The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTABA INC | Equity | 021346101 | 18,211 | 245,697 | SH | SOLE | 206,872 | 0 | 38,825 | ||
ALTRA INDL MOTION CORP | Equity Put | 02208R956 | 1 | 2,800 | SH | Put | SOLE | 2,800 | 0 | 0 | |
ALTRA INDL MOTION CORP | Equity | 02208R106 | 72 | 2,325 | SH | SOLE | 2,325 | 0 | 0 | ||
AIR PRODS & CHEMS INC | Equity | 009158106 | 3,240 | 16,968 | SH | SOLE | 13,885 | 0 | 3,083 | ||
ARLO TECHNOLOGIES INC | Equity | 04206A101 | 335 | 81,101 | SH | SOLE | 68,732 | 0 | 12,369 | ||
ARCONIC INC | Equity Call | 03965L900 | 65 | 125,000 | SH | Call | SOLE | 100,200 | 0 | 24,800 | |
RTI INTL METALS INC | Corporate Bond | 74973WAB3 | 16,160 | 16,184,000 | PRN | SOLE | 13,596,000 | 0 | 2,588,000 | ||
ARCONIC INC | Equity | 03965L100 | 3,178 | 166,307 | SH | SOLE | 136,267 | 0 | 30,040 | ||
ARRIS INTERNATIONAL PLC | Equity | G0551A103 | 60,437 | 1,911,973 | SH | SOLE | 1,899,276 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | Equity Call | 044186904 | 0 | 1,600 | SH | Call | SOLE | 1,600 | 0 | 0 | |
ATTUNITY LTD | Equity | M15332121 | 23,397 | 997,724 | SH | SOLE | 991,147 | 0 | 0 | ||
Avon Products Inc | Corporate Bond | 05409QAA6 | 1,046 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
AVAYA HLDGS CORP | Equity Put | 05351X951 | 1 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
AVAYA HLDGS CORP | Equity | 05351X101 | 142 | 38,280 | SH | SOLE | 29,088 | 0 | 9,192 | ||
AXALTA COATING SYS LTD | Equity Put | G0750C958 | 1 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
AXALTA COATING SYS LTD | Equity | G0750C108 | 68 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
BB&T CORP | Equity Call | 054937907 | 95 | 212,500 | SH | Call | SOLE | 195,200 | 0 | 16,500 | |
BLOOM ENERGY CORP | Equity | 093712107 | 239 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
BELMOND LTD | Equity | G1154H107 | 44,933 | 1,802,371 | SH | SOLE | 1,728,041 | 0 | 64,656 | ||
BRISTOL MYERS SQUIBB CO | Equity Call | 110122908 | 2 | 5,200 | SH | Call | SOLE | 5,200 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | Equity Put | 110122958 | 0 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
BAYTEX ENERGY CORP | Equity | 07317Q105 | 232 | 137,500 | SH | SOLE | 137,500 | 0 | 0 | ||
PEABODY ENERGY CORP NEW | Equity | 704551100 | 255 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
CAMECO CORP | Equity | 13321L108 | 244 | 20,700 | SH | SOLE | 20,700 | 0 | 0 | ||
CELGENE CORP | Equity Put | 151020954 | 5 | 6,900 | SH | Put | SOLE | 6,900 | 0 | 0 | |
CELGENE CORP | Equity | 151020104 | 8,255 | 87,500 | SH | SOLE | 80,476 | 0 | 6,687 | ||
CHEMICAL FINL CORP | Equity Call | 163731902 | 173 | 517,400 | SH | Call | SOLE | 480,600 | 0 | 34,600 | |
CLEMENTIA PHARMACEUTICALS IN | Equity | 185575107 | 10,020 | 383,907 | SH | SOLE | 363,146 | 0 | 18,878 | ||
