UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-21306 |
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Franklin Mutual Recovery Fund |
(Exact name of registrant as specified in charter) |
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101 John F. Kennedy Parkway, Short Hills, NJ 07078-2789 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (973) 912-2086 |
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Date of fiscal year end: 3/31 |
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Date of reporting period: 6/30/14 |
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Item 1. Proxy Voting Records. |
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AMR CORPORATION | ||||
Ticker: AAMRQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | None | For |
2 | Mark FOR if you answer: Yes, I am an American Citizen. Mark AGAINST if you answer: No, I am NOT an American Citizen | Management | None | For |
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AVON PRODUCTS, INC. | ||||
Ticker: AVP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas R. Conant | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Sara Mathew | Management | For | For |
1.7 | Elect Director Sheri McCoy | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Report on Safer Substitutes for Product Ingredients | Shareholder | Against | Against |
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BP PLC | ||||
Ticker: BP. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Bob Dudley as Director | Management | For | For |
5 | Re-elect Iain Conn as Director | Management | For | For |
6 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Frank Bowman as Director | Management | For | For |
9 | Re-elect Antony Burgmans as Director | Management | For | For |
10 | Re-elect Cynthia Carroll as Director | Management | For | For |
11 | Re-elect George David as Director | Management | For | For |
12 | Re-elect Ian Davis as Director | Management | For | For |
13 | Re-elect Dame Ann Dowling as Director | Management | For | For |
14 | Re-elect Brendan Nelson as Director | Management | For | For |
15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
16 | Re-elect Andrew Shilston as Director | Management | For | For |
17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Approve Executive Directors' Incentive Plan | Management | For | For |
20 | Approve Remuneration of Non-Executive Directors | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
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CAIRN ENERGY PLC | ||||
Ticker: CNE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Elect Ian Tyler as Director | Management | For | For |
7 | Re-elect Todd Hunt as Director | Management | For | For |
8 | Re-elect Iain McLaren as Director | Management | For | For |
9 | Re-elect Alexander Berger as Director | Management | For | For |
10 | Re-elect Jacqueline Sheppard as Director | Management | For | For |
11 | Re-elect Simon Thomson as Director | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
16 | Approve Any Disposals by the Company or Any Subsidiary Undertaking of the Company of Any or All Shares in Cairn India Limited | Management | For | For |
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CAPMARK FINANCIAL GROUP INC. | ||||
Ticker: CPMK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Securities Transfer Restrictions | Management | For | For |
2 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
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CAPMARK FINANCIAL GROUP INC. | ||||
Ticker: CPMK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation | Management | For | For |
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CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||
Ticker: CHKP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
2 | Reelect External Directors for an Additional Three Year Term | Management | For | For |
3 | Ratify the Appointment of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration ; Discuss Consolidated Financial Statements for 2013 | Management | For | For |
4 | Approve Employment Terms of CEO, Who Is Also the Chairman | Management | For | Against |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
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CIT GROUP INC. | ||||
Ticker: CIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John A. Thain | Management | For | For |
1b | Elect Director Ellen R. Alemany | Management | For | For |
1c | Elect Director Michael J. Embler | Management | For | For |
1d | Elect Director William M. Freeman | Management | For | For |
1e | Elect Director David M. Moffett | Management | For | For |
1f | Elect Director R. Brad Oates | Management | For | For |
