Shepherd Kaplan Krochuk 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3-D SYS CORP DEL	COM NEW	88554D205	461	7,800	SH	Put	SOLE		7,800	0	0
ABRAXAS PETE CORP	COM	003830106	106	26,724	SH		SOLE		26,724	0	0
ABRAXAS PETE CORP	COM	003830106	163	41,162	SH		DFND	2	41,162	0	0
ACADIA HEALTHCARE COMPANY IN	COM	00404A109	293	6,500	SH	Put	SOLE		6,500	0	0
ACCESS NATL CORP	COM	004337101	102	6,268	SH		SOLE		6,268	0	0
ACCESS NATL CORP	COM	004337101	158	9,739	SH		DFND	2	9,739	0	0
ACELRX PHARMACEUTICALS INC	COM	00444T100	1,639	136,469	SH		SOLE		136,469	0	0
ACTUANT CORP	CL A NEW	00508X203	593	17,350	SH		DFND	1	17,350	0	0
ACTUANT CORP	CL A NEW	00508X203	900	26,363	SH		SOLE		26,363	0	0
ADVANCED ENERGY INDS	COM	007973100	1,068	43,596	SH		DFND	1	43,596	0	0
ADVANCED ENERGY INDS	COM	007973100	108	4,404	SH		SOLE		4,404	0	0
ADVANCED PHOTONIX INC	CL A	00754E107	72	114,500	SH		SOLE		114,500	0	0
ADVANTAGE OIL & GAS LTD	COM	00765F101	119	24,101	SH		SOLE		24,101	0	0
ADVANTAGE OIL & GAS LTD	COM	00765F101	183	37,123	SH		DFND	2	37,123	0	0
ADVENT CLAY CONV SEC INC FD	COM	007639107	148	19,630	SH		SOLE		19,630	0	0
ADVENT CLAYMORE ENH GRW & IN	COM	00765E104	145	14,200	SH		SOLE		14,200	0	0
AERCAP HOLDINGS NV	SHS	N00985106	120	2,844	SH		SOLE		2,844	0	0
AERCAP HOLDINGS NV	SHS	N00985106	189	4,480	SH		DFND	2	4,480	0	0
AGNICO EAGLE MINES LTD	COM	008474108	1,869	61,769	SH		DFND	1	61,769	0	0
AGNICO EAGLE MINES LTD	COM	008474108	1,037	34,268	SH		SOLE		34,268	0	0
AGRIUM INC	COM	008916108	95	970	SH		DFND	1	970	0	0
AGRIUM INC	COM	008916108	1,430	14,660	SH		SOLE		14,660	0	0
AIR T INC	COM	009207101	316	26,154	SH		SOLE		26,154	0	0
ALAMOS GOLD INC	COM	011527108	300	33,228	SH		DFND	1	33,228	0	0
ALAMOS GOLD INC	COM	011527108	389	43,085	SH		SOLE		43,085	0	0
ALASKA COMMUNICATIONS SYS GR	COM	01167P101	302	156,625	SH		SOLE		156,625	0	0
ALBANY MOLECULAR RESH INC	COM	012423109	121	6,522	SH		SOLE		6,522	0	0
ALBANY MOLECULAR RESH INC	COM	012423109	187	10,048	SH		DFND	2	10,048	0	0
ALBEMARLE CORP	COM	012653101	1,389	20,911	SH		DFND	1	20,911	0	0
ALBEMARLE CORP	COM	012653101	256	3,851	SH		SOLE		3,851	0	0
ALCO STORES INC	COM	001600105	184	18,000	SH		SOLE		18,000	0	0
ALCOA INC	COM	013817101	879	68,274	SH		SOLE		68,274	0	0
ALCOA INC	COM	013817101	163	12,649	SH		DFND	2	12,649	0	0
ALEXION PHARMACEUTICALS INC	COM	015351109	89	585	SH		SOLE		585	0	0
ALEXION PHARMACEUTICALS INC	COM	015351109	136	894	SH		DFND	2	894	0	0
ALLEGHENY TECHNOLOGIES INC	COM	01741R102	1,353	35,898	SH		DFND	1	35,898	0	0
ALLEGHENY TECHNOLOGIES INC	COM	01741R102	443	11,750	SH		SOLE		11,750	0	0
ALLIANZGI EQUITY & CONV INCO	COM	018829101	291	14,980	SH		SOLE		14,980	0	0
ALLIED HEALTHCARE PRODS INC	COM	019222108	27	11,715	SH		SOLE		11,715	0	0
ALPHA NATURAL RESOURCES INC	COM	02076X102	84	19,805	SH		DFND	1	19,805	0	0
ALPHA NATURAL RESOURCES INC	COM	02076X102	2,344	551,633	SH		SOLE		551,633	0	0
ALPHATEC HOLDINGS INC	COM	02081G102	167	111,227	SH		SOLE		111,227	0	0
ALPINE GLOBAL PREMIER PPTYS	COM SBI	02083A103	108	15,335	SH		SOLE		15,335	0	0
AMAG PHARMACEUTICALS INC	COM	00163U106	229	11,822	SH		SOLE		11,822	0	0
AMBASSADORS GROUP INC	COM	023177108	144	36,320	SH		SOLE		36,320	0	0
AMDOCS LTD	SHS	G02602103	109	2,352	SH		SOLE		2,352	0	0
AMDOCS LTD	SHS	G02602103	166	3,572	SH		DFND	2	3,572	0	0
AMERICAN AIRLS GROUP INC	COM	02376R102	1,040	28,427	SH		DFND	1	28,427	0	0
AMERICAN AIRLS GROUP INC	COM	02376R102	866	23,650	SH		SOLE		23,650	0	0
AMERICAN EXPRESS CO	COM	025816109	2,036	22,614	SH		SOLE		22,614	0	0
AMERICAN INTL GROUP INC	COM NEW	026874784	1,397	27,939	SH		SOLE		27,939	0	0
AMERICAN RAILCAR INDS INC	COM	02916P103	376	5,363	SH		DFND	1	5,363	0	0
AMERICAN RAILCAR INDS INC	COM	02916P103	24	337	SH		SOLE		337	0	0
AMERICAN SELECT PORTFOLIO IN	COM	029570108	129	13,020	SH		SOLE		13,020	0	0
AMERICAN STRATEGIC INCOME II	COM	03009T101	112	15,800	SH		SOLE		15,800	0	0
AMERN STRATEGIC INCOME PTFL	COM	030099105	121	14,610	SH		SOLE		14,610	0	0
AMGEN INC	COM	031162100	442	3,580	SH		SOLE		3,580	0	0
AMN HEALTHCARE SERVICES INC	COM	001744101	610	44,402	SH		DFND	1	44,402	0	0
AMN HEALTHCARE SERVICES INC	COM	001744101	63	4,598	SH		SOLE		4,598	0	0
ANI PHARMACEUTICALS INC	COM	00182C103	121	3,845	SH		SOLE		3,845	0	0
ANI PHARMACEUTICALS INC	COM	00182C103	183	5,838	SH		DFND	2	5,838	0	0
ANIKA THERAPEUTICS INC	COM	035255108	102	2,481	SH		SOLE		2,481	0	0
ANIKA THERAPEUTICS INC	COM	035255108	156	3,793	SH		DFND	2	3,793	0	0
ANTERO RES CORP	COM	03674X106	10,549	168,515	SH		SOLE		168,515	0	0
ANTHERA PHARMACEUTICALS INC	COM NEW	03674U201	87	26,000	SH		SOLE		26,000	0	0
API TECHNOLOGIES CORP	COM NEW	00187E203	158	53,932	SH		SOLE		53,932	0	0
APOLLO ED GROUP INC	CL A	037604105	164	4,783	SH		SOLE		4,783	0	0
APOLLO ED GROUP INC	CL A	037604105	197	5,766	SH		DFND	2	5,766	0	0
APPLE INC	COM	037833100	215	400	SH		SOLE		400	0	0
APPLIANCE RECYCLING CTRS AME	COM NEW	03814F205	321	105,904	SH		SOLE		105,904	0	0
ARCH COAL INC	COM	039380100	212	44,000	SH	Call	SOLE		44,000	0	0
ARCH COAL INC	COM	039380100	5,098	1,057,710	SH		SOLE		1,057,710	0	0
ARES COML REAL ESTATE CORP	COM	04013V108	130	9,720	SH		DFND	1	9,720	0	0
ARES COML REAL ESTATE CORP	COM	04013V108	188	14,040	SH		SOLE		14,040	0	0
ARGAN INC	COM	04010E109	104	3,502	SH		SOLE		3,502	0	0
ARGAN INC	COM	04010E109	163	5,477	SH		DFND	2	5,477	0	0
ARGOS THERAPEUTICS INC	COM	040221103	568	56,837	SH		SOLE		56,837	0	0
ARI NETWORK SVCS INC	COM NEW	001930205	148	46,872	SH		SOLE		46,872	0	0
ARQULE INC	COM	04269E107	185	90,300	SH		SOLE		90,300	0	0
ASHLAND INC NEW	COM	044209104	828	8,320	SH		DFND	1	8,320	0	0
ASHLAND INC NEW	COM	044209104	258	2,592	SH		SOLE		2,592	0	0
ASPEN TECHNOLOGY INC	COM	045327103	95	2,250	SH		SOLE		2,250	0	0
ASPEN TECHNOLOGY INC	COM	045327103	145	3,415	SH		DFND	2	3,415	0	0
ASTEA INTL INC	COM NEW	04622E208	141	48,702	SH		SOLE		48,702	0	0
ASURE SOFTWARE INC	COM	04649U102	73	11,000	SH		SOLE		11,000	0	0
ATLAS PIPELINE PARTNERS LP	UNIT L P INT	049392103	1,541	48,000	SH		DFND	1	48,000	0	0
ATMI INC	COM	00207R101	484	14,220	SH		DFND	1	14,220	0	0
ATMI INC	COM	00207R101	243	7,141	SH		SOLE		7,141	0	0
AURICO GOLD INC	COM	05155C105	263	60,377	SH		DFND	1	60,377	0	0
AURICO GOLD INC	COM	05155C105	252	57,823	SH		SOLE		57,823	0	0
AUSPEX PHARMACEUTICALS INC	COM	05211J102	913	29,681	SH		SOLE		29,681	0	0
AUXILIUM PHARMACEUTICALS INC	COM	05334D107	316	11,623	SH		SOLE		11,623	0	0
AVALON HLDGS CORP	CL A	05343P109	279	53,556	SH		SOLE		53,556	0	0
AVEO PHARMACEUTICALS INC	COM	053588109	85	57,000	SH		SOLE		57,000	0	0
AVERY DENNISON CORP	COM	053611109	115	2,273	SH		SOLE		2,273	0	0
AVERY DENNISON CORP	COM	053611109	179	3,525	SH		DFND	2	3,525	0	0
AVIAT NETWORKS INC	COM	05366Y102	57	36,000	SH		SOLE		36,000	0	0
AVIS BUDGET GROUP	COM	053774105	845	17,342	SH		DFND	1	17,342	0	0
AVIS BUDGET GROUP	COM	053774105	1,785	36,658	SH		SOLE		36,658	0	0
AVISTA CORP	COM	05379B107	107	3,494	SH		SOLE		3,494	0	0
AVISTA CORP	COM	05379B107	163	5,309	SH		DFND	2	5,309	0	0
AXT INC COM	COM	00246W103	303	137,500	SH		SOLE		137,500	0	0
BARRETT BILL CORP	COM	06846N104	5,876	229,523	SH		SOLE		229,523	0	0
BARRICK GOLD CORP	COM	067901108	27	1,500	SH	Call	SOLE		1,500	0	0
BARRICK GOLD CORP	COM	067901108	613	34,357	SH		SOLE		34,357	0	0
BAXTER INTL INC	COM	071813109	363	4,936	SH		SOLE		4,936	0	0
BED BATH & BEYOND INC	COM	075896100	3,006	43,685	SH		DFND	1	43,685	0	0
BED BATH & BEYOND INC	COM	075896100	1,296	18,833	SH		SOLE		18,833	0	0
BENCHMARK ELECTRS INC	COM	08160H101	380	16,791	SH		DFND	1	16,791	0	0
BENCHMARK ELECTRS INC	COM	08160H101	148	6,527	SH		SOLE		6,527	0	0
BENCHMARK ELECTRS INC	COM	08160H101	151	6,677	SH		DFND	2	6,677	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	990	7,920	SH		DFND	1	7,920	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	7,069	56,564	SH		SOLE		56,564	0	0
BERRY PLASTICS GROUP INC	COM	08579W103	1,116	48,188	SH		DFND	1	48,188	0	0
BERRY PLASTICS GROUP INC	COM	08579W103	1,454	62,817	SH		SOLE		62,817	0	0
BHP BILLITON LTD	SPONSORED ADR	088606108	1,498	22,100	SH		SOLE		22,100	0	0
BIODEL INC	COM NEW	09064M204	193	70,725	SH		SOLE		70,725	0	0
BIODELIVERY SCIENCES INTL IN	COM	09060J106	2,006	237,719	SH		SOLE		237,719	0	0
BIOTA PHARMACEUTIALS INC	COM	090694100	366	59,911	SH		SOLE		59,911	0	0
BIOTELEMETRY INC	COM	090672106	399	39,571	SH		SOLE		39,571	0	0
BLACKROCK ENH CAP & INC FD I	COM	09256A109	399	28,530	SH		SOLE		28,530	0	0
BLACKROCK ENHANCED EQT DIV T	COM	09251A104	590	74,330	SH		SOLE		74,330	0	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	224	15,370	SH		DFND	1	15,370	0	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	43	2,944	SH		SOLE		2,944	0	0
BLACKROCK GLOBAL OPP EQTY TR	COM	092501105	577	39,470	SH		SOLE		39,470	0	0
BLACKROCK INTL GRWTH & INC T	COM BENE INTER	092524107	552	68,500	SH		SOLE		68,500	0	0
BLOUNT INTL INC NEW	COM	095180105	1,022	85,888	SH		DFND	1	85,888	0	0
BLOUNT INTL INC NEW	COM	095180105	874	73,421	SH		SOLE		73,421	0	0
BLUEBIRD BIO INC	COM	09609G100	224	9,847	SH		SOLE		9,847	0	0
BONANZA CREEK ENERGY INC	COM	097793103	233	5,250	SH		SOLE		5,250	0	0
BOOKS-A-MILLION INC	COM	098570104	294	122,748	SH		SOLE		122,748	0	0
BORGWARNER INC	COM	099724106	222	3,610	SH		DFND	1	3,610	0	0
BOSTON SCIENTIFIC CORP	COM	101137107	135	10,000	SH		SOLE		10,000	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	116	14,260	SH		SOLE		14,260	0	0
BOX SHIPS INCORPORATED	SHS	Y09675102	29	12,000	SH		SOLE		12,000	0	0
BREEZE EASTERN CORP	COM	106764103	236	23,915	SH		SOLE		23,915	0	0
BROCADE COMMUNICATIONS SYS I	COM NEW	111621306	118	11,089	SH		SOLE		11,089	0	0
BROCADE COMMUNICATIONS SYS I	COM NEW	111621306	183	17,244	SH		DFND	2	17,244	0	0
BROOKS AUTOMATION INC	COM	114340102	938	85,819	SH		DFND	1	85,819	0	0
BROOKS AUTOMATION INC	COM	114340102	395	36,181	SH		SOLE		36,181	0	0
CABOT OIL & GAS CORP	COM	127097103	19,350	571,135	SH		SOLE		571,135	0	0
CARA THERAPEUTICS INC	COM	140755109	990	53,210	SH		SOLE		53,210	0	0
CARRIZO OIL & GAS INC	COM	144577103	16,525	309,109	SH		SOLE		309,109	0	0
CAS MED SYS INC	COM PAR $0.004	124769209	72	33,128	SH		SOLE		33,128	0	0
CASH AMER INTL INC	COM	14754D100	640	16,525	SH		DFND	1	16,525	0	0
CASH AMER INTL INC	COM	14754D100	57	1,475	SH		SOLE		1,475	0	0
CELANESE CORP DEL	COM SER A	150870103	603	10,862	SH		DFND	1	10,862	0	0
CELANESE CORP DEL	COM SER A	150870103	63	1,138	SH		SOLE		1,138	0	0
CELLADON CORP	COM	15117E107	245	20,525	SH		SOLE		20,525	0	0
CENOVUS ENERGY INC	COM	15135U109	72	2,500	SH		SOLE		2,500	0	0
CENOVUS ENERGY INC	COM	15135U109	184	6,360	SH		SOLE		6,360	0	0
CENTENE CORP DEL	COM	15135B101	311	5,000	SH		DFND	1	5,000	0	0
CENTRAL GARDEN & PET CO	CL A NON-VTG	153527205	516	62,448	SH		DFND	1	62,448	0	0
CENTRAL GARDEN & PET CO	CL A NON-VTG	153527205	21	2,552	SH		SOLE		2,552	0	0
CHARLES RIV LABS INTL INC	COM	159864107	216	3,588	SH		DFND	1	3,588	0	0
CHIPMOS TECH BERMUDA LTD	SHS	G2110R114	522	23,660	SH		DFND	1	23,660	0	0
CHIPMOS TECH BERMUDA LTD	SHS	G2110R114	74	3,340	SH		SOLE		3,340	0	0
CIMAREX ENERGY CO	COM	171798101	6,326	53,113	SH		SOLE		53,113	0	0
CLEAN ENERGY FUELS CORP	COM	184499101	140	15,700	SH	Put	SOLE		15,700	0	0
CNO FINL GROUP INC	COM	12621E103	168	9,308	SH		SOLE		9,308	0	0
CNO FINL GROUP INC	COM	12621E103	260	14,340	SH		DFND	2	14,340	0	0
COACH INC	COM	189754104	312	6,283	SH		DFND	1	6,283	0	0
COACH INC	COM	189754104	36	717	SH		SOLE		717	0	0
COBALT INTL ENERGY INC	COM	19075F106	9,584	523,154	SH		SOLE		523,154	0	0
COBRA ELECTRS CORP	COM	191042100	36	10,827	SH		SOLE		10,827	0	0
COCA COLA CO	COM	191216100	1,493	38,618	SH		SOLE		38,618	0	0
COFFEE HLDGS INC	COM	192176105	215	28,255	SH		SOLE		28,255	0	0
COLFAX CORP	COM	194014106	1,349	18,917	SH		DFND	1	18,917	0	0
COLFAX CORP	COM	194014106	99	1,383	SH		SOLE		1,383	0	0
COMMAND SEC CORP	COM	20050L100	228	129,279	SH		SOLE		129,279	0	0
COMMUNICATIONS SYS INC	COM	203900105	323	25,102	SH		SOLE		25,102	0	0
COMPASS MINERALS INTL INC	COM	20451N101	222	2,695	SH		DFND	1	2,695	0	0
COMPUTER SCIENCES CORP	COM	205363104	349	5,736	SH		SOLE		5,736	0	0
COMPUTER SCIENCES CORP	COM	205363104	162	2,659	SH		DFND	2	2,659	0	0
COMSTOCK RES INC	COM NEW	205768203	496	21,700	SH		SOLE		21,700	0	0
CONCHO RES INC	COM	20605P101	273	2,230	SH		SOLE		2,230	0	0
CONCUR TECHNOLOGIES INC	COM	206708109	337	3,400	SH	Put	SOLE		3,400	0	0
CONOCOPHILLIPS	COM	20825C104	1,003	14,257	SH		SOLE		14,257	0	0
CONSOL ENERGY INC	COM	20854P109	514	12,862	SH		DFND	1	12,862	0	0
CONSOL ENERGY INC	COM	20854P109	33,900	848,549	SH		SOLE		848,549	0	0
CONSTELLIUM NV	CL A	N22035104	2,351	80,103	SH		DFND	1	80,103	0	0
CONSTELLIUM NV	CL A	N22035104	1,376	46,897	SH		SOLE		46,897	0	0
CONTINENTAL RESOURCES INC	COM	212015101	283	2,280	SH		SOLE		2,280	0	0
COPART INC	COM	217204106	1,970	54,132	SH		DFND	1	54,132	0	0
COPART INC	COM	217204106	1,798	49,406	SH		SOLE		49,406	0	0
CORE LABORATORIES N V	COM	N22717107	1,810	9,119	SH		SOLE		9,119	0	0
CORNING INC	COM	219350105	1,582	76,000	SH		SOLE		76,000	0	0
COUNTERPATH CORP	COM NEW	22228P203	143	95,060	SH		SOLE		95,060	0	0
COVANCE INC	COM	222816100	106	1,018	SH		SOLE		1,018	0	0
COVANCE INC	COM	222816100	162	1,561	SH		DFND	2	1,561	0	0
COVIDIEN PLC	SHS	G2554F113	1,244	16,888	SH		SOLE		16,888	0	0
CPI AEROSTRUCTURES INC	COM NEW	125919308	1,990	153,109	SH		DFND	1	153,109	0	0
CPI AEROSTRUCTURES INC	COM NEW	125919308	194	14,891	SH		SOLE		14,891	0	0
CRA INTL INC	COM	12618T105	352	16,000	SH		SOLE		16,000	0	0
CRESCENT PT ENERGY CORP	COM	22576C101	245	6,718	SH		SOLE		6,718	0	0
CROCS INC	COM	227046109	594	38,091	SH		DFND	1	38,091	0	0
CROCS INC	COM	227046109	61	3,909	SH		SOLE		3,909	0	0
CRYSTAL ROCK HLDGS INC	COM	22940F103	201	220,395	SH		SOLE		220,395	0	0
CSX CORP	COM	126408103	1,330	45,908	SH		SOLE		45,908	0	0
