The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 631 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 281 | 83,170 | SH | SOLE | 83,170 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 190 | 36,680 | SH | SOLE | 36,680 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 221 | 26,620 | SH | SOLE | 26,620 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 122 | 12,680 | SH | SOLE | 12,680 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 965 | 830 | SH | SOLE | 800 | 0 | 30 | ||
ALTRA INDL MOTION CORP | COM | 02208R106 | 219 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 685 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 264 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
ANTERO RESOURCES CORP | COM | 03674X106 | 18 | 25,333 | SH | SOLE | 25,333 | 0 | 0 | ||
ANTERO RESOURCES CORP | COM | 03674X106 | 15 | 21,000 | SH | Call | SOLE | 21,000 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 545 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 250 | 24,245 | SH | SOLE | 21,480 | 0 | 2,765 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 233 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,887 | 21,259 | SH | SOLE | 16,500 | 0 | 4,759 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 272 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BERRY GLOBAL GROUP INC | COM | 08579W103 | 206 | 6,100 | SH | SOLE | 6,100 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 255 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | 436 | 52,650 | SH | SOLE | 52,650 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 420 | 93,340 | SH | SOLE | 93,340 | 0 | 0 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 255 | 50,690 | SH | SOLE | 50,690 | 0 | 0 | ||
BWX TECHNOLOGIES INC | COM | 05605H100 | 219 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 106 | 194,109 | SH | SOLE | 194,109 | 0 | 0 | ||
CAMPBELL SOUP CO | COM | 134429109 | 2,052 | 44,450 | SH | SOLE | 0 | 0 | 44,450 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 164 | 31,320 | SH | SOLE | 31,320 | 0 | 0 | ||
CENOVUS ENERGY INC | COM | 15135U109 | 319 | 157,800 | SH | Call | SOLE | 157,800 | 0 | 0 | |
CENOVUS ENERGY INC | COM | 15135U109 | 27 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
CENTURY CASINOS INC | COM | 156492100 | 25 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
CIMAREX ENERGY CO | COM | 171798101 | 518 | 30,754 | SH | SOLE | 30,754 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 632 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 664 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CONCHO RES INC | COM | 20605P101 | 288 | 6,712 | SH | SOLE | 6,712 | 0 | 0 | ||
COPART INC | COM | 217204106 | 2,809 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
DAVITA INC | COM | 23918K108 | 2,548 | 33,500 | SH | SOLE | 33,500 | 0 | 0 | ||
DAWSON GEOPHYSICAL CO NEW | COM | 239360100 | 83 | 85,500 | SH | SOLE | 85,500 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 576 | 21,967 | SH | SOLE | 21,967 | 0 | 0 | ||
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 354 | 40,300 | SH | SOLE | 40,300 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 425 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 560 | 121,719 | SH | SOLE | 0 | 0 | 121,719 | ||
ENERPLUS CORP | COM | 292766102 | 6 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
ENERPLUS CORP | COM | 292766102 | 31 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 145 | 10,162 | SH | SOLE | 0 | 0 | 10,162 | ||
F M C CORP | COM NEW | 302491303 | 245 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 496 | 2,975 | SH | SOLE | 2,800 | 0 | 175 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 596 | 4,897 | SH | SOLE | 4,897 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 368 | 24,840 | SH | SOLE | 24,840 | 0 | 0 | ||
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 214 | 24,760 | SH | SOLE | 24,760 | 0 | 0 | ||
GAIA INC NEW | CL A | 36269P104 | 426 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 207 | 7,540 | SH | SOLE | 7,540 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 426 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 | 563 | 5,590 | SH | SOLE | 5,590 | 0 | 0 | ||
HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 | 158 | 20,977 | SH | SOLE | 20,977 | 0 | 0 | ||
HIGHPOINT RES CORP | COM | 43114K108 | 41 | 215,300 | SH | SOLE | 215,300 | 0 | 0 | ||
INVESCO EXCHANGE-TRADED FD T | RUSEL 1000 EQL | 46138E420 | 350 | 14,425 | SH | SOLE | 0 | 0 | 14,425 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 365 | 10,693 | SH | SOLE | 0 | 0 | 10,693 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 794 | 4,808 | SH | SOLE | 0 | 0 | 4,808 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 462 | 3,802 | SH | SOLE | 0 | 0 | 3,802 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 563 | 5,070 | SH | SOLE | 5,070 | 0 | 0 | ||
ISHARES TR | TRS FLT RT BD | 46434V860 | 456 | 9,060 | SH | SOLE | 9,060 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 347 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 194 | 27,490 | SH | SOLE | 27,490 | 0 | 0 | ||
JMP GROUP LLC | COM | 46629U107 | 38 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 393 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
KAR AUCTION SVCS INC | COM | 48238T109 | 196 | 16,315 | SH | SOLE | 16,315 | 0 | 0 | ||
KEARNY FINL CORP MD | COM | 48716P108 | 331 | 38,500 | SH | SOLE | 38,500 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 150 | 10,775 | SH | SOLE | 0 | 0 | 10,775 | ||
