The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Ares Capital Corp | CONVRT BOND | 04010LAB9 | 24,292 | 22,725,000 | PRN | SOLE | 22,725,000 | 0 | 0 | ||
Ares Capital Corp | CONVRT BOND | 04010LAD5 | 4,574 | 4,261,000 | PRN | SOLE | 4,261,000 | 0 | 0 | ||
Ares Capital Corp | CONVRT BOND | 04010LAG8 | 2,140 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
Chiquita Brands International | CONVRT BOND | 170032AT3 | 3,027 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
Digital River Inc | CONVRT BOND | 25388BAD6 | 2,164 | 2,171,000 | PRN | SOLE | 2,171,000 | 0 | 0 | ||
Goldcorp Inc | CONVRT BOND | 380956AB8 | 15,906 | 15,884,000 | PRN | SOLE | 15,884,000 | 0 | 0 | ||
Headwaters Inc | CONVRT BOND | 42210PAR3 | 14,494 | 13,400,000 | PRN | SOLE | 13,400,000 | 0 | 0 | ||
Live Nation Entertainment Inc | CONVRT BOND | 538034AB5 | 28,466 | 28,354,000 | PRN | SOLE | 28,354,000 | 0 | 0 | ||
Newmont Mining Corp | CONVRT BOND | 651639AH9 | 10,007 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
Nuance Communications Inc | CONVRT BOND | 67020YAF7 | 2,010 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
Prospect Capital Corp | CONVRT BOND | 74348TAC6 | 9,780 | 9,110,000 | PRN | SOLE | 9,110,000 | 0 | 0 | ||
Prospect Capital Corp | CONVRT BOND | 74348TAD4 | 29,884 | 28,508,000 | PRN | SOLE | 28,508,000 | 0 | 0 | ||
Prospect Capital Corp | CONVRT BOND | 74348TAK8 | 231 | 221,000 | PRN | SOLE | 221,000 | 0 | 0 | ||
Regis Corp | CONVRT BOND | 758932AA5 | 4,015 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
Rovi Corp | CONVRT BOND | 779376AB8 | 13,450 | 13,270,000 | PRN | SOLE | 13,270,000 | 0 | 0 | ||
TIBCO Software Inc | CONVRT BOND | 88632QAB9 | 2,025 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 |