | For |
| 3(q) | Re-elect Pauline van der Meer Mohr as Director | Management | For | For |
| 3(r) | Re-elect Paul Walsh as Director | Management | For | Against |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise Issue of Equity in Relation to Contingent Convertible Securities | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
| 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED Meeting Date: APR 20, 2017 Record Date: FEB 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HBAN Security ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.3 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Michael J. Endres | Management | For | For |
| 1.6 | Elect Director Gina D. France | Management | For | For |
| 1.7 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.8 | Elect Director Chris Inglis | Management | For | For |
| 1.9 | Elect Director Peter J. Kight | Management | For | For |
| 1.10 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.11 | Elect Director Eddie R. Munson | Management | For | For |
| 1.12 | Elect Director Richard W. Neu | Management | For | For |
| 1.13 | Elect Director David L. Porteous | Management | For | For |
| 1.14 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.15 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HUNTSMAN CORPORATION Meeting Date: MAY 04, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HUN Security ID: 447011107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director Mary C. Beckerle | Management | For | For |
| 1.3 | Elect Director M. Anthony Burns | Management | For | For |
| 1.4 | Elect Director Jon M. Huntsman | Management | For | For |
| 1.5 | Elect Director Peter R. Huntsman | Management | For | For |
| 1.6 | Elect Director Robert J. Margetts | Management | For | For |
| 1.7 | Elect Director Wayne A. Reaud | Management | For | For |
| 1.8 | Elect Director Alvin V. Shoemaker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| IBERDROLA S.A. Meeting Date: MAR 31, 2017 Record Date: MAR 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IBE Security ID: E6165F166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Appoint KPMG Auditores as Auditor | Management | For | For |
| 5 | Amend Preamble of Bylaws | Management | For | For |
| 6 | Amend Articles 7 and 8 Re: Company's Commitment, Mission, Vision and Values | Management | For | For |
| 7 | Amend Article 14 of General Meeting Regulations Re: Right to Information and Technical Improvements | Management | For | For |
| 8 | Amend Articles 19 and 39 of General Meeting Regulations Re: Channels for Participation | Management | For | For |
| 9 | Elect Juan Manuel Gonzalez Serna as Director | Management | For | For |
| 10 | Elect Francisco Martinez Corcoles as Director | Management | For | For |
| 11 | Approve Allocation of Income and Dividends | Management | For | For |
| 12 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 13 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 14 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 15 | Approve Restricted Stock Plan | Management | For | For |
| 16 | Advisory Vote on Remuneration Report | Management | For | For |
| 17 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 20 Billion and Issuance of Notes up to EUR 6 Billion | Management | For | For |
| 18 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| IMI PLC Meeting Date: MAY 04, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IMI Security ID: G47152114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
| 5 | Re-elect Carl-Peter Forster as Director | Management | For | For |
| 6 | Re-elect Ross McInnes as Director | Management | For | For |
| 7 | Re-elect Birgit Norgaard as Director | Management | For | For |
| 8 | Re-elect Mark Selway as Director | Management | For | For |
| 9 | Re-elect Isobel Sharp as Director | Management | For | For |
| 10 | Re-elect Daniel Shook as Director | Management | For | For |
| 11 | Re-elect Bob Stack as Director | Management | For | For |
| 12 | Re-elect Roy Twite as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| A | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| B | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| C | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| D | Authorise the Company to Call General Meeting with 14 Clear Working Days' Notice | Management | For | For |
| INMARSAT PLC Meeting Date: MAY 04, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ISAT Security ID: G4807U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Phillipa McCrostie as Director | Management | For | For |
| 6 | Re-elect Tony Bates as Director | Management | For | For |
| 7 | Re-elect Simon Bax as Director | Management | For | For |
| 8 | Re-elect Sir Bryan Carsberg as Director | Management | For | Abstain |
| 9 | Re-elect Robert Kehler as Director | Management | For | For |
| 10 | Re-elect Janice Obuchowski as Director | Management | For | For |
| 11 | Re-elect Rupert Pearce as Director | Management | For | For |
| 12 | Re-elect Dr Abe Peled as Director | Management | For | For |
| 13 | Re-elect Robert Ruijter as Director | Management | For | For |
| 14 | Re-elect Andrew Sukawaty as Director | Management | For | For |
| 15 | Re-elect Dr Hamadoun Toure as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| INTEL CORPORATION Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: INTC Security ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Aneel Bhusri | Management | For | For |
| 1c | Elect Director Andy D. Bryant | Management | For | For |
| 1d | Elect Director Reed E. Hundt | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Gregory D. Smith | Management | For | For |
| 1j | Elect Director Frank D. Yeary | Management | For | For |