1g | Elect Director Marianne Miller Parrs | Management | For | For |
1h | Elect Director Gerald Rosenfeld | Management | For | For |
1i | Elect Director John R. Ryan | Management | For | For |
1j | Elect Director Sheila A. Stamps | Management | For | For |
1k | Elect Director Seymour Sternberg | Management | For | For |
1l | Elect Director Peter J. Tobin | Management | For | For |
1m | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CNH GLOBAL NV | ||||
Ticker: NHL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Call to Order | Management | None | None |
2 | Approve Merger Agreement Fiat Industrial S.p.A, and CNH Global | Management | For | For |
3 | Close Meeting | Management | None | None |
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CNH INDUSTRIAL N.V. | ||||
Ticker: CNHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2d | Approve Dividends of EUR 0.20 Per Share | Management | For | For |
2e | Approve Discharge of Directors | Management | For | For |
3a | Reelect Sergio Marchionne as Executive Director | Management | For | For |
3b | Reelect Richard J. Tobin as Executive Director | Management | For | For |
3c | Reelect Richard John P. Elkann as Non-Executive Director | Management | For | Against |
3d | Reelect Richard Mina Gerowin as Non-Executive Director | Management | For | For |
3e | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
3f | Reelect Leo W. Houle as Non-Executive Director | Management | For | For |
3g | Reelect Peter Kalantzis as Non-Executive Director | Management | For | For |
3h | Reelect John B. Lanaway as Non-Executive Director | Management | For | For |
3i | Reelect Guido Tabellini as Non-Executive Director | Management | For | For |
3j | Reelect Jacqueline Tammenoms Bakker as Non-Executive Director | Management | For | For |
3k | Reelect Jacques Theurillat as Non-Executive Director | Management | For | For |
4a | Approve Remuneration Policy for Executive and Non-Executive Directors | Management | For | Against |
4b | Approve Omnibus Stock Plan | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Close Meeting | Management | None | None |
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DELL INC. | ||||
Ticker: DELL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
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DELL INC. | ||||
Ticker: DELL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Carty | Management | For | For |
1.2 | Elect Director Janet F. Clark | Management | For | For |
1.3 | Elect Director Laura Conigliaro | Management | For | For |
1.4 | Elect Director Michael S. Dell | Management | For | For |
1.5 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.6 | Elect Director Gerard J. Kleisterlee | Management | For | For |
1.7 | Elect Director Klaus S. Luft | Management | For | For |
1.8 | Elect Director Alex J. Mandl | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director H. Ross Perot, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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DELTA LLOYD NV | ||||
Ticker: DL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report | Management | None | None |
4a | Adopt Financial Statements and Statutory Reports | Management | For | For |
4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4c | Approve Dividends of EUR 1.03 Per Share | Management | For | For |
5a | Approve Discharge of Management Board | Management | For | For |
5b | Approve Discharge of Supervisory Board | Management | For | For |
6 | Announce Intention of the Supervisory Board to Appoint I. de Graaf to the Management Board | Management | None | None |
7 | Announce Intention of the Supervisory Board to Reappoint E. Roozen to the Management Board | Management | None | None |
8a | Announce Vacancies on the Board | Management | None | None |
8b | Opportunity to Make Recommendations | Management | None | None |
8c | Announce Intention to elect A. Bergen and R. Ruijter to Supervisory Board | Management | None | None |
8d | Elect A.A.G. Bergen to Supervisory Board | Management | For | For |
8e | Elect R.A. Ruijter to Supervisory Board | Management | For | For |
8f | Reelect E.J. Fischer to Supervisory Board | Management | For | For |
8g | Reelect J.G. Haars to Supervisory Board | Management | For | For |
8h | Reelect S.G. van der Lecq to Supervisory Board | Management | For | For |
9a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
9b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9a | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Allow Questions and Close Meeting | Management | None | None |
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DIRECT LINE INSURANCE GROUP PLC | ||||
Ticker: DLG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Mike Biggs as Director | Management | For | For |