CUI GLOBAL INC	COM NEW	126576206	11	1,000	SH		SOLE		1,000	0	0
CUI GLOBAL INC	COM NEW	126576206	198	18,000	SH	Put	SOLE		18,000	0	0
CUTERA INC	COM	232109108	366	32,739	SH		SOLE		32,739	0	0
CVS CAREMARK CORPORATION	COM	126650100	889	11,878	SH		DFND	1	11,878	0	0
CVS CAREMARK CORPORATION	COM	126650100	3,924	52,417	SH		SOLE		52,417	0	0
CYS INVTS INC	COM	12673A108	1,004	121,501	SH		DFND	1	121,501	0	0
CYS INVTS INC	COM	12673A108	300	36,299	SH		SOLE		36,299	0	0
CYTRX CORP	COM PAR $.001	232828509	167	47,849	SH		SOLE		47,849	0	0
DARA BIOSCIENCES INC	COM PAR $	23703P304	60	21,599	SH		SOLE		21,599	0	0
DARLING INTL INC	COM	237266101	3,015	150,605	SH		DFND	1	150,605	0	0
DARLING INTL INC	COM	237266101	1,311	65,495	SH		SOLE		65,495	0	0
DAVITA HEALTHCARE PARTNERS I	COM	23918K108	1,608	23,362	SH		DFND	1	23,362	0	0
DAVITA HEALTHCARE PARTNERS I	COM	23918K108	2,615	37,977	SH		SOLE		37,977	0	0
DELTA AIR LINES INC DEL	COM NEW	247361702	271	7,834	SH		SOLE		7,834	0	0
DELTA AIR LINES INC DEL	COM NEW	247361702	206	5,936	SH		DFND	2	5,936	0	0
DENBURY RES INC	COM NEW	247916208	358	21,807	SH		SOLE		21,807	0	0
DEPOMED INC	COM	249908104	2,357	162,574	SH		SOLE		162,574	0	0
DIANA CONTAINERSHIPS INC	COM	Y2069P101	260	68,116	SH		SOLE		68,116	0	0
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	914	11,700	SH	Put	SOLE		11,700	0	0
DLH HLDGS CORP	COM	23335Q100	46	18,011	SH		SOLE		18,011	0	0
DOMTAR CORP	COM NEW	257559203	136	1,208	SH		SOLE		1,208	0	0
DOMTAR CORP	COM NEW	257559203	213	1,900	SH		DFND	2	1,900	0	0
DOUGLAS DYNAMICS INC	COM	25960R105	143	8,212	SH		DFND	1	8,212	0	0
DOUGLAS DYNAMICS INC	COM	25960R105	171	9,824	SH		SOLE		9,824	0	0
DOVER DOWNS GAMING & ENTMT I	COM	260095104	72	47,338	SH		SOLE		47,338	0	0
DOW CHEM CO	COM	260543103	109	2,249	SH		SOLE		2,249	0	0
DOW CHEM CO	COM	260543103	167	3,445	SH		DFND	2	3,445	0	0
DR PEPPER SNAPPLE GROUP INC	COM	26138E109	110	2,026	SH		SOLE		2,026	0	0
DR PEPPER SNAPPLE GROUP INC	COM	26138E109	436	8,000	SH	Put	SOLE		8,000	0	0
DR PEPPER SNAPPLE GROUP INC	COM	26138E109	171	3,140	SH		DFND	2	3,140	0	0
DRESSER-RAND GROUP INC	COM	261608103	267	4,564	SH		DFND	1	4,564	0	0
DURATA THERAPEUTICS INC	COM	26658A107	165	12,270	SH		SOLE		12,270	0	0
DURECT CORP	COM	266605104	99	74,100	SH		SOLE		74,100	0	0
DYNASIL CORP AMER	COM	268102100	56	32,000	SH		SOLE		32,000	0	0
E M C CORP MASS	COM	268648102	205	7,483	SH		SOLE		7,483	0	0
EAGLE BULK SHIPPING INC	SHS NEW	Y2187A119	113	28,322	SH		SOLE		28,322	0	0
EAGLE BULK SHIPPING INC	SHS NEW	Y2187A119	172	43,078	SH		DFND	2	43,078	0	0
EASTERN CO	COM	276317104	375	23,098	SH		SOLE		23,098	0	0
EASTMAN CHEM CO	COM	277432100	308	3,570	SH		DFND	1	3,570	0	0
EASTMAN CHEM CO	COM	277432100	539	6,253	SH		SOLE		6,253	0	0
EATON VANCE ENHANCED EQ INC	COM	278274105	155	11,850	SH		SOLE		11,850	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	320	21,080	SH		DFND	1	21,080	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	49	3,260	SH		SOLE		3,260	0	0
EATON VANCE TAX MNGD GBL DV	COM	27829F108	433	42,850	SH		SOLE		42,850	0	0
EATON VANCE TX MGD DIV EQ IN	COM	27828N102	497	44,600	SH		SOLE		44,600	0	0
EBIX INC	COM NEW	278715206	102	5,952	SH		SOLE		5,952	0	0
EBIX INC	COM NEW	278715206	156	9,141	SH		DFND	2	9,141	0	0
ECOLOGY & ENVIRONMENT INC	CL A	278878103	395	41,227	SH		SOLE		41,227	0	0
EDUCATIONAL DEV CORP	COM	281479105	42	11,500	SH		SOLE		11,500	0	0
ELECTRO SCIENTIFIC INDS	COM	285229100	200	20,300	SH		DFND	1	20,300	0	0
ELECTRONIC ARTS INC	COM	285512109	112	3,875	SH		SOLE		3,875	0	0
ELECTRONIC ARTS INC	COM	285512109	171	5,894	SH		DFND	2	5,894	0	0
ELECTRO-SENSORS INC	COM	285233102	177	44,800	SH		SOLE		44,800	0	0
ELLIS PERRY INTL INC	COM	288853104	158	11,500	SH		SOLE		11,500	0	0
ELTEK LTD	ORD	M40184109	296	132,756	SH		SOLE		132,756	0	0
EMERGENT BIOSOLUTIONS INC	COM	29089Q105	507	20,067	SH		SOLE		20,067	0	0
EMERGENT BIOSOLUTIONS INC	COM	29089Q105	184	7,263	SH		DFND	2	7,263	0	0
EMPIRE RES INC DEL	COM	29206E100	274	66,900	SH		SOLE		66,900	0	0
EMULEX CORP	COM NEW	292475209	119	16,100	SH	Call	SOLE		16,100	0	0
EMULEX CORP	COM NEW	292475209	297	40,244	SH		SOLE		40,244	0	0
EMULEX CORP	COM NEW	292475209	164	22,161	SH		DFND	2	22,161	0	0
ENDEAVOUR SILVER CORP	COM	29258Y103	88	20,354	SH		SOLE		20,354	0	0
ENDEAVOUR SILVER CORP	COM	29258Y103	136	31,542	SH		DFND	2	31,542	0	0
ENERGEN CORP	COM	29265N108	15,464	191,361	SH		SOLE		191,361	0	0
ENERGY XXI BERMUDA LTD	USD UNRS SHS	G10082140	11,340	481,137	SH		SOLE		481,137	0	0
ENGLOBAL CORP	COM	293306106	238	152,300	SH		SOLE		152,300	0	0
ENLINK MIDSTREAM LLC	COM UNIT REP LTD	29336T100	597	17,600	SH		DFND	1	17,600	0	0
ENPRO INDS INC	COM	29355X107	1,753	24,118	SH		DFND	1	24,118	0	0
ENPRO INDS INC	COM	29355X107	64	882	SH		SOLE		882	0	0
EOG RES INC	COM	26875P101	20,982	106,957	SH		SOLE		106,957	0	0
EOG RES INC	COM	26875P101	157	799	SH		DFND	2	799	0	0
EQT CORP	COM	26884L109	24,350	251,113	SH		SOLE		251,113	0	0
ESSEX RENT CORP	COM	297187106	164	55,500	SH		SOLE		55,500	0	0
ESTERLINE TECHNOLOGIES CORP	COM	297425100	1,937	18,183	SH		DFND	1	18,183	0	0
ESTERLINE TECHNOLOGIES CORP	COM	297425100	1,206	11,317	SH		SOLE		11,317	0	0
ETFS PLATINUM TR	SH BEN INT	26922V101	202	1,460	SH		SOLE		1,460	0	0
EUROSEAS LTD	COM NEW	Y23592200	185	147,856	SH		SOLE		147,856	0	0
EXPRESS INC	COM	30219E103	322	20,301	SH		DFND	1	20,301	0	0
EXPRESS INC	COM	30219E103	35	2,199	SH		SOLE		2,199	0	0
EXPRESS SCRIPTS HLDG CO	COM	30219G108	1,045	13,915	SH		SOLE		13,915	0	0
EXXON MOBIL CORP	COM	30231G102	1,396	14,290	SH		SOLE		14,290	0	0
F M C CORP	COM NEW	302491303	698	9,123	SH		SOLE		9,123	0	0
FEDERATED INVS INC PA	CL B	314211103	1,734	56,775	SH		DFND	1	56,775	0	0
FEDERATED INVS INC PA	CL B	314211103	757	24,773	SH		SOLE		24,773	0	0
FIDELITY NATIONAL FINANCIAL	CL A	31620R105	252	8,018	SH		DFND	1	8,018	0	0
FIDELITY NATIONAL FINANCIAL	CL A	31620R105	485	15,425	SH		SOLE		15,425	0	0
FIDELITY NATL INFORMATION SV	COM	31620M106	471	8,803	SH		DFND	1	8,803	0	0
FIDELITY NATL INFORMATION SV	COM	31620M106	971	18,173	SH		SOLE		18,173	0	0
FIRST ACCEPTANCE CORP	COM	318457108	155	62,448	SH		SOLE		62,448	0	0
FIRST AMERN FINL CORP	COM	31847R102	435	16,394	SH		DFND	1	16,394	0	0
FIRST AMERN FINL CORP	COM	31847R102	82	3,106	SH		SOLE		3,106	0	0
FIRST TR ENHANCED EQTY INC F	COM	337318109	223	16,730	SH		SOLE		16,730	0	0
FORD MTR CO DEL	COM PAR $0.01	345370860	562	36,043	SH		SOLE		36,043	0	0
FOREST OIL CORP	COM PAR $0.01	346091705	57	30,000	SH	Call	SOLE		30,000	0	0
FOREST OIL CORP	COM PAR $0.01	346091705	71	37,000	SH		SOLE		37,000	0	0
FORWARD INDS INC N Y	COM NEW	349862300	47	24,000	SH		SOLE		24,000	0	0
FRANKS INTL N V	COM	N33462107	1,463	59,044	SH		DFND	1	59,044	0	0
FRANKS INTL N V	COM	N33462107	643	25,956	SH		SOLE		25,956	0	0
FREEPORT-MCMORAN COPPER & GO	COM	35671D857	3,073	92,938	SH		SOLE		92,938	0	0
FREESCALE SEMICONDUCTOR LTD	SHS	G3727Q101	104	4,272	SH		SOLE		4,272	0	0
