Stephanie Dimarco Form 4 ADVENT SOFTWARE / STEPHANIE DIMARCO ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

DIMARCO STEPHANIE

(Last) (First) (Middle)

600 TOWNSEND STREET

(Street)

SAN FRANCISCO CA 94103

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ADVENT SOFTWARE INC /DE/ [ ADVS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/08/2015

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/07/2015		Z(1)	V	1,306	D	$0.0	0	D
Common Stock	07/08/2015		D(2)		399,654	D	$44.25	0	I	by CRT Trust
Common Stock	03/26/2015		G(3)	V	75,000	D	$0.0	2,393,233	I	by Living Trust
Common Stock	05/07/2015		Z(1)	V	1,306	A	$0.0	2,394,539	I	by Living Trust
Common Stock	07/07/2015		G(3)	V	75,000	D	$0.0	2,319,539	I	by Living Trust
Common Stock	07/08/2015		D(2)		2,319,539	D	$44.25	0	I	by Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Appreciation Rights	$7.84	07/08/2015		D(4)			203,000	03/14/2007	03/14/2016	Common Stock	203,000	$36.41	0	D
Stock Appreciation Rights	$11.88	07/08/2015		D(5)			28,000	05/14/2009	05/14/2018	Common Stock	28,000	$32.37	0	D
Stock Appreciation Rights	$21.06	07/08/2015		D(6)			9,814	05/09/2014	05/09/2023	Common Stock	9,814	$23.19	0	D
Stock Appreciation Rights	$29.01	07/08/2015		D(7)			9,138	05/07/2015	05/07/2024	Common Stock	9,138	$15.24	0	D

Explanation of Responses:

1. Transfer of shares from directly held to indirectly held in Trust

2. Disposed of pursuant to the terms of the Merger Agreement in exchange for a cash payment of $44.25 per share on the effective date of the merger.

3. Gift of shares from Living Trust to San Francisco Foundation.

4. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $7,391,230, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.

5. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $906,360, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.

6. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $227,587, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.

7. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $139,263, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.

	By: James S Cox For: Stephanie DiMarco	07/10/2015
	** Signature of Reporting Person	Date
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