6 | Re-elect Paul Geddes as Director | Management | For | For |
7 | Re-elect Jane Hanson as Director | Management | For | For |
8 | Re-elect Glyn Jones as Director | Management | For | For |
9 | Re-elect Andrew Palmer as Director | Management | For | For |
10 | Re-elect John Reizenstein as Director | Management | For | For |
11 | Re-elect Clare Thompson as Director | Management | For | For |
12 | Re-elect Priscilla Vacassin as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
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EASTMAN KODAK COMPANY | ||||
Ticker: KODK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Burgess | Management | For | For |
1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
1.3 | Elect Director James V. Continenza | Management | For | For |
1.4 | Elect Director Matthew A. Doheny | Management | For | For |
1.5 | Elect Director John A. Janitz | Management | For | For |
1.6 | Elect Director George Karfunkel | Management | For | For |
1.7 | Elect Director Jason New | Management | For | For |
1.8 | Elect Director William G. Parrett | Management | For | For |
1.9 | Elect Director Derek Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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FIAT INDUSTRIAL S.P.A. | ||||
Ticker: FI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger by Absorption of Fiat Industrial SpA into FI CBM Holdings N.V. | Management | For | For |
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FREEPORT-MCMORAN COPPER & GOLD INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | For |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | For |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.9 | Elect Director Lydia H. Kennard | Management | For | For |
1.10 | Elect Director Charles C. Krulak | Management | For | For |
1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
1.12 | Elect Director Jon C. Madonna | Management | For | For |
1.13 | Elect Director Dustan E. McCoy | Management | For | For |
1.14 | Elect Director James R. Moffett | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
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FUGRO NV | ||||
Ticker: FUR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect P.A.H. Verhagen to Executive Board | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
4 | Close Meeting | Management | None | None |
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FUGRO NV | ||||
Ticker: FUR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2b | Discuss Remuneration Report | Management | None | None |
3 | Receive Report of Management Board (Non-Voting) | Management | None | None |
4a | Adopt Financial Statements | Management | For | For |
4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4c | Approve Dividends of EUR 1.50 Per Share | Management | For | For |
5a | Approve Discharge of Management Board | Management | For | For |
5b | Approve Discharge of Supervisory Board | Management | For | For |
6a | Amend Remuneration Policy for Management Board Members | Management | For | For |
6b | Approve Grant of Stock Options and Restricted Stock under LTI Re: Item 6a | Management | For | For |
7 | Ratify KPMG as Auditors | Management | For | For |
8 | Reelect P. van Riel as CEO | Management | For | For |
9a | Reelect G-J Kramer to Supervisory Board | Management | For | For |
9b | Elect D.J. Wall to Supervisory Board | Management | For | For |
9c | Elect A.J. Campo to Supervisory Board | Management | For | For |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Cancellation of Shares | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
14 | Close Meeting | Management | None | None |
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HOSPIRA, INC. | ||||
Ticker: HSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Irving W. Bailey, II | Management | For | For |
1b | Elect Director F. Michael Ball | Management | For | For |
1c | Elect Director Connie R. Curran | Management | For | For |
1d | Elect Director William G. Dempsey | Management | For | For |
1e | Elect Director Dennis M. Fenton | Management | For | For |
1f | Elect Director Heino von Prondzynski | Management | For | For |
1g | Elect Director Jacque J. Sokolov | Management | For | For |
1h | Elect Director Mark F. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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KABEL DEUTSCHLAND HOLDING AG | ||||
Ticker: KD8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | For |
5 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | For |
6a | Approve Affiliation Agreements with Kabel Deutschland Holding Erste Beteiligungs GmbH | Management | For | For |
