The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVISION BLIZZARD INC | Equity | 00507V109 | 70,685 | 923,380 | SH | SOLE | 861,186 | 0 | 62,194 | ||
TEGNA INC | Equity | 87901J105 | 70,062 | 3,306,379 | SH | SOLE | 3,103,954 | 0 | 202,425 | ||
FIRST HORIZON CORPORATION | Equity | 320517105 | 61,985 | 2,530,015 | SH | SOLE | 2,379,424 | 0 | 150,591 | ||
VMWARE INC | Equity | 928563402 | 57,463 | 468,093 | SH | SOLE | 437,925 | 0 | 30,168 | ||
STORE CAP CORP | Equity | 862121100 | 56,927 | 1,775,643 | SH | SOLE | 1,661,245 | 0 | 114,398 | ||
PNM RES INC | Equity | 69349H107 | 56,293 | 1,153,787 | SH | SOLE | 1,068,387 | 0 | 85,400 | ||
SOUTH JERSEY INDS INC | Equity | 838518108 | 55,341 | 1,557,579 | SH | SOLE | 1,457,994 | 0 | 99,585 | ||
SIERRA WIRELESS INC | Equity | 826516106 | 53,451 | 1,843,762 | SH | SOLE | 1,728,639 | 0 | 115,123 | ||
HORIZON THERAPEUTICS PUB L | Equity | G46188101 | 48,481 | 426,020 | SH | SOLE | 395,949 | 0 | 30,071 | ||
AEROJET ROCKETDYNE HLDGS INC | Equity | 007800105 | 48,180 | 861,438 | SH | SOLE | 799,693 | 0 | 61,745 | ||
ATLAS AIR WORLDWIDE HLDGS IN | Equity | 049164205 | 43,450 | 431,050 | SH | SOLE | 400,541 | 0 | 30,509 | ||
LHC GROUP INC | Equity | 50187A107 | 42,339 | 261,856 | SH | SOLE | 244,048 | 0 | 17,808 | ||
1LIFE HEALTHCARE INC | Equity | 68269G107 | 39,051 | 2,336,958 | SH | SOLE | 2,179,182 | 0 | 157,776 | ||
SIGNIFY HEALTH INC | Equity | 82671G100 | 31,288 | 1,091,689 | SH | SOLE | 1,017,150 | 0 | 74,539 | ||
EVO PMTS INC | Equity | 26927E104 | 28,588 | 844,796 | SH | SOLE | 784,308 | 0 | 60,488 | ||
SHAW COMMUNICATIONS INC | Equity | 82028K200 | 25,420 | 883,222 | SH | SOLE | 821,476 | 0 | 61,746 | ||
ALTRA INDL MOTION CORP | Equity | 02208R106 | 24,597 | 411,658 | SH | SOLE | 384,220 | 0 | 27,438 | ||
RESOLUTE FST PRODS INC | Equity | 76117W109 | 24,328 | 1,126,840 | SH | SOLE | 1,050,618 | 0 | 76,222 | ||
ATLAS CORP | Equity | Y0436Q109 | 23,983 | 1,563,414 | SH | SOLE | 1,455,740 | 0 | 107,674 | ||
USERTESTING INC | Equity | 91734E101 | 23,713 | 3,157,503 | SH | SOLE | 2,962,007 | 0 | 195,496 | ||
MAXAR TECHNOLOGIES INC | Equity | 57778K105 | 23,700 | 458,060 | SH | SOLE | 427,992 | 0 | 30,068 | ||
MYOVANT SCIENCES LTD | Equity | G637AM102 | 23,670 | 877,979 | SH | SOLE | 822,954 | 0 | 55,025 | ||
KNOWBE4 INC | Equity | 49926T104 | 23,656 | 954,644 | SH | SOLE | 891,974 | 0 | 62,670 | ||
ROGERS CORP | Equity | 775133101 | 23,622 | 197,936 | SH | SOLE | 185,600 | 0 | 12,336 | ||
COUPA SOFTWARE INC | Equity | 22266L106 | 23,313 | 294,472 | SH | SOLE | 275,802 | 0 | 18,670 | ||
SILICON MOTION TECHNOLOGY CO | Equity | 82706C108 | 22,810 | 350,981 | SH | SOLE | 327,206 | 0 | 23,775 | ||
VIVINT SMART HOME INC | Equity | 928542109 | 22,686 | 1,906,353 | SH | SOLE | 1,775,298 | 0 | 131,055 | ||
IROBOT CORP | Equity | 462726100 | 21,215 | 440,781 | SH | SOLE | 410,187 | 0 | 30,594 | ||
MOMENTIVE GLOBAL INC | Equity | 60878Y108 | 15,830 | 2,261,432 | SH | SOLE | 2,118,416 | 0 | 143,016 | ||
FORGEROCK INC | Equity | 34631B101 | 14,969 | 657,416 | SH | SOLE | 617,616 | 0 | 39,800 | ||
AVEO PHARMACEUTICALS INC | Equity | 053588307 | 10,449 | 698,915 | SH | SOLE | 659,710 | 0 | 39,205 | ||
