The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED DISP SVCS INC DEL | Equity | 00790X101 | 98,553 | 2,998,279 | SH | SOLE | 2,851,770 | 0 | 146,509 | ||
ALLERGAN PLC | Equity | G0177J108 | 107,058 | 560,015 | SH | SOLE | 516,632 | 0 | 43,383 | ||
TD AMERITRADE HLDG CORP | Equity | 87236Y108 | 42,271 | 850,525 | SH | SOLE | 850,525 | 0 | 0 | ||
ARQULE INC | Equity | 04269E107 | 7,725 | 387,000 | SH | SOLE | 387,000 | 0 | 0 | ||
AVAYA HLDGS CORP | Equity | 05351X101 | 259 | 49,200 | SH | SOLE | 40,455 | 0 | 8,745 | ||
ANIXTER INTL INC | Equity | 035290105 | 73,042 | 793,070 | SH | SOLE | 754,060 | 0 | 39,010 | ||
AXALTA COATING SYS LTD | Equity | G0750C108 | 2,261 | 74,388 | SH | SOLE | 59,770 | 0 | 14,618 | ||
AIRCASTLE LTD | Equity | G0129K104 | 24,498 | 765,317 | SH | SOLE | 765,317 | 0 | 0 | ||
BLACKBERRY LTD | Equity | 09228F103 | 128 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | Equity | 110122157 | 60 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AUDENTES THERAPEUTICS INC | Equity | 05070R104 | 34,397 | 574,815 | SH | SOLE | 528,989 | 0 | 45,826 | ||
BAYTEX ENERGY CORP | Equity | 07317Q105 | 725 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
CINCINNATI BELL INC NEW | Equity Call | 171871902 | 9 | 10,800 | SH | Call | SOLE | 10,800 | 0 | 0 | |
CINCINNATI BELL INC NEW | Equity | 171871502 | 2,695 | 257,361 | SH | SOLE | 257,361 | 0 | 0 | ||
CONTINENTAL BLDG PRODS INC | Equity | 211171103 | 17,447 | 478,916 | SH | SOLE | 478,916 | 0 | 0 | ||
CAMECO CORP | Equity | 13321L108 | 294 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
CISION LTD | Equity | G1992S109 | 11,605 | 1,163,947 | SH | SOLE | 1,163,947 | 0 | 0 | ||
CARE COM INC | Equity | 141633107 | 8,071 | 536,996 | SH | SOLE | 536,996 | 0 | 0 | ||
CAESARS ENTMT CORP | Equity | 127686103 | 30,884 | 2,270,858 | SH | SOLE | 2,270,858 | 0 | 0 | ||
DISCOVERY INC | Equity | 25470F302 | 1,435 | 47,078 | SH | SOLE | 38,055 | 0 | 9,023 | ||
DIPLOMAT PHARMACY INC | Equity | 25456K101 | 2,818 | 704,490 | SH | SOLE | 704,490 | 0 | 0 | ||
FITBIT INC | Equity | 33812L102 | 4,929 | 750,303 | SH | SOLE | 750,303 | 0 | 0 | ||
GLOBALSTAR INC | Equity | 378973408 | 103 | 198,160 | SH | SOLE | 198,160 | 0 | 0 | ||
HD SUPPLY HLDGS INC | Equity | 40416M105 | 1,609 | 40,000 | SH | SOLE | 32,210 | 0 | 7,790 | ||
HP INC | Equity | 40434L105 | 1,747 | 85,000 | SH | SOLE | 68,198 | 0 | 16,802 | ||
HERC HLDGS INC | Equity | 42704L104 | 844 | 17,254 | SH | SOLE | 14,031 | 0 | 3,223 | ||
IBERIABANK CORP | Equity | 450828108 | 3,752 | 50,134 | SH | SOLE | 50,134 | 0 | 0 | ||
INSTRUCTURE INC | Equity | 45781U103 | 13,759 | 285,400 | SH | SOLE | 285,400 | 0 | 0 | ||
INTERXION HOLDING N.V | Equity | N47279109 | 19,510 | 232,787 | SH | SOLE | 232,787 | 0 | 0 | ||
INNOPHOS HOLDINGS INC | Equity | 45774N108 | 9,058 | 283,247 | SH | SOLE | 283,247 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | Corporate Bond | 472145AB7 | 1,553 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
KEMET CORP | Equity | 488360207 | 9,359 | 346,000 | SH | SOLE | 346,000 | 0 | 0 | ||
LOGMEIN INC | Equity | 54142L109 | 31,648 | 369,120 | SH | SOLE | 350,855 | 0 | 18,265 | ||
LOWES COS INC | Equity Put | 548661957 | 1 | 17,200 | SH | Put | SOLE | 13,900 | 0 | 3,300 | |
LIBERTY PPTY TR | Equity | 531172104 | 42,747 | 711,863 | SH | SOLE | 711,863 | 0 | 0 | ||
MEDICINES CO | Corporate Bond | 584688AG0 | 1,755 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
MEDICINES CO | Equity | 584688105 | 81,733 | 962,241 | SH | SOLE | 885,690 | 0 | 76,551 | ||
MELLANOX TECHNOLOGIES LTD | Equity | M51363113 | 76,043 | 648,944 | SH | SOLE | 603,037 | 0 | 45,907 | ||
NII HLDGS INC | Equity | 62913F508 | 239 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
NORTONLIFELOCK INC | Equity Put | 668771958 | 1 | 25,000 | SH | Put | SOLE | 20,400 | 0 | 4,600 | |
NORTONLIFELOCK INC | Equity | 668771108 | 2,591 | 101,520 | SH | SOLE | 81,622 | 0 | 19,898 | ||
NORTHERN OIL & GAS INC NEV | Equity Call | 665531909 | 71 | 173,000 | SH | Call | SOLE | 157,000 | 0 | 16,000 | |
NUANCE COMMUNICATIONS INC | Corporate Bond | 67020YAK6 | 1,006 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | Equity | 69404D108 | 24,255 | 4,718,964 | SH | SOLE | 4,340,923 | 0 | 378,041 | ||
PATTERN ENERGY GROUP INC | Equity | 70338P100 | 29,004 | 1,084,065 | SH | SOLE | 1,030,597 | 0 | 53,468 | ||
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 1,687 | 418,681 | SH | SOLE | 368,971 | 0 | 49,710 | ||
QEP RES INC | Equity Call | 74733V900 | 27 | 41,000 | SH | Call | SOLE | 41,000 | 0 | 0 | |
FRONT YD RESIDENTIAL CORP | Equity Put | 35904G957 | 5 | 100,000 | SH | Put | SOLE | 80,300 | 0 | 19,700 | |
ROVI CORP | Convertible Bond | 779376AD4 | 991 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
THE CHARLES SCHWAB CORPORATI | Equity Call | 808513905 | 2 | 64,300 | SH | Call | SOLE | 64,300 | 0 | 0 | |
SYNAPTICS INC | Convertible Bond | 87157DAD1 | 1,664 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
TECH DATA CORP | Equity | 878237106 | 30,501 | 212,404 | SH | SOLE | 212,404 | 0 | 0 | ||
TALLGRASS ENERGY LP | Equity | 874696107 | 11,132 | 503,255 | SH | SOLE | 503,255 | 0 | 0 | ||
SYNTHORX INC | Equity | 87167A103 | 2,544 | 36,400 | SH | SOLE | 36,400 | 0 | 0 | ||
TIFFANY & CO NEW | Equity Put | 886547958 | 2 | 10,000 | SH | Put | SOLE | 8,000 | 0 | 2,000 | |
TIFFANY & CO NEW | Equity | 886547108 | 61,274 | 458,465 | SH | SOLE | 422,210 | 0 | 36,255 | ||
TIVO CORP | Equity | 88870P106 | 1,532 | 180,709 | SH | SOLE | 180,709 | 0 | 0 | ||
TELARIA INC | Equity | 879181105 | 134 | 15,204 | SH | SOLE | 15,204 | 0 | 0 | ||
STARS GROUP INC | Equity Call | 85570W900 | 114 | 24,000 | SH | Call | SOLE | 20,400 | 0 | 3,600 | |
STARS GROUP INC | Equity | 85570W100 | 9,324 | 357,392 | SH | SOLE | 357,392 | 0 | 0 | ||
WABCO HLDGS INC | Equity | 92927K102 | 76,403 | 563,858 | SH | SOLE | 536,249 | 0 | 27,609 | ||
WELLCARE HEALTH PLANS INC | Equity | 94946T106 | 248,056 | 751,206 | SH | SOLE | 714,267 | 0 | 36,939 | ||
LYON WILLIAM HOMES | Equity | 552074700 | 7,042 | 352,472 | SH | SOLE | 352,472 | 0 | 0 | ||
WRIGHT MED GROUP N V | Equity | N96617118 | 23,396 | 767,585 | SH | SOLE | 729,726 | 0 | 37,859 | ||
XEROX HOLDINGS CORP | Equity Call | 98421M906 | 12 | 124,700 | SH | Call | SOLE | 100,600 | 0 | 24,100 | |
ZAYO GROUP HLDGS INC | Equity | 98919V105 | 134,514 | 3,882,073 | SH | SOLE | 3,583,229 | 0 | 298,844 |