6b | Approve Affiliation Agreements with Kabel Deutschland Holding Zweite Beteiligungs GmbH | Management | For | For |
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KOHL'S CORPORATION | ||||
Ticker: KSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Boneparth | Management | For | For |
1b | Elect Director Steven A. Burd | Management | For | For |
1c | Elect Director Dale E. Jones | Management | For | For |
1d | Elect Director Kevin Mansell | Management | For | For |
1e | Elect Director John E. Schlifske | Management | For | For |
1f | Elect Director Frank V. Sica | Management | For | For |
1g | Elect Director Peter M. Sommerhauser | Management | For | Against |
1h | Elect Director Stephanie A. Streeter | Management | For | For |
1i | Elect Director Nina G. Vaca | Management | For | For |
1j | Elect Director Stephen E. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Against |
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KONINKLIJKE KPN NV | ||||
Ticker: KPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Ratify PricewaterhouseCoopers as Auditors for Fiscal Year 2014 | Management | For | For |
9 | Ratify Ernst & Young as Auditors for Fiscal Year 2015 | Management | For | For |
10 | Opportunity to Make Recommendations | Management | None | None |
11 | Elect C. Zuiderwijk to Supervisory Board | Management | For | For |
12 | Elect D.W. Sickinghe to Supervisory Board | Management | For | For |
13 | Composition of Supervisory Board in 2015 | Management | None | None |
14 | Announce Intention to Reappoint E. Blok to Management Board | Management | None | None |
15 | Amend Long-Term Incentive Plan | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Cancellation of Repurchased Shares | Management | For | For |
18 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
19 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 18 | Management | For | For |
20 | Close Meeting | Management | None | None |
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LIFE TECHNOLOGIES CORPORATION | ||||
Ticker: LIFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
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LORILLARD, INC. | ||||
Ticker: LO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
1.2 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director David E.R. Dangoor | Management | For | For |
1.5 | Elect Director Murray S. Kessler | Management | For | For |
1.6 | Elect Director Jerry W. Levin | Management | For | For |
1.7 | Elect Director Richard W. Roedel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Against |
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NRG YIELD, INC. | ||||
Ticker: NYLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Crane | Management | For | Did Not Vote |
1.2 | Elect Director John F. Chlebowski | Management | For | Did Not Vote |
1.3 | Elect Director Kirkland B. Andrews | Management | For | Did Not Vote |
1.4 | Elect Director Brian R. Ford | Management | For | Did Not Vote |
1.5 | Elect Director Mauricio Gutierrez | Management | For | Did Not Vote |
1.6 | Elect Director Ferrell P. McClean | Management | For | Did Not Vote |
1.7 | Elect Director Christopher S. Sotos | Management | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
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RSA INSURANCE GROUP PLC | ||||
Ticker: RSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Performance Share Plan | Management | For | For |
5 | Re-elect Martin Scicluna as Director | Management | For | For |
6 | Elect Stephen Hester as Director | Management | For | For |
7 | Re-elect Richard Houghton as Director | Management | For | For |
8 | Re-elect Adrian Brown as Director | Management | None | None |
9 | Re-elect Alastair Barbour as Director | Management | For | For |
10 | Elect Kath Cates as Director | Management | For | For |
11 | Re-elect Hugh Mitchell as Director | Management | For | For |
12 | Re-elect Joseph Streppel as Director | Management | For | For |
13 | Re-elect Johanna Waterous as Director | Management | For | For |
14 | Reappoint KPMG LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Approve Scrip Dividend Scheme | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Approve Share Sub-division and Consolidation | Management | For | For |
20 | Amend Articles of Association | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
SPIRIT REALTY CAPITAL, INC. | ||||
Ticker: SRC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Charlton | Management | For | For |
1.2 | Elect Director Todd A. Dunn | Management | For | For |
1.3 | Elect Director David J. Gilbert | Management | For | For |
1.4 | Elect Director Richard I. Gilchrist | Management | For | For |
1.5 | Elect Director Diane M. Morefield | Management | For | For |
1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Thomas D. Senkbeil | Management | For | For |
1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
STOREBRAND ASA | ||||
Ticker: STB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Convening of Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Approve Notice of Meeting and Agenda | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
5 | Receive Report of Company's Activities | Management | None | None |
6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | For |
7 | Approve Company's Corporate Governance Statement | Management | For | For |
8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
9 | Authorize Repurchase of Shares with an Aggregate Nominal Value of up to NOK 225 Million and Conveyance of Repurchased Shares | Management | For | For |
10 | Approve Creation of NOK 225 Million Pool of Capital without Preemptive Rights | Management | For | For |
11a | Reelect Terje Venold as Member of Board of Representatives | Management | For | For |
11b | Reelect Vibeke Madsen as Member of Board of Representatives | Management | For | For |
11c | Reelect Trond Berger as Member of Board of Representatives | Management | For | For |
11d | Reelect Tore Kvalheim as Member of Board of Representatives | Management | For | For |
11e | Reelect Marianne Lie as Member of Board of Representatives | Management | For | For |
11f | Reelect Olaug Svarva as Member of Board of Representatives | Management | For | For |
11g | Reelect Pal Syversen as Member of Board of Representatives | Management | For | For |
11h | Elect Arne Giske as Member of Board of Representatives | Management | For | For |
11i | Elect Jostein Furnes as Member of Board of Representatives | Management | For | For |
11j | Elect Arild Olsen as Member of Board of Representatives | Management | For | For |
11k | Elect Joakim Gjersoe as Deputy Member of Board of Representatives | Management | For | For |
11l | Elect Per Dyb as Deputy Member of Board of Representatives | Management | For | For |
11m | Reelect Terje Venold as Chairman of Board of Representatives | Management | For | For |
11n | Reelect Vibeke Madsen as Vice Chairman of Board of Representatives | Management | For | For |
12a | Reelect Terje Venold as Member of Nominating Committee | Management | For | For |
12b | Reelect Olaug Svarva as Member of Nominating Committee | Management | For | For |
12c | Reelect Kjetil Houg as Member of Nominating Committee | Management | For | For |
12d | Elect Harald Espedal as Member of Nominating Committee | Management | For | For |
12e | Reelect Terje Venold as Chairman of Nominating Committee | Management | For | For |
13a | Reelect Elisabeth Wille as Member of Control Committee | Management | For | For |
13b | Reelect Ole Klette as Member of Control Committee | Management | For | For |
13c | Reelect Tone Reierselmoen as Deputy Member of Control Committee | Management | For | For |
14 | Approve Remuneration of Members of Control Committee, Board of Representatives, and Election Committee | Management | For | For |
15 | Approve Remuneration of Auditors | Management | For | For |
16 | Close Meeting | Management | None | None |
| ||||
TALISMAN ENERGY INC. | ||||
Ticker: TLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Jonathan Christodoro | Management | For | For |
1.4 | Elect Director Thomas W. Ebbern | Management | For | For |
1.5 | Elect Director Harold N. Kvisle | Management | For | For |
1.6 | Elect Director Brian M. Levitt | Management | For | For |
1.7 | Elect Director Samuel J. Merksamer | Management | For | For |
1.8 | Elect Director Lisa A. Stewart | Management | For | For |
1.9 | Elect Director Henry W. Sykes | Management | For | For |
1.10 | Elect Director Peter W. Tomsett | Management | For | For |
1.11 | Elect Director Michael T. Waites | Management | For | For |
1.12 | Elect Director Charles R. Williamson | Management | For | For |
1.13 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
3 | Approve Advance Notice Policy | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
6 | Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| ||||
TEVA PHARMACEUTICAL INDUSTRIES LTD. | ||||
Ticker: TEVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | Management | For | For |
| ||||
THYSSENKRUPP AG | ||||
Ticker: TKA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3.1 | Approve Discharge of Management Board Member Hiesinger for Fiscal 2012/2013 | Management | For | Against |
3.2 | Approve Discharge of Management Board Member Berlien for Fiscal 2012/2013 | Management | For | Against |
3.3 | Approve Discharge of Management Board Member Burkhard for Fiscal 2012/2013 | Management | For | Against |
3.4 | Approve Discharge of Management Board Member Claasen for Fiscal 2012/2013 | Management | For | Against |
3.5 | Approve Discharge of Management Board Member Eichler for Fiscal 2012/2013 | Management | For | Against |
3.6 | Approve Discharge of Management Board Member Kerkhoff for Fiscal 2012/2013 | Management | For | Against |
3.7 | Approve Discharge of Management Board Member Labonte for Fiscal 2012/2013 | Management | For | Against |
4.1 | Approve Discharge of Supervisory Board Member Cromme for Fiscal 2012/2013 | Management | For | Against |
4.2 | Approve Discharge of Supervisory Board Member Lehner for Fiscal 2012/2013 | Management | For | Against |
4.3 | Approve Discharge of Supervisory Board Member Eichler for Fiscal 2012/2013 | Management | For | Against |
4.4 | Approve Discharge of Supervisory Board Member Dreher for Fiscal 2012/2013 | Management | For | Against |
4.5 | Approve Discharge of Supervisory Board Member Grolms for Fiscal 2012/2013 | Management | For | Against |
4.6 | Approve Discharge of Supervisory Board Member Herberger for Fiscal 2012/2013 | Management | For | Against |
4.7 | Approve Discharge of Supervisory Board Member Kalwa for Fiscal 2012/2013 | Management | For | Against |
4.8 | Approve Discharge of Supervisory Board Member Keitel for Fiscal 2012/2013 | Management | For | Against |
4.9 | Approve Discharge of Supervisory Board Member Kiel for Fiscal 2012/2013 | Management | For | Against |
4.10 | Approve Discharge of Supervisory Board Member Maassen for Fiscal 2012/2013 | Management | For | Against |
4.11 | Approve Discharge of Supervisory Board Member Nentwig for Fiscal 2012/2013 | Management | For | Against |
4.12 | Approve Discharge of Supervisory Board Member Pellens for Fiscal 2012/2013 | Management | For | Against |
4.13 | Approve Discharge of Supervisory Board Member Remmler for Fiscal 2012/2013 | Management | For | Against |
4.14 | Approve Discharge of Supervisory Board Member von Schenck for Fiscal 2012/2013 | Management | For | Against |
4.15 | Approve Discharge of Supervisory Board Member Schmettow for Fiscal 2012/2013 | Management | For | Against |
4.16 | Approve Discharge of Supervisory Board Member Segerath for Fiscal 2012/2013 | Management | For | Against |
4.17 | Approve Discharge of Supervisory Board Member Spohr for Fiscal 2012/2013 | Management | For | Against |
4.18 | Approve Discharge of Supervisory Board Member Steinbrueck for Fiscal 2012/2013 | Management | For | Against |
4.19 | Approve Discharge of Supervisory Board Member Steinebach for Fiscal 2012/2013 | Management | For | Against |
4.20 | Approve Discharge of Supervisory Board Member Streiff for Fiscal 2012/2013 | Management | For | Against |
4.21 | Approve Discharge of Supervisory Board Member Thumann for Fiscal 2012/2013 | Management | For | Against |
4.22 | Approve Discharge of Supervisory Board Member Weber for Fiscal 2012/2013 | Management | For | Against |
4.23 | Approve Discharge of Supervisory Board Member Weder di Mauro for Fiscal 2012/2013 | Management | For | Against |
4.24 | Approve Discharge of Supervisory Board Member Wiercimok for Fiscal 2012/2013 | Management | For | Against |
5 | Elect Rene Obermann to the Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013/2014 | Management | For | For |
7 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 370 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Against |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Against |
10 | Approve Affiliation Agreements with Krupp Hoesch Stahl GmbH | Management | For | For |
11 | Amend Nine Existing Affiliation Agreements with Subsidiaries | Management | For | For |
| ||||
TIME WARNER CABLE INC. | ||||
Ticker: TWC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | For |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director Robert D. Marcus | Management | For | For |
1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1k | Elect Director Wayne H. Pace | Management | For | For |
1l | Elect Director Edward D. Shirley | Management | For | For |
1m | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
TRANSOCEAN LTD. | ||||
Ticker: RIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Appropriation of Available Earnings for Fiscal Year 2013 | Management | For | For |
4 | Approve Dividends of USD 3.00 per Share from Capital Contribution Reserves | Management | For | For |
5 | Approve Renewal of the Authorized Share Capital | Management | For | For |
6 | Approve Decrease in Size of Board | Management | For | For |
7a | Declassify the Board of Directors | Management | For | For |
7b | Amend Articles Re: Binding Shareholder Ratification of the Compensation of the Board of Directors and the Executive Management Team | Management | For | For |
7c | Amend Articles Re: Supplementary Amount for Persons Assuming Executive Management Team Positions During a Compensation Period for which Shareholder Ratification has Already been Granted | Management | For | For |
7d | Amend Articles Re: Principles Applicable to the Compensation of the Members of the Board of Directors and the Executive Management Team | Management | For | For |
7e | Amend Articles Re: Maximum Term and Termination Notice Period of Members of the Board of Directors and the Executive Management Team and Non-Competition Agreements with Members of the Executive Management Team | Management | For | For |
7f | Amend Articles Re: Permissible Mandates of Members of the Board of Directors and the Executive Management Team | Management | For | For |
7g | Amend Articles Re: Loans and Post-Retirement Benefits | Management | For | For |
8 | Require Majority Vote for the Election of Directors | Management | For | For |
9 | Amend Articles Re: Shareholder Agenda Item Requests Pursuant to Swiss Law | Management | For | For |
10a | Elect Ian C. Strachan as Director | Management | For | For |
10b | Elect Glyn A. Barker as Director | Management | For | For |
10c | Elect Vanessa C. L. Chang as Director | Management | For | For |
10d | Elect Frederico F. Curado as Director | Management | For | For |
10e | Elect Chad Deaton as Director | Management | For | For |
10f | Elect Martin B. McNamara as Director | Management | For | For |
10g | Elect Samuel Merksamer as Director | Management | For | For |
10h | Elect Edward R. Muller as Director | Management | For | For |
10i | Elect Steven L. Newman as Director | Management | For | For |
10j | Elect Tan Ek Kia as Director | Management | For | For |
10k | Elect Vincent J. Intrieri as Director | Management | For | For |
11 | Elect Ian C. Strachan as Board Chairman | Management | For | For |
12a | Appoint Frederico F. Curado as Member of the Compensation Committee | Management | For | For |
12b | Appoint Martin B. McNamara as Member of the Compensation Committee | Management | For | For |
12c | Appoint Tan Ek Kia as Member of the Compensation Committee | Management | For | For |
12d | Appoint Vincent J. Intrieri as Member of the Compensation Committee | Management | For | For |
13 | Designate Schweiger Advokatur/Notariat as Independent Proxy | Management | For | For |
14 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2014 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
TRONOX LIMITED | ||||
Ticker: TROX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Casey | Management | For | For |
1.2 | Elect Director Andrew P. Hines | Management | For | For |
1.3 | Elect Director Wayne A. Hinman | Management | For | Withhold |
1.4 | Elect Director Peter Johnston | Management | For | For |
1.5 | Elect Director Ilan Kaufthal | Management | For | For |
1.6 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
UNIQA INSURANCE GROUP AG | ||||
Ticker: UQA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management and Supervisory Board | Management | For | For |
4 | Approve Remuneration of Supervisory Board Members | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6.1 | Elect Nadine Gatzert as Supervisory Board Member | Management | For | For |
6.2 | Elect Kory Sorenson as Supervisory Board Member | Management | For | For |
6.3 | Elect Markus Andreewitch as Supervisory Board Member | Management | For | For |
7 | Approve Creation of EUR 81 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Amend Articles Re: Participation in Supervisory Board Meetings via Video Conference | Management | For | For |
| ||||
VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Richard L. Carrion | Management | For | For |
1.3 | Elect Director Melanie L. Healey | Management | For | For |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Report on Net Neutrality | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| ||||
VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ||||
VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
WPX ENERGY, INC. | ||||
Ticker: WPX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Bender | Management | For | For |
1.2 | Elect Director Robert K. Herdman | Management | For | For |
1.3 | Elect Director George A. Lorch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Quantitative GHG Goals for Operations, Including Methane Emissions | Shareholder | Against | Against |
5 | Declassify the Board of Directors | Shareholder | None | For |
| ||||
XEROX CORPORATION | ||||
Ticker: XRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Mutual Recovery Fund
By (Signature and Title)* /s/LAURA F. FERGERSON_____
Laura F. Fergerson,
Chief Executive Officer – Finance and Administration
Date August 25, 2014
* Print the name and title of each signing officer under his or her signature.