FREESCALE SEMICONDUCTOR LTD	SHS	G3727Q101	159	6,528	SH		DFND	2	6,528	0	0
FREESEAS INC	SHS PAR 0.001NEW	Y26496300	73	44,500	SH		SOLE		44,500	0	0
FULL HOUSE RESORTS INC	COM	359678109	60	27,600	SH		SOLE		27,600	0	0
GABELLI DIVD & INCOME TR	COM	36242H104	201	9,160	SH		SOLE		9,160	0	0
GABELLI HLTHCARE & WELLNESS	SHS	36246K103	209	20,200	SH		SOLE		20,200	0	0
GALMED PHARMACEUTICALS LTD	SHS	M47238106	297	25,886	SH		SOLE		25,886	0	0
GAP INC DEL	COM	364760108	320	8,000	SH		SOLE		8,000	0	0
GENERAL CABLE CORP DEL NEW	COM	369300108	505	19,720	SH		DFND	1	19,720	0	0
GENERAL CABLE CORP DEL NEW	COM	369300108	51	1,980	SH		SOLE		1,980	0	0
GENPACT LIMITED	SHS	G3922B107	2,993	171,801	SH		DFND	1	171,801	0	0
GENPACT LIMITED	SHS	G3922B107	2,979	170,993	SH		SOLE		170,993	0	0
GENTHERM INC	COM	37253A103	143	4,112	SH		SOLE		4,112	0	0
GENTHERM INC	COM	37253A103	222	6,403	SH		DFND	2	6,403	0	0
GILEAD SCIENCES INC	COM	375558103	404	5,702	SH		SOLE		5,702	0	0
GILEAD SCIENCES INC	COM	375558103	152	2,140	SH		DFND	2	2,140	0	0
GLOBE SPECIALTY METALS INC	COM	37954N206	116	5,559	SH		SOLE		5,559	0	0
GLOBE SPECIALTY METALS INC	COM	37954N206	179	8,595	SH		DFND	2	8,595	0	0
GOLDEN STAR RES LTD CDA	COM	38119T104	100	166,200	SH		SOLE		166,200	0	0
GOLDFIELD CORP	COM	381370105	169	76,000	SH		SOLE		76,000	0	0
GOODRICH PETE CORP	COM NEW	382410405	2,025	128,000	SH		DFND	1	128,000	0	0
GOODRICH PETE CORP	COM NEW	382410405	18,912	1,195,430	SH		SOLE		1,195,430	0	0
GOOGLE INC	CL A	38259P508	334	300	SH		SOLE		300	0	0
GORDMANS STORES INC	COM	38269P100	55	10,000	SH	Call	SOLE		10,000	0	0
GRAFTECH INTL LTD	COM	384313102	404	37,000	SH		SOLE		37,000	0	0
GRAN TIERRA ENERGY INC	COM	38500T101	2,921	388,648	SH		SOLE		388,648	0	0
GROUP 1 AUTOMOTIVE INC	COM	398905109	1,076	16,390	SH		DFND	1	16,390	0	0
GROUP 1 AUTOMOTIVE INC	COM	398905109	320	4,872	SH		SOLE		4,872	0	0
GROUPON INC	COM CL A	399473107	196	25,000	SH	Put	SOLE		25,000	0	0
GSE SYS INC	COM	36227K106	106	61,133	SH		SOLE		61,133	0	0
GULF RESOURCES INC	COM PAR $0.0005	40251W309	150	62,000	SH		SOLE		62,000	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	999	14,029	SH		DFND	1	14,029	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	42,078	591,155	SH		SOLE		591,155	0	0
HALLADOR ENERGY COMPANY	COM	40609P105	1,259	147,203	SH		SOLE		147,203	0	0
HALLIBURTON CO	COM	406216101	3,293	55,913	SH		SOLE		55,913	0	0
HANESBRANDS INC	COM	410345102	229	3,000	SH		SOLE		3,000	0	0
HANNON ARMSTRONG SUST INFR C	COM	41068X100	1,345	93,728	SH		DFND	1	93,728	0	0
HANNON ARMSTRONG SUST INFR C	COM	41068X100	152	10,572	SH		SOLE		10,572	0	0
HARMAN INTL INDS INC	COM	413086109	126	1,185	SH		SOLE		1,185	0	0
HARMAN INTL INDS INC	COM	413086109	192	1,806	SH		DFND	2	1,806	0	0
HARRIS CORP DEL	COM	413875105	104	1,424	SH		SOLE		1,424	0	0
HARRIS CORP DEL	COM	413875105	160	2,185	SH		DFND	2	2,185	0	0
HARSCO CORP	COM	415864107	481	20,548	SH		DFND	1	20,548	0	0
HARSCO CORP	COM	415864107	57	2,452	SH		SOLE		2,452	0	0
HELEN OF TROY CORP LTD	COM	G4388N106	346	5,000	SH		DFND	1	5,000	0	0
HERBALIFE LTD	COM USD SHS	G4412G101	1,378	24,066	SH		DFND	1	24,066	0	0
HERBALIFE LTD	COM USD SHS	G4412G101	844	14,742	SH		SOLE		14,742	0	0
HERTZ GLOBAL HOLDINGS INC	COM	42805T105	1,111	41,701	SH		SOLE		41,701	0	0
HESS CORP	COM	42809H107	1,634	19,716	SH		SOLE		19,716	0	0
HEWLETT PACKARD CO	COM	428236103	315	9,735	SH		SOLE		9,735	0	0
HEWLETT PACKARD CO	COM	428236103	188	5,816	SH		DFND	2	5,816	0	0
HORNBECK OFFSHORE SVCS INC N	COM	440543106	2,600	62,182	SH		DFND	1	62,182	0	0
HORNBECK OFFSHORE SVCS INC N	COM	440543106	982	23,484	SH		SOLE		23,484	0	0
HOSPIRA INC	COM	441060100	1,746	40,366	SH		DFND	1	40,366	0	0
HOSPIRA INC	COM	441060100	967	22,367	SH		SOLE		22,367	0	0
HOUSTON AMERN ENERGY CORP	COM	44183U100	91	165,000	SH		SOLE		165,000	0	0
HUNTINGTON INGALLS INDS INC	COM	446413106	117	1,144	SH		SOLE		1,144	0	0
HUNTINGTON INGALLS INDS INC	COM	446413106	184	1,803	SH		DFND	2	1,803	0	0
HUNTSMAN CORP	COM	447011107	210	8,605	SH		DFND	1	8,605	0	0
HURON CONSULTING GROUP INC	COM	447462102	266	4,203	SH		DFND	1	4,203	0	0
HURON CONSULTING GROUP INC	COM	447462102	19	297	SH		SOLE		297	0	0
IAMGOLD CORP	COM	450913108	141	40,000	SH		SOLE		40,000	0	0
ICF INTL INC	COM	44925C103	102	2,564	SH		SOLE		2,564	0	0
ICF INTL INC	COM	44925C103	158	3,973	SH		DFND	2	3,973	0	0
ICON PLC	SHS	G4705A100	104	2,177	SH		SOLE		2,177	0	0
ICON PLC	SHS	G4705A100	161	3,377	SH		DFND	2	3,377	0	0
IEC ELECTRS CORP NEW	COM	44949L105	287	64,000	SH		SOLE		64,000	0	0
II VI INC	COM	902104108	553	35,822	SH		DFND	1	35,822	0	0
II VI INC	COM	902104108	64	4,178	SH		SOLE		4,178	0	0
ILLUMINA INC	COM	452327109	168	1,129	SH		SOLE		1,129	0	0
ILLUMINA INC	COM	452327109	260	1,750	SH		DFND	2	1,750	0	0
IMMUCELL CORP	COM PAR $0.10	452525306	146	30,467	SH		SOLE		30,467	0	0
IMPAX LABORATORIES INC	COM	45256B101	289	10,931	SH		SOLE		10,931	0	0
INGRAM MICRO INC	CL A	457153104	103	3,498	SH		SOLE		3,498	0	0
INGRAM MICRO INC	CL A	457153104	161	5,455	SH		DFND	2	5,455	0	0
INNODATA INC	COM NEW	457642205	248	85,301	SH		SOLE		85,301	0	0
INSIGNIA SYS INC	COM	45765Y105	138	45,837	SH		SOLE		45,837	0	0
INTEGRATED DEVICE TECHNOLOGY	COM	458118106	452	36,939	SH		DFND	1	36,939	0	0
INTEGRATED DEVICE TECHNOLOGY	COM	458118106	155	12,684	SH		SOLE		12,684	0	0
INTEGRATED DEVICE TECHNOLOGY	COM	458118106	161	13,182	SH		DFND	2	13,182	0	0
INTEGRATED ELECTRICAL SVC	COM	45811E301	65	10,403	SH		SOLE		10,403	0	0
INTEGRATED SILICON SOLUTION	COM	45812P107	956	61,467	SH		DFND	1	61,467	0	0
INTEGRATED SILICON SOLUTION	COM	45812P107	55	3,533	SH		SOLE		3,533	0	0
INTELIQUENT INC	COM	45825N107	123	8,470	SH		SOLE		8,470	0	0
INTELIQUENT INC	COM	45825N107	189	13,007	SH		DFND	2	13,007	0	0
INTERCEPT PHARMACEUTICALS IN	COM	45845P108	773	2,344	SH		SOLE		2,344	0	0
INTERFACE INC	COM	458665304	838	40,787	SH		DFND	1	40,787	0	0
INTERFACE INC	COM	458665304	87	4,213	SH		SOLE		4,213	0	0
INTERMUNE INC	COM	45884X103	568	16,970	SH		SOLE		16,970	0	0
INTERNATIONAL RECTIFIER CORP	COM	460254105	104	3,787	SH		SOLE		3,787	0	0
INTERNATIONAL RECTIFIER CORP	COM	460254105	161	5,893	SH		DFND	2	5,893	0	0
INTERSECTIONS INC COM	COM	460981301	86	14,600	SH		SOLE		14,600	0	0
INTEST CORP COM	COM	461147100	122	30,491	SH		SOLE		30,491	0	0
ION GEOPHYSICAL CORP	COM	462044108	159	37,800	SH		SOLE		37,800	0	0
IPG PHOTONICS CORP	COM	44980X109	863	12,148	SH		DFND	1	12,148	0	0
IPG PHOTONICS CORP	COM	44980X109	203	2,852	SH		SOLE		2,852	0	0
ISHARES	20+ YR TR BD ETF	464287432	893	8,184	SH		SOLE		8,184	0	0
ISHARES	JP MOR EM MK ETF	464288281	388	3,481	SH		SOLE		3,481	0	0
ISHARES	MBS ETF	464288588	519	4,886	SH		SOLE		4,886	0	0
ISHARES	MICRO-CAP ETF	464288869	387	5,000	SH	Put	SOLE		5,000	0	0
ISHARES	MSCI EAFE ETF	464287465	756	11,254	SH		SOLE		11,254	0	0
ISHARES	NASDQ BIOTEC ETF	464287556	236	1,000	SH	Put	SOLE		1,000	0	0