CENTENE CORP DEL | Equity Call | 15135B901 | 671 | 161,700 | SH | Call | SOLE | 148,500 | 0 | 12,600 | |
CENTENE CORP DEL | Equity Put | 15135B951 | 377 | 100,100 | SH | Put | SOLE | 91,900 | 0 | 7,800 | |
CONDUENT INC | Equity Put | 206787953 | 0 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
CONDUENT INC | Equity | 206787103 | 68 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
CNX RESOURCES CORPORATION | Equity | 12653C108 | 102 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
CNX MIDSTREAM PARTNERS LP | Equity | 12654A101 | 175 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
DELL TECHNOLOGIES INC | Equity | 24703L202 | 1,100 | 18,735 | SH | SOLE | 18,613 | 0 | 0 | ||
DOLLAR GEN CORP NEW | Equity | 256677105 | 2,005 | 16,809 | SH | SOLE | 13,763 | 0 | 3,046 | ||
DOVER CORP | Equity Call | 260003908 | 298 | 98,400 | SH | Call | SOLE | 80,500 | 0 | 17,900 | |
DXC TECHNOLOGY CO | Equity | 23355L106 | 42 | 650 | SH | SOLE | 650 | 0 | 0 | ||
Endurance International Group | Corporate Bond | 26854XAB5 | 1,602 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | Equity | 28414H103 | 27 | 846 | SH | SOLE | 846 | 0 | 0 | ||
ELLIE MAE INC | Equity | 28849P100 | 58,841 | 596,223 | SH | SOLE | 592,261 | 0 | 0 | ||
ENTEGRIS INC | Equity | 29362U104 | 36 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
First Data Corp | Corporate Bond | 32008DAA4 | 26,756 | 25,783,000 | PRN | SOLE | 24,852,000 | 0 | 798,000 | ||
FIRST DATA CORP NEW | Equity | 32008D106 | 88,826 | 3,381,262 | SH | SOLE | 3,149,245 | 0 | 217,430 | ||
FIDELITY NATL INFORMATION SV | Equity Call | 31620M906 | 490 | 294,400 | SH | Call | SOLE | 278,400 | 0 | 14,500 | |
FISERV INC | Equity | 337738108 | 64 | 723 | SH | SOLE | 723 | 0 | 0 | ||
FIVE BELOW INC | Equity | 33829M101 | 968 | 7,790 | SH | SOLE | 6,379 | 0 | 1,411 | ||
FOX CORP | Equity Put | 35137L955 | 184 | 59,800 | SH | Put | SOLE | 56,500 | 0 | 3,100 | |
FOX CORP | Equity | 35137L105 | 12,150 | 330,981 | SH | SOLE | 312,983 | 0 | 16,425 | ||
GOLDCORP INC NEW | Equity Put | 380956959 | 4 | 64,500 | SH | Put | SOLE | 59,900 | 0 | 4,400 | |
GOLDCORP INC NEW | Equity | 380956409 | 49,790 | 4,352,296 | SH | SOLE | 4,130,573 | 0 | 199,918 | ||
GameStop Corp | Corporate Bond | 36467WAB5 | 15,545 | 15,383,000 | PRN | SOLE | 12,467,000 | 0 | 2,916,000 | ||
GOGO INC | Convertible Bond | 38046CAB5 | 214 | 220,000 | PRN | SOLE | 220,000 | 0 | 0 | ||
GLOBALSTAR INC | Equity | 378973408 | 120 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
HOME DEPOT INC | Equity | 437076102 | 5,141 | 26,790 | SH | SOLE | 21,931 | 0 | 4,859 | ||
HFF INC | Equity | 40418F108 | 10,298 | 215,673 | SH | SOLE | 203,989 | 0 | 10,615 | ||
INFRAREIT INC | REIT | 45685L100 | 38,222 | 1,822,688 | SH | SOLE | 1,810,583 | 0 | 0 | ||
HERC HLDGS INC | Equity Put | 42704L954 | 56 | 47,400 | SH | Put | SOLE | 40,000 | 0 | 7,400 | |