KINROSS GOLD CORP | COM | 496902404 | 60 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 207 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
LAZARD GLOBAL TOTAL RETURN & | COM | 52106W103 | 212 | 17,610 | SH | SOLE | 17,610 | 0 | 0 | ||
MAG SILVER CORP | COM | 55903Q104 | 768 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 302 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 313 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
METHANEX CORP | COM | 59151K108 | 167 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 104 | 12,490 | SH | SOLE | 12,490 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,577 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MOHAWK INDS INC | COM | 608190104 | 229 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 601 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 214 | 18,390 | SH | SOLE | 18,390 | 0 | 0 | ||
NEW GOLD INC CDA | COM | 644535106 | 51 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
NEXGEN ENERGY LTD | COM | 65340P106 | 74 | 102,000 | SH | SOLE | 102,000 | 0 | 0 | ||
NOBLE ENERGY INC | COM | 655044105 | 510 | 84,410 | SH | SOLE | 84,410 | 0 | 0 | ||
NORTHERN DYNASTY MINERALS LT | COM NEW | 66510M204 | 173 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 47 | 71,000 | SH | Call | SOLE | 71,000 | 0 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 339 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 163 | 14,970 | SH | SOLE | 14,970 | 0 | 0 | ||
NUVERRA ENVIRONMENTAL SOLUTI | COM PAR | 67091K302 | 35 | 25,256 | SH | SOLE | 25,256 | 0 | 0 | ||
ORION ENGINEERED CARBONS S A | COM | L72967109 | 320 | 42,900 | SH | SOLE | 42,900 | 0 | 0 | ||
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 112 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
PARSLEY ENERGY INC | CL A | 701877102 | 555 | 96,920 | SH | SOLE | 96,920 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 460 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 841 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 898 | 12,802 | SH | SOLE | 12,802 | 0 | 0 | ||
PRETIUM RES INC | COM | 74139C102 | 493 | 87,000 | SH | SOLE | 87,000 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 506 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
RANGE RES CORP | COM | 75281A109 | 41 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
REEDS INC | COM | 758338107 | 55 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 144 | 17,880 | SH | SOLE | 17,880 | 0 | 0 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 191 | 34,270 | SH | SOLE | 34,270 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 280 | 28,930 | SH | SOLE | 28,930 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 1,884 | 7,690 | SH | SOLE | 7,690 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 440 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 351 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
SOURCE CAP INC | COM | 836144105 | 409 | 13,330 | SH | SOLE | 13,330 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 369 | 2,492 | SH | SOLE | 0 | 0 | 2,492 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,696 | 22,100 | SH | Put | SOLE | 22,100 | 0 | 0 | |
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 562 | 6,130 | SH | SOLE | 6,130 | 0 | 0 | ||
STAMPS COM INC | COM NEW | 852857200 | 520 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
TECNOGLASS INC | SHS | G87264100 | 147 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 305 | 17,130 | SH | SOLE | 17,130 | 0 | 0 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 277 | 18,520 | SH | SOLE | 18,520 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 794 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 37 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 397 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
TSAKOS ENERGY NAVIGATION LTD | SHS | G9108L108 | 98 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
ULTRA CLEAN HLDGS INC | COM | 90385V107 | 404 | 29,250 | SH | SOLE | 29,250 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 748 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 822 | 3,472 | SH | SOLE | 0 | 0 | 3,472 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 457 | 3,472 | SH | SOLE | 0 | 0 | 3,472 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 239 | 2,071 | SH | SOLE | 0 | 0 | 2,071 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 376 | 2,918 | SH | SOLE | 0 | 0 | 2,918 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 441 | 7,070 | SH | SOLE | 7,070 | 0 | 0 | ||
VERMILION ENERGY INC | COM | 923725105 | 72 | 23,200 | SH | SOLE | 23,200 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 322 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 153 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 84 | 10,950 | SH | SOLE | 10,950 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 423 | 92,860 | SH | SOLE | 92,860 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 636 | 5,598 | SH | SOLE | 5,598 | 0 | 0 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 110 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 496 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
WHITING PETE CORP NEW | COM NEW | 966387409 | 65 | 96,347 | SH | SOLE | 96,347 | 0 | 0 | ||
WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 | 494 | 19,670 | SH | SOLE | 19,670 | 0 | 0 | ||
WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | 356 | 4,399 | SH | SOLE | 0 | 0 | 4,399 | ||
WPX ENERGY INC | COM | 98212B103 | 571 | 187,267 | SH | SOLE | 187,267 | 0 | 0 |