The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTABA INC | Equity | 021346101 | 25,110 | 368,619 | SH | SOLE | 310,639 | 0 | 57,980 | ||
AETNA INC NEW | Equity | 00817Y108 | 49,061 | 241,860 | SH | SOLE | 228,920 | 0 | 12,940 | ||
AMTRUST FINL SVCS INC | Equity | 032359309 | 11,661 | 803,100 | SH | SOLE | 803,100 | 0 | 0 | ||
ASPEN INSURANCE HOLDINGS LTD | Equity Put | G05384955 | 56 | 225,000 | SH | Put | SOLE | 225,000 | 0 | 0 | |
ASPEN GROUP INC | Equity | 04530L203 | 14,563 | 348,394 | SH | SOLE | 348,394 | 0 | 0 | ||
ALTRA INDL MOTION CORP | Equity Call | 02208R906 | 37 | 82,000 | SH | Call | SOLE | 65,600 | 0 | 16,400 | |
AKORN INC | Equity Put | 009728956 | 727 | 191,400 | SH | Put | SOLE | 181,100 | 0 | 10,300 | |
AKORN INC | Equity | 009728106 | 2,484 | 191,400 | SH | SOLE | 181,100 | 0 | 10,300 | ||
ANDEAVOR | Equity | 03349M105 | 11,441 | 74,532 | SH | SOLE | 70,840 | 0 | 3,692 | ||
ARLO TECHNOLOGIES INC | Equity | 04206A101 | 1,109 | 76,426 | SH | SOLE | 76,426 | 0 | 0 | ||
RTI INTL METALS INC | Corporate Bond | 74973WAB3 | 10,267 | 10,000,000 | PRN | SOLE | 8,121,000 | 0 | 1,879,000 | ||
ASHLAND GLOBAL HLDGS INC | Equity | 044186104 | 12,758 | 152,130 | SH | SOLE | 121,375 | 0 | 30,755 | ||
ATHENAHEALTH INC | Equity Put | 04685W953 | 70 | 40,500 | SH | Put | SOLE | 32,500 | 0 | 8,000 | |
ATHENAHEALTH INC | Equity | 04685W103 | 11,393 | 85,280 | SH | SOLE | 68,216 | 0 | 17,064 | ||
AXALTA COATING SYS LTD | Equity | G0750C108 | 2,187 | 75,000 | SH | SOLE | 59,996 | 0 | 15,004 | ||
BEMIS INC | Equity | 081437105 | 12,022 | 247,368 | SH | SOLE | 247,368 | 0 | 0 | ||
BAYTEX ENERGY CORP | Equity | 07317Q105 | 851 | 292,500 | SH | SOLE | 292,500 | 0 | 0 | ||
CBS CORP NEW | Equity | 124857202 | 4,438 | 77,255 | SH | SOLE | 61,856 | 0 | 15,399 | ||
CNX MIDSTREAM PARTNERS LP | Equity | 12654A101 | 375 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
COBIZ FINANCIAL INC | Equity | 190897108 | 39,119 | 1,766,891 | SH | SOLE | 1,766,891 | 0 | 0 | ||
ROCKWELL COLLINS INC | Equity Put | 774341951 | 78 | 155,400 | SH | Put | SOLE | 155,400 | 0 | 0 | |
ROCKWELL COLLINS INC | Equity | 774341101 | 86,980 | 619,205 | SH | SOLE | 619,205 | 0 | 0 | ||
COREPOINT LODGING INC | Equity | 21872L104 | 8,405 | 432,153 | SH | SOLE | 345,960 | 0 | 86,193 | ||
CONVERGYS CORP | Equity | 212485106 | 2,374 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DISNEY WALT CO | Equity Put | 254687956 | 33 | 30,000 | SH | Put | SOLE | 28,400 | 0 | 1,600 | |
Dun & Bradstreet Corp/The | Equity | 26483E100 | 32,635 | 229,001 | SH | SOLE | 229,001 | 0 | 0 | ||
ENGILITY HLDGS INC NEW | Equity | 29286C107 | 5,752 | 159,811 | SH | SOLE | 159,811 | 0 | 0 | ||
ENERGEN CORP | Equity | 29265N108 | 21,133 | 245,251 | SH | SOLE | 245,251 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | Equity | 30219G108 | 31,049 | 326,799 | SH | SOLE | 309,341 | 0 | 17,458 | ||
FIRST CONN BANCORP INC MD | Equity | 319850103 | 4,841 | 163,811 | SH | SOLE | 163,811 | 0 | 0 | ||
FCB FINL HLDGS INC | Equity | 30255G103 | 11,160 | 235,443 | SH | SOLE | 235,443 | 0 | 0 | ||
FOREST CITY RLTY TR INC | Equity | 345605109 | 94,469 | 3,765,192 | SH | SOLE | 3,562,204 | 0 | 202,988 | ||
FGL HLDGS | Equity | G3402M102 | 79 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | Equity Put | 90130A951 | 1,473 | 2,067,500 | SH | Put | SOLE | 1,956,300 | 0 | 111,200 | |