HERC HLDGS INC | Equity | 42704L104 | 3,131 | 80,316 | SH | SOLE | 67,791 | 0 | 12,525 | ||
INTEGRATED DEVICE TECHNOLOGY | Convertible Bond | 458118AC0 | 1,570 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | Equity | 458118106 | 78,018 | 1,592,522 | SH | SOLE | 1,470,038 | 0 | 116,086 | ||
IMMUNE DESIGN CORP | Equity | 45252L103 | 3,557 | 608,000 | SH | SOLE | 603,940 | 0 | 0 | ||
ISHARES TR | Equity Put | 464287955 | 10 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
Kosmos Energy Ltd | Corporate Bond | 500688AA4 | 7,237 | 7,000,000 | PRN | SOLE | 6,071,000 | 0 | 929,000 | ||
MULTI COLOR CORP | Equity Call | 625383904 | 7 | 9,200 | SH | Call | SOLE | 8,000 | 0 | 1,200 | |
Multi-Color Corp | Corporate Bond | 625383AA2 | 14,912 | 14,196,000 | PRN | SOLE | 12,064,000 | 0 | 2,132,000 | ||
MULTI COLOR CORP | Equity | 625383104 | 9,473 | 189,886 | SH | SOLE | 188,622 | 0 | 0 | ||
LEAR CORP | Equity | 521865204 | 708 | 5,219 | SH | SOLE | 4,198 | 0 | 1,021 | ||
LSC Communications Inc | Corporate Bond | 50218PAA5 | 1,008 | 917,000 | PRN | SOLE | 917,000 | 0 | 0 | ||
L3 TECHNOLOGIES INC | Equity | 502413107 | 96,065 | 465,501 | SH | SOLE | 439,793 | 0 | 23,422 | ||
LOGMEIN INC | Equity Call | 54142L909 | 1 | 700 | SH | Call | SOLE | 700 | 0 | 0 | |
LOGMEIN INC | Equity Put | 54142L959 | 86 | 26,800 | SH | Put | SOLE | 22,200 | 0 | 4,600 | |
LOGMEIN INC | Equity | 54142L109 | 4,247 | 53,025 | SH | SOLE | 43,795 | 0 | 9,230 | ||
LUXOFT HLDG INC | Equity Put | G57279954 | 60 | 596,900 | SH | Put | SOLE | 548,400 | 0 | 46,300 | |
LUXOFT HLDG INC | Equity | G57279104 | 67,344 | 1,147,064 | SH | SOLE | 1,053,606 | 0 | 89,042 | ||
MICRO FOCUS INTERNATIONAL PL | Equity Call | 594837904 | 6 | 900 | SH | Call | SOLE | 900 | 0 | 0 | |
MAGNA INTL INC | Equity | 559222401 | 828 | 17,012 | SH | SOLE | 13,683 | 0 | 3,329 | ||
MITEK SYS INC | Equity Put | 606710950 | 3 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
MITEK SYS INC | Equity | 606710200 | 190 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
MELLANOX TECHNOLOGIES | Equity Put | M51363953 | 610 | 300,800 | SH | Put | SOLE | 276,800 | 0 | 22,900 | |
MELLANOX TECHNOLOGIES LTD | Equity | M51363113 | 64,944 | 548,700 | SH | SOLE | 504,130 | 0 | 42,434 | ||
MEDEQUITIES RLTY TR INC | Equity | 58409L306 | 12,318 | 1,106,777 | SH | SOLE | 1,099,461 | 0 | 0 | ||
NAVIGATORS GROUP INC | Equity | 638904102 | 79,221 | 1,133,841 | SH | SOLE | 1,126,332 | 0 | 0 | ||
NOBLE ENERGY INC | Equity | 655044105 | 99 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
NATIONAL COMM CORP | Equity | 63546L102 | 25,410 | 648,037 | SH | SOLE | 643,753 | 0 | 0 | ||
NII HLDGS INC | Equity | 62913F508 | 848 | 432,443 | SH | SOLE | 432,443 | 0 | 0 | ||
NIGHTSTAR THERAPEUTICS PLC | #N/A | 65413A101 | 12,456 | 490,993 | SH | SOLE | 487,732 | 0 | 0 | ||
Nielsen Holdings PLC | Corporate Bond | 65410CAA8 | 13,063 | 12,683,000 | PRN | SOLE | 10,450,000 | 0 | 2,233,000 | ||
