SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/27/2023 |
3. Issuer Name and Ticker or Trading Symbol
COLUMBIA SPORTSWEAR CO [ COLM ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 10,649 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (1) | 01/25/2027 | Common Stock | 4,000 | 55.53 | D | |
Employee Stock Option (right to buy) | (2) | 01/24/2028 | Common Stock | 6,618 | 74.59 | D | |
Employee Stock Option (right to buy) | (3) | 01/23/2029 | Common Stock | 6,655 | 86.42 | D | |
Employee Stock Option (right to buy) | (4) | 01/22/2030 | Common Stock | 10,536 | 95.71 | D | |
Employee Stock Option (right to buy) | (5) | 01/27/2031 | Common Stock | 11,417 | 87.54 | D | |
Employee Stock Option (right to buy) | 12/31/2023 | 10/21/2031 | Common Stock | 6,004 | 98.74 | D | |
Employee Stock Option (right to buy) | (6) | 01/27/2032 | Common Stock | 10,468 | 87.15 | D | |
Restricted Stock Units | (7) | (7) | Common Stock | 227 | (8) | D | |
Restricted Stock Units | (9) | (9) | Common Stock | 510 | (8) | D | |
Restricted Stock Units | (10) | (10) | Common Stock | 876 | (8) | D | |
Restricted Stock Units | (11) | (11) | Common Stock | 2,287 | (8) | D | |
Restricted Stock Units | (12) | (12) | Common Stock | 2,438 | (8) | D |
Explanation of Responses: |
1. The option was granted for 7,385 shares on January 26, 2017 and became exercisable for 25% of the shares on each of the first four anniversaries of the grant date. |
2. The option was granted for 6,618 shares on January 25, 2018 and became exercisable for 25% of the shares on each of the first four anniversaries of the grant date. |
3. The option was granted for 6,655 shares on January 24, 2019 and became exercisable for 25% of the shares on each of the first four anniversaries of the grant date. |
4. The option was granted for 10,536 shares on January 23, 2020 and becomes exercisable for 25% of the shares on each of the first four anniversaries of the grant date. |
5. The option was granted for 11,417 shares on January 28, 2021 and becomes exercisable for 25% of the shares on each of the first four anniversaries of the grant date. |
6. The option was granted for 10,468 shares on January 27, 2022 and becomes exercisable for 25% of the shares on each of the first four anniversaries of the grant date. |
7. The grant of 908 restricted stock units vests at 25% annually beginning on February 1, 2020. If a vesting date falls on a day on which the securities exchange is closed, affected RSUs shall vest on the next securities exchange business day. |
8. Restricted stock units convert to common stock on a one-for-one basis. |
9. The grant of 1,020 restricted stock units vests at 25% annually beginning on February 1, 2021. If a vesting date falls on a day on which the securities exchange is closed, affected RSUs shall vest on the next securities exchange business day. |
10. The grant of 1,169 restricted stock units vests at 25% annually beginning on February 1, 2022. If a vesting date falls on a day on which the securities exchange is closed, affected RSUs shall vest on the next securities exchange business day. |
11. The grant of 2,287 restricted stock units vests at 25% annually beginning on February 1, 2023. If a vesting date falls on a day on which the securities exchange is closed, affected RSUs shall vest on the next securities exchange business day. |
12. The grant of 2,438 restricted stock units vests at 25% annually beginning on February 1, 2024. If a vesting date falls on a day on which the securities exchange is closed, affected RSUs shall vest on the next securities exchange business day. |
Remarks: |
Christina A. Mecklenborg, Attorney-in-Fact | 02/03/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |