Condensed Combining Financial Information | Condensed Combining Financial Information Crown Cork & Seal Company, Inc. (Issuer), a 100% owned subsidiary, has $350 principal amount of 7.375% senior notes due 2026 and $64 principal amount of 7.5% senior notes due 2096 outstanding that are fully and unconditionally guaranteed by Crown Holdings, Inc. (Parent). No other subsidiary guarantees the debt. The following condensed combining financial statements: • statements of comprehensive income for the three and nine months ended September 30, 2015 and 2014 , • balance sheets as of September 30, 2015 and December 31, 2014 , and • statements of cash flows for the nine months ended September 30, 2015 and 2014 are presented on the following pages to comply with the Company’s requirements under Rule 3-10 of Regulation S-X. CONDENSED COMBINING STATEMENT OF COMPREHENSIVE INCOME For the three months ended September 30, 2015 (in millions) Parent Issuer Non- Guarantors Eliminations Total Company Net sales $ 2,460 $ 2,460 Cost of products sold, excluding depreciation and amortization 1,984 1,984 Depreciation and amortization 61 61 Gross profit 415 415 Selling and administrative expense $ 3 91 94 Restructuring and other 40 40 Net interest expense 25 39 64 Foreign exchange 9 9 Income/(loss) before income taxes (28 ) 236 208 Provision for / (benefit from) income taxes (15 ) 63 48 Equity earnings / (loss) in affiliates $ 141 110 $ (251 ) — Net income 141 97 173 (251 ) 160 Net income attributable to noncontrolling interests (19 ) (19 ) Net income attributable to Crown Holdings $ 141 $ 97 $ 154 $ (251 ) $ 141 Comprehensive income $ 9 $ 35 $ 38 $ (57 ) $ 25 Comprehensive income attributable to noncontrolling interests (16 ) (16 ) Comprehensive income attributable to Crown Holdings $ 9 $ 35 $ 22 $ (57 ) $ 9 CONDENSED COMBINING STATEMENT OF COMPREHENSIVE INCOME For the three months ended September 30, 2014 (in millions) Parent Issuer Non- Guarantors Eliminations Total Company Net sales $ 2,594 $ 2,594 Cost of products sold, excluding depreciation and amortization 2,119 2,119 Depreciation and amortization 53 53 Gross profit 422 422 Selling and administrative expense $ 2 93 95 Restructuring and other 8 8 Loss from early extinguishment of debt 34 34 Net interest expense 23 39 62 Foreign exchange (2 ) (2 ) Income/(loss) before income taxes (25 ) 250 225 Provision for / (benefit from) income taxes (7 ) (34 ) (41 ) Equity earnings / (loss) in affiliates $ 244 245 $ (489 ) — Net income 244 227 284 (489 ) 266 Net income attributable to noncontrolling interests (22 ) (22 ) Net income attributable to Crown Holdings $ 244 $ 227 $ 262 $ (489 ) $ 244 Comprehensive income $ 121 $ 104 $ 160 $ (243 ) $ 142 Comprehensive income attributable to noncontrolling interests (21 ) (21 ) Comprehensive income attributable to Crown Holdings $ 121 $ 104 $ 139 $ (243 ) $ 121 CONDENSED COMBINING STATEMENT OF COMPREHENSIVE INCOME For the nine months ended September 30, 2015 (in millions) Parent Issuer Non- Eliminations Total Net sales $ 6,735 $ 6,735 Cost of products sold, excluding depreciation and amortization 5,487 5,487 Depreciation and amortization 174 174 Gross profit 1,074 1,074 Selling and administrative expense $ 8 283 291 Restructuring and other 57 57 Loss from early extinguishment of debt 9 9 Net interest expense 76 118 194 Foreign exchange 14 14 Income/(loss) before income taxes (84 ) 593 509 Provision for / (benefit from) income taxes (24 ) 158 134 Equity earnings / (loss) in affiliates $ 327 298 $ (625 ) — Net income 327 238 435 (625 ) 375 Net income attributable to noncontrolling interests (48 ) (48 ) Net income attributable to Crown Holdings $ 327 $ 238 $ 387 $ (625 ) $ 327 Comprehensive income $ 3 $ 73 $ 106 $ (136 ) $ 46 Comprehensive income attributable to noncontrolling interests (43 ) (43 ) Comprehensive income attributable to Crown Holdings $ 3 $ 73 $ 63 $ (136 ) $ 3 CONDENSED COMBINING STATEMENT OF COMPREHENSIVE INCOME For the nine months ended September 30, 2014 (in millions) Parent Issuer Non- Eliminations Total Net sales $ 6,970 $ 6,970 Cost of products sold, excluding depreciation and amortization 5,740 5,740 Depreciation and amortization 135 135 Gross profit 1,095 1,095 Selling and administrative expense $ 7 295 302 Restructuring and other 14 77 91 Loss from early extinguishment of debt 34 34 Net interest expense 70 113 183 Foreign exchange 4 4 Income/(loss) before income taxes (91 ) 572 481 Provision for / (benefit from) income taxes (16 ) 58 42 Equity earnings / (loss) in affiliates $ 374 436 $ (810 ) — Net income 374 361 514 (810 ) 439 Net income attributable to noncontrolling interests (65 ) (65 ) Net income attributable to Crown Holdings $ 374 $ 361 $ 449 $ (810 ) $ 374 Comprehensive Income $ 293 $ 280 $ 435 $ (648 ) $ 360 Comprehensive income attributable to noncontrolling interests (67 ) (67 ) Comprehensive income attributable to Crown Holdings $ 293 $ 280 $ 368 $ (648 ) $ 293 CONDENSED COMBINING BALANCE SHEET As of September 30, 2015 (in millions) Parent Issuer Non- Guarantors Eliminations Total Company Assets Current assets Cash and cash equivalents $ 466 $ 466 Receivables, net 1,183 1,183 Inventories 1,302 1,302 Prepaid expenses and other current assets $ 1 $ 67 243 311 Total current assets 1 67 3,194 3,262 Intercompany debt receivables 3,786 $ (3,786 ) — Investments 3,064 2,474 (5,538 ) — Goodwill and intangible assets 3,664 3,664 Property, plant and equipment, net 2,614 2,614 Other non-current assets 397 292 689 Total $ 3,065 $ 2,938 $ 13,550 $ (9,324 ) $ 10,229 Liabilities and equity Current liabilities Short-term debt $ 61 $ 61 Current maturities of long-term debt 142 142 Accounts payable and accrued liabilities $ 19 $ 41 2,467 2,527 Total current liabilities 19 41 2,670 2,730 Long-term debt, excluding current maturities 412 5,196 5,608 Long-term intercompany debt 2,906 880 $ (3,786 ) — Postretirement and pension liabilities 786 786 Other non-current liabilities 297 375 672 Commitments and contingent liabilities Noncontrolling interests 293 293 Crown Holdings shareholders’ equity/(deficit) 140 1,308 4,230 (5,538 ) 140 Total equity/(deficit) 140 1,308 4,523 (5,538 ) 433 Total $ 3,065 $ 2,938 $ 13,550 $ (9,324 ) $ 10,229 CONDENSED COMBINING BALANCE SHEET As of December 31, 2014 (in millions) Parent Issuer Non- Guarantors Eliminations Total Company Assets Current assets Cash and cash equivalents $ 965 $ 965 Receivables, net 1,031 1,031 Inventories 1,324 1,324 Prepaid expenses and other current assets $ 1 $ 69 186 256 Assets held for sale 48 48 Total current assets 1 69 3,554 3,624 Intercompany debt receivables 2,885 $ (2,885 ) — Investments 2,199 2,350 (4,549 ) — Goodwill and intangible assets 2,926 2,926 Property, plant and equipment, net 2,437 2,437 Other non-current assets 397 324 721 Total $ 2,200 $ 2,816 $ 12,126 $ (7,434 ) $ 9,708 Liabilities and equity Current liabilities Short-term debt $ 75 $ 75 Current maturities of long-term debt 177 177 Accounts payable and accrued liabilities $ 20 $ 35 2,596 2,651 Liabilities related to assets held for sale 23 23 Total current liabilities 20 35 2,871 2,926 Long-term debt, excluding current maturities 412 4,595 5,007 Long-term intercompany debt 2,061 824 $ (2,885 ) — Postretirement and pension liabilities 871 871 Other non-current liabilities 310 207 517 Commitments and contingent liabilities Noncontrolling