Registration No. 333-102588 File No. 811-21281 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 7 [X] and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Amendment No. 10 - ------------------------------------------------------------------------------ OPPENHEIMER PRINCIPAL PROTECTED TRUST - ------------------------------------------------------------------------------ (Exact Name of Registrant as Specified in Charter) 6803 South Tucson Way, Centennial, Colorado 80112-3924 - ------------------------------------------------------------------------------ (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, including Area Code: (303) 768-3200 Robert G. Zack, Esq. OppenheimerFunds, Inc. Two World Financial Center, 225 Liberty Street, New York, New York 10281-1008 - ------------------------------------------------------------------------------ (Name and Address of Agent for Service) It is proposed that this filing will become effective (check appropriate box): [ ] immediately upon filing pursuant to paragraph (b) [X] on December 28, 2005 pursuant to paragraph (b) [ ] 60 days after filing pursuant to paragraph (a)(1) [ ] on _______________ pursuant to paragraph (a)(1) [ ] 75 days after filing pursuant to paragraph (a)(2) [ ] on _______________ pursuant to paragraph (a)(2) of Rule 485. If appropriate, check the following box: [ ] this post-effective amendment designates a new effective date for a previously filed post-effective amendment. OPPENHEIMER PRINCIPAL PROTECTED TRUST - ------------------------------------------------------------------------------ CONTENTS OF REGISTRATION STATEMENT This amendment comprises the following: o N-1A Facing Page o Contents of Registration Statement page o Part C of the Registration Statement (including signature page) o Exhibits (as indicated below) The Prospectus and Statement of Additional Information are incorporated by reference to Post-Effective Amendment No. 6 to the Registrant's Form N-1A Registration Statement (File No. 333-102588) (the "Registration Statement"), filed on December 23, 2005 in accession number 0000728889-05-001322. There have been no changes to the Prospectus or Statement of Additional Information. This Post-Effective Amendment No. 7 to the Registration Statement is made solely in order to file: o Exhibit 23(j)(i) to this Registration Statement: Consent of Independent Registered Public Accounting Firm of the Registrant and Oppenheimer Main Street Fund(R); o Exhibit 23(j)(ii) to this Registration Statement: Consent of Independent Registered Public Accounting Firm of Merrill Lynch Bank USA; and o Exhibit 23(m)(iii)to this Registration Statement: Amended and Restated Service Plan and Agreement for Class A shares of Oppenheimer Principal Protected Main Street Fund(R). Part C OPPENHEIMER PRINCIPAL PROTECTED TRUST FORM N-1A PART C OTHER INFORMATION Item 23. - Exhibits (a) Amended and Restated Declaration of Trust dated 5/23/03: Previously filed with Registrant's Pre-Effective Amendment No. 3, 5/30/03, and incorporated herein by reference. (b) By-Laws: Previously filed with the Registrant's initial registration statement, 1/17/03, and incorporated herein by reference. (c) (i) Specimen Class A Share Certificate for Oppenheimer Principal Protected Main Street Fund: Previously filed with Registrant's Pre-Effective Amendment No. 1, 3/26/03, and incorporated herein by reference. (ii) Specimen Class B Share Certificate: Previously filed with Registrant's Post-Effective Amendment No. 3, 10/25/04, and incorporated herein by reference. (iii) Specimen Class C Share Certificate: Previously filed with Registrant's Post-Effective Amendment No. 3, 10/25/04, and incorporated herein by reference. (iv) Specimen Class N Share Certificate: Previously filed with Registrant's Post-Effective Amendment No. 3, 10/25/04, and incorporated herein by reference. (d) Amended and Restated Investment Advisory Agreement dated 1/1/05: Previously filed with Registrant's Post-Effective Amendment No. 5, 10/24/05, and incorporated herein by reference. (e) (i) General Distributor's Agreement dated 3/14/03: Previously filed with Registrant's Pre-Effective Amendment No. 1, 3/26/03, and incorporated herein by reference. (ii) Form of Dealer Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 45 to the Registration Statement of Oppenheimer High Yield Fund (Reg. No. 2-62076), 10/26/01, and incorporated herein by reference. (iii) Form of Broker Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 45 to the Registration Statement of Oppenheimer High Yield Fund (Reg. No. 2-62076), 10/26/01, and incorporated herein by reference. (iv) Form of Agency Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 45 to the Registration Statement of Oppenheimer High Yield Fund (Reg. No. 2-62076), 10/26/01, and incorporated herein by reference. (v) Form of Trust Company Fund/SERV Purchase Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 45 to the Registration Statement of Oppenheimer High Yield Fund (Reg. No. 2-62076), 10/26/01, and incorporated herein by reference. (vi) Form of Trust Company Agency Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 45 to the Registration Statement of Oppenheimer High Yield Fund (Reg. No. 2-62076), 10/26/01, and incorporated herein by reference. (f) Form of Deferred Compensation Plan for Disinterested Trustees/Directors: Previously filed with Post-Effective Amendment No. 40 to the Registration Statement of Oppenheimer High Yield Fund (Reg. No. 2-62076), 10/27/98, and incorporated herein by reference. (g) (i) Global Custody Agreement dated August 16, 2002: Previously filed with Post-Effective Amendment No. 41 to the Registration Statement of Oppenheimer Variable Account Funds (Reg. No. 2-93177), 4/28/03, and incorporated herein by reference. (ii) Amendment dated October 2, 2003 to the Global Custody Agreement dated August 16, 2002: Previously filed with Pre-Effective Amendment No. 1 to the Registration Statement of Oppenheimer Principal Protected Trust II (Reg. 333-108093), 11/6/03, and incorporated herein by reference. (h) (i) Financial Warranty Agreement among Merrill Lynch Bank USA, OppenheimerFunds, Inc. and the Registrant dated 5/29/03: Previously filed with the Registrant's Pre-Effective Amendment No. 3, 5/30/03, and incorporated herein by reference. (ii) Financial Warranty No. 1 issued by Merrill Lynch Bank USA to Oppenheimer Principal Protected Trust on behalf of its series Oppenheimer Principal Protected Main Street Fund dated August 5, 2003: Previously filed with Registrant's Post-Effective Amendment No. 1, 8/11/03, and incorporated herein by reference. (iii) Service Agreement among OppenheimerFunds, Inc., the Registrant, J.P. Morgan Chase Bank and Merrill Lynch Bank USA dated 5/29/03: Previously filed with Registrant's Pre-Effective Amendment No. 3, 5/30/03, and incorporated herein by reference. (i) Opinion and Consent of Counsel dated 5/27/03: Previously filed with Registrant's Pre-Effective Amendment No. 3, 5/30/03, and incorporated herein by reference. (j) (i) Consent of Deloitte & Touche LLP, independent registered public accounting firm, with respect to Registrant's audited financial statements and with respect to the audited financial statements of Oppenheimer Main Street Fund incorporated in the Statement of Additional Information by reference: Filed herewith. (ii) Consent of Deloitte & Touche LLP, independent registered public accounting firm, with respect to the audited financial statements of Merrill Lynch Bank USA as of 12/31/04: Filed herewith. (k) (i) Audited financial statements of Merrill Lynch Bank USA as of 12/31/04: Previously filed with Registrant's Post-Effective Amendment No. 6, 12/23/03, and incorporated herein by reference. (ii) Unaudited quarterly financial statements of Merrill Lynch Bank USA as of 4/1/05: Previously filed with Registrant's Post-Effective Amendment No. 6, 12/23/03, and incorporated herein by reference. (iii) Unaudited quarterly financial statements of Merrill Lynch Bank USA as of 7/1/05: Previously filed with Registrant's Post-Effective Amendment No. 6, 12/23/03, and incorporated herein by reference. (iv) Unaudited quarterly financial statements of Merrill Lynch Bank USA as of 9/30/05: Previously filed with Registrant's Post-Effective Amendment No. 6, 12/23/03, and incorporated herein by reference. (l) Investment Letter from OppenheimerFunds, Inc. to Registrant dated 3/14/03: Previously filed with Registrant's Post-Effective Amendment No. 1, 3/26/03, and incorporated herein by reference. (m) (i) Amended and Restated Service Plan and Agreement for Class A shares for Oppenheimer Principal Protected Main Street Fund dated 4/26/04: Filed herewith. (ii) Distribution and Service Plan and Agreement for Class B shares for Oppenheimer Principal Protected Main Street Fund dated 3/14/03: Previously filed with Registrant's Pre-Effective Amendment No. 1, 3/26/03, and incorporated herein by reference. (iii) Amended and Restated Distribution and Service Plan and Agreement for Class C shares for Oppenheimer Principal Protected Main Street Fund dated 2/23/04: Previously filed with Registrant's Post-Effective Amendment No. 5, 10/24/05, and incorporated herein by reference. (iv) Distribution and Service Plan and Agreement for Class N shares for Oppenheimer Principal Protected Main Street Fund dated 3/14/03: Previously filed with Registrant's Pre-Effective Amendment No. 1, 3/26/03, and incorporated herein by reference. (n) Oppenheimer Funds Multiple Class Plan under Rule 18f-3 updated through 8/11/05: Previously filed with Post-Effective Amendment No. 5 to the Registration Statement of Oppenheimer Main Street Opportunity Fund (Reg. No. 333-40186), 9/27/05, and incorporated herein by reference. (o) Powers of Attorney dated December 13, 2004 for all Trustees/Directors and Officers: Previously filed with Post-Effective Amendment No. 44 to the Registration Statement of Oppenheimer Variable Account Funds, 2/25/05, and incorporated herein by reference. (p) Amended and Restated Code of Ethics of the Oppenheimer Funds dated February 1, 2005 under Rule 17j-1 of the Investment Company Act of 1940: Previously filed with the Initial Registration Statement of Oppenheimer Dividend Growth Fund (Reg. No. 333-122902), 2/18/05, and incorporated herein by reference. Item 24. - Persons Controlled by or Under Common Control with the Fund None. Item 25. - Indemnification Reference is made to the provisions of Article Seven of Registrant's Amended and Restated Declaration of Trust filed as Exhibit 23(a) to this Registration Statement, and incorporated herein by reference. Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to trustees, officers and controlling persons of Registrant pursuant to the foregoing provisions or otherwise, Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act of 1933 and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by Registrant of expenses incurred or paid by a trustee, officer or controlling person of Registrant in the successful defense of any action, suit or proceeding) is asserted by such trustee, officer or controlling person, Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act of 1933 and will be governed by the final adjudication of such issue. Item 26. - Business and Other Connections of the Investment Adviser (a) OppenheimerFunds, Inc. is the investment adviser of the Registrant; it and certain subsidiaries and affiliates act in the same capacity to other investment companies, including without limitation those described in Parts A and B hereof and listed in Item 26(b) below. (b) There is set forth below information as to any other business, profession, vocation or employment of a substantial nature in which each officer and director of OppenheimerFunds, Inc. is, or at any time during the past two fiscal years has been, engaged for his/her own account or in the capacity of director, officer, employee, partner or trustee. - --------------------------------------------------------------------------------- Name and Current Position with OppenheimerFunds, Inc. Other Business and Connections During the Past Two Years - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Timothy L. Abbuhl, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Emeline S. Adwers, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert Agan, Senior Vice President of Shareholder Financial Senior Vice President Services, Inc. and Shareholders Services, Inc.; Vice President of OppenheimerFunds Distributor, Inc., Centennial Asset Management Corporation and OFI Private Investments, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Carl Algermissen, Formerly Associate Counsel & Legal Compliance Vice President & Associate Officer at Great West-Life & Annuity Insurance Counsel Co. (February 2004-October 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Amato, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Erik Anderson, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Tracey Beck Apostolopoulos, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Janette Aprilante, Secretary (since December 2001) of: Centennial Vice President & Secretary Asset Management Corporation, OppenheimerFunds Distributor, Inc., HarbourView Asset Management Corporation (since June 2003), Oppenheimer Partnership Holdings, Inc., Oppenheimer Real Asset Management, Inc., Shareholder Financial Services, Inc., Shareholder Services, Inc., Trinity Investment Management Corporation (since January 2005), OppenheimerFunds Legacy Program, OFI Private Investments, Inc. (since June 2003) and OFI Institutional Asset Management, Inc. (since June 2003). Assistant Secretary of OFI Trust Company (since December 2001). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Hany S. Ayad, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert Baker, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Baldwin, President and Director of Shareholder Financial Executive Vice President Services, Inc. and Shareholder Services, Inc. Formerly Managing Director at Deutsche Bank (March 2001 - March 2005) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Michael Banta, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Joanne Bardell, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kevin Baum, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jeff Baumgartner, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Marc Baylin, Formerly Portfolio Manager at J.P. Morgan (June Vice President 2002-August 2005. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Todd Becerra, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lalit K. Behal Assistant Secretary of HarbourView Asset Assistant Vice President Management Corporation. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kathleen Beichert, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Gerald B. Bellamy, Assistant Vice President (Sales Manager of the Assistant Vice President International Division) of OFI Institutional Asset Management, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Erik S. Berg, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert Bertucci, None Assistant Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Rajeev Bhaman, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Craig Billings, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mark Binning, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert J. Bishop, Treasurer (since October 2003) of Vice President OppenheimerFunds Distributor, Inc. and Centennial Asset Management Corporation. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Beth Bleimehl, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John R. Blomfield, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lisa I. Bloomberg, Formerly First Vice President & Associate Vice President & Associate General Counsel of UBS Financial Services Inc. Counsel (May 1999-May 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Veronika Boesch, Formerly (until February 2004) an independent Assistant Vice President consultant/coach in organizational development. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Chad Boll, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Antulio N. Bomfim, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John C. Bonnell, Vice President of Centennial Asset Management Vice President Corporation. Formerly a Portfolio Manager at Strong Financial Corporation (May 1999-May 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michelle Borre Massick, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lori E. Bostrom, Formerly Vice President & Corporate Counsel at Vice President & Senior Prudential Financial Inc. (October 2002 - Counsel November 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lisa Bourgeois, Assistant Vice President of Shareholder Assistant Vice President Services, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Boydell, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Bromberg, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lowell Scott Brooks, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Joan Brunelle, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kristine Bryan-Levin, Formerly Senior Vice President at Brown Brothers Vice President Harriman (November 2002 - May 2005) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Stephanie Bullington, Formerly Fund Accounting Manager at Madison Assistant Vice President Capital Management Company (July 2005 - October 2005 and Fund Accounting Officer at Butterfield Fund Services (Bermuda) Limited (a wholly owned subsidiary of the Bank of NT Butterfield & Sons) (September 2003 - June 2005). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Paul Burke, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mark Burns, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Geoffrey Caan, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Catherine Carroll, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Debra Casey, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Maria Castro, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lisa Chaffee, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- May Chen, Formerly Assistant Vice President of Enterprise Assistant Vice President Services at MassMutual Financial Group (May 2002 - April 2005) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Charles Chibnik, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Patrick Sheng Chu, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brett Clark, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- H.C. Digby Clements, None Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Peter V. Cocuzza, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Gerald James Concepcion, Formerly (until November 2004) an RIA Marketing Assistant Vice President Associate of OppenheimerFunds, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert Corbett, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Susan Cornwell, Senior Vice President of Shareholder Financial Senior Vice President Services, Inc. and Shareholder Services, Inc.; Vice President of OppenheimerFunds Distributor, Inc., Centennial Asset Management Corporation and OppenheimerFunds Legacy Program. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Scott Cottier, None Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Laura Coulston, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Julie C. Cusker, None Assistant Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- George Curry, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Damian, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Richard Demarco, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Craig P. Dinsell, None Executive Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Randall C. Dishmon, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Gavin Dobson, Formerly President at Britannic Asset Management Vice President International (September 2001 - May 2005). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Rebecca K. Dolan, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Steven D. Dombrower, Senior Vice President of OFI Private Vice President Investments, Inc.; Vice President of OppenheimerFunds Distributor, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Thomas Doyle, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Bruce C. Dunbar, None Senior Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian Dvorak, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Richard Edmiston, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Daniel R. Engstrom, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James Robert Erven None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- George R. Evans, None Senior Vice President & Director of International Equities - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Edward N. Everett, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kathy Faber, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David Falicia, Assistant Secretary (as of July 2004) of Assistant Vice President HarbourView Asset Management Corporation. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kristie Feinberg, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Emmanuel Ferreira, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Ronald H. Fielding, Vice President of OppenheimerFunds Distributor, Senior Vice President; Inc.; Director of ICI Mutual Insurance Company; Chairman of the Rochester Governor of St. John's College; Chairman of the Division Board of Directors of International Museum of Photography at George Eastman House. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Bradley G. Finkle, Vice President of OppenheimerFunds Distributor, Vice President Inc. Formerly Head of Business Management/Proprietary Distribution at Citigroup Asset Management (August 1986-September 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian Finley, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John E. Forrest, Senior Vice President of OppenheimerFunds Senior Vice President Distributor, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jordan Hayes Foster, Vice President of OFI Institutional Asset Vice President Management, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David Foxhoven, Assistant Vice President of OppenheimerFunds Vice President Legacy Program. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Colleen M. Franca, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Dominic Freud, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Dan Gagliardo, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Hazem Gamal, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Seth Gelman, Formerly an Associate in the Asset Management Vice President Legal Department at Goldman Sachs & Co. (February 2003-August 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Timothy Gerlach, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Subrata Ghose, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Charles W. Gilbert, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Phillip S. Gillespie, Formerly First Vice President of Merrill Lynch Senior Vice President & Investment Management (2001 to September 2004). Deputy General Counsel - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Alan C. Gilston, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jill E. Glazerman, None Senior Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Benjamin J. Gord, Vice President of HarbourView Asset Management Vice President Corporation and of OFI Institutional Asset Management, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Laura Granger, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Leyla Greengard, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert B. Grill, None Senior Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert Haley, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Marilyn Hall, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kelly Haney, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Steve Hauenstein, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jacqueline Girvin-Harkins, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert W. Hawkins, Formerly an Associate at Shearman and Sterling Assistant Vice President & LLP (July 2004-August 2005) and Dechert LLP Assistant Counsel (September 2000-June 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Thomas B. Hayes, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jennifer Heathwood, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Annika Helgerson, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Dennis Hess, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Joseph Higgins, Vice President of OFI Institutional Asset Vice President Management, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Dorothy F. Hirshman, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Daniel Hoelscher, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Edward Hrybenko, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Scott T. Huebl, Assistant Vice President of OppenheimerFunds Vice President Legacy Program. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Margaret Hui, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Huttlin, Senior Vice President (Director of the Vice President International Division) (since January 2004) of OFI Institutional Asset Management, Inc.; Director (since June 2003) of OppenheimerFunds (Asia) Limited - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James G. Hyland, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Stephen P. Ilnitzki, Vice President of OppenheimerFunds Distributor, Senior Vice President Inc.; Senior Vice President of OFI Private Investments, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kelly Bridget Ireland, Vice President (since January 2004) of Vice President OppenheimerFunds Distributor Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kathleen T. Ives, Vice President and Assistant Secretary of Vice President, Senior OppenheimerFunds Distributor, Inc. and Counsel & Assistant Secretary Shareholder Services, Inc.; Assistant Secretary of Centennial Asset Management Corporation, OppenheimerFunds Legacy Program and Shareholder Financial Services, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- William Jaume, Senior Vice President of HarbourView Asset Vice President Management Corporation and OFI Institutional Asset Management, Inc.; Director of OFI Trust Company. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Frank V. Jennings, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Jennings, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Michael Johnson, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lisa Kadehjian, Formerly Vice President, Compensation Manager at Assistant Vice President The Bank of New York (November 1996-November 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Charles Kandilis, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Thomas W. Keffer, None Senior Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Christina J. Keller, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Keogh, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Martin S. Korn, Formerly a Senior Vice President at Bank of Senior Vice President America (Wealth and Investment Management Technology Group) (March 2002-August 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Dimitrios Kourkoulakos, None Senior Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian Kramer, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Paul Kunz, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lisa Lamentino, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Tracey Lange, Vice President of OppenheimerFunds Distributor, Vice President Inc. and OFI Private Investments, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jeffrey P. Lagarce, President & Chief Marketing Officer of OFI Senior Vice President Institutional Asset Management, Inc. as of January 2005. Formerly Executive Vice President-Head of Fidelity Tax-Exempt Services Business at Fidelity Investments (August 1996-January 2005). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Latino, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kristina Lawrence, Formerly Assistant Vice President of Vice President OppenheimerFunds, Inc. (November 2002-March 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Gayle Leavitt, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Christopher M. Leavy, None Senior Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Randy Legg, Formerly an associate with Dechert LLP Vice President & Assistant (September 1998-January 2004). Counsel - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Laura Leitzinger, Senior Vice President of Shareholder Services, Senior Vice President Inc. and Shareholder Financial Services, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Justin Leverenz, Formerly, a research/technology analyst at Vice President Goldman Sachs, Taiwan (May 2002-May 2004) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael S. Levine, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian Levitt, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Gang Li, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Shanquan Li, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Julie A. Libby, Senior Vice President of OFI Private Investment, Senior Vice President Inc. Formerly Executive Vice President & Chief Operating Officer at Fred Alger Management, Inc. (July 1996 - February 2005) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Daniel Lifshey, Formerly a Marketing Manager at PIMCO Advisors Assistant Vice President (January 2002-September 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mitchell J. Lindauer, None Vice President & Assistant General Counsel - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Bill Linden, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Malissa B. Lischin, Assistant Vice President of OppenheimerFunds Vice President Distributor, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David P. Lolli, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Daniel G. Loughran None Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Patricia Lovett, Vice President of Shareholder Financial Vice President Services, Inc. and Senior Vice President of Shareholder Services, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Misha Lozovik, Formerly Senior Director at Clinical Development Vice President Capital LLC/Care Capital LLC (August 2002 - October 2005) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Steven Lucaccini, Formerly Director and High Yield Analyst at UBS Assistant Vice President Global Asset Management (November 2001 - April 2005) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Dongyan Ma, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Steve Macchia, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mark H. Madden, Formerly Senior Vice President & Senior Vice President Portfolio Manager with Pioneer Investments, Inc. (July 1990 - July 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kathleen Mandzij, Formerly Marketing Manager - Sales Force Assistant Vice President Marketing (March 2003-June 2004) of OppenheimerFunds, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jerry Mandzij, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Angelo G. Manioudakis Senior Vice President of HarbourView Asset Senior Vice President Management Corporation and of OFI Institutional Asset Management, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- LuAnn Mascia, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Susan Mattisinko, Assistant Secretary of Centennial Asset Vice President & Associate Management Corporation, HarbourView Asset Counsel Management Corporation, Trinity Investment Management Corporation, OppenheimerFunds Legacy Program, OFI Private Investments, Inc., OFI Institutional Asset Management, Inc. and Oppenheimer Real Asset Management, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Elizabeth McCormack, Vice President and Assistant Secretary of Vice President HarbourView Asset Management Corporation. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Joseph McGovern, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Charles L. McKenzie, Chairman of the Board, Director, Chief Executive Senior Vice President Officer and President of OFI Trust Company; Chairman, Chief Executive Officer, Chief Investment Officer and Director of OFI Institutional Asset Management, Inc.; Chief Executive Officer, President, Senior Managing Director and Director of HarbourView Asset Management Corporation; Chairman, President and Director of Trinity Investment Management Corporation - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Medev, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lucienne Mercogliano, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Andrew J. Mika, None Senior Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jan Miller, Formerly a Supervisor at Janus (May 2004-October Assistant Vice President 2004 and a Manager at Invesco (February 1994-February 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Nikolaos D. Monoyios, None Senior Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Charles Moon, Vice President of HarbourView Asset Management Vice President Corporation and of OFI Institutional Asset Management, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John V. Murphy, President and Management Director of Oppenheimer Chairman, President, Chief Acquisition Corp.; President and Director of Executive Officer & Director Oppenheimer Partnership Holdings, Inc. and Oppenheimer Real Asset Management, Inc.; Chairman and Director of Shareholder Services, Inc. and Shareholder Financial Services, Inc.; Director of Centennial Asset Management Corporation, OppenheimerFunds Distributor, Inc., OFI Institutional Asset Management, Inc., Trinity Investment Management Corporation, Tremont Capital Management, Inc., HarbourView Asset Management Corporation and OFI Private Investments, Inc.; Executive Vice President of Massachusetts Mutual Life Insurance Company; Director of DLB Acquisition Corporation; a member of the Investment Company Institute's Board of Governors. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Meaghan Murphy, Formerly Marketing Professional, RFP Writer at Assistant Vice President JP Morgan Fleming Asset Management (May 2002 - October 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Suzanne Murphy, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Thomas J. Murray, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kenneth Nadler, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Christina Nasta, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Paul Newman, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Richard Nichols, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- William Norman, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James B. O'Connell, Formerly a Senior Designer Manager of Assistant Vice President OppenheimerFunds, Inc. (April 2002 - December 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Matthew O'Donnell, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John O'Hare, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John J. Okray, Formerly Vice President, Head of Trust Vice President Operations at Lehman Brothers (June 2004-October 2004) prior to which he was an Assistant Vice President, Director of Trust Services at Cambridge Trust Company (October 2002-June 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lerae A. Palumbo, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Anthony Parish, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David P. Pellegrino, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Allison C. Pells, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert H. Pemble, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lori L. Penna, Formerly an RFP Manager/Associate at JPMorgan Vice President Chase & Co. (June 2001-September 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian Petersen, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Marmeline Petion-Midy, Formerly a Senior Financial Analyst with General Assistant Vice President Motors, NY Treasurer's Office (July 2000-Augut 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David Pfeffer, Senior Vice President of HarbourView Asset Senior Vice President & Chief Management Corporation since February 2004. Financial Officer Formerly, Director & Chief Financial Officer at Citigroup Asset Management (February 2000-February 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James F. Phillips, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Scott Phillips, Formerly Vice President at Merrill Lynch Vice President Investment Management (June 2000-July 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Gary Pilc, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Piper, Assistant Vice President of Shareholder Assistant Vice President Services, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Nicolas Pisciotti, Formerly Assistant Vice President at ING (April Assistant Vice President 2002 - May 2005) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jason Pizzorusso, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David Poiesz, Formerly a Senior Portfolio Manager at Merrill Senior Vice President, Head Lynch (October 2002-May 2004). of Growth Equity Investments - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Sergei Polevikov, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Semyon Polyak, Formerly Vice President and Co-Portfolio Manager Vice President at Pioneer Investments (June 1998 - August 2005) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jeffrey Portnoy, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Raghaw Prasad, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David Preuss, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Ellen Puckett, Formerly Sennior Program Manager at Dendant Assistant Vice President Telecommunications (May 2002-September 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jane C. Putnam, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Paul Quarles, Formerly a Principal at AIM Management Group, Assistant Vice President Inc. (October 1997-October 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael E. Quinn, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Julie S. Radtke, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Norma J. Rapini, None Assistant Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Corry E. Read, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Marc Reinganum, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jill Reiter, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Claire Ring, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David Robertson, Senior Vice President of OppenheimerFunds Senior Vice President Distributor, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert Robis, Formerly a Proprietary Trader at J.P. Morgan Assistant Vice President Chase & Co. (May 2004-May 2005). