UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144/A
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
| | |
ATTENTION: | | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. |
| | |
| OMB APPROVAL | |
| OMB Number: 3235-0101 Expires: August 31, 2003 Estimated average burden hours per response......... 2.0 | |
| SEC USE ONLY | |
| DOCUMENT SEQUENCE NO.
| |
| CUSIP NUMBER
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | (c) S.E.C. FILE NO. | | WORK LOCATION | |
|
INTERMUNE, INC.
| | | 94-3296648 | | 0-29801 | | | | |
| 1 (d) ADDRESS OF ISSUER | | | | | | CITY | STATE | | | ZIP CODE | | | | | (e) TELEPHONE NO. | |
| 3280 Bayshore Boulevard, Brisbane, CA 94005 | | | | | | | | | | AREA CODE
415 | | | NUMBER
466-2200 | |
| 2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD | | | (B) IRS IDENT. NO. | | | (c) RELATIONSHIP TO ISSUER | | | (d) ADDRESS STREET | | | CITY | | | STATE | | | ZIP CODE | |
| Daniel Welch | | | | | | Officer | | | 3280 Bayshore Boulevard, Brisbane, CA 94005 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | |
|
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
| | | | | | | | | | | | | | | | | | | | | | | | | |
|
| 3 (a) | | | (b) | | | SEC USE ONLY | | | (c) | | | (d) | | | (e) | | | (f) | | | (g) | |
| Title of the | | | Name and Address of Each Broker Through Whom the | | | Broker-Dealer | | | Number of Shares | | | Aggregate | | | Number of Shares | | | Approximate | | | Name of Each | |
| Class of | | | Securities are to be Offered or Each Market Maker | | | File Number | | | or Other Units | | | Market | | | or Other Units | | | Date of Sale | | | Securities | |
| Securities | | | who is Acquiring the Securities | | | | | | To Be Sold | | | Value | | | Outstanding | | | (See instr. 3(f)) | | | Exchange | |
| To Be Sold | | | | | | | | | (See instr. 3(c)) | | | (See instr. 3(d)) | | | (See instr. 3(e)) | | | (MO. DAY YR.) | | | (See instr. 3(g)) | |
| Common Stock | | | Merrill Lynch 2301 Tresser Blvd. Stamford, CT 06901 | | | | | | 35,000(1) | | | $1,414,153.63 | | | 54,958,816 | | | 03/22/10 | | | NASDAQ | |
| | | | | | | | | | | | | | | | | | | | | | | |
| |
|
INSTRUCTIONS:
| | | | |
1. | | (a) | | Name of issuer |
| | (b) | | Issuer’s I.R.S. Identification Number |
| | (c) | | Issuer’s S.E.C. file number, if any |
| | (d) | | Issuer’s address, including zip code |
| | (e) | | Issuer’s telephone number, including area code |
| | | | |
2. | | (a) | | Name of person for whose account the securities are to be sold |
| | (b) | | Such person’s I.R.S. identification number, if such person is an entity |
| | (c) | | Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) |
| | (d) | | Such person’s address, including zip code |
| | | | |
3. | | (a) | | Title of the class of securities to be sold |
| | (b) | | Name and address of each broker through whom the securities are intended to be sold |
| | (c) | | Number of shares or other units to be sold (if debt securities, give the aggregate face amount) |
| | (d) | | Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice |
| | (e) | | Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer |
| | (f) | | Approximate date on which the securities are to be sold |
| | (g) | | Name of each securities exchange, if any, on which the securities are intended to be sold |
TABLE I — SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| Title of | | | Date you | | | | | | Name of Person from Whom Acquired | | | Amount of | | | Date of | | | | |
| the Class | | | Acquired | | | Nature of Acquisition Transaction | | | (If gift, also give date donor acquired) | | | Securities Acquired | | | Payment | | | Nature of Payment | |
| | | | | | | | | | | | | | | | | | | | |
| COMMON | | | 02/09/05 | | | Sale of Common Stock | | | INTERMUNE, INC. | | | 35,000 | | | | 02/09/05 | | | | | CASH | | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
INSTRUCTIONS: | 1. | If the securities were purchased and full payment therefore was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. | | 2. | If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. |
TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
| | | | | | | | | | | | | | |
|
| | | | | | | | | | Amount of | | | | |
| Name and Address of Seller | | | Title of Securities Sold | | | Date of Sale | | | Securities Sold | | | Gross Proceeds | |
| | | | | | | | | | | | | | |
|
REMARKS:
| | |
(1) | | The reporting person purchased the shares in the open market and the proceeds resulting therefrom were used to effect a cash exercise of options. |
INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
March 23, 2010
DATE OF NOTICE
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.
/s/ Robin J. Steele, Attorney-In-Fact for Daniel Welch
(SIGNATURE)
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)