NORFOLK SOUTHERN CORP | Equity | 655844108 | 4,136 | 22,131 | SH | SOLE | 18,128 | 0 | 4,003 | ||
NETGEAR INC | Equity | 64111Q104 | 43 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | Convertible Bond | 62952QAB6 | 1,541 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
OAKTREE CAP GROUP LLC | Equity | 674001201 | 55,303 | 1,113,860 | SH | SOLE | 1,106,465 | 0 | 0 | ||
SPARK THERAPEUTICS INC | Equity Put | 84651J953 | 284 | 488,800 | SH | Put | SOLE | 484,400 | 0 | 1,200 | |
SPARK THERAPEUTICS INC | Equity | 84652J103 | 63,048 | 553,639 | SH | SOLE | 537,000 | 0 | 13,449 | ||
ORACLE CORP | Equity | 68389X105 | 8 | 143 | SH | SOLE | 143 | 0 | 0 | ||
OSIRIS THERAPEUTICS INC NEW | Equity | 68827R108 | 4,892 | 257,485 | SH | SOLE | 255,767 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | Equity | 69404D108 | 26,199 | 3,623,677 | SH | SOLE | 3,328,802 | 0 | 280,741 | ||
PERSPECTA INC | Equity | 715347100 | 3,067 | 151,665 | SH | SOLE | 122,442 | 0 | 29,223 | ||
Paratek Pharmaceuticals Inc | Corporate Bond | 699374AA2 | 780 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 1,965 | 366,648 | SH | SOLE | 316,938 | 0 | 49,710 | ||
PAPA JOHNS INTL INC | Equity Put | 698813952 | 1 | 33,000 | SH | Put | SOLE | 27,100 | 0 | 5,900 | |
QEP RES INC | Equity Call | 74733V900 | 26 | 95,600 | SH | Call | SOLE | 79,700 | 0 | 15,900 | |
QEP Resources Inc | Corporate Bond | 74733VAA8 | 16,374 | 15,886,000 | PRN | SOLE | 13,293,000 | 0 | 2,593,000 | ||
INVESCO QQQ TR | Equity Put | 46090E953 | 20 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
QUANTENNA COMMUNICATIONS INC | Equity | 74766D100 | 26,228 | 1,078,000 | SH | SOLE | 990,052 | 0 | 83,769 | ||
QUAD / GRAPHICS INC | Equity | 747301109 | 291 | 24,448 | SH | SOLE | 24,448 | 0 | 0 | ||
LIVERAMP HLDGS INC | Equity Put | 53815P958 | 20 | 7,600 | SH | Put | SOLE | 7,600 | 0 | 0 | |
LIVERAMP HLDGS INC | Equity Call | 53815P908 | 7 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
LIVERAMP HLDGS INC | Equity | 53815P108 | 388 | 7,117 | SH | SOLE | 7,117 | 0 | 0 | ||
RENT A CTR INC NEW | Equity Call | 76009N900 | 156 | 71,500 | SH | Call | SOLE | 59,200 | 0 | 12,300 | |
Rent-A-Center Inc/TX | Corporate Bond | 76009NAH3 | 14,169 | 13,857,000 | PRN | SOLE | 11,513,000 | 0 | 2,344,000 | ||
RENT A CTR INC NEW | Equity | 76009N100 | 10,603 | 508,041 | SH | SOLE | 487,358 | 0 | 18,044 | ||
RED HAT INC | Equity Put | 756577952 | 97 | 39,200 | SH | Put | SOLE | 36,300 | 0 | 2,700 | |
RED HAT INC | Equity | 756577102 | 110,580 | 605,253 | SH | SOLE | 561,120 | 0 | 41,597 | ||
ROVI CORP | Convertible Bond | 779376AD4 | 969 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
RANGE RES CORP | Equity | 75281A109 | 56 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SERVICEMASTER GLOBAL HLDGS I | Equity Call | 81761R909 | 67 | 116,900 | SH | Call | SOLE | 95,700 | 0 | 21,200 | |
