United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
December 9, 2023
Date of Report (Date of earliest event reported)
SPI Energy Co., Ltd.
(Exact Name of Registrant as Specified in its Charter)
| Cayman Islands | | 001-37678 | | 20-4956638 |
(State or other jurisdiction
of incorporation) | | (Commission File Number) | | (I.R.S. Employer
Identification No.) |
4803 Urbani Ave. McClellan Park, CA | | 95652 |
| (Address of Principal Executive Offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (408) 919-8000
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| | ☐ | Written communications pursuant to Rule 425 under the Securities Act |
| | ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
| | ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
| | ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
| Ordinary Share | | SPI | | The NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On December 9, 2023, SPI Energy Co., Ltd. (the “Company”) convened its 2023 Annual Meeting of Shareholders (the “Annual Meeting”). At that time, there were not present or represented by proxy a sufficient number of the Company’s ordinary shares in order to constitute the required quorum. As a result, the Company adjourned the Annual Meeting, which will reconvene on December 22, 2023 at 10:00 a.m. Pacific Time at the offices of the Company at 4803 Urbani Ave., McClellan Park, CA 95652.
On December 11, 2023, the Company also issued a press release, attached hereto as Exhibit 99.1, announcing the adjournment of the Annual Meeting.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | SPI ENERGY CO., LTD. | |
| | | | |
December 11, 2023 | By: | /s/ Xiaofeng Peng | |
| | | Xiaofeng Peng | |
| | | Chief Executive Officer | |