ISHARES	RUSSELL 2000 ETF	464287655	886	7,613	SH		SOLE		7,613	0	0
ISHARES	RUSSELL 2000 ETF	464287655	1,163	10,000	SH	Put	SOLE		10,000	0	0
ITT CORP NEW	COM NEW	450911201	577	13,500	SH		DFND	1	13,500	0	0
ITT CORP NEW	COM NEW	450911201	299	7,000	SH		SOLE		7,000	0	0
J2 GLOBAL INC	COM	48123V102	105	2,097	SH		SOLE		2,097	0	0
J2 GLOBAL INC	COM	48123V102	163	3,261	SH		DFND	2	3,261	0	0
JABIL CIRCUIT INC	COM	466313103	360	20,008	SH		DFND	1	20,008	0	0
JABIL CIRCUIT INC	COM	466313103	36	1,992	SH		SOLE		1,992	0	0
JABIL CIRCUIT INC	COM	466313103	117	6,500	SH	Put	SOLE		6,500	0	0
JAMES RIVER COAL CO	COM NEW	470355207	501	668,632	SH		SOLE		668,632	0	0
JAPAN SMALLER CAPTLZTN FD IN	COM	47109U104	145	16,510	SH		SOLE		16,510	0	0
JOHNSON & JOHNSON	COM	478160104	1,424	14,500	SH		SOLE		14,500	0	0
JOY GLOBAL INC	COM	481165108	1,578	27,203	SH		DFND	1	27,203	0	0
JOY GLOBAL INC	COM	481165108	249	4,297	SH		SOLE		4,297	0	0
JUNIPER NETWORKS INC	COM	48203R104	148	5,733	SH		SOLE		5,733	0	0
JUNIPER NETWORKS INC	COM	48203R104	147	5,710	SH		DFND	2	5,710	0	0
KAR AUCTION SVCS INC	COM	48238T109	1,706	56,211	SH		DFND	1	56,211	0	0
KAR AUCTION SVCS INC	COM	48238T109	965	31,789	SH		SOLE		31,789	0	0
KENNAMETAL INC	COM	489170100	200	4,509	SH		DFND	1	4,509	0	0
KENNAMETAL INC	COM	489170100	22	491	SH		SOLE		491	0	0
KFORCE INC	COM	493732101	104	4,889	SH		SOLE		4,889	0	0
KFORCE INC	COM	493732101	159	7,473	SH		DFND	2	7,473	0	0
KIMBALL INTL INC	CL B	494274103	132	7,310	SH		SOLE		7,310	0	0
KIMBALL INTL INC	CL B	494274103	207	11,426	SH		DFND	2	11,426	0	0
KIMBERLY CLARK CORP	COM	494368103	221	2,000	SH		SOLE		2,000	0	0
KINROSS GOLD CORP	COM NO PAR	496902404	150	36,206	SH		SOLE		36,206	0	0
KODIAK OIL & GAS CORP	COM	50015Q100	18	1,500	SH	Call	SOLE		1,500	0	0
KODIAK OIL & GAS CORP	COM	50015Q100	9,102	749,721	SH		SOLE		749,721	0	0
KRAFT FOODS GROUP INC	COM	50076Q106	693	12,352	SH		SOLE		12,352	0	0
KYTHERA BIOPHARMACEUTICALS I	COM	501570105	357	8,971	SH		SOLE		8,971	0	0
LAREDO PETROLEUM INC	COM	516806106	9,662	373,618	SH		SOLE		373,618	0	0
LAS VEGAS SANDS CORP	COM	517834107	122	1,509	SH		SOLE		1,509	0	0
LAS VEGAS SANDS CORP	COM	517834107	189	2,336	SH		DFND	2	2,336	0	0
LAYNE CHRISTENSEN CO	COM	521050104	376	20,660	SH		DFND	1	20,660	0	0
LAYNE CHRISTENSEN CO	COM	521050104	43	2,340	SH		SOLE		2,340	0	0
LAZARD GLB TTL RET&INCM FD I	COM	52106W103	418	24,035	SH		SOLE		24,035	0	0
LEARNING TREE INTL INC	COM	522015106	206	66,995	SH		SOLE		66,995	0	0
LENNOX INTL INC	COM	526107107	106	1,166	SH		SOLE		1,166	0	0
LENNOX INTL INC	COM	526107107	163	1,789	SH		DFND	2	1,789	0	0
LEVEL 3 COMMUNICATIONS INC	COM NEW	52729N308	107	2,745	SH		SOLE		2,745	0	0
LEVEL 3 COMMUNICATIONS INC	COM NEW	52729N308	166	4,230	SH		DFND	2	4,230	0	0
LEXMARK INTL NEW	CL A	529771107	136	2,945	SH		SOLE		2,945	0	0
LEXMARK INTL NEW	CL A	529771107	212	4,575	SH		DFND	2	4,575	0	0
LGL GROUP INC	*W EXP 08/06/201	50186A116	20	333,490	SH		SOLE		333,490	0	0
LGL GROUP INC	COM	50186A108	184	35,058	SH		SOLE		35,058	0	0
LIBERTY ALL STAR EQUITY FD	SH BEN INT	530158104	473	80,457	SH		SOLE	��	80,457	0	0
LINCOLN EDL SVCS CORP	COM	533535100	155	41,000	SH		SOLE		41,000	0	0
LKQ CORP	COM	501889208	2,052	77,868	SH		DFND	1	77,868	0	0
LKQ CORP	COM	501889208	214	8,132	SH		SOLE		8,132	0	0
LMI AEROSPACE INC	COM	502079106	234	16,600	SH		SOLE		16,600	0	0
LOCKHEED MARTIN CORP	COM	539830109	105	641	SH		SOLE		641	0	0
LOCKHEED MARTIN CORP	COM	539830109	159	975	SH		DFND	2	975	0	0
LUNA INNOVATIONS	COM	550351100	164	111,768	SH		SOLE		111,768	0	0
MAG SILVER CORP	COM	55903Q104	1,535	222,532	SH		DFND	1	222,532	0	0
MAG SILVER CORP	COM	55903Q104	517	74,868	SH		SOLE		74,868	0	0
MAGNA INTL INC	COM	559222401	117	1,213	SH		SOLE		1,213	0	0
MAGNA INTL INC	COM	559222401	178	1,845	SH		DFND	2	1,845	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	2,253	161,643	SH		DFND	1	161,643	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	891	63,925	SH		SOLE		63,925	0	0
MAGNUM HUNTER RES CORP DEL	COM	55973B102	33,405	3,929,982	SH		SOLE		3,929,982	0	0
MAIDEN HOLDINGS LTD	SHS	G5753U112	118	9,490	SH		SOLE		9,490	0	0
MAIDEN HOLDINGS LTD	SHS	G5753U112	180	14,424	SH		DFND	2	14,424	0	0
MANAGEMENT NETWORK GROUP INC	COM NEW	561693201	330	77,083	SH		SOLE		77,083	0	0
MARVELL TECHNOLOGY GROUP LTD	ORD	G5876H105	115	7,293	SH		SOLE		7,293	0	0
MARVELL TECHNOLOGY GROUP LTD	ORD	G5876H105	180	11,415	SH		DFND	2	11,415	0	0
MAST THERAPEUTICS INC	COM	576314108	348	512,476	SH		SOLE		512,476	0	0
MATERION CORP	COM	576690101	873	25,728	SH		DFND	1	25,728	0	0
MATERION CORP	COM	576690101	77	2,272	SH		SOLE		2,272	0	0
MCGRAW HILL FINL INC	COM	580645109	192	2,510	SH		DFND	1	2,510	0	0
MCGRAW HILL FINL INC	COM	580645109	1,979	25,935	SH		SOLE		25,935	0	0
MEASUREMENT SPECIALTIES INC	COM	583421102	430	6,335	SH		DFND	1	6,335	0	0
MEASUREMENT SPECIALTIES INC	COM	583421102	25	365	SH		SOLE		365	0	0
MEDNAX INC	COM	58502B106	703	11,342	SH		SOLE		11,342	0	0
MERCK & CO INC NEW	COM	58933Y105	610	10,748	SH		SOLE		10,748	0	0
METALICO INC	COM	591176102	137	83,800	SH		SOLE		83,800	0	0
METHANEX CORP	COM	59151K108	1,319	20,623	SH		DFND	1	20,623	0	0
METHANEX CORP	COM	59151K108	2,070	32,377	SH		SOLE		32,377	0	0
MFA FINL INC	COM	55272X102	589	76,010	SH		DFND	1	76,010	0	0
MFA FINL INC	COM	55272X102	51	6,600	SH		SOLE		6,600	0	0
MFS MULTIMARKET INCOME TR	SH BEN INT	552737108	191	29,320	SH		SOLE		29,320	0	0
MICRON TECHNOLOGY INC	COM	595112103	106	4,464	SH		SOLE		4,464	0	0
MICRON TECHNOLOGY INC	COM	595112103	164	6,936	SH		DFND	2	6,936	0	0
MICROS SYS INC	COM	594901100	1,285	24,268	SH		DFND	1	24,268	0	0
MICROS SYS INC	COM	594901100	330	6,232	SH		SOLE		6,232	0	0
MICROSOFT CORP	COM	594918104	3,153	76,928	SH		SOLE		76,928	0	0
MOHAWK INDS INC	COM	608190104	110	810	SH		DFND	1	810	0	0
MOHAWK INDS INC	COM	608190104	441	3,243	SH		SOLE		3,243	0	0
MOLYCORP INC DEL	COM	608753109	188	40,000	SH		DFND	1	40,000	0	0
MONDELEZ INTL INC	CL A	609207105	1,228	35,557	SH		SOLE		35,557	0	0
MONTGOMERY STR INCOME SECS I	COM	614115103	250	15,530	SH		SOLE		15,530	0	0
MORGAN STANLEY EM MKTS DM DE	COM	617477104	244	18,590	SH		SOLE		18,590	0	0
MORGAN STANLEY EMER MKTS DEB	COM	61744H105	174	17,570	SH		SOLE		17,570	0	0
MSA SAFETY INC	COM	553498106	443	7,771	SH		DFND	1	7,771	0	0
MSA SAFETY INC	COM	553498106	868	15,229	SH		SOLE		15,229	0	0
NABORS INDUSTRIES LTD	SHS	G6359F103	104	4,233	SH		SOLE		4,233	0	0
NABORS INDUSTRIES LTD	SHS	G6359F103	160	6,501	SH		DFND	2	6,501	0	0
NATIONAL AMERN UNIV HLDGS IN	COM	63245Q105	383	98,400	SH		SOLE		98,400	0	0
NATIONAL OILWELL VARCO INC	COM	637071101	264	3,390	SH		SOLE		3,390	0	0
NATUS MEDICAL INC DEL	COM	639050103	1,494	57,912	SH		DFND	1	57,912	0	0
NATUS MEDICAL INC DEL	COM	639050103	260	10,079	SH		SOLE		10,079	0	0
NATUS MEDICAL INC DEL	COM	639050103	199	7,732	SH		DFND	2	7,732	0	0
NATUZZI S P A	ADR	63905A101	110	38,887	SH		SOLE		38,887	0	0