| 1k | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Political Contributions Disclosure | Shareholder | Against | Abstain |
| 7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Meeting Date: JUN 14, 2017 Record Date: JUN 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IAG Security ID: E67674106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2. | Approve Allocation of Income | Management | For | For |
| 2.b | Approve Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4.a | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 4.b | Authorize Board to Fix Remuneration of Auditor | Management | For | For |
| 5.a | Reelect Antonio Vazquez Romero as Director | Management | For | For |
| 5.b | Reelect William Walsh as Director | Management | For | For |
| 5.c | Reelect Marc Bolland as Director | Management | For | For |
| 5.d | Reelect Patrick Cescau as Director | Management | For | For |
| 5.e | Reelect Enrique Dupuy de Lome Chavarri as Director | Management | For | For |
| 5.f | Reelect James Lawrence as Director | Management | For | For |
| 5.g | Reelect Maria Fernanda Mejia Campuzano as Director | Management | For | For |
| 5.h | Reelect Kieran Poynter as Director | Management | For | For |
| 5.i | Reelect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
| 5.j | Reelect Dame Marjorie Scardino as Director | Management | For | For |
| 5.k | Reelect Alberto Terol Esteban as Director | Management | For | For |
| 5.l | Elect Nicola Shaw as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Authorize Increase in Capital via Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 9 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities with Preemptive Rights up to EUR 1 Billion | Management | For | For |
| 10 | Authorize Board to Exclude Preemptive Rights in Connection with the Increase in Capital and Issuance of Convertible Debt Securities | Management | For | For |
| 11 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INTERNATIONAL PAPER COMPANY Meeting Date: MAY 08, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IP Security ID: 460146103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David J. Bronczek | Management | For | For |
| 1b | Elect Director William J. Burns | Management | For | For |
| 1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 1d | Elect Director Ilene S. Gordon | Management | For | For |
| 1e | Elect Director Jay L. Johnson | Management | For | For |
| 1f | Elect Director Stacey J. Mobley | Management | For | For |
| 1g | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1h | Elect Director Mark S. Sutton | Management | For | For |
| 1i | Elect Director John L. Townsend, III | Management | For | For |
| 1j | Elect Director William G. Walter | Management | For | For |
| 1k | Elect Director J. Steven Whisler | Management | For | For |
| 1l | Elect Director Ray G. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| INTESA SANPAOLO SPA Meeting Date: APR 27, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ISP Security ID: T55067101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Allocation of Income | Management | For | For |
| 2.a | 2017 Remuneration Policies for Employees and Non-Employed Staff | Management | For | For |
| 2.b | Extend Maximum Variable Compensation Ratio to All Risk Takers Who Are Not Part of Corporate Control Functions | Management | For | For |
| 2.c | Approve Severance Payments Policy | Management | For | For |
| 2.d | Approve Incentive Bonus Plan | Management | For | For |
| 2.e | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Incentive Bonus Plan | Management | For | For |
| ITOCHU CORP. Meeting Date: JUN 23, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 8001 Security ID: J2501P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 27.5 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Okafuji, Masahiro | Management | For | For |
| 3.2 | Elect Director Okamoto, Hitoshi | Management | For | For |
| 3.3 | Elect Director Suzuki, Yoshihisa | Management | For | For |
| 3.4 | Elect Director Kobayashi, Fumihiko | Management | For | For |
| 3.5 | Elect Director Hachimura, Tsuyoshi | Management | For | For |
| 3.6 | Elect Director Fujisaki, Ichiro | Management | For | For |
| 3.7 | Elect Director Kawakita, Chikara | Management | For | For |
| 3.8 | Elect Director Muraki, Atsuko | Management | For | For |
| 3.9 | Elect Director Mochizuki, Harufumi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Majima, Shingo | Management | For | For |
| 4.2 | Appoint Statutory Auditor Ono, Kotaro | Management | For | For |
| JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 08, 2017 Record Date: JAN 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JCI Security ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Natalie A. Black | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Brian Duperreault | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Alex A. Molinaroli | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Mark Vergnano | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 9 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| JOHNSON CONTROLS, INC. Meeting Date: AUG 17, 2016 Record Date: JUN 27, 2016 Meeting Type: SPECIAL | ||||
| Ticker: JCI Security ID: 478366107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| JPMORGAN CHASE & CO. Meeting Date: MAY 16, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director Todd A. Combs | Management | For | For |
| 1f | Elect Director James S. Crown | Management | For | For |
| 1g | Elect Director James Dimon | Management | For | For |
| 1h | Elect Director Timothy P. Flynn | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 7 | Clawback Amendment | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