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Antoinette Rodriguez, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Stacey Roode, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jeffrey S. Rosen, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Stacy Roth, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James H. Ruff, President & Director of OppenheimerFunds Executive Vice President Distributor, Inc. and Centennial Asset Management Corporation; Executive Vice President of OFI Private Investments, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Adrienne Ruffle, Formerly an Associate with Sidley Austin Brown & Assistant Vice President & Wood LLP (September 2002-February 2005). Assistant Counsel - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kim Russomanno, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Timothy Ryan, Formerly a research analyst in the large Vice President equities group at Credit Suisse Asset Management (August 2001-June 2004) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Rohit Sah, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Valerie Sanders, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Karen Sandler, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Rudi W. Schadt, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Ellen P. Schoenfeld, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Maria Schulte, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Scott A. Schwegel, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Allan P. Sedmak None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jennifer L. Sexton, Senior Vice President of OFI Private Vice President Investments, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Nava Sharma, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Bonnie Sherman, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David C. Sitgreaves, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Edward James Sivigny None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Enrique H. Smith, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Louis Sortino, None Assistant Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Keith J. Spencer, None Senior Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Marco Antonio Spinar, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Richard A. Stein, None Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Arthur P. Steinmetz, Senior Vice President of HarbourView Asset Senior Vice President Management Corporation. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jennifer Stevens, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John P. Stoma, Senior Vice President of OppenheimerFunds Senior Vice President Distributor, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Deborah A. Sullivan, Secretary of OFI Trust Company. Vice President & Assistant Counsel - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Sussman, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian C. Szilagyi, Director of Financial Reporting and Compliance Assistant Vice President at First Data Corporation (April 2003-June 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Matthew Tartaglia, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Martin Telles, Senior Vice President of OppenheimerFunds Senior Vice President Distributor, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Paul Temple, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jeaneen Terrio, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Vincent Toner, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Leonid Tsvayg, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Keith Tucker, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Cameron Ullyat, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Angela Uttaro, None Assistant Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mark S. Vandehey, Vice President and Chief Compliance Officer of Senior Vice President & Chief OppenheimerFunds Distributor, Inc., Centennial Compliance Officer Asset Management Corporation and Shareholder Services, Inc.; Chief Compliance Officer of HarbourView Asset Management Corporation, Oppenheimer Partnership Holdings, Inc., Real Asset Management, Inc., Shareholder Financial Services, Inc., Trinity Investment Management Corporation, OppenheimerFunds Legacy Program, OFI Private Investments Inc. and OFI Trust Company and OFI Institutional Asset Management, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Maureen Van Norstrand, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Nancy Vann, Formerly Assistant General Counsel at Reserve Vice President & Assistant Management Company, Inc. (April to December Counsel 2004); attorney at Sidley Austin Brown & Wood LLP (October 1997 - April 2004). - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Rene Vecka, None Assistant Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Vincent Vermette, Assistant Vice President of OppenheimerFunds Assistant Vice President Distributor, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Phillip F. Vottiero, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lisa Walsh, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Teresa M. Ward, Vice President of OppenheimerFunds Distributor, Vice President Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jerry A. Webman, Senior Vice President of HarbourView Asset Senior Vice President Management Corporation. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Christopher D. Weiler, None Vice President: Rochester Division - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Adam Weiner, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Barry D. Weiss, Vice President of HarbourView Asset Management Vice President Corporation and of Centennial Asset Management Corporation. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Melissa Lynn Weiss, None Vice President & Associate Counsel - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Christine Wells, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Joseph J. Welsh, Vice President of HarbourView Asset Management Vice President Corporation. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Diederick Werdmolder, Director of OppenheimerFunds International Ltd. Senior Vice President and OppenheimerFunds plc and OppenheimerFunds (Asia) Limited; Senior Vice President (Managing Director of the International Division) of OFI Institutional Asset Management, Inc.. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Catherine M. White, Assistant Vice President of OppenheimerFunds Assistant Vice President Distributor, Inc.; member of the American Society of Pension Actuaries (ASPA) since 1995. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Annabel Whiting, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- William L. Wilby, None Senior Vice President & Senior Investment Officer, Director of Equities - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Troy Willis, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Donna M. Winn, President, Chief Executive Officer & Director of Senior Vice President OFI Private Investments, Inc.; Director & President of OppenheimerFunds Legacy Program; Senior Vice President of OppenheimerFunds Distributor, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Philip Witkower, Senior Vice President of OppenheimerFunds Senior Vice President Distributor, Inc. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian W. Wixted, Treasurer of HarbourView Asset Management Senior Vice President & Corporation; OppenheimerFunds International Treasurer Ltd., Oppenheimer Partnership Holdings, Inc., Oppenheimer Real Asset Management, Inc., Shareholder Services, Inc., Shareholder Financial Services, Inc., OFI Private Investments, Inc., OFI Institutional Asset Management, Inc., OppenheimerFunds plc and OppenheimerFunds Legacy Program; Treasurer and Chief Financial Officer of OFI Trust Company; Assistant Treasurer of Oppenheimer Acquisition Corp. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Carol E. Wolf, Senior Vice President of HarbourView Asset Senior Vice President Management Corporation and of Centennial Asset Management Corporation; serves on the Board of the Colorado Ballet. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Meredith Wolff, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Oliver Wolff, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kurt Wolfgruber, Director of Tremont Capital Management, Inc., Executive Vice President, HarbourView Asset Management Corporation and OFI Chief Investment Officer & Institutional Asset Management, Inc. (since June Director 2003) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Caleb C. Wong, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Edward C. Yoensky, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lucy Zachman, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert G. Zack General Counsel of Centennial Asset Management Executive Vice President & Corporation; General Counsel and Director of General Counsel OppenheimerFunds Distributor, Inc.; Senior Vice President and General Counsel of HarbourView Asset Management Corporation and OFI Institutional Asset Management, Inc.; Senior Vice President, General Counsel and Director of Shareholder Financial Services, Inc., Shareholder Services, Inc., OFI Private Investments, Inc. and OFI Trust Company; Vice President and Director of Oppenheimer Partnership Holdings, Inc.; Director and Assistant Secretary of OppenheimerFunds International Ltd and OppenheimerFunds plc; Secretary and General Counsel of Oppenheimer Acquisition Corp.; Director of Oppenheimer Real Asset Management, Inc. and OppenheimerFunds (Asia) Limited); Vice President of OppenheimerFunds Legacy Program. - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Neal A. Zamore, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mark D. Zavanelli, None Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Alex Zhou, None Assistant Vice President - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Arthur J. Zimmer, Senior Vice President of HarbourView Asset Senior Vice President Management Corporation. - --------------------------------------------------------------------------------- The Oppenheimer Funds include the following: Centennial California Tax Exempt Trust Centennial Government Trust Centennial Money Market Trust Centennial New York Tax Exempt Trust Centennial Tax Exempt Trust Limited Term New York Municipal Fund (a series of Rochester Portfolio Series) OFI Tremont Core Strategies Hedge Fund OFI Tremont Market Neutral Hedge Fund Oppenheimer AMT-Free Municipals Oppenheimer AMT-Free New York Municipals Oppenheimer Balanced Fund Oppenheimer California Municipal Fund Oppenheimer Capital Appreciation Fund Oppenheimer Capital Income Fund Oppenheimer Cash Reserves Oppenheimer Champion Income Fund Oppenheimer Convertible Securities Fund (a series of Bond Fund Series) Oppenheimer Core Bond Fund (a series of Oppenheimer Integrity Funds) Oppenheimer Developing Markets Fund Oppenheimer Discovery Fund Oppenheimer Dividend Growth Fund Oppenheimer Emerging Growth Fund Oppenheimer Emerging Technologies Fund Oppenheimer Enterprise Fund Oppenheimer Equity Fund, Inc. Oppenheimer Global Fund Oppenheimer Global Opportunities Fund Oppenheimer Gold & Special Minerals Fund Oppenheimer Growth Fund Oppenheimer High Yield Fund Oppenheimer International Bond Fund Oppenheimer International Diversified Fund Oppenheimer International Growth Fund Oppenheimer International Large-Cap Core Fund (a series of Oppenheimer International Large- Cap Core Trust) Oppenheimer International Small Company Fund Oppenheimer International Value Fund (a series of Oppenheimer International Value Trust) Oppenheimer Limited Term California Municipal Fund Oppenheimer Limited-Term Government Fund Oppenheimer Limited Term Municipal Fund (a series of Oppenheimer Municipal Fund) Oppenheimer Main Street Fund (a series of Oppenheimer Main Street Funds, Inc.) Oppenheimer Main Street Opportunity Fund Oppenheimer Main Street Small Cap Fund Oppenheimer MidCap Fund Oppenheimer Money Market Fund, Inc. Oppenheimer Multi-State Municipal Trust (3 series): Oppenheimer New Jersey Municipal Fund Oppenheimer Pennsylvania Municipal Fund Oppenheimer Rochester National Municipals Oppenheimer Portfolio Series (4 series) Active Allocation Fund Aggressive Investor Fund Conservative Investor Fund Moderate Investor Fund Oppenheimer Principal Protected Main Street Fund (a series of Oppenheimer Principal Protected Trust) Oppenheimer Principal Protected Main Street Fund II (a series of Oppenheimer Principal Protected Trust II) Oppenheimer Principal Protected Main Street Fund III (a series of Oppenheimer Principal Protected Trust III) Oppenheimer Quest Capital Value Fund, Inc. Oppenheimer Quest For Value Funds (3 series) Oppenheimer Quest Balanced Fund Oppenheimer Quest Opportunity Value Fund Oppenheimer Small- & Mid- Cap Value Fund Oppenheimer Quest International Value Fund, Inc. Oppenheimer Quest Value Fund, Inc. Oppenheimer Real Asset Fund Oppenheimer Real Estate Fund Oppenheimer Select Value Fund Oppenheimer Senior Floating Rate Fund Oppenheimer Series Fund, Inc. (2 series): Oppenheimer Disciplined Allocation Fund Oppenheimer Value Fund Oppenheimer Strategic Income Fund Oppenheimer Total Return Bond Fund Oppenheimer Tremont Market Neutral Fund, LLC Oppenheimer Tremont Opportunity Fund, LLC Oppenheimer U.S. Government Trust Oppenheimer Variable Account Funds (11 series): Oppenheimer Aggressive Growth Fund/VA Oppenheimer Balanced Fund/VA Oppenheimer Capital Appreciation Fund/VA Oppenheimer Core Bond Fund/VA Oppenheimer Global Securities Fund/VA Oppenheimer High Income Fund/VA Oppenheimer Main Street Fund/VA Oppenheimer Main Street Small Cap Fund/VA Oppenheimer Money Fund/VA Oppenheimer Strategic Bond Fund/VA Oppenheimer Value Fund/VA Panorama Series Fund, Inc. (4 series): Government Securities Portfolio Growth Portfolio Oppenheimer International Growth Fund/VA Total Return Portfolio Rochester Fund Municipals The address of the Oppenheimer funds listed above, Shareholder Financial Services, Inc., Shareholder Services, Inc., OppenheimerFunds Services, Centennial Asset Management Corporation, Centennial Capital Corp., Oppenheimer Real Asset Management, Inc. and OppenheimerFunds Legacy Program is 6803 South Tucson Way, Centennial, Colorado 80112-3924. The address of OppenheimerFunds, Inc., OppenheimerFunds Distributor, Inc., HarbourView Asset Management Corporation, Oppenheimer Partnership Holdings, Inc., Oppenheimer Acquisition Corp., OFI Private Investments, Inc., OFI Institutional Asset Management, Inc. and Oppenheimer Trust Company is Two World Financial Center, 225 Liberty Street, 11th Floor, New York, New York 10281-1008. The address of Tremont Advisers, Inc. is 555 Theodore Fremd Avenue, Suite 206-C, Rye, New York 10580. The address of OppenheimerFunds International Ltd. is Bloc C, Irish Life Center, Lower Abbey Street, Dublin 1, Ireland. The address of Trinity Investment Management Corporation is 301 North Spring Street, Bellefonte, Pennsylvania 16823. Item 27. Principal Underwriter (a) OppenheimerFunds Distributor, Inc. is the Distributor of the Registrant's shares. It is also the Distributor of each of the other registered open-end investment companies for which OppenheimerFunds, Inc. is the investment adviser, as described in Part A and Part B of this Registration Statement and listed in Item 26(b) above (except Panorama Series Fund, Inc.) and for MassMutual Institutional Funds. (b) The directors and officers of the Registrant's principal underwriter are: - --------------------------------------------------------------------------------- Name & Principal Position & Office Position and Office Business Address with Underwriter with Registrant - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Timothy Abbhul(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert Agan(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Janette Aprilante(2) Secretary None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James Barker Vice President None 2901B N. Lakewood Avenue Chicago, IL 60657 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kathleen Beichert(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Rocco Benedetto(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert J. Bishop(1) Treasurer None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Douglas S. Blankenship Vice President None 10407 Cromdale Manor Ct. Springs, TX 77379 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Tracey Blinzler(1) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David A. Borrelli Vice President None 105 Black Calla Ct. San Ramon, CA 94583 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jeffrey R. Botwinick(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michelle Brennan(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- L. Scott Brooks(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kevin E. Brosmith Senior Vice President None 5 Deer Path South Natlick, MA 01760 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jeffrey W. Bryan Vice President None 1048 Malaga Avenue Coral Gables, FL 33134 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Patrick Campbell(1) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Andrew Chonofsky Vice President None 300 West Fifth Street, Apt. 118 Charlotte, NC 28202 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Melissa Clayton(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Rodney Constable(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Susan Cornwell(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Neev Crane Vice President None 1530 Beacon Street, Apt. #1403 Brookline, MA 02446 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Julian C. Curry Vice President None 5801 Nicholson Lane, Suite 420 North Bethesda, MD 20852 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jeffrey D. Damia(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Davis(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Stephen J. Demetrovits(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Joseph A. DiMauro Vice President None 522 Lakeland Avenue Grosse Pointe, MI 48230 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Steven Dombrower(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- George P. Dougherty Vice President None 328 Regency Drive North Wales, PA 19454 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Ryan C. Drier Vice President None 3307 Park Ridge Lane NE Grand Rapids, MI 49525 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Cliff H. Dunteman Vice President None N 53 W 27761 Bantry Road Sussex, WI 