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SC 13G Filing
Cardiff Oncology (CRDF) SC 13GTrovagene, Inc.
Filed: 9 Aug 13, 12:00am
CUSIP No. 897238309 | Page 2 of 9 Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Bridger Management, LLC | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) o (b) x |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 2,142,857 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 2,142,857 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,142,857 | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.9% | |
12 | TYPE OF REPORTING PERSON* IA |
CUSIP No. 897238309 | Page 3 of 9 Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Roberto Mignone | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) o (b) x |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 2,142,857 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 2,142,857 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,142,857 | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.9% | |
12 | TYPE OF REPORTING PERSON* IN |
CUSIP No. 897238309 | Page 4 of 9 Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Swiftcurrent Offshore, Ltd. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) o (b) x |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 1,309,286 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 1,309,286 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,309,286 | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.3% | |
12 | TYPE OF REPORTING PERSON* CO |
Item 1(a). | Name of Issuer: Trovagene, Inc. |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
11055 Flintkote Avenue, Suite B, San Diego, CA 92121 | |
Item 2(a, b, c). | Name of Persons Filing, Address of Principal Business Office, Citizenship: |
Bridger Management, LLC, a Delaware limited liability company, 90 Park Avenue – 40th Floor, New York, NY 10016 | |
Swiftcurrent Offshore, Ltd., a Cayman Islands limited company, c/o Morgan Stanley Fund Services (Cayman) Ltd., Cricket Square, 2nd Floor, Boundary Hall, Hutchins Drive, P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands | |
Mr. Roberto Mignone (“Mr. Mignone”), 90 Park Avenue – 40th Floor, New York, NY 10016. Mr. Mignone is a United States citizen. | |
Item 2(d). | Title of Class of Securities: Common Stock, $.0001 par value per share (the “Common Stock”) |
Item 2(e). | CUSIP Number: 897238309 |
Item 3. | Not Applicable. |
Item 4. | Ownership. |
Information with respect to the Reporting Persons’ ownership of the Common Stock as of August 9, 2013 is incorporated by reference to items (5) - (9) and (11) of the cover page of the respective Reporting Person. | |
The shares of Common Stock reported herein as being beneficially owned by the Reporting Persons are held of record by Swiftcurrent Offshore Ltd, in the amount set on its cover page, as well as Swiftcurrent Partners L.P., which has ownership of less than five percent of the Common Stock. Bridger Management LLC is the investment adviser to Swiftcurrent Partners L.P. and Swiftcurrent Offshore Ltd. and, as such, may be deemed to share beneficial ownership of such shares of Common Stock. Roberto Mignone is the managing member of Bridger Management, LLC. | |
Item 5. | Ownership of Five Percent or less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. | |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
See Item 4. | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not Applicable. | |
Item 8. | Identification and Classification of Members of the Group. |
Not Applicable. | |
Item 9. | Notice of Dissolution of Group. |
Not Applicable. | |
Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11. |
BRIDGER MANAGEMENT, LLC | |||
By: | /s/ Roberto Mignone | ||
Roberto Mignone, Managing Member | |||
/s/ Roberto Mignone | |||
Roberto Mignone, Individually | |||
SWIFTCURRENT OFFSHORE, LTD. | |||
By: | Bridger Management, LLC, its investment manager | ||
By: | /s/ Roberto Mignone | ||
Roberto Mignone, Managing Member |
BRIDGER MANAGEMENT, LLC | |||
By: | /s/ Roberto Mignone | ||
Roberto Mignone, Managing Member | |||
/s/ Roberto Mignone | |||
Roberto Mignone, Individually | |||
SWIFTCURRENT OFFSHORE, LTD. | |||
By: | Bridger Management, LLC, its investment manager | ||
By: | /s/ Roberto Mignone | ||
Roberto Mignone, Managing Member |