| KEYCORP Meeting Date: MAY 18, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: KEY Security ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Austin A. Adams | Management | For | For |
| 1.2 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.3 | Elect Director Charles P. Cooley | Management | For | For |
| 1.4 | Elect Director Gary M. Crosby | Management | For | For |
| 1.5 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.6 | Elect Director H. James Dallas | Management | For | For |
| 1.7 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.8 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.9 | Elect Director William G. Gisel, Jr. | Management | For | For |
| 1.10 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.11 | Elect Director Richard J. Hipple | Management | For | For |
| 1.12 | Elect Director Kristen L. Manos | Management | For | For |
| 1.13 | Elect Director Beth E. Mooney | Management | For | For |
| 1.14 | Elect Director Demos Parneros | Management | For | For |
| 1.15 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.16 | Elect Director David K. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| LAS VEGAS SANDS CORP. Meeting Date: JUN 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LVS Security ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director George Jamieson | Management | For | For |
| 1.4 | Elect Director Lewis Kramer | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LOCKHEED MARTIN CORPORATION Meeting Date: APR 27, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LMT Security ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel F. Akerson | Management | For | For |
| 1b | Elect Director Nolan D. Archibald | Management | For | Against |
| 1c | Elect Director Rosalind G. Brewer | Management | For | Against |
| 1d | Elect Director David B. Burritt | Management | For | For |
| 1e | Elect Director Bruce A. Carlson | Management | For | Against |
| 1f | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1g | Elect Director Thomas J. Falk | Management | For | Against |
| 1h | Elect Director Ilene S. Gordon | Management | For | For |
| 1i | Elect Director Marillyn A. Hewson | Management | For | For |
| 1j | Elect Director James M. Loy | Management | For | For |
| 1k | Elect Director Joseph W. Ralston | Management | For | For |
| 1l | Elect Director Anne Stevens | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 24, 2017 Record Date: APR 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LYB Security ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert G. Gwin | Management | For | For |
| 1b | Elect Director Jacques Aigrain | Management | For | For |
| 1c | Elect Director Lincoln Benet | Management | For | For |
| 1d | Elect Director Jagjeet S. Bindra | Management | For | For |
| 1e | Elect Director Robin Buchanan | Management | For | For |
| 1f | Elect Director Stephen F. Cooper | Management | For | For |
| 1g | Elect Director Nance K. Dicciani | Management | For | For |
| 1h | Elect Director Claire S. Farley | Management | For | For |
| 1i | Elect Director Isabella D. Goren | Management | For | For |
| 1j | Elect Director Bruce A. Smith | Management | For | For |
| 1k | Elect Director Rudy van der Meer | Management | For | For |
| 2 | Adoption of Dutch Statutory Annual Accounts | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| MATTEL, INC. Meeting Date: MAY 19, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MAT Security ID: 577081102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Dolan | Management | For | For |
| 1b | Elect Director Trevor A. Edwards | Management | For | For |
| 1c | Elect Director Frances D. Fergusson | Management | For | For |
| 1d | Elect Director Margaret H. Georgiadis | Management | For | For |
| 1e | Elect Director Ann Lewnes | Management | For | For |
| 1f | Elect Director Dominic Ng | Management | For | For |
| 1g | Elect Director Vasant M. Prabhu | Management | For | For |
| 1h | Elect Director Dean A. Scarborough | Management | For | For |
| 1i | Elect Director Christopher A. Sinclair | Management | For | For |
| 1j | Elect Director Dirk Van de Put | Management | For | For |
| 1k | Elect Director Kathy White Loyd | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| MCDONALD'S CORPORATION Meeting Date: MAY 24, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MCD Security ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jeanne Jackson | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
| 8 | Issue New Series of Preferred Stock with the Right to Elect own Director | Shareholder | Against | Against |
| 9 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| 10 | Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain | Shareholder | Against | For |
| 11 | Assess Environmental Impact of Polystyrene Foam Cups | Shareholder | Against | For |
| 12 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| MEGAFON PJSC Meeting Date: AUG 19, 2016 Record Date: JUN 03, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 2.1 | Elect Robert Andersson as Director | Management | None | Against |
| 2.2 | Elect Gustav Bengtsson as Director | Management | None | Against |
| 2.3 | Elect Aleksandr Esikov as Director | Management | None | Against |
| 2.4 | Elect Nikolay Krylov as Director | Management | None | Against |
| 2.5 | Elect Paul Myners as Director | Management | None | For |
| 2.6 | Elect Carl Luiga as Director | Management | None | Against |
| 2.7 | Elect Per Emil Nilsson as Director | Management | None | Against |
| 2.8 | Elect Jan Rudberg as Director | Management | None | For |