interests 268 268 Crown Holdings shareholders’ equity/(deficit) 119 1,235 3,314 (4,549 ) 119 Total equity/(deficit) 119 1,235 3,582 (4,549 ) 387 Total $ 2,200 $ 2,816 $ 12,126 $ (7,434 ) $ 9,708 CONDENSED COMBINING STATEMENT OF CASH FLOWS For the nine months ended September 30, 2015 (in millions) Parent Issuer Non- Guarantors Eliminations Total Company Net cash provided by/(used for) operating activities $ 24 $ (65 ) $ 356 $ 315 Cash flows from investing activities Capital expenditures (176 ) (176 ) Purchase of business (1,207 ) (1,207 ) Proceeds from sale of property, plant and equipment 3 3 Proceeds from sale of business 33 33 Intercompany investing activities (865 ) 9 865 $ (9 ) — Net investment hedge settlements (11 ) (11 ) Other (16 ) (16 ) Net cash provided by/(used for) investing activities (865 ) 9 (509 ) (9 ) (1,374 ) Cash flows from financing activities Proceeds from long-term debt 1,435 1,435 Payments of long-term debt (780 ) (780 ) Net change in revolving credit facility and short-term debt 34 34 Net change in long-term intercompany balances 845 56 (901 ) — Debt issue costs (18 ) (18 ) Common stock issued 5 5 Common stock repurchased (9 ) (9 ) Dividends paid (9 ) 9 — Contributions from noncontrolling interests 3 3 Dividend paid to noncontrolling interests (21 ) (21 ) Foreign exchange derivatives related to debt (38 ) (38 ) Net cash provided by/(used for) financing activities 841 56 (295 ) 9 611 Effect of exchange rate changes on cash and cash equivalents (51 ) (51 ) Net change in cash and cash equivalents — — (499 ) — (499 ) Cash and cash equivalents at January 1 965 965 Cash and cash equivalents at September 30 $ — $ — $ 466 $ — $ 466 ONDENSED COMBINING STATEMENT OF CASH FLOWS For the nine months ended September 30, 2014 (in millions) Parent Issuer Non- Guarantors Eliminations Total Company Net cash provided by/(used for) operating activities $ 14 $ (72 ) $ 67 $ 9 Cash flows from investing activities Capital expenditures (212 ) (212 ) Purchase of business (733 ) (733 ) Proceeds from sale of property, plant and equipment 9 9 Proceeds from sale of business 22 22 Intercompany investing activities (941 ) 51 941 $ (51 ) — Other 2 2 Net cash provided by/(used for) investing activities (941 ) 51 29 (51 ) (912 ) Cash flows from financing activities Proceeds from long-term debt 2,742 2,742 Payments of long-term debt (1,720 ) (1,720 ) Net change in revolving credit facility and short-term debt (232 ) (232 ) Net change in long-term intercompany balances 918 21 (939 ) — Debt issue costs (41 ) (41 ) Common stock issued 11 11 Common stock repurchased (2 ) (2 ) Dividends paid (51 ) 51 — Purchase of noncontrolling interests (93 ) (93 ) Dividend paid to noncontrolling interests (45 ) (45 ) Foreign exchange derivatives related to debt (14 ) (14 ) Net cash provided by/(used for) financing activities 927 21 (393 ) 51 606 Effect of exchange rate changes on cash and cash equivalents (12 ) (12 ) Net change in cash and cash equivalents — — (309 ) — (309 ) Cash and cash equivalents at January 1 689 689 Cash and cash equivalents at September 30 $ — $ — $ 380 $ — $ 380 Crown Americas, LLC, Crown Americas Capital Corp. II and Crown Americas Capital Corp. III (collectively, the Issuers), 100% owned subsidiaries of the Company, have outstanding $700 principal amount of 6.25% senior notes due 2021 and $1,000 principal amount of 4.5% senior notes due 2023 , which are fully and unconditionally guaranteed by Crown Holdings, Inc. (Parent) and substantially all subsidiaries in the United States. The guarantors are wholly owned by the Company and the guarantees are made on a joint and several basis. The following condensed combining