NCI INC	CL A	62886K104	171	16,123	SH		SOLE		16,123	0	0
NCI INC	CL A	62886K104	268	25,216	SH		DFND	2	25,216	0	0
NEENAH PAPER INC	COM	640079109	1,257	24,306	SH		DFND	1	24,306	0	0
NEENAH PAPER INC	COM	640079109	139	2,694	SH		SOLE		2,694	0	0
NEUROCRINE BIOSCIENCES INC	COM	64125C109	446	27,671	SH		SOLE		27,671	0	0
NEUROMETRIX INC	COM PAR $0.0001	641255302	68	29,000	SH		SOLE		29,000	0	0
NEVSUN RES LTD	COM	64156L101	51	15,000	SH		SOLE		15,000	0	0
NEW YORK CMNTY BANCORP INC	COM	649445103	562	35,000	SH		DFND	1	35,000	0	0
NEW YORK CMNTY BANCORP INC	COM	649445103	835	51,931	SH		SOLE		51,931	0	0
NEWMONT MINING CORP	COM	651639106	593	25,300	SH		SOLE		25,300	0	0
NEWPORT CORP	COM	651824104	1,579	76,369	SH		DFND	1	76,369	0	0
NEWPORT CORP	COM	651824104	178	8,631	SH		SOLE		8,631	0	0
NEXSTAR BROADCASTING GROUP I	CL A	65336K103	225	6,000	SH		DFND	1	6,000	0	0
NOBLE CORP PLC	SHS USD	G65431101	812	24,800	SH		DFND	1	24,800	0	0
NOBLE CORP PLC	SHS USD	G65431101	677	20,678	SH		SOLE		20,678	0	0
NOBLE ENERGY INC	COM	655044105	3,879	54,610	SH		SOLE		54,610	0	0
NORTECH SYS INC	COM	656553104	190	37,794	SH		SOLE		37,794	0	0
NORTHROP GRUMMAN CORP	COM	666807102	158	1,284	SH		SOLE		1,284	0	0
NORTHROP GRUMMAN CORP	COM	666807102	250	2,029	SH		DFND	2	2,029	0	0
NOVARTIS A G	SPONSORED ADR	66987V109	255	3,000	SH		SOLE		3,000	0	0
NPS PHARMACEUTICALS INC	COM	62936P103	775	25,888	SH		SOLE		25,888	0	0
NU SKIN ENTERPRISES INC	CL A	67018T105	663	8,000	SH		DFND	1	8,000	0	0
NUVASIVE INC	COM	670704105	545	14,180	SH		SOLE		14,180	0	0
NUVEEN CR STRATEGIES INCM FD	COM SHS	67073D102	641	67,442	SH		DFND	1	67,442	0	0
NUVEEN CR STRATEGIES INCM FD	COM SHS	67073D102	43	4,558	SH		SOLE		4,558	0	0
NUVEEN DIVER CURRENCY OPPOR	COM	67090N109	232	22,160	SH		SOLE		22,160	0	0
NUVEEN EQUITY PREM ADV FD	COM	6706ET107	253	19,900	SH		SOLE		19,900	0	0
NUVEEN EQUITY PREM INCOME FD	COM	6706ER101	133	10,490	SH		SOLE		10,490	0	0
NUVEEN GLOBAL EQUITY INCOME	COM	6706EH103	277	21,120	SH		SOLE		21,120	0	0
NYMOX PHARMACEUTICAL CORP	COM	67076P102	134	24,585	SH		SOLE		24,585	0	0
NYMOX PHARMACEUTICAL CORP	COM	67076P102	208	38,157	SH		DFND	2	38,157	0	0
OCEAN BIO CHEM INC	COM	674631106	189	61,565	SH		SOLE		61,565	0	0
OCI RES LP	COM UNIT LTD	67081B106	1,280	59,000	SH		DFND	1	59,000	0	0
OIL STS INTL INC	COM	678026105	753	7,637	SH		DFND	1	7,637	0	0
OIL STS INTL INC	COM	678026105	60	613	SH		SOLE		613	0	0
OLIN CORP	COM PAR $1	680665205	385	13,960	SH		DFND	1	13,960	0	0
OLIN CORP	COM PAR $1	680665205	652	23,616	SH		SOLE		23,616	0	0
OMNOVA SOLUTIONS INC	COM	682129101	929	89,507	SH		DFND	1	89,507	0	0
OMNOVA SOLUTIONS INC	COM	682129101	108	10,393	SH		SOLE		10,393	0	0
ON SEMICONDUCTOR CORP	COM	682189105	587	62,409	SH		DFND	1	62,409	0	0
ON SEMICONDUCTOR CORP	COM	682189105	158	16,814	SH		SOLE		16,814	0	0
ON SEMICONDUCTOR CORP	COM	682189105	158	16,840	SH		DFND	2	16,840	0	0
ONCOGENEX PHARMACEUTICALS IN	COM	68230A106	225	19,127	SH		SOLE		19,127	0	0
ONCOTHYREON INC	COM	682324108	99	33,000	SH		SOLE		33,000	0	0
OPEN TEXT CORP	COM	683715106	96	2,004	SH		SOLE		2,004	0	0
OPEN TEXT CORP	COM	683715106	145	3,038	SH		DFND	2	3,038	0	0
OPEXA THERAPEUTICS INC	COM NEW	68372T202	182	97,500	SH		SOLE		97,500	0	0
OPHTHOTECH CORP	COM	683745103	335	9,391	SH		SOLE		9,391	0	0
OPKO HEALTH INC	COM	68375N103	2,627	281,900	SH	Put	SOLE		281,900	0	0
OPTICAL CABLE CORP	COM NEW	683827208	344	89,250	SH		SOLE		89,250	0	0
ORACLE CORP	COM	68389X105	364	8,896	SH		SOLE		8,896	0	0
ORASURE TECHNOLOGIES INC	COM	68554V108	382	47,909	SH		SOLE		47,909	0	0
ORBIT INTL CORP	COM NEW	685559304	69	23,605	SH		SOLE		23,605	0	0
ORIENT PAPER INC	COM NEW	68619F205	99	41,000	SH		SOLE		41,000	0	0
OSHKOSH CORP	COM	688239201	106	1,807	SH		SOLE		1,807	0	0
OSHKOSH CORP	COM	688239201	165	2,802	SH		DFND	2	2,802	0	0
OTELCO INC	CL A NEW	688823301	94	18,547	SH		SOLE		18,547	0	0
OWENS ILL INC	COM NEW	690768403	545	16,110	SH		SOLE		16,110	0	0
OXIGENE INC	COM PAR$.001	691828404	260	69,800	SH		SOLE		69,800	0	0
PACKAGING CORP AMER	COM	695156109	125	1,773	SH		SOLE		1,773	0	0
PACKAGING CORP AMER	COM	695156109	182	2,588	SH		DFND	2	2,588	0	0
PARK CITY GROUP INC	COM NEW	700215304	154	17,000	SH	Put	SOLE		17,000	0	0
PATTERSON UTI ENERGY INC	COM	703481101	112	3,541	SH		SOLE		3,541	0	0
PATTERSON UTI ENERGY INC	COM	703481101	175	5,522	SH		DFND	2	5,522	0	0
PDC ENERGY INC	COM	69327R101	2,019	32,431	SH		SOLE		32,431	0	0
PDI INC	COM	69329V100	422	92,129	SH		SOLE		92,129	0	0
PEABODY ENERGY CORP	COM	704549104	65	4,000	SH	Call	SOLE		4,000	0	0
PEABODY ENERGY CORP	COM	704549104	9,551	584,532	SH		SOLE		584,532	0	0
PENN VA CORP	COM	707882106	72	4,100	SH	Call	SOLE		4,100	0	0
PENN VA CORP	COM	707882106	17,597	1,006,091	SH		SOLE		1,006,091	0	0
PEP BOYS MANNY MOE & JACK	COM	713278109	239	18,783	SH		SOLE		18,783	0	0
PEPSICO INC	COM	713448108	1,591	19,059	SH		SOLE		19,059	0	0
PETROLEO BRASILEIRO SA PETRO	SPONSORED ADR	71654V408	263	20,000	SH	Call	SOLE		20,000	0	0
PFIZER INC	COM	717081103	295	9,179	SH		SOLE		9,179	0	0
PHILLIPS 66	COM	718546104	456	5,911	SH		SOLE		5,911	0	0
PIONEER NAT RES CO	COM	723787107	18,281	97,688	SH		SOLE		97,688	0	0
PIPER JAFFRAY COS	COM	724078100	229	5,000	SH		DFND	1	5,000	0	0
PITNEY BOWES INC	COM	724479100	104	4,004	SH		SOLE		4,004	0	0
PITNEY BOWES INC	COM	724479100	160	6,142	SH		DFND	2	6,142	0	0
POLYONE CORP	COM	73179P106	110	3,000	SH		SOLE		3,000	0	0
POLYONE CORP	COM	73179P106	168	4,596	SH		DFND	2	4,596	0	0
POST HLDGS INC	COM	737446104	299	5,422	SH		SOLE		5,422	0	0
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	263	3,000	SH	Put	SOLE		3,000	0	0
PRIMO WTR CORP	COM	74165N105	86	22,000	SH		SOLE		22,000	0	0
PROCTER & GAMBLE CO	COM	742718109	1,036	12,854	SH		SOLE		12,854	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	316	3,000	SH	Put	SOLE		3,000	0	0
PROSHARES TR	PSHS ULTRA QQQ	74347R206	845	8,500	SH	Put	SOLE		8,500	0	0
PTC INC	COM	69370C100	97	2,731	SH		SOLE		2,731	0	0
PTC INC	COM	69370C100	147	4,141	SH		DFND	2	4,141	0	0
PUTNAM MASTER INTER INCOME T	SH BEN INT	746909100	72	13,920	SH		SOLE		13,920	0	0
QLOGIC CORP	COM	747277101	105	8,220	SH		SOLE		8,220	0	0
QLOGIC CORP	COM	747277101	160	12,560	SH		DFND	2	12,560	0	0
QUESTCOR PHARMACEUTICALS INC	COM	74835Y101	650	10,010	SH		DFND	1	10,010	0	0
QUESTCOR PHARMACEUTICALS INC	COM	74835Y101	147	2,265	SH		SOLE		2,265	0	0
QUESTCOR PHARMACEUTICALS INC	COM	74835Y101	195	3,000	SH	Put	SOLE		3,000	0	0
QUESTCOR PHARMACEUTICALS INC	COM	74835Y101	166	2,557	SH		DFND	2	2,557	0	0
RACKSPACE HOSTING INC	COM	750086100	302	9,200	SH	Put	SOLE		9,200	0	0
RADIAN GROUP INC	COM	750236101	150	10,000	SH	Put	SOLE		10,000	0	0
RAND LOGISTICS INC	COM	752182105	323	46,804	SH		DFND	1	46,804	0	0
RAND LOGISTICS INC	COM	752182105	36	5,196	SH		SOLE		5,196	0	0
RANGE RES CORP	COM	75281A109	23,733	286,040	SH		SOLE		286,040	0	0
RAYTHEON CO	COM NEW	755111507	106	1,076	SH		SOLE		1,076	0	0