53089-45533 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Hillary Eigen(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Eiler(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kent M. Elwell Vice President None 35 Crown Terrace Yardley, PA 19067 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Gregg A. Everett Vice President None 4328 Auston Way Palm Harbor, FL 34685-4017 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- George R. Fahey(1) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Eric C. Fallon Vice President None 10 Worth Circle Newton, MA 02458 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Deanna Farrugia(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Joseph Fernandez Vice President None 1717 Richbourg Park Drive Brentwood, TN 37027 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mark J. Ferro(2) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Ronald H. Fielding(3) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Bradley Finkle(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Eric P. Fishel Vice President None 725 Boston Post Rd., #12 Sudbury, MA 01776 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Patrick W. Flynn (1) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John E. Forrest(2) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John ("J") Fortuna(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jayme Fowler(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lucio Giliberti(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Gottesman Vice President None 255 Westchester Way Birmingham, MI 48009 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Raquel Granahan(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Ralph Grant Senior Vice President None 10 Boathouse Close Mt. Pleasant, SC 29464 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kahle Greenfield(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Eric Grossjung Vice President None 4002 N. 194th Street Elkhorn, NE 68022 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael D. Guman Vice President None 3913 Pleasant Avenue Allentown, PA 18103 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James E. Gunther Vice President None 603 Withers Circle Wilmington, DE 19810 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kevin J. Healy(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kevin Hennessey Vice President None 8634 Forest Run Lane Orlando, FL 32836 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Elyse R. Jurman Herman Vice President None 5486 NW 42 Avenue Boca Raton, FL 33496 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Wendy G. Hetson(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- William E. Hortz(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Edward Hrybenko(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian F. Husch(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Stephen Ilnitzki(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kathleen T. Ives(1) Vice President & Assistant Secretary Assistant Secretary - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Shonda Rae Jaquez(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Nivan Jaleeli Vice President None 13622 E. Geronimo Rd. Scottsdale, AZ 85259 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Eric K. Johnson(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mark D. Johnson Vice President None 15792 Scenic Green Court Chesterfield, MO 63017 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Christina J. Keller(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Keogh(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Lisa Klassen(1) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Richard Klein Senior Vice President None 4820 Fremont Avenue South Minneapolis, MN 55419 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Richard Knott(1) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brent A. Krantz Senior Vice President None 61500 Tam McArthur Loop Bend, OR 97702 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David T. Kuzia(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Tracey Lange(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Paul R. LeMire(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Eric J. Liberman(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Malissa Lischin(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James V. Loehle(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Thomas Loncar(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Craig Lyman Vice President None 7425 Eggshell Drive Las Vegas, NV 89084 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John J. Lynch Vice President None 6325 Bryan Parkway Dallas, TX 75214 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Malik Vice President None 546 Idylberry Road San Rafael, CA 94903 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Steven C. Manns Vice President None 1627 N. Hermitage Avenue Chicago, IL 60622 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Todd A. Marion(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- LuAnn Mascia(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Theresa-Marie Maynier Vice President None 2421 Charlotte Drive Charlotte, NC 28203 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John C. McDonough Vice President None 2 Leland Ct. Chevy Chase, MD 20815 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kent C. McGowan Vice President None 9510 190th Place SW Edmonds, WA 98020 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian F. Medina(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Daniel Melehan Vice President None 906 Bridgeport Court San Marcos, CA 92069 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mark Mezzanotte Vice President None 16 Cullen Way Exeter, NH 03833 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Clint Modler(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert Moser(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David W. Mountford Vice President None 7820 Banyan Terrace Tamarac, FL 33321 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Gzim Muja Vice President None 269 S. Beverly Dr. #807 Beverly Hills, CA 90212 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John V. Murphy(2) Director President & Trustee - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Wendy Jean Murray(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John S. Napier Vice President None 17 Hillcrest Ave. Darien, CT 06820 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Christina Nasta(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kevin P. Neznek(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Bradford Norford Vice President None 3914 Easton Sq. Pl. Columbus, OH 43219 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Alan Panzer Vice President None 6755 Ridge Mill Lane Atlanta, GA 30328 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Park(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian C. Perkes Vice President None 6 Lawton Ct. Frisco, TX 75034 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Charles K. Pettit(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Elaine M. Puleo-Carter(2) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Minnie Ra Vice President None 100 Dolores Street, #203 Carmel, CA 93923 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Dusting Raring Vice President None 27 Blakemore Drive Ladera Ranch, CA 92797 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael A. Raso(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Richard Rath Vice President None 46 Mt. Vernon Ave. Alexandria, VA 22301 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- William J. Raynor(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Ruxandra Risko(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David R. Robertson(2) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Nicole Robbins(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Ian M. Roche Vice President None 7070 Bramshill Circle Bainbridge, OH 44023 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kenneth A. Rosenson Vice President None 24753 Vantage Pt. Terrace Malibu, CA 90265 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James H. Ruff(2) President & Director None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Matthew Rutig Vice President None 199 North Street Ridgefield, CT 06877 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- William R. Rylander Vice President None 85 Evergreen Road Vernon, CT 06066 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Thomas Sabow Vice President None 6617 Southcrest Drive Edina, MN 55435 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Saunders Vice President None 911 North Orange Avenue #401 Orlando, FL 32801 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Jill Schmitt(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Thomas Schmitt(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- William Schories(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Charles F. Scully Vice President None 125 Cypress View Way Apex, NC 27502 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Eric Sharp Vice President None 862 McNeill Circle Woodland, CA 95695 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- William Sheluck(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Debbie A. Simon Vice President None 55 E. Erie St., #4404 Chicago, IL 60611 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Bryant Smith(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Douglas Bruce Smith Vice President None 8927 