financial statements: • statements of comprehensive income for the three and nine months ended September 30, 2015 and 2014 , • balance sheets as of September 30, 2015 and December 31, 2014 , and • statements of cash flows for the nine months ended September 30, 2015 and 2014 are presented on the following pages to comply with the Company’s requirements under Rule 3-10 of Regulation S-X. CONDENSED COMBINING STATEMENT OF COMPREHENSIVE INCOME For the three months ended September 30, 2015 (in millions) Parent Issuer Guarantors Non- Guarantors Eliminations Total Company Net sales $ 527 $ 1,933 $ 2,460 Cost of products sold, excluding depreciation and amortization 415 1,569 1,984 Depreciation and amortization 8 53 61 Gross profit 104 311 415 Selling and administrative expense $ 2 37 55 94 Restructuring and other 3 37 40 Net interest expense 23 23 18 64 Technology royalty (13 ) 13 — Foreign exchange 3 9 $ (3 ) 9 Income/(loss) before income taxes (28 ) 54 179 3 208 Provision for / (benefit from) income taxes (11 ) 15 43 1 48 Equity earnings / (loss) in affiliates $ 141 70 58 (269 ) — Net income 141 53 97 136 (267 ) 160 Net income attributable to noncontrolling interests (19 ) (19 ) Net income attributable to Crown Holdings $ 141 $ 53 $ 97 $ 117 $ (267 ) $ 141 Comprehensive income $ 9 $ 48 $ 35 $ (25 ) $ (42 ) $ 25 Comprehensive income attributable to noncontrolling interests (16 ) (16 ) Comprehensive income attributable to Crown Holdings $ 9 $ 48 $ 35 $ (41 ) $ (42 ) $ 9 CONDENSED COMBINING STATEMENT OF COMPREHENSIVE INCOME For the three months ended September 30, 2014 (in millions) Parent Issuer Guarantors Non- Guarantors Eliminations Total Company Net sales $ 571 $ 2,023 $ 2,594 Cost of products sold, excluding depreciation and amortization 445 1,674 2,119 Depreciation and amortization 8 45 53 Gross profit 118 304 422 Selling and administrative expense $ 3 32 60 95 Restructuring and other 1 7 8 Loss from early extinguishment of debt 34 34 Net interest expense 16 23 23 62 Technology royalty (16 ) 16 — Foreign exchange (2 ) (2 ) Income/(loss) before income taxes (19 ) 78 166 225 Provision for / (benefit from) income taxes (7 ) 33 (67 ) (41 ) Equity earnings / (loss) in affiliates $ 244 71 182 $ (497 ) — Net income 244 59 227 233 (497 ) 266 Net income attributable to noncontrolling interests (22 ) (22 ) Net income attributable to Crown Holdings $ 244 $ 59 $ 227 $ 211 $ (497 ) $ 244 Comprehensive income $ 121 $ 62 $ 104 $ 106 $ (251 ) $ 142 Comprehensive income attributable to noncontrolling interests (21 ) (21 ) Comprehensive income attributable to Crown Holdings $ 121 $ 62 $ 104 $ 85 $ (251 ) $ 121 CONDENSED COMBINING STATEMENT OF COMPREHENSIVE INCOME For the nine months ended September 30, 2015 (in millions) Parent Issuer Guarantors Non- Eliminations Total Net sales $ 1,555 $ 5,180 $ 6,735 Cost of products sold, excluding depreciation and amortization 1,235 4,252 5,487 Depreciation and amortization 24 150 174 Gross profit 296 778 1,074 Selling and administrative expense $ 7 115 169 291 Restructuring and other 5 52 57 Loss from early extinguishment of debt 9 9 Net interest expense 67 69 58 194 Technology royalty (32 ) 32 — Foreign exchange 11 14 $ (11 ) 14 Income/(loss) before income taxes (94 ) 139 453 11 509 Provision for / (benefit from) income taxes (36 ) 61 105 4 134 Equity earnings / (loss) in affiliates $ 327 158 160 (645 ) — Net income 327 100 238 348 (638 ) 375 Net income attributable to noncontrolling interests (48 ) (48 ) Net income attributable to Crown Holdings $ 327 $ 100 $ 238 $ 300 $ (638 ) $ 327 Comprehensive Income $ 3 $ 101 $ 73 $ (5 ) $ (126 ) $ 46 Comprehensive income attributable to noncontrolling interests (43 ) (43 ) Comprehensive income attributable to Crown Holdings $ 3 $ 101 $ 73 $ (48 ) $ (126 ) $ 3 CONDENSED COMBINING STATEMENT OF COMPREHENSIVE INCOME For the nine months ended September 30, 2014 (in millions) Parent Issuer Guarantors Non- Eliminations Total Net sales $ 1,642 $ 5,328 $ 6,970 Cost of products sold, excluding depreciation and amortization 1,305 4,435 5,740 Depreciation and amortization 23 112 135 Gross profit 314 781 1,095 Selling and administrative expense $ 7 105 190 302 Restructuring and other 1 44 46 91 Loss from early extinguishment of debt 34 34 Net interest expense 43 66 74 183 Technology royalty (40 ) 40 — Foreign exchange 4 4 Income/(loss) before income taxes (51 ) 139 393 481 Provision for / (benefit from) income taxes (19 ) 74 (13 ) 42 Equity earnings / (loss) in affiliates $ 374 170 296 $ (840 ) — Net income 374 138 361 406 (840 ) 439 Net income attributable to noncontrolling interests (65 ) (65 ) Net income attributable to Crown Holdings $ 374 $ 138 $ 361 $ 341 $ (840 ) $ 374 Comprehensive income $ 293 $ 151 $ 280 $ 314 $ (678 ) $ 360 Comprehensive income attributable to noncontrolling interests (67 ) (67 ) Comprehensive income attirbutable to Crown Holdings $ 293 $ 151 $ 280 $ 247 $ (678 ) $ 293 CONDENSED COMBINING BALANCE SHEET As of September 30, 2015 (in millions) Parent Issuer Guarantors Non- Guarantors Eliminations Total Company Assets Current assets Cash and cash equivalents $ 32 $ 434 $ 466 Receivables, net $ 7 1,176 1,183 Intercompany receivables 41 9 $ (50 ) — Inventories 281 1,021 1,302 Prepaid expenses and other current assets $ 1 1 76 233 311 Total current assets 1 33 405 2,873 (50 ) 3,262 Intercompany debt receivables 3,201 3,665 693 (7,559 ) — Investments 3,064 2,158 805 (6,027 ) — Goodwill and intangible assets 472 3,192 3,664 Property, plant and equipment, net 1 330 2,283 2,614 Other non-current assets 45 394 250 689 Total $ 3,065 $ 5,438 $ 6,071 $ 9,291 $ (13,636 ) $ 10,229 Liabilities and equity Current liabilities Short-term debt $ 61 $ 61 Current maturities of long-term debt $ 48 94 142 Accounts payable and accrued liabilities $ 19 24 $ 485 1,999 2,527 Intercompany payables 9 41 $ (50 ) — Total current liabilities 19 72 494 2,195 (50 ) 2,730 Long-term debt, excluding current maturities 2,886 412 2,310 5,608 Long-term intercompany debt 2,906 1,266 3,178 209 (7,559 ) — Postretirement and pension liabilities 384 402 786 Other non-current liabilities 295 377 672 Commitments and contingent liabilities Noncontrolling interests 293 293 Crown Holdings shareholders’ equity/(deficit) 140 1,214 1,308 3,505 (6,027 ) 140 Total equity/(deficit) 140 1,214 1,308 3,798 (6,027 ) 433 Total $ 3,065 $ 5,438 $ 6,071 $ 9,291 $ (13,636 ) $ 10,229 CONDENSED COMBINING BALANCE SHEET As of December 31, 2014 (in millions) Parent Issuer Guarantors Non- Guarantors Eliminations Total Company Assets Current assets Cash and cash equivalents $ 128 $ 837 $ 965 Receivables, net $ 18 1,013 1,031 Intercompany receivables 20 11 $ (31 ) — Inventories 291 1,033 1,324 Prepaid expenses and other current assets $ 1 4 75 176 256 Assets held for sale 48 48 Total current assets 1 132 404 3,118 (31 ) 3,624 Intercompany debt receivables 2,415 2,640 27 (5,082 ) — Investments 2,199 2,005 850 (5,054 ) — Goodwill and intangible assets 473 2,453 2,926 Property, plant and equipment, net 1 328 2,108 2,437 Other non-current assets 51 413 257 721 Total $ 2,200 $ 4,604 $ 5,108 $ 7,963 $ (10,167 ) $ 9,708 Liabilities and equity Current liabilities Short-term debt $ 75 $ 75 Current maturities of long-term debt $ 44 133 177 Accounts payable and accrued liabilities $ 20 $ 49 480 2,102 2,651 Intercompany payables 11 20 $ (31 ) — Liabilities related to assets held for sale 23 23 Total current liabilities 20 49 535 2,353 (31 ) 2,926 Long-term debt, excluding current maturities 2,858 368 1,781 5,007 Long-term intercompany debt 2,061 584 2,199 238 (5,082 ) — Postretirement and pension liabilities 464 407 871 Other non-current liabilities 307 210 517 Commitments and contingent liabilities Noncontrolling interests 268 268 Crown Holdings shareholders’ equity/(deficit) 119 1,113 1,235 2,706 (5,054 ) 119 Total equity/(deficit) 119 1,113 1,235 2,974 (5,054 ) 387 Total $ 2,200 $ 4,604 $ 5,108 $ 7,963 $ (10,167 ) $ 9,708 CONDENSED COMBINING STATEMENT OF CASH FLOWS For the nine months ended September 30, 2015 (in millions) Parent Issuer Guarantors Non- Guarantors Eliminations Total Company Net provided by/(used for) operating activities $ 24 $ (53 ) $ 76 $ 268 $ 315 Cash flows from investing activities Capital expenditures (30 ) (146 ) (176 ) Purchase of business (1,207 ) (1,207 ) Proceeds from sale of property, plant and equipment 1 2 3 Proceeds from sale of business 33 33 Intercompany investing activities (865 ) 7 9 865 $ (16 ) — Net investment hedge settlements (11 ) (11 ) Other (10 ) (6 ) (16 ) Net cash provided by/(used for) investing activities (865 ) (4 ) (30 ) (459 ) (16 ) (1,374 ) Cash flows from financing activities Proceeds from long-term debt 750 685 1,435 Payments of long-term debt (675 ) (105 ) (780 ) Net change in revolving credit facility and short-term debt 34 34 Net change in long-term intercompany balances 845 (104 ) (46 ) (695 ) — Debt issue costs (10 ) (8 ) (18 ) Common stock issued 5 5 Common stock repurchased (9 ) (9 ) Dividends paid (16 ) 16 — Contributions from noncontrolling interests 3 3 Dividends paid to noncontrolling interests (21 ) (21 ) Foreign exchange derivatives related to debt (38 ) (38 ) Net cash provided by/(used for) financing activities 841 (39 ) (46 ) (161 ) 16 611 Effect of exchange rate changes on cash and cash equivalents (51 ) (51 ) Net change in cash and cash equivalents — (96 ) — (403 ) — (499 ) Cash and cash equivalents at January 1 128 837 965 Cash and cash equivalents at September 30 $ — $ 32 $ — $ 434 $ — $ 466 CONDENSED COMBINING STATEMENT OF CASH FLOWS For the nine months ended September 30, 2014 (in millions) Parent Issuer Guarantors Non- Guarantors Eliminations Total Company Net provided by/(used for) operating activities $ 14 $ (48 ) $ 65 $ (22 ) $ 9 Cash flows from investing activities Capital expenditures (27 ) (185 ) (212 ) Purchase of business (733 ) (733 ) Proceeds from sale of property, plant and equipment 4 5 9 Proceeds from sale of business 22 22 Intercompany investing activities (941 ) 5 51 941 $ (56 ) — Other 2 2 Net cash provided by/(used for) investing activities (941 ) 5 28 52 (56 ) (912 ) Cash flows from financing activities Proceeds from long-term debt 942 1,800 2,742 Payments of long-term debt (1,720 ) (1,720 ) Net change in revolving credit facility and short-term debt (232 ) (232 ) Net change in long-term intercompany balances 918 (1,015 ) (18 ) 115 — Debt issue costs (24 ) (17 ) (41 ) Common stock issued 11 11 Common stock repurchased (2 ) (2 ) Dividends paid (56 ) 56 — Purchase of noncontrolling interests (76 ) (17 ) (93 ) Dividends paid to noncontrolling interests (45 ) (45 ) Foreign exchange derivatives related to debt (14 ) (14 ) Net cash provided by/(used for) financing activities 927 (97 ) (94 ) (186 ) 56 606 Effect of exchange rate changes on cash and cash equivalents (12 ) (12 ) Net change in cash and cash equivalents — (140 ) (1 ) (168 ) — (309 ) Cash and cash equivalents at January 1 177 2 510 689 Cash and cash equivalents at September 30 $ — $ 37 $ 1 $ 342 $ — $ 380 |