Scientific Games Corp | Corporate Bond | 80874YAU4 | 2,069 | 1,905,000 | PRN | SOLE | 1,905,000 | 0 | 0 | ||
SONOS INC | Equity | 83570H108 | 93 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | Equity Put | 78462F953 | 36 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
SUNTRUST BKS INC | Equity | 867914103 | 60,107 | 1,014,466 | SH | SOLE | 932,053 | 0 | 78,497 | ||
SYNAPTICS INC | Convertible Bond | 87157DAD1 | 1,386 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
SYNAPTICS INC | Equity | 87157D109 | 24 | 600 | SH | SOLE | 600 | 0 | 0 | ||
TCF FINL CORP | Equity | 872275102 | 21,376 | 1,033,149 | SH | SOLE | 976,051 | 0 | 52,124 | ||
TENNECO INC | Equity | 880349105 | 489 | 22,077 | SH | SOLE | 17,758 | 0 | 4,319 | ||
TIER REIT INC | Equity | 88650V208 | 21,321 | 743,917 | SH | SOLE | 683,505 | 0 | 57,542 | ||
TRIBUNE PUBG CO NEW | Equity | 89609W107 | 378 | 32,034 | SH | SOLE | 32,034 | 0 | 0 | ||
TRIBUNE MEDIA CO | Equity | 896047503 | 158,971 | 3,445,396 | SH | SOLE | 3,249,453 | 0 | 179,504 | ||
TRINITY INDS INC | Equity | 896522109 | 2,329 | 107,189 | SH | SOLE | 86,338 | 0 | 20,851 | ||
TRAVELPORT WORLDWIDE LTD | Equity | G9019D104 | 54,225 | 3,447,252 | SH | SOLE | 3,424,309 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | Equity | 90385D107 | 65,677 | 198,944 | SH | SOLE | 188,219 | 0 | 9,744 | ||
USG Corp | Corporate Bond | 903293BE7 | 12,323 | 12,000,000 | PRN | SOLE | 9,870,000 | 0 | 2,130,000 | ||
U S G CORP | Equity | 903293405 | 64,771 | 1,495,856 | SH | SOLE | 1,414,291 | 0 | 74,223 | ||
VISTEON CORP | Equity | 92839U206 | 518 | 7,692 | SH | SOLE | 6,186 | 0 | 1,506 | ||
VERSUM MATLS INC | Equity Put | 92532W953 | 55 | 78,800 | SH | Put | SOLE | 72,300 | 0 | 6,200 | |
VERSUM MATLS INC | Equity | 92532W103 | 76,450 | 1,519,573 | SH | SOLE | 1,437,682 | 0 | 74,400 | ||
WABCO HLDGS INC | Equity | 92927K102 | 34,230 | 259,649 | SH | SOLE | 245,607 | 0 | 12,768 | ||
WELLCARE HEALTH PLANS INC | Equity | 94946T106 | 20,879 | 77,400 | SH | SOLE | 71,078 | 0 | 6,019 | ||
WYNDHAM HOTELS & RESORTS INC | Equity | 98311A105 | 3,807 | 76,150 | SH | SOLE | 63,154 | 0 | 12,996 | ||
WORLDPAY INC | Equity | 981558109 | 36,063 | 317,740 | SH | SOLE | 300,597 | 0 | 15,588 | ||
SELECT SECTOR SPDR TR | Equity | 81369Y704 | 7,658 | 102,065 | SH | SOLE | 83,466 | 0 | 18,599 | ||
SPDR SERIES TRUST | Equity | 78464A714 | 848 | 18,833 | SH | SOLE | 15,422 | 0 | 3,411 | ||
XEROX CORP | Equity Put | 984121958 | 50 | 155,800 | SH | Put | SOLE | 126,700 | 0 | 29,100 | |
XEROX CORP | Equity | 984121608 | 7,235 | 226,221 | SH | SOLE | 186,367 | 0 | 39,854 | ||
ZAYO GROUP HLDGS INC | Equity Put | 98919V955 | 43 | 49,300 | SH | Put | SOLE | 40,700 | 0 | 8,600 | |
ZAYO GROUP HLDGS INC | Equity | 98919V105 | 1,692 | 59,527 | SH | SOLE | 49,130 | 0 | 10,397 |