RAYTHEON CO	COM NEW	755111507	161	1,632	SH		DFND	2	1,632	0	0
RELIANCE STEEL & ALUMINUM CO	COM	759509102	186	2,630	SH		DFND	1	2,630	0	0
RELIANCE STEEL & ALUMINUM CO	COM	759509102	33	470	SH		SOLE		470	0	0
RENTRAK CORP	COM	760174102	211	3,500	SH	Put	SOLE		3,500	0	0
REPLIGEN CORP	COM	759916109	89	6,893	SH		SOLE		6,893	0	0
REPLIGEN CORP	COM	759916109	137	10,620	SH		DFND	2	10,620	0	0
REPUBLIC AWYS HLDGS INC	COM	760276105	180	19,716	SH		DFND	1	19,716	0	0
REPUBLIC AWYS HLDGS INC	COM	760276105	21	2,284	SH		SOLE		2,284	0	0
RESOLUTE ENERGY CORP	COM	76116A108	8,767	1,217,581	SH		SOLE		1,217,581	0	0
RESTORATION HARDWARE HLDGS I	COM	761283100	221	3,000	SH	Put	SOLE		3,000	0	0
REVLON INC	CL A NEW	761525609	99	3,879	SH		SOLE		3,879	0	0
REVLON INC	CL A NEW	761525609	152	5,930	SH		DFND	2	5,930	0	0
REX ENERGY CORPORATION	COM	761565100	8,287	442,908	SH		SOLE		442,908	0	0
RICHARDSON ELECTRS LTD	COM	763165107	108	10,000	SH		DFND	1	10,000	0	0
RIO TINTO PLC	SPONSORED ADR	767204100	1,563	28,000	SH		SOLE		28,000	0	0
RMG NETWORKS HLDG CORP	COM	74966K102	94	16,650	SH		SOLE		16,650	0	0
ROCKWELL COLLINS INC	COM	774341101	368	4,615	SH		DFND	1	4,615	0	0
ROCKWELL COLLINS INC	COM	774341101	966	12,121	SH		SOLE		12,121	0	0
ROCKWELL MED INC	COM	774374102	644	50,882	SH		SOLE		50,882	0	0
ROSETTA GENOMICS LTD	SHS NEW NIS 0.6	M82183126	237	47,500	SH		SOLE		47,500	0	0
ROYAL GOLD INC	COM	780287108	63	1,000	SH		SOLE		1,000	0	0
ROYAL GOLD INC	COM	780287108	169	2,700	SH	Put	SOLE		2,700	0	0
ROYCE MICRO-CAP TR INC	COM	780915104	170	13,920	SH		SOLE		13,920	0	0
ROYCE VALUE TR INC	COM	780910105	580	36,890	SH		SOLE		36,890	0	0
RSP PERMIAN INC	COM	74978Q105	1,233	42,663	SH		SOLE		42,663	0	0
SAFEGUARD SCIENTIFICS INC	COM NEW	786449207	1,642	74,043	SH		DFND	1	74,043	0	0
SAFEGUARD SCIENTIFICS INC	COM NEW	786449207	1,144	51,575	SH		SOLE		51,575	0	0
SAFEWAY INC	COM NEW	786514208	1,011	27,376	SH		DFND	1	27,376	0	0
SAFEWAY INC	COM NEW	786514208	115	3,124	SH		SOLE		3,124	0	0
SALESFORCE COM INC	COM	79466L302	1,736	30,400	SH	Put	SOLE		30,400	0	0
SANCHEZ ENERGY CORP	COM	79970Y105	15,475	522,270	SH		SOLE		522,270	0	0
SANOFI	SPONSORED ADR	80105N105	209	4,000	SH		SOLE		4,000	0	0
SARATOGA RES INC TEX	COM	803521103	134	99,000	SH		SOLE		99,000	0	0
SCHLUMBERGER LTD	COM	806857108	1,137	11,665	SH		SOLE		11,665	0	0
SCHMITT INDS INC ORE	COM NEW	806870200	297	100,833	SH		SOLE		100,833	0	0
SCHNITZER STL INDS	CL A	806882106	1,095	37,943	SH		DFND	1	37,943	0	0
SCHNITZER STL INDS	CL A	806882106	748	25,915	SH		SOLE		25,915	0	0
SCHULMAN A INC	COM	808194104	113	3,118	SH		SOLE		3,118	0	0
SCHULMAN A INC	COM	808194104	175	4,817	SH		DFND	2	4,817	0	0
SCORPIO TANKERS INC	SHS	Y7542C106	919	92,154	SH		SOLE		92,154	0	0
SEAGATE TECHNOLOGY PLC	SHS	G7945M107	1,632	29,066	SH		DFND	1	29,066	0	0
SEAGATE TECHNOLOGY PLC	SHS	G7945M107	1,962	34,931	SH		SOLE		34,931	0	0
SELECT COMFORT CORP	COM	81616X103	812	44,885	SH		DFND	1	44,885	0	0
SELECT COMFORT CORP	COM	81616X103	279	15,415	SH		SOLE		15,415	0	0
SEMGROUP CORP	CL A	81663A105	411	6,258	SH		DFND	1	6,258	0	0
SERVOTRONICS INC	COM	817732100	285	36,803	SH		SOLE		36,803	0	0
SHIRE PLC	SPONSORED ADR	82481R106	117	786	SH		SOLE		786	0	0
SHIRE PLC	SPONSORED ADR	82481R106	181	1,219	SH		DFND	2	1,219	0	0
SIGMA DESIGNS INC	COM	826565103	138	29,000	SH		SOLE		29,000	0	0
SILGAN HOLDINGS INC	COM	827048109	858	17,317	SH		DFND	1	17,317	0	0
SILGAN HOLDINGS INC	COM	827048109	1,268	25,602	SH		SOLE		25,602	0	0
SILVER STD RES INC	COM	82823L106	95	9,552	SH		SOLE		9,552	0	0
SILVER STD RES INC	COM	82823L106	146	14,716	SH		DFND	2	14,716	0	0
SILVER WHEATON CORP	COM	828336107	735	32,391	SH		DFND	1	32,391	0	0
SILVER WHEATON CORP	COM	828336107	421	18,545	SH		SOLE		18,545	0	0
SINCLAIR BROADCAST GROUP INC	CL A	829226109	1,293	47,713	SH		DFND	1	47,713	0	0
SINCLAIR BROADCAST GROUP INC	CL A	829226109	792	29,250	SH		SOLE		29,250	0	0
SKYWORKS SOLUTIONS INC	COM	83088M102	128	3,417	SH		SOLE		3,417	0	0
SKYWORKS SOLUTIONS INC	COM	83088M102	198	5,287	SH		DFND	2	5,287	0	0
SMART TECHNOLOGIES INC	CL A SUB VTG S	83172R108	108	22,498	SH		SOLE		22,498	0	0
SMART TECHNOLOGIES INC	CL A SUB VTG S	83172R108	167	34,885	SH		DFND	2	34,885	0	0
SMITH & WESSON HLDG CORP	COM	831756101	112	7,674	SH		SOLE		7,674	0	0
SMITH & WESSON HLDG CORP	COM	831756101	177	12,091	SH		DFND	2	12,091	0	0
SMTC CORP	COM NEW	832682207	255	127,994	SH		SOLE		127,994	0	0
SOLARCITY CORP	COM	83416T100	438	7,000	SH	Put	SOLE		7,000	0	0
SONIC AUTOMOTIVE INC	CL A	83545G102	612	27,240	SH		DFND	1	27,240	0	0
SONIC AUTOMOTIVE INC	CL A	83545G102	355	15,781	SH		SOLE		15,781	0	0
SONUS NETWORKS INC	COM	835916107	104	30,826	SH		SOLE		30,826	0	0
SONUS NETWORKS INC	COM	835916107	159	47,103	SH		DFND	2	47,103	0	0
SPANISH BROADCASTING SYS INC	CL A NEW	846425833	74	12,614	SH		SOLE		12,614	0	0
SPARK NETWORKS INC	COM	84651P100	390	74,512	SH		DFND	1	74,512	0	0
SPARK NETWORKS INC	COM	84651P100	42	8,088	SH		SOLE		8,088	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	1,004	5,369	SH		SOLE		5,369	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	4,769	25,500	SH	Put	SOLE		25,500	0	0
SPDR SERIES TRUST	BRCLYS INTL ETF	78464A516	384	6,468	SH		SOLE		6,468	0	0
SPDR SERIES TRUST	S&P DIVID ETF	78464A763	257	3,488	SH		SOLE		3,488	0	0
SPIRIT AEROSYSTEMS HLDGS INC	COM CL A	848574109	1,009	35,799	SH		DFND	1	35,799	0	0
SPIRIT AEROSYSTEMS HLDGS INC	COM CL A	848574109	118	4,201	SH		SOLE		4,201	0	0
SPS COMM INC	COM	78463M107	305	4,970	SH		DFND	1	4,970	0	0
SPS COMM INC	COM	78463M107	33	530	SH		SOLE		530	0	0
STARZ	COM SER A	85571Q102	102	3,173	SH		SOLE		3,173	0	0
STARZ	COM SER A	85571Q102	159	4,917	SH		DFND	2	4,917	0	0
STRYKER CORP	COM	863667101	204	2,499	SH		SOLE		2,499	0	0
SUMMIT FINANCIAL GROUP INC	COM	86606G101	88	8,571	SH		SOLE		8,571	0	0
SUMMIT FINANCIAL GROUP INC	COM	86606G101	135	13,131	SH		DFND	2	13,131	0	0
SUNCOR ENERGY INC NEW	COM	867224107	105	3,000	SH	Call	SOLE		3,000	0	0
SUNCOR ENERGY INC NEW	COM	867224107	350	10,000	SH		SOLE		10,000	0	0
SUNLINK HEALTH SYSTEMS INC	COM	86737U102	434	278,400	SH		SOLE		278,400	0	0
SUPERIOR ENERGY SVCS INC	COM	868157108	322	10,480	SH		SOLE		10,480	0	0
SUPERNUS PHARMACEUTICALS INC	COM	868459108	195	21,772	SH		SOLE		21,772	0	0
SUTRON CORP	COM	869380105	437	80,457	SH		SOLE		80,457	0	0
SWIFT ENERGY CO	COM	870738101	108	10,000	SH	Call	SOLE		10,000	0	0
SWIFT ENERGY CO	COM	870738101	129	12,000	SH		SOLE		12,000	0	0
SYNACOR INC	COM	871561106	104	42,200	SH		SOLE		42,200	0	0
SYNALLOY CP DEL	COM	871565107	282	19,614	SH		DFND	1	19,614	0	0
SYNALLOY CP DEL	COM	871565107	33	2,285	SH		SOLE		2,285	0	0
SYNERGETICS USA INC	COM	87160G107	398	130,458	SH		SOLE		130,458	0	0
SYPRIS SOLUTIONS INC	COM	871655106	237	85,405	SH		SOLE		85,405	0	0
TABLEAU SOFTWARE INC	CL A	87336U105	228	3,000	SH	Put	SOLE		3,000	0	0
TAHOE RES INC	COM	873868103	516	24,375	SH		DFND	1	24,375	0	0