| 2.9 | Elect Ingrid Stenmark as Director | Management | None | Against |
| 2.10 | Elect Vladimir Streshynsky as Director | Management | None | Against |
| 2.11 | Elect Ivan Tavrin as Director | Management | None | Against |
| MEGAFON PJSC Meeting Date: SEP 16, 2016 Record Date: AUG 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization of PAO Megafon via Spin-Off of AO PBK | Management | For | For |
| 2 | Approve Reorganization of PAO Megafon via Acquisition of AO Mobikom Volga and AO Yaroslavl-GSM | Management | For | For |
| 3 | Approve Related-Party Transactions: Agreement on Lease and/or Use of Telecom Facilities with AO PBK | Management | For | For |
| MEGAFON PJSC Meeting Date: NOV 25, 2016 Record Date: OCT 03, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | Against |
| 2.1 | Elect Robert Andersson as Director | Management | None | Against |
| 2.2 | Elect Henriette Wendt as Director | Management | None | Against |
| 2.3 | Elect Aleksandr Esikov as Director | Management | None | Against |
| 2.4 | Elect Nikolay Krylov as Director | Management | None | Against |
| 2.5 | Elect Paul Myners as Director | Management | None | For |
| 2.6 | Elect Emil Nilsson as Director | Management | None | Against |
| 2.7 | Elect Jan Rudberg as Director | Management | None | For |
| 2.8 | Elect Ingrid Stenmark as Director | Management | None | Against |
| 2.9 | Elect Vladimir Streshinsky as Director | Management | None | Against |
| 2.10 | Elect Ivan Tavrin as Director | Management | None | Against |
| MEGAFON PJSC Meeting Date: DEC 09, 2016 Record Date: NOV 07, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Nine Months of Fiscal 2016 | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Paul B. Rothman | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director Craig B. Thompson | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| 7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | For |
| 8 | Report on Board Oversight of Product Safety and Quality | Shareholder | Against | Abstain |
| METLIFE, INC. Meeting Date: JUN 13, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MET Security ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director David L. Herzog | Management | For | For |
| 1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.5 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director Edward J. Kelly, III | Management | For | For |
| 1.8 | Elect Director William E. Kennard | Management | For | For |
| 1.9 | Elect Director James M. Kilts | Management | For | For |
| 1.10 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.11 | Elect Director Denise M. Morrison | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| MICROCHIP TECHNOLOGY INCORPORATED Meeting Date: AUG 15, 2016 Record Date: JUN 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MCHP Security ID: 595017104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Esther L. Johnson | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: NOV 30, 2016 Record Date: SEP 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, lll | Management | For | For |
| 1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.3 | Elect Director G. Mason Morfit | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Charles H. Noski | Management | For | For |
| 1.6 | Elect Director Helmut Panke | Management | For | For |
| 1.7 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | For |
| MITSUBISHI HEAVY INDUSTRIES, LTD. Meeting Date: JUN 22, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 7011 Security ID: J44002129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2 | Approve Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split | Management | For | For |
| 3.1 | Elect Director Omiya, Hideaki | Management | For | For |
| 3.2 | Elect Director Miyanaga, Shunichi | Management | For | For |
| 3.3 | Elect Director Koguchi, Masanori | Management | For | For |
| 3.4 | Elect Director Nayama, Michisuke | Management | For | For |
| 3.5 | Elect Director Shinohara, Naoyuki | Management | For | For |
| 3.6 | Elect Director Kobayashi, Ken | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Izumisawa, Seiji | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Goto, Toshifumi | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Kuroyanagi, Nobuo | Management | For | Against |
| 4.4 | Elect Director and Audit Committee Member Christina Ahmadjian | Management | For | For |
| 4.5 | Elect Director and Audit Committee Member Ito, Shinichiro | Management | For | For |
| 5 | Appoint KPMG AZSA LLC as New External Audit Firm | Management | For | For |
| MOELIS & COMPANY Meeting Date: JUN 09, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MC Security ID: 60786M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Moelis | Management | For | Withhold |
| 1.2 | Elect Director Navid Mahmoodzadegan | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey Raich | Management | For | Withhold |
| 1.4 | Elect Director Eric Cantor | Management | For | Withhold |
| 1.5 | Elect Director J. Richard Leaman, III | Management | For | Withhold |
| 1.6 | Elect Director John A. Allison, IV | Management | For | For |
| 1.7 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.8 | Elect Director Kenneth L. Shropshire | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| NATIONAL CINEMEDIA, INC. Meeting Date: APR 28, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NCMI Security ID: 635309107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott N. Schneider | Management | For | For |
| 1.2 | Elect Director Andrew J. England | Management | For | For |
