UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 13, 2016
Glaukos Corporation
(Exact name of registrant as specified in its charter)
Delaware | | 001-37463 | | 33-0945406 |
(State or other jurisdiction | | (Commission | | (I.R.S. Employer |
of incorporation) | | File Number) | | Identification No.) |
26051 Merit Circle, Suite 103
Laguna Hills, California | | 95263 |
(Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (949) 367-9600
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On July 13, 2016, Richard L. Harrison, the Chief Financial Officer and Secretary of Glaukos Corporation (the “Company”), notified the Company that he will retire from the Company in 2017. Mr. Harrison will remain in his current role until a successor is named and he has agreed to assist with an orderly transition. The Company has initiated a search to identify a replacement for Mr. Harrison.
Item 7.01. Regulation FD Disclosure.
On July 14, 2016, the Company issued a press release announcing Mr. Harrison’s retirement as set forth in Item 5.02 of this Current Report on Form 8-K.
A copy of the press release is furnished as Exhibit 99.1 hereto. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any filing of the Company whether made before or after the date hereof, regardless of any general incorporation language in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. | | Description |
99.1 | | Press Release dated July 14, 2016. |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| GLAUKOS CORPORATION |
| |
| |
| /s/ Thomas W. Burns |
| Name: Thomas W. Burns |
| Title: President and Chief Executive Officer |
Dated: July 14, 2016
3
EXHIBIT INDEX
Exhibit
Number | | Description |
| | |
99.1 | | Press Release dated July 14, 2016. |
4