35th Street W. University Place, WA 98466 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Christopher Spencer Vice President None 22641 SW 106th Ave. Portland, Oregon 97062 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Spensley Vice President None 2000 Rhettsbury Street Carmel, IN 46032 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Alfred St. John(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Bryan Stein(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Stoma(2) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Wayne Strauss(3) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Brian C. Summe Vice President None 2479 Legends Way Crestview Hills, KY 41017 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael Sussman(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- George T. Sweeney Senior Vice President None 5 Smokehouse Lane Hummelstown, PA 17036 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- James Taylor(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Martin Telles(2) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- David G. Thomas Vice President None 16628 Elk Run Court Leesburg, VA 20176 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Barrie L. Tiedemann Vice President None 1774 Sheridan Drive Ann Arbor, MI 48104 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Mark S. Vandehey(1) Vice President and Chief Vice President and Compliance Officer Chief Compliance Officer - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Vincent Vermete(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Elaine Villas(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Cynthia Walloga(2) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Kenneth Lediard Ward Vice President None 1400 Cottonwood Valley Circle N. Irving, TX 75038 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Teresa Ward(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Michael J. Weigner Vice President None 4905 W. San Nicholas Street Tampa, FL 33629 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Donn Weise Vice President None 3249 Earlmar Drive Los Angeles, CA 90064 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Chris Werner(1) Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Catherine White(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Donna Winn(2) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Philip Witkower(2) Senior Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Meredith Wolff(2) Assistant Vice President None - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Cary Patrick Wozniak Vice President None 18808 Bravata Court San Diego, CA 92128 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- John Charles Young Vice President None 3914 Southwestern Houston, TX 77005 - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- Robert G. Zack(2) General Counsel & Vice President & Director Secretary - --------------------------------------------------------------------------------- (1)6803 South Tucson Way, Centennial, CO 80112-3924 (2)Two World Financial Center, 225 Liberty Street, 11th Floor, New York, NY 10281-1008 (3)350 Linden Oaks, Rochester, NY 14623 (c) Not applicable. Item 28. Location of Accounts and Records The accounts, books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and rules promulgated thereunder are in the possession of OppenheimerFunds, Inc. at its offices at 6803 South Tucson Way, Centennial, Colorado 80112-3924. Item 29. Management Services Not applicable Item 30. Undertakings During the Warranty Period, the Registrant hereby undertakes to mail notices to current shareholders promptly after the happening of significant events related to the Financial Warranty issued by Merrill Lynch Bank USA (or any successors or substituted entities thereto) to the Fund under the Financial Warranty Agreement. These significant events include (i) the termination of the Financial Warranty Agreement; (ii) a default under the Financial Warranty Agreement that has a material adverse effect on a shareholder's right to receive his or her Warranted Amount on the Maturity Date; or (iii) the insolvency of Merrill Lynch Bank USA (or any successors or substituted entities thereto). The Registrant hereby undertakes to update its registration statement on an annual basis under the Investment Company Act of 1940, as amended (the "1940 Act") to include updated audited financial statements for Merrill Lynch Bank USA (or any successors or substituted entities thereto), as applicable. Merrill Lynch Bank USA has represented to Registrant that its audited financial statements to be included in Registrant's Registration Statement, as it may be amended from time to time, have been and will be prepared in accordance with Regulation S-X and U.S. GAAP, as if Merrill Lynch Bank USA was required to file Form 10-K under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Further, the Registrant undertakes under such circumstances to include as an exhibit to its registration statement as it relates to the Fund, the consent of the independent auditors of Merrill Lynch Bank USA (or such successors or substituted entities), as applicable, regarding such financial statements. In the event that a Warranty Provider to the Fund is an entity other than Merrill Lynch Bank USA ("Substitute Warranty Provider"), and such Substitute Warranty Provider files Forms 10-K under the Exchange Act then Registrant hereby undertakes to incorporate by reference in its Statement of Additional Information on an annual basis under the 1940 Act updated audited financial statements for the Substitute Warranty Provider included in such Forms 10-K under the Exchange Act. In the event that at any time during the Warranty Period during which the Registrant is required to file amendments to its Registration Statement under the 1940 Act the Substitute Warranty Provider ceases to file a Form 10-K pursuant to the Exchange Act or if any other Substitute Warranty Provider is not required to file a Form 10-K pursuant to the Exchange Act, the Registrant undertakes to update its Registration Statement on an annual basis under the 1940 Act to include updated audited financial statements for the then-current Substitute Warranty Provider (or any successors or substituted entities thereto) and will obtain a representation from said Substitute Warranty Provider (or any successors or substituted entities thereto) that its audited financial statements provided to Registrant for inclusion in Registrant's Registration Statement, as it may be amended from time to time, have been and will be prepared in accordance with Regulation S-X and U.S. GAAP covering the periods that would be required if the Substitute Warranty Provider was required to file Form 10-K under the Exchange Act. Any Substitute Warranty Provider's audited financial statements will also be incorporated by reference in Registrant's Statement of Additional Information. Further, the Registrant undertakes under any circumstances described in this paragraph to include as an exhibit to its Registration Statement as it relates to the Fund, the consent of the independent auditors of the Substitute Warranty Provider (or such successors or substituted entities), as applicable, regarding such financial statements. During the Warranty Period, the Registrant hereby undertakes to include in the Registrant's annual and semiannual reports (with respect to the Fund) to shareholders, an offer to supply the most recent annual and/or quarterly report of Merrill Lynch Bank USA, or any Substitute Warranty Provider to the Financial Warranty or Financial Warranty Agreement, free of charge, upon a shareholder's request. SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and/or the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York on the 27th day of December 2005. OPPENHEIMER PRINCIPAL PROTECTED TRUST By: /s/ John V. Murphy* John V. Murphy, President, Principal Executive Officer and Trustee Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities on the dates indicated: Signatures Title Date /s/ William L. Armstrong* Chairman of the December 27, 2005 William L. Armstrong Board of Trustees /s/ John V. Murphy* President, Principal December 27, 2005 John V. Murphy Executive Officer and Trustee /s/ Brian W. Wixted* Treasurer, Principal December 27, 2005 Brian W. Wixted Financial & Accounting Officer /s/ Robert G. Avis* Trustee December 27, 2005 Robert G. Avis /s/ George C. Bowen* Trustee December 27, 2005 George C. Bowen /s/ Edward L. Cameron* Trustee December 27, 2005 Edward L. Cameron /s/ Jon S. Fossel* Trustee December 27, 2005 Jon S. Fossel /s/ Sam Freedman* Trustee December 27, 2005 Sam Freedman /s/ Beverly L. Hamilton* Trustee December 27, 2005 Beverly L. Hamilton /s/ Robert J. Malone* Trustee December 27, 2005 Robert J. Malone /s/ F. William Marshall, Jr.* Trustee December 27, 2005 F. William Marshall, Jr. *By: /s/ Mitchell J. Lindauer Mitchell J. Lindauer, Attorney-in-Fact OPPENHEIMER PRINCIPAL PROTECTED TRUST Post-Effective Amendment No. 7 Registration Statement No. 333-102588 EXHIBIT INDEX Exhibit No. Description 23(j) (i) Consent of Independent Registered Public Accounting Firm of the Registrant and Oppenheimer Main Street Fund(R) 23(j) (ii) Consent of Independent Registered Public Accounting Firm of Merrill Lynch Bank USA 23(m) (iii) Amended and Restated Service Plan and Agreement for Class A shares for Oppenheimer Principal Protected Main Street Fund(R)
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POS EX Filing
Oppenheimer Principal Protected Trust Inactive POS EXAdditional exhibits for listing
Filed: 27 Dec 05, 12:00am