| 1.3 | Elect Director Lawrence A. Goodman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NAVIENT CORPORATION Meeting Date: MAY 25, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NAVI Security ID: 63938C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1c | Elect Director William M. Diefenderfer, III | Management | For | For |
| 1d | Elect Director Diane Suitt Gilleland | Management | For | For |
| 1e | Elect Director Katherine A. Lehman | Management | For | For |
| 1f | Elect Director Linda A. Mills | Management | For | For |
| 1g | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1h | Elect Director Jane J. Thompson | Management | For | For |
| 1i | Elect Director Laura S. Unger | Management | For | For |
| 1j | Elect Director Barry L. Williams | Management | For | For |
| 1k | Elect Director David L. Yowan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NISSAN CHEMICAL INDUSTRIES LTD. Meeting Date: JUN 28, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4021 Security ID: J56988108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
| 2.1 | Elect Director Kinoshita, Kojiro | Management | For | For |
| 2.2 | Elect Director Miyazaki, Junichi | Management | For | For |
| 2.3 | Elect Director Fukuro, Hiroyoshi | Management | For | For |
| 2.4 | Elect Director Hatanaka, Masataka | Management | For | For |
| 2.5 | Elect Director Miyaji, Katsuaki | Management | For | For |
| 2.6 | Elect Director Takishita, Hidenori | Management | For | For |
| 2.7 | Elect Director Honda, Takashi | Management | For | For |
| 2.8 | Elect Director Kajiyama, Chisato | Management | For | For |
| 2.9 | Elect Director Oe, Tadashi | Management | For | For |
| 3 | Appoint Statutory Auditor Takemoto, Shuichi | Management | For | Against |
| NUCOR CORPORATION Meeting Date: MAY 11, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NUE Security ID: 670346105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Dempsey | Management | For | For |
| 1.2 | Elect Director John J. Ferriola | Management | For | For |
| 1.3 | Elect Director Gregory J. Hayes | Management | For | For |
| 1.4 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.5 | Elect Director Bernard L. Kasriel | Management | For | For |
| 1.6 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.7 | Elect Director Laurette T. Koellner | Management | For | For |
| 1.8 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Adopt Quantitative Compnay-Wide GHG Goals | Shareholder | Against | For |
| OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 12, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: OXY Security ID: 674599105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Spencer Abraham | Management | For | For |
| 1b | Elect Director Howard I. Atkins | Management | For | For |
| 1c | Elect Director Eugene L. Batchelder | Management | For | For |
| 1d | Elect Director John E. Feick | Management | For | For |
| 1e | Elect Director Margaret M. Foran | Management | For | For |
| 1f | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1g | Elect Director Vicki Hollub | Management | For | For |
| 1h | Elect Director William R. Klesse | Management | For | For |
| 1i | Elect Director Jack B. Moore | Management | For | For |
| 1j | Elect Director Avedick B. Poladian | Management | For | For |
| 1k | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 7 | Report on Methane Emissions and Flaring Targets | Shareholder | Against | For |
| 8 | Report on Political Contributions and Expenditures | Shareholder | Against | Abstain |
| PFIZER INC. Meeting Date: APR 27, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director James M. Kilts | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| 6 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 03, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PM Security ID: 718172109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Massimo Ferragamo | Management | For | For |
| 1.5 | Elect Director Werner Geissler | Management | For | For |
| 1.6 | Elect Director Jennifer Li | Management | For | For |
| 1.7 | Elect Director Jun Makihara | Management | For | For |
| 1.8 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.9 | Elect Director Kalpana Morparia | Management | For | For |
| 1.10 | Elect Director Lucio A. Noto | Management | For | For |
| 1.11 | Elect Director Frederik Paulsen | Management | For | For |
| 1.12 | Elect Director Robert B. Polet | Management | For | For |
| 1.13 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Restricted Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 7 | Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 8 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Abstain |
| POTLATCH CORPORATION Meeting Date: MAY 01, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PCH Security ID: 737630103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John S. Moody | Management | For | For |
| 1b | Elect Director Lawrence S. Peiros | Management | For | For |
| 1c | Elect Director Linda M. Breard | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PRUDENTIAL FINANCIAL, INC. Meeting Date: MAY 09, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PRU Security ID: 744320102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.3 | Elect Director Mark B. Grier | Management | For | For |
| 1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.5 | Elect Director Karl J. Krapek | Management | For | For |
| 1.6 | Elect Director Peter R. Lighte | Management | For | For |
| 1.7 | Elect Director George Paz | Management | For | For |
| 1.8 | Elect Director Sandra Pianalto | Management | For | For |
| 1.9 | Elect Director Christine A. Poon | Management | For | For |
| 1.10 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.11 | Elect Director John R. Strangfeld | Management | For | For |
