Item 1. | |
(a) | Name of issuer:
Bluerock Homes Trust, Inc. |
(b) | Address of issuer's principal executive
offices:
1345 Avenue of the Americas - 32nd Floor, New York, NY 10105 |
Item 2. | |
(a) | Name of person filing:
(1) Hedgehog Capital LLC
(2) Hold River LLC
(3) David T. Lu
David T. Lu is the managing member of Hedgehog Capital LLC and has sole voting and dispositive power with respect to shares owned by Hedgehog Capital LLC. David T. Lu is the managing member of Hold River LLC and has sole voting and dispositive power with respect to shares owned by Hold River LLC. |
(b) | Address or principal business office or, if
none, residence:
1117 E. Putnam Ave. #320
Riverside, CT 06878 |
(c) | Citizenship:
(1) DE
(2) DE
(3) USA |
(d) | Title of class of securities:
Class A Common Stock |
(e) | CUSIP No.:
09631H100 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
Hedgehog Capital LLC: 297,387 Common Shares
Hold River LLC: 40,565 Common Shares
David T. Lu: 337,952 Common Shares
*297,387 Common Shares are owned by Hedgehog Capital LLC. David T. Lu managing member of Hedgehog Capital LLC has sole dispositive and voting power over these shares. 40,565 Common Shares are owned by Hold River LLC. David T. Lu managing member of Hold River LLC has sole dispositive and voting power over these shares. |
(b) | Percent of class:
Hedgehog Capital LLC: 7.5% Common Shares**
Hold River LLC: 1.0% Common Shares**
David T. Lu: 8.5% Common Shares**
**The percentages used herein are calculated based upon 3,953,919 outstanding Class A common stock. % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
Hedgehog Capital LLC: 297,387 Common Shares
Hold River LLC: 40,565 Common Shares
David T. Lu: 337,952 Common Shares
*297,387 Common Shares are owned by Hedgehog Capital LLC. David T. Lu managing member of Hedgehog Capital LLC has sole dispositive and voting power over these shares. 40,565 Common Shares are owned by Hold River LLC. David T. Lu managing member of Hold River LLC has sole dispositive and voting power over these shares.
|
| (ii) Shared power to vote or to direct the
vote:
Hedgehog Capital LLC: 0
Hold River LLC: 0
David T. Lu: 0
|
| (iii) Sole power to dispose or to direct the
disposition of:
Hedgehog Capital LLC: 297,387 Common Shares
Hold River LLC: 40,565 Common Shares
David T. Lu: 337,952 Common Shares
*297,387 Common Shares are owned by Hedgehog Capital LLC. David T. Lu managing member of Hedgehog Capital LLC has sole dispositive and voting power over these shares. 40,565 Common Shares are owned by Hold River LLC. David T. Lu managing member of Hold River LLC has sole dispositive and voting power over these shares.
|
| (iv) Shared power to dispose or to direct the
disposition of:
Hedgehog Capital LLC: 0
Hold River LLC: 0
David T. Lu: 0
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
| |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
Not Applicable
|
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members
of the Group. |
|
Not Applicable
|
Item 9. | Notice of Dissolution of Group. |
|
Not Applicable
|