TWENTY FIRST CENTY FOX INC | Equity | 90130A101 | 145,355 | 3,137,382 | SH | SOLE | 2,968,401 | 0 | 168,981 | ||
GREEN BANCORP INC | Equity | 39260X100 | 2,019 | 91,347 | SH | SOLE | 91,347 | 0 | 0 | ||
GRAMERCY PPTY TR | REIT | 385002308 | 79,338 | 2,891,339 | SH | SOLE | 2,891,339 | 0 | 0 | ||
GLOBALSTAR INC | Equity | 378973408 | 102 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HAIN CELESTIAL GROUP INC | Equity | 405217100 | 8,646 | 318,820 | SH | SOLE | 255,210 | 0 | 63,610 | ||
HOME DEPOT INC | Equity | 437076102 | 2,038 | 9,840 | SH | SOLE | 7,873 | 0 | 1,967 | ||
HERC HLDGS INC | Equity | 42704L104 | 8,064 | 157,500 | SH | SOLE | 126,556 | 0 | 30,944 | ||
HUMANA INC | Equity | 444859102 | 6,263 | 18,500 | SH | SOLE | 14,812 | 0 | 3,688 | ||
INTEGRATED DEVICE TECHNOLOGY | Convertible Bond | 458118AC0 | 1,506 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | Equity | 458118106 | 8,227 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
INVUITY INC | Equity | 46187J205 | 4,706 | 636,000 | SH | SOLE | 636,000 | 0 | 0 | ||
KEURIG DR PEPPER INC | Equity Call | 49271V900 | 13 | 100,000 | SH | Call | SOLE | 80,100 | 0 | 19,900 | |
KLX INC | Equity | 482539103 | 81,386 | 1,296,363 | SH | SOLE | 1,296,363 | 0 | 0 | ||
KMG CHEMICALS INC | Equity | 482564101 | 17,680 | 233,989 | SH | SOLE | 233,989 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | Equity | 48562P103 | 52,267 | 1,541,354 | SH | SOLE | 1,541,354 | 0 | 0 | ||
K2M GROUP HLDGS INC | Equity | 48273J107 | 29,248 | 1,068,624 | SH | SOLE | 1,068,624 | 0 | 0 | ||
LASALLE HOTEL PPTYS | REIT | 517942108 | 7,333 | 211,996 | SH | SOLE | 211,996 | 0 | 0 | ||
LIFEPOINT HEALTH INC | Equity | 53219L109 | 44,178 | 686,000 | SH | SOLE | 686,000 | 0 | 0 | ||
MACERICH CO | REIT | 554382101 | 9,571 | 173,100 | SH | SOLE | 138,643 | 0 | 34,457 | ||
MB FINANCIAL INC NEW | Equity | 55264U108 | 59,441 | 1,289,108 | SH | SOLE | 1,289,108 | 0 | 0 | ||
MITEL NETWORKS CORP | Equity | 60671Q104 | 23,001 | 2,087,225 | SH | SOLE | 2,087,225 | 0 | 0 | ||
MAZOR ROBOTICS LTD | Equity | 57886P103 | 1,257 | 21,554 | SH | SOLE | 21,554 | 0 | 0 | ||
NAVIGATORS GROUP INC | Equity | 638904102 | 13,958 | 202,000 | SH | SOLE | 202,000 | 0 | 0 | ||
NOBLE ENERGY INC | Equity | 655044105 | 374 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
NII HLDGS INC | Equity | 62913F508 | 842 | 143,753 | SH | SOLE | 143,753 | 0 | 0 | ||
NIELSEN HLDGS PLC | Equity | G6518L108 | 2,266 | 81,939 | SH | SOLE | 65,535 | 0 | 16,404 | ||
NORFOLK SOUTHERN CORP | Equity | 655844108 | 9,524 | 52,765 | SH | SOLE | 42,270 | 0 | 10,495 | ||
NEVSUN RES LTD | Equity | 64156L101 | 9,426 | 2,123,500 | SH | SOLE | 2,123,500 | 0 | 0 | ||
NETGEAR INC | Equity | 64111Q104 | 7,641 | 121,569 | SH | SOLE | 97,528 | 0 | 24,041 | ||
NEXEO SOLUTIONS INC | Equity | 65342H102 | 7,288 | 594,970 | SH | SOLE | 594,970 | 0 | 0 | ||
NXSTAGE MEDICAL INC | Equity | 67072V103 | 33,693 | 1,208,077 | SH | SOLE | 1,146,382 | 0 | 61,695 | ||
ORBOTECH LTD | Equity | M75253100 | 7,581 | 127,533 | SH | SOLE | 127,533 | 0 | 0 | ||
OCEANEERING INTL INC | Equity | 675232102 | 19,941 | 576,000 | SH | SOLE | 576,000 | 0 | 0 | ||
PANDORA MEDIA INC | Equity | 698354107 | 6,935 | 729,200 | SH | SOLE | 729,200 | 0 | 0 | ||