| 1.12 | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| REXEL Meeting Date: MAY 23, 2017 Record Date: MAY 18, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: RXL Security ID: F7782J366 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Additional Pension Scheme Agreement with Patrick Berard, CEO | Management | For | For |
| 6 | Approve Severance Agreement with Catherine Guillouard, Vice-CEO | Management | For | For |
| 7 | Approve Remuneration Policy of CEO | Management | For | Against |
| 8 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
| 9 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 10 | Non-Binding Vote on Compensation of Rudy Provoost, Chairman and CEO until June 30, 2016 | Management | For | For |
| 11 | Non-Binding Vote on Compensation of Patrick Berard, CEO from July 1, 2016 | Management | For | For |
| 12 | Non-Binding Vote on Compensation of Catherine Guillouard, Vice-CEO | Management | For | Against |
| 13 | Non-Binding Vote on Compensation of Francois Henrot, Chairman of the Board from July 1, 2016 to September 30, 2016 | Management | For | For |
| 14 | Non-Binding Vote on Compensation of Ian Meakins, Chairman of the Board from October 1, 2016 | Management | For | For |
| 15 | Ratify Appointment of Ian Meakins as Director | Management | For | For |
| 16 | Reelect Ian Meakins as Director | Management | For | For |
| 17 | Reelect Francois Henrot as Director | Management | For | For |
| 18 | Ratify Appointment of Agnes Touraine as Director | Management | For | For |
| 19 | Elect Patrick Berard as Director | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 720 Million | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 140 Million | Management | For | For |
| 24 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 140 Million | Management | For | For |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 22-24 | Management | For | For |
| 26 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 23 and 24 | Management | For | For |
| 27 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees | Management | For | For |
| 30 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 31 | Amend Article 19 of Bylaws Re: Age Limit of CEO | Management | For | For |
| 32 | Amend Article 16 of Bylaws Re: Age Limit of Chairman | Management | For | For |
| 33 | Amend Article 14 of Bylaws Re: Election of Employee Representative to the Board | Management | For | For |
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 23, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Catherine Hughes as Director | Management | For | For |
| 5 | Elect Roberto Setubal as Director | Management | For | For |
| 6 | Re-elect Ben van Beurden as Director | Management | For | For |
| 7 | Re-elect Guy Elliott as Director | Management | For | For |
| 8 | Re-elect Euleen Goh as Director | Management | For | For |
| 9 | Re-elect Charles Holliday as Director | Management | For | For |
| 10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions | Shareholder | Against | Withhold |
| SAMPO OYJ Meeting Date: APR 27, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SAMPO Security ID: X75653109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 2.30 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 115,000 for Vice Chairman, EUR 90,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 11 | Fix Number of Directors at Eight | Management | For | For |
| 12 | Reelect Christian Clausen, Jannica Fagerholm, Adine Grate Axen, Veli-Matti Mattila, Risto Murto, Eira Palin-Lehtinen, Per Arthur Sorlie and Bjorn Wahlroos as Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify Ernst & Young as Auditors | Management | For | For |
| 15 | Approve that the Rights Attached to Certain Shares Entered in the Company's Joint Book-Entry Account be Forfeited | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| SEAGATE TECHNOLOGY PLC Meeting Date: OCT 19, 2016 Record Date: AUG 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: STX Security ID: G7945M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Luczo | Management | For | For |
| 1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1c | Elect Director Michael R. Cannon | Management | For | For |
| 1d | Elect Director Mei-Wei Cheng | Management | For | For |
| 1e | Elect Director William T. Coleman | Management | For | For |
| 1f | Elect Director Jay L. Geldmacher | Management | For | For |
| 1g | Elect Director Dambisa F. Moyo | Management | For | For |
| 1h | Elect Director Chong Sup Park | Management | For | For |
| 1i | Elect Director Stephanie Tilenius | Management | For | For |
| 1j | Elect Director Edward J. Zander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6A | Approve Proposed Amendments to the Company's Articles of Association | Management | For | For |
| 6B | Approve Proposed Amendments to the Company's Memorandum of Association | Management | For | For |
| 7A | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| 7B | Amend Articles Re: Setting the Size of the Board | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 10 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| SEKISUI HOUSE LTD. Meeting Date: APR 27, 2017 Record Date: JAN 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 1928 Security ID: J70746136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 32 | Management | For | For |
| 2 | Appoint Statutory Auditor Kobayashi, Takashi | Management | For | For |
| 3 | Approve Annual Bonus | Management | For | For |
| SHIP FINANCE INTERNATIONAL LIMITED Meeting Date: SEP 23, 2016 Record Date: JUL 25, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SFL Security ID: G81075106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Hans Petter Aas as Director | Management | For | For |
