Item 1. | |
(a) | Name of issuer:
Walmart Inc. |
(b) | Address of issuer's principal executive
offices:
702 S.W. 8th Street, Bentonville, Arkansas, 72716 |
Item 2. | |
(a) | Name of person filing:
S. Robson Walton;
John T. Walton Estate Trust;
Jim C. Walton; and
Alice L. Walton |
(b) | Address or principal business office or, if
none, residence:
The principal business office of each person named in Item 2(a) above is P.O. Box 1860, Bentonville, Arkansas 72712. |
(c) | Citizenship:
Each individual filing this Schedule 13G is a citizen of the United States. The John T. Walton Estate Trust is subject to and governed by United States Federal and State laws. |
(d) | Title of class of securities:
Common Stock |
(e) | CUSIP No.:
931142103 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
See Exhibit 1 hereto. |
(b) | Percent of class:
See Exhibit 1 hereto. % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
See Exhibit 1 hereto.
|
| (ii) Shared power to vote or to direct the
vote:
See Exhibit 1 hereto.
|
| (iii) Sole power to dispose or to direct the
disposition of:
See Exhibit 1 hereto.
|
| (iv) Shared power to dispose or to direct the
disposition of:
See Exhibit 1 hereto.
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
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Ownership of 5 percent or less of a class |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
If any other person is known to have the right to receive or the power to direct
the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to
that effect should be included in response to this item and, if such interest relates to more
than 5 percent of the class, such person should be identified. A listing of the shareholders of
an investment company registered under the Investment Company Act of 1940 or the beneficiaries
of employee benefit plan, pension fund or endowment fund is not required.
As a result of the events described in Exhibit 1 - Item 4 hereto, Walton Enterprises, LLC and Walton Family Holdings Trust have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by each such entity. |
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members
of the Group. |
|
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so
indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of
each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or
§240.13d-1(d), attach an exhibit stating the identity of each member of the group.
See Exhibit 1 - Item 8 hereto. |
Item 9. | Notice of Dissolution of Group. |
|
Notice of dissolution of a group may be furnished as an exhibit stating the date
of the dissolution and that all further filings with respect to transactions in the security
reported on will be filed, if required, by members of the group, in their individual capacity.
See Item 5.
See Exhibit 1 - Item 9 hereto. |