IMAGO BIOSCIENCES INC | Equity | 45250K107 | 8,395 | 233,522 | SH | SOLE | 223,253 | 0 | 10,269 | ||
BENEFITFOCUS INC | Equity | 08180D106 | 8,136 | 777,804 | SH | SOLE | 777,804 | 0 | 0 | ||
BLACK KNIGHT INC | Equity | 09215C105 | 6,852 | 110,966 | SH | SOLE | 103,393 | 0 | 7,573 | ||
MAGNACHIP SEMICONDUCTOR CORP | Equity | 55933J203 | 5,758 | 613,228 | SH | SOLE | 572,902 | 0 | 40,326 | ||
APOLLO ENDOSURGERY INC | Equity | 03767D108 | 4,483 | 449,636 | SH | SOLE | 449,636 | 0 | 0 | ||
SPOTIFY USA INC | Convertible Bond | 84921RAB6 | 2,818 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
KAMAN CORP | Convertible Bond | 483548AF0 | 2,805 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
RINGCENTRAL INC | Convertible Bond | 76680RAF4 | 2,666 | 3,105,000 | PRN | SOLE | 3,105,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | Convertible Bond | 699374AB0 | 1,974 | 2,250,000 | PRN | SOLE | 2,250,000 | 0 | 0 | ||
POSHMARK INC | Equity | 73739W104 | 1,955 | 109,328 | SH | SOLE | 109,328 | 0 | 0 | ||
COUPA SOFTWARE INC | Convertible Bond | 22266LAC0 | 1,952 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
MONEYLION INC | Equity | 60938K106 | 1,928 | 3,110,114 | SH | SOLE | 3,110,114 | 0 | 0 | ||
BLOCK INC | Convertible Bond | 852234AF0 | 1,903 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
MONEYGRAM INTL INC | Equity | 60935Y208 | 1,649 | 151,430 | SH | SOLE | 151,430 | 0 | 0 | ||
WISDOMTREE INVESTMENTS | Convertible Bond | 97717PAD6 | 1,390 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
HARTFORD FINL SVCS GROUP INC | Equity | 416515104 | 1,310 | 17,272 | SH | SOLE | 17,272 | 0 | 0 | ||
COWEN INC | Equity | 223622606 | 1,283 | 33,226 | SH | SOLE | 33,226 | 0 | 0 | ||
SPIRIT AIRLS INC | Equity | 848577102 | 1,197 | 61,433 | SH | SOLE | 61,433 | 0 | 0 | ||
1LIFE HEALTHCARE INC | Convertible Bond | 68269GAB3 | 964 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
Bluerock Homes Trust Inc | Equity | 09631H100 | 823 | 38,628 | SH | SOLE | 38,628 | 0 | 0 | ||
MOMENTIVE GLOBAL INC | Equity Put | 60878Y958 | 691 | 1,728,000 | SH | Put | SOLE | 1,618,700 | 0 | 109,300 | |
PROFESSIONAL HLDG CORP | Equity | 743139107 | 620 | 22,344 | SH | SOLE | 22,344 | 0 | 0 | ||
IAA INC | Equity | 449253103 | 606 | 15,156 | SH | SOLE | 15,156 | 0 | 0 | ||
LAKELAND BANCORP INC | Equity | 511637100 | 575 | 32,667 | SH | SOLE | 32,667 | 0 | 0 | ||
SEASPINE HLDGS CORP | Equity | 81255T108 | 468 | 56,031 | SH | SOLE | 56,031 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | Equity | 007903107 | 340 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
ZAI LAB LTD | Equity | 98887Q104 | 307 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NVIDIA CORPORATION | Equity | 67066G104 | 303 | 2,075 | SH | SOLE | 2,075 | 0 | 0 | ||
EQT CORP | Equity | 26884L109 | 301 | 8,900 | SH | SOLE | 8,900 | 0 | 0 | ||
FIVE9 INC | Equity | 338307101 | 278 | 4,100 | SH | SOLE | 4,100 | 0 | 0 | ||
PAYPAL HLDGS INC | Equity | 70450Y103 | 253 | 3,550 | SH | SOLE | 3,550 | 0 | 0 | ||
AURA BIOSCIENCES INC | Equity | 05153U107 | 247 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
GXO LOGISTICS INCORPORATED | Equity | 36262G101