| 2 | Reelect Paul M. Leand, Jr. as Director | Management | For | For |
| 3 | Reelect Kate Blankenship as Director | Management | For | Against |
| 4 | Reelect Harald Thorstein as Director | Management | For | Against |
| 5 | Reelect Bert M. Bekker as Director | Management | For | For |
| 6 | Approve Capital Adjustment Through Reduction in Par Value and Increase in Authorized Share Capital | Management | For | For |
| 7 | Amend Quorum Requirements | Management | For | Against |
| 8 | Approve Moore Stephens, P.C. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| SIEMENS AG Meeting Date: FEB 01, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIE Security ID: D69671218 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015/2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015/2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015/2016 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2016/2017 | Management | For | For |
| SKY PLC Meeting Date: OCT 13, 2016 Record Date: OCT 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SKY Security ID: G8212B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Jeremy Darroch as Director | Management | For | For |
| 5 | Re-elect Andrew Griffith as Director | Management | For | For |
| 6 | Re-elect Tracy Clarke as Director | Management | For | For |
| 7 | Re-elect Martin Gilbert as Director | Management | For | For |
| 8 | Re-elect Adine Grate as Director | Management | For | For |
| 9 | Re-elect Matthieu Pigasse as Director | Management | For | For |
| 10 | Re-elect Andy Sukawaty as Director | Management | For | For |
| 11 | Re-elect James Murdoch as Director | Management | For | Against |
| 12 | Re-elect Chase Carey as Director | Management | For | For |
| 13 | Elect John Nallen as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SPARK NEW ZEALAND LIMITED Meeting Date: NOV 04, 2016 Record Date: NOV 02, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SPK Security ID: Q8619N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize the Board to Fix Remuneration of the Auditors | Management | For | For |
| 2 | Elect Simon Moutter as Director | Management | For | For |
| 3 | Elect Justine Smyth as Director | Management | For | For |
| 4 | Elect Ido Leffler as Director | Management | For | For |
| 5 | Elect Alison Gerry as Director | Management | For | For |
| 6 | Elect Alison Barrass as Director | Management | For | For |
| SUNCOR ENERGY INC. Meeting Date: APR 27, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.9 | Elect Director Eira M. Thomas | Management | For | For |
| 1.10 | Elect Director Steven W. Williams | Management | For | For |
| 1.11 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| T&D HOLDINGS INC. Meeting Date: JUN 28, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 8795 Security ID: J86796109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 17.5 | Management | For | For |
| 2.1 | Elect Director Kida, Tetsuhiro | Management | For | For |
| 2.2 | Elect Director Uehara, Hirohisa | Management | For | For |
| 2.3 | Elect Director Yokoyama, Terunori | Management | For | For |
| 2.4 | Elect Director Matsuyama, Haruka | Management | For | For |
| 2.5 | Elect Director Ogo, Naoki | Management | For | For |
| 2.6 | Elect Director Tanaka, Katsuhide | Management | For | For |
| 2.7 | Elect Director Kudo, Minoru | Management | For | For |
| 2.8 | Elect Director Itasaka, Masafumi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Yanai, Junichi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ozawa, Yuichi | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Ezaki, Masayuki | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors | Management | For | For |
| TATE & LYLE PLC Meeting Date: JUL 21, 2016 Record Date: JUL 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TATE Security ID: G86838128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 5 | Re-elect Javed Ahmed as Director | Management | For | For |
| 6 | Re-elect Nick Hampton as Director | Management | For | For |
| 7 | Re-elect Liz Airey as Director | Management | For | For |
| 8 | Re-elect William Camp as Director | Management | For | For |
| 9 | Re-elect Paul Forman as Director | Management | For | For |
| 10 | Elect Lars Frederiksen as Director | Management | For | For |
| 11 | Re-elect Douglas Hurt as Director | Management | For | For |
| 12 | Re-elect Anne Minto as Director | Management | For | For |
| 13 | Re-elect Dr Ajai Puri as Director | Management | For | For |
| 14 | Elect Sybella Stanley as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 11, 2017 Record Date: FEB 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BK Security ID: 064058100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda Z. Cook | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.4 | Elect Director Edward P. Garden | Management | For | For |
| 1.5 | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director John M. Hinshaw | Management | For | For |
| 1.8 | Elect Director Edmund F. "Ted" Kelly | Management | For | For |
| 1.9 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.10 | Elect Director Jennifer B. Morgan | Management | For | For |
| 1.11 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.12 | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Abstain |
| THE FOSCHINI GROUP LTD Meeting Date: SEP 06, 2016 Record Date: AUG 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TFG Security ID: S29260155 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2016 | Management | For | For |
| 2 | Reappoint KPMG Inc as Auditors of the Company and Appoint P Farrand as the Designated Partner | Management | For | For |
| 3 | Re-elect Sam Abrahams as Director | Management | For | For |
| 4 | Re-elect Michael Lewis as Director | Management | For | For |
| 5 | Re-elect Fatima Abrahams as Director | Management | For | For |
| 6 | Elect Graham Davin as Director | Management | For | For |
| 7 | Re-elect Sam Abrahams as Member of the Audit Committee | Management | For | For |
| 8 | Elect Tumi Makgabo-Fiskerstrand as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Eddy Oblowitz as Member of the Audit Committee | Management | For | For |
| 10 | Re-elect Nomahlubi Simamane as Member of the Audit Committee | Management | For | For |
| 11 | Elect David Friedland as Member of the Audit Committee | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | Against |
| 1 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 2 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 3 | Authorise the Company to Provide Direct or Indirect Financial Assistance to a Related or Inter-related Company or Corporation | Management | For | For |
| 13 | Authorise Ratification of Approved Resolutions | Management | For | For |
| THE HERSHEY COMPANY Meeting Date: MAY 03, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HSY Security ID: 427866108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director John P. Bilbrey | Management | For | For |
| 1.3 | Elect Director James W. Brown | Management | For | For |
| 1.4 | Elect Director Michele G. Buck | Management | For | For |
| 1.5 | Elect Director Charles A. Davis | Management | For | For |
| 1.6 | Elect Director Mary Kay Haben | Management | For | For |
| 1.7 | Elect Director M. Diane Koken | Management | For | For |
| 1.8 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.9 | Elect Director James M. Mead | Management | For | For |
| 1.10 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Director Thomas J. Ridge | Management | For | For |
| 1.12 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 11, 2016 Record Date: AUG 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PG Security ID: 742718109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Terry J. Lundgren | Management | For | For |
| 1f | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1g | Elect Director David S. Taylor | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Patricia A. Woertz | Management | For | For |
| 1j | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Consistency Between Corporate Values and Political Activities | Shareholder | Against | Abstain |
| 5 | Report on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Abstain |
| UNITI GROUP INC. Meeting Date: MAY 11, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: UNIT Security ID: 91325V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jennifer S. Banner | Management | For | For |
| 1b | Elect Director Scott G. Bruce | Management | For | For |
| 1c | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
| 1d | Elect Director Andrew Frey | Management | For | For |
| 1e | Elect Director Kenneth A. Gunderman | Management | For | For |
| 1f | Elect Director David L. Solomon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VODAFONE GROUP PLC Meeting Date: JUL 29, 2016 Record Date: JUN 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: VOD Security ID: 92857W308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 6 | Re-elect Dr Mathias Dopfner as Director | Management | For | For |
| 7 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 8 | Re-elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Re-elect Nick Land as Director | Management | For | For |
| 12 | Elect David Nish as Director | Management | For | For |
| 13 | Re-elect Philip Yea as Director | Management | For | For |
| 14 | Approve Final Dividend | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| WASTE MANAGEMENT, INC. Meeting Date: MAY 12, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WM Security ID: 94106L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradbury H. Anderson | Management | For | For |
| 1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
| 1c | Elect Director James C. Fish, Jr. | Management | For | For |
| 1d | Elect Director Andres R. Gluski | Management | For | For |
| 1e | Elect Director Patrick W. Gross | Management | For | For |
| 1f | Elect Director Victoria M. Holt | Management | For | For |
| 1g | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1h | Elect Director John C. Pope | Management | For | For |
| 1i | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| WESTROCK COMPANY Meeting Date: JAN 27, 2017 Record Date: DEC 02, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WRK Security ID: 96145D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1b | Elect Director J. Powell Brown | Management | For | For |
| 1c | Elect Director Michael E. Campbell | Management | For | For |
| 1d | Elect Director Terrell K. Crews | Management | For | For |
| 1e | Elect Director Russell M. Currey | Management | For | For |
| 1f | Elect Director John A. Luke, Jr. | Management | For | For |
| 1g | Elect Director Gracia C. Martore | Management | For | For |
| 1h | Elect Director James E. Nevels | Management | For | For |
| 1i | Elect Director Timothy H. Powers | Management | For | For |
| 1j | Elect Director Steven C. Voorhees | Management | For | For |
| 1k | Elect Director Bettina M. Whyte | Management | For | For |
| 1l | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Dividend Opportunity Fund |
| By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, | |
| Trustee, President and Principal Executive Officer |
Date: August 29, 2017
| *By: | /s/ Taylor V. Edwards | |
| ------------------------------------------ | ||
| Taylor V. Edwards, Attorney in Fact |