ELLIS PERRY INTL INC | Equity | 288853104 | 23,954 | 876,488 | SH | SOLE | 876,488 | 0 | 0 | ||
PINNACLE FOODS INC DEL | Equity | 72348P104 | 137,983 | 2,129,034 | SH | SOLE | 2,045,835 | 0 | 83,199 | ||
PINNACLE ENTMT INC NEW | Equity | 72348Y105 | 53,662 | 1,592,811 | SH | SOLE | 1,592,811 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 4,265 | 439,726 | SH | SOLE | 354,064 | 0 | 85,662 | ||
PAPA JOHNS INTL INC | Equity Put | 698813952 | 178 | 100,000 | SH | Put | SOLE | 80,300 | 0 | 19,700 | |
RENT A CTR INC NEW | Equity | 76009N100 | 28,748 | 1,999,179 | SH | SOLE | 1,999,179 | 0 | 0 | ||
REIS INC | Equity | 75936P105 | 7,516 | 326,800 | SH | SOLE | 326,800 | 0 | 0 | ||
ROVI CORP | Convertible Bond | 779376AD4 | 950 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
SPECTRA ENERGY PARTNERS LP | Equity | 84756N109 | 19,173 | 536,918 | SH | SOLE | 536,918 | 0 | 0 | ||
SPIRIT MTA REIT | Equity | 84861U105 | 1,629 | 141,398 | SH | SOLE | 113,528 | 0 | 27,870 | ||
SODASTREAM INTERNATIONAL LTD | Equity | M9068E105 | 36,685 | 256,396 | SH | SOLE | 256,396 | 0 | 0 | ||
SONIC CORP | Equity | 835451105 | 10,139 | 233,938 | SH | SOLE | 233,938 | 0 | 0 | ||
SPARTON CORP | Equity | 847235108 | 144 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
STATE BK FINL CORP | Equity | 856190103 | 17,100 | 566,612 | SH | SOLE | 566,612 | 0 | 0 | ||
SUPERVALU INC | Equity | 868536301 | 18,278 | 567,291 | SH | SOLE | 567,291 | 0 | 0 | ||
SYNAPTICS INC | Convertible Bond | 87157DAD1 | 1,433 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
SYNTEL INC | Equity | 87162H103 | 23,580 | 575,409 | SH | SOLE | 575,409 | 0 | 0 | ||
TRIBUNE MEDIA CO | Equity | 896047503 | 6,387 | 166,190 | SH | SOLE | 156,012 | 0 | 10,178 | ||
TRINITY INDS INC | Equity | 896522109 | 15,633 | 426,668 | SH | SOLE | 340,474 | 0 | 86,194 | ||
TRONOX LTD | Equity | Q9235V101 | 179 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TRACTOR SUPPLY CO | Equity | 892356106 | 1,129 | 12,420 | SH | SOLE | 9,937 | 0 | 2,483 | ||
TRAVELPORT WORLDWIDE LTD | Equity | G9019D104 | 10,405 | 616,802 | SH | SOLE | 493,670 | 0 | 123,132 | ||
UNIVAR INC | Equity Call | 91336L107 | 127 | 41,500 | SH | Call | SOLE | 41,500 | 0 | 0 | |
U S G CORP | Equity | 903293405 | 38,518 | 889,352 | SH | SOLE | 889,352 | 0 | 0 | ||
VIACOM INC NEW | Equity | 92553P201 | 1,939 | 57,422 | SH | SOLE | 45,976 | 0 | 11,446 | ||
VECTREN CORP | Equity | 92240G101 | 58,486 | 818,100 | SH | SOLE | 774,303 | 0 | 43,797 | ||
WEB COM GROUP INC | Equity | 94733A104 | 39,633 | 1,420,527 | SH | SOLE | 1,420,527 | 0 | 0 | ||
WYNDHAM HOTELS & RESORTS INC | Equity | 98311A105 | 15,415 | 277,403 | SH | SOLE | 222,073 | 0 | 55,330 | ||
SELECT SECTOR SPDR TR | Equity | 81369Y704 | 1,214 | 15,490 | SH | SOLE | 12,496 | 0 | 2,994 | ||
SELECT SECTOR SPDR TR | Equity | 81369Y308 | 6,533 | 121,140 | SH | SOLE | 97,135 | 0 | 24,005 | ||
SELECT SECTOR SPDR TR | Equity | 81369Y407 | 3,228 | 27,540 | SH | SOLE | 22,034 | 0 | 5,506 | ||
XO GROUP INC | Equity | 983772104 | 16,368 | 474,697 | SH | SOLE | 474,697 | 0 | 0 | ||
XERIUM TECHNOLOGIES INC | Equity | 98416J118 | 11,030 | 819,460 | SH | SOLE | 819,460 | 0 | 0 | ||
XEROX CORP | Equity | 984121608 | 7,343 | 272,162 | SH | SOLE | 218,486 | 0 | 53,676 | ||
ZOES KITCHEN INC | Equity | 98979J109 | 6,578 | 517,139 | SH | SOLE | 517,139 | 0 | 0 |