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SC 13G Filing
Potbelly (PBPB) SC 13GPotbelly Corp
Filed: 21 Mar 14, 12:00am
Potbelly Corporation |
(Name of Issuer) |
Common Stock, $0.01 par value per share |
(Title of Class of Securities) |
73754Y100 |
(CUSIP Number) |
December 31, 2013 |
(Date of Event Which Requires Filing of this Statement) |
1. | NAME OF REPORTING PERSON Bryant L. Keil | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o | ||
3. | SEC USE ONLY | ||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER 1,050,471 | |
6. | SHARED VOTING POWER 0 | ||
7. | SOLE DISPOSITIVE POWER 1,493,206 | ||
8. | SHARED DISPOSITIVE POWER 0 | ||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,493,206 | ||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | ||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.05% | ||
12. | TYPE OF REPORTING PERSON IN |
Item 1(a). | Name of Issuer: | |
Potbelly Corporation | ||
Item 1(b). | Address of Issuer’s Principal Executive Offices: | |
222 Merchandise Mart Plaza, 23rd Floor Chicago, IL 60654 | ||
Item 2(a). | Name of Person Filing: | |
Bryant L. Keil | ||
Item 2(b). | Address of Principal Business Office or, if none, Residence: | |
c/o Potbelly Corporation 222 Merchandise Mart Plaza, 23rd Floor Chicago, IL 60654 | ||
Item 2(c). | Citizenship: | |
U.S.A. | ||
Item 2(d). | Title of Class of Securities: | |
Common Stock, $0.01 par value per share | ||
Item 2(e). | CUSIP Number: | |
73754Y100 | ||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), indicate type of person filing. Not applicable | |
Item 4. | Ownership. | |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||
(a) | Amount beneficially owned: 1,493,206 shares | |
(b) | Percent of class: 5.05% (based on shares outstanding as of December 31, 2013) | |
(c) | Number of shares as to which such person has: | |
(i) Sole power to vote or direct the vote: 1,050,471 shares | ||
(ii) Shared power to vote or direct the vote: 0 | ||
(iii) Sole power to dispose or to direct the disposition of: 1,493,206 shares, which amount includes options to purchase 442,735 shares of common stock. | ||
(iv) Shared power to dispose or to direct the disposition of: 0 |
Item 5. | Ownership of Five Percent or Less of a Class. |
Not applicable. | |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not applicable. | |
Item 8. | Identification and Classification of Members of the Group. |
Not applicable. | |
Item 9. | Notice of Dissolution of Group. |
Not applicable. | |
Item 10. | Certifications. |
Not applicable. |
March 21, 2014 | |
Date | |
/s/Bryant L. Keil | |
Signature | |