TAHOE RES INC	COM	873868103	56	2,625	SH		SOLE		2,625	0	0
TAMINCO CORP	COM	87509U106	669	31,864	SH		DFND	1	31,864	0	0
TAMINCO CORP	COM	87509U106	365	17,388	SH		SOLE		17,388	0	0
TANDEM DIABETES CARE INC	COM	875372104	302	13,674	SH		SOLE		13,674	0	0
TD AMERITRADE HLDG CORP	COM	87236Y108	1,072	31,568	SH		DFND	1	31,568	0	0
TD AMERITRADE HLDG CORP	COM	87236Y108	106	3,113	SH		SOLE		3,113	0	0
TEEKAY TANKERS LTD	CL A	Y8565N102	74	20,805	SH		SOLE		20,805	0	0
TEEKAY TANKERS LTD	CL A	Y8565N102	115	32,444	SH		DFND	2	32,444	0	0
TELECOMMUNICATION SYS INC	CL A	87929J103	117	51,028	SH		SOLE		51,028	0	0
TENGASCO INC	COM NEW	88033R205	229	450,000	SH		SOLE		450,000	0	0
TESLA MTRS INC	COM	88160R101	292	1,400	SH	Put	SOLE		1,400	0	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	2,604	21,658	SH		SOLE		21,658	0	0
THOMPSON CREEK METALS CO INC	COM	884768102	44	20,000	SH	Call	SOLE		20,000	0	0
TITAN INTL INC ILL	COM	88830M102	301	15,859	SH		DFND	1	15,859	0	0
TITAN INTL INC ILL	COM	88830M102	46	2,441	SH		SOLE		2,441	0	0
TITAN MACHY INC	COM	88830R101	1,084	69,206	SH		DFND	1	69,206	0	0
TITAN MACHY INC	COM	88830R101	227	14,494	SH		SOLE		14,494	0	0
TOWER INTL INC	COM	891826109	406	14,903	SH		DFND	1	14,903	0	0
TOWER INTL INC	COM	891826109	146	5,352	SH		SOLE		5,352	0	0
TOWER INTL INC	COM	891826109	172	6,301	SH		DFND	2	6,301	0	0
TOWERSTREAM CORP	COM	892000100	32	13,533	SH		DFND	1	13,533	0	0
TRANSCAT INC	COM	893529107	184	19,649	SH		SOLE		19,649	0	0
TRANSCEPT PHARMACEUTICALS IN	COM	89354M106	95	31,000	SH		SOLE		31,000	0	0
TRAVELERS COMPANIES INC	COM	89417E109	2,060	24,204	SH		SOLE		24,204	0	0
TRC COS INC	COM	872625108	103	15,482	SH		SOLE		15,482	0	0
TRIANGLE PETE CORP	COM NEW	89600B201	4,763	578,037	SH		SOLE		578,037	0	0
TRINITY BIOTECH PLC	SPON ADR NEW	896438306	1,573	64,917	SH		DFND	1	64,917	0	0
TRINITY BIOTECH PLC	SPON ADR NEW	896438306	1,649	68,053	SH		SOLE		68,053	0	0
TRINITY INDS INC	COM	896522109	195	2,710	SH		SOLE		2,710	0	0
TRINITY INDS INC	COM	896522109	370	5,137	SH		DFND	2	5,137	0	0
TRIO TECH INTL	COM NEW	896712205	75	23,432	SH		SOLE		23,432	0	0
TRIPADVISOR INC	COM	896945201	408	4,500	SH	Put	SOLE		4,500	0	0
TRIUMPH GROUP INC NEW	COM	896818101	2,935	45,453	SH		DFND	1	45,453	0	0
TRIUMPH GROUP INC NEW	COM	896818101	1,108	17,163	SH		SOLE		17,163	0	0
TRONOX LTD	SHS CL A	Q9235V101	1,818	76,502	SH		DFND	1	76,502	0	0
TRONOX LTD SHS	CL A	Q9235V101	1,839	77,350	SH		SOLE		77,350	0	0
TSAKOS ENERGY NAVIGATION LTD	SHS	G9108L108	111	14,318	SH		SOLE		14,318	0	0
TSAKOS ENERGY NAVIGATION LTD	SHS	G9108L108	173	22,247	SH		DFND	2	22,247	0	0
TSR INC	COM NEW	872885207	129	38,296	SH		SOLE		38,296	0	0
TURQUOISE HILL RES LTD	COM	900435108	33	10,000	SH	Call	SOLE		10,000	0	0
TWIN DISC INC	COM	901476101	1,102	41,836	SH		DFND	1	41,836	0	0
TWIN DISC INC	COM	901476101	70	2,664	SH		SOLE		2,664	0	0
U S ENERGY CORP WYO	COM	911805109	170	35,772	SH		SOLE		35,772	0	0
U S ENERGY CORP WYO	COM	911805109	167	35,075	SH		DFND	2	35,075	0	0
U.S. AUTO PARTS NETWORK INC	COM	90343C100	294	96,204	SH		SOLE		96,204	0	0
UBIQUITI NETWORKS INC	COM	90347A100	103	2,263	SH		SOLE		2,263	0	0
UBIQUITI NETWORKS INC	COM	90347A100	157	3,457	SH		DFND	2	3,457	0	0
ULTIMATE SOFTWARE GROUP INC	COM	90385D107	466	3,400	SH	Put	SOLE		3,400	0	0
ULTRA CLEAN HLDGS INC	COM	90385V107	1,753	133,315	SH		DFND	1	133,315	0	0
ULTRA CLEAN HLDGS INC	COM	90385V107	943	71,685	SH		SOLE		71,685	0	0
UNDER ARMOUR INC	CL A	904311107	573	5,000	SH	Put	SOLE		5,000	0	0
UNITEDHEALTH GROUP INC	COM	91324P102	1,112	13,568	SH		SOLE		13,568	0	0
USA COMPRESSION PARTNERS LP	COMUNIT LTDPAR	90290N109	695	26,500	SH		DFND	1	26,500	0	0
USANA HEALTH SCIENCES INC	COM	90328M107	102	1,360	SH		SOLE		1,360	0	0
USANA HEALTH SCIENCES INC	COM	90328M107	156	2,065	SH		DFND	2	2,065	0	0
VALE S A	ADR	91912E105	1,026	74,200	SH		SOLE		74,200	0	0
VALERO ENERGY CORP NEW	COM	91913Y100	110	2,069	SH		SOLE		2,069	0	0
VALERO ENERGY CORP NEW	COM	91913Y100	171	3,214	SH		DFND	2	3,214	0	0
VANGUARD INDEX FDS	REIT ETF	922908553	389	5,510	SH		SOLE		5,510	0	0
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	747	7,660	SH		SOLE		7,660	0	0
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	323	7,950	SH		SOLE		7,950	0	0
VASCO DATA SEC INTL INC	COM	92230Y104	109	14,500	SH		SOLE		14,500	0	0
VENAXIS INC	COM	92262A107	366	139,000	SH		SOLE		139,000	0	0
VERTEX PHARMACEUTICALS INC	COM	92532F100	227	3,216	SH		SOLE		3,216	0	0
VICON INDS INC	COM	925811101	173	49,140	SH		SOLE		49,140	0	0
VIEWTRAN GROUP INC	USD ORD SHS	G9363W104	1,105	470,061	SH		DFND	1	470,061	0	0
VIEWTRAN GROUP INC	USD ORD SHS	G9363W104	143	60,939	SH		SOLE		60,939	0	0
VIRTUALSCOPICS INC	COM NEW	928269208	184	44,323	SH		SOLE		44,323	0	0
WABASH NATL CORP	NOTE 3.375% 5/0	929566AH0	70	50,000	PRN		DFND	1	50,000	0	0
WABASH NATL CORP	NOTE 3.375% 5/0	929566AH0	70	50,000	PRN		SOLE		50,000	0	0
WABCO HLDGS INC	COM	92927K102	1,061	10,048	SH		DFND	1	10,048	0	0
WABCO HLDGS INC	COM	92927K102	100	952	SH		SOLE		952	0	0
WAL-MART STORES INC	COM	931142103	1,951	25,527	SH		SOLE		25,527	0	0
WALTER ENERGY INC	COM	93317Q105	3,360	444,490	SH		SOLE		444,490	0	0
WARREN RES INC	COM	93564A100	90	18,700	SH		SOLE		18,700	0	0
WELLPOINT INC	COM	94973V107	1,051	10,553	SH		SOLE		10,553	0	0
WESTERN DIGITAL CORP	COM	958102105	110	1,195	SH		SOLE		1,195	0	0
WESTERN DIGITAL CORP	COM	958102105	168	1,833	SH		DFND	2	1,833	0	0
WESTERN UN CO	COM	959802109	610	37,264	SH		DFND	1	37,264	0	0
WESTERN UN CO	COM	959802109	787	48,079	SH		SOLE		48,079	0	0
WET SEAL INC	CL A	961840105	218	165,220	SH		SOLE		165,220	0	0
WEYERHAEUSER CO	COM	962166104	205	7,000	SH		SOLE		7,000	0	0
WHITING PETE CORP NEW	COM	966387102	18,907	272,478	SH		SOLE		272,478	0	0
WILLIAMS CLAYTON ENERGY INC	COM	969490101	64,136	567,526	SH		SOLE		567,526	0	0
WILLIS GROUP HOLDINGS PUBLIC	SHS	G96666105	593	13,430	SH		DFND	1	13,430	0	0
WILLIS GROUP HOLDINGS PUBLIC	SHS	G96666105	69	1,570	SH		SOLE		1,570	0	0
WORKDAY INC	CL A	98138H101	102	1,119	SH		SOLE		1,119	0	0
WORKDAY INC	CL A	98138H101	823	9,000	SH	Put	SOLE		9,000	0	0
WORKDAY INC	CL A	98138H101	156	1,711	SH		DFND	2	1,711	0	0
WPCS INTL INC	COM PAR $.0001	92931L302	29	18,898	SH		SOLE		18,898	0	0
WYNN RESORTS LTD	COM	983134107	103	465	SH		SOLE		465	0	0
WYNN RESORTS LTD	COM	983134107	157	706	SH		DFND	2	706	0	0
XYLEM INC	COM	98419M100	820	22,511	SH		DFND	1	22,511	0	0
XYLEM INC	COM	98419M100	163	4,489	SH		SOLE		4,489	0	0
YAMANA GOLD INC	COM	98462Y100	44	5,000	SH	Call	SOLE		5,000	0	0
YAMANA GOLD INC	COM	98462Y100	244	27,838	SH		SOLE		27,838	0	0
ZAGG INC	COM	98884U108	92	20,000	SH		SOLE		20,000	0	0
ZIMMER HLDGS INC	COM	98956P102	267	2,822	SH		DFND	1	2,822	0	0
ZIMMER HLDGS INC	COM	98956P102	604	6,385	SH		SOLE		6,385	0	0
ZIOPHARM ONCOLOGY INC	COM	98973P101	87	18,970	SH		SOLE		18,970	0	0
ZIOPHARM ONCOLOGY INC	COM	98973P101	135	29,414	SH		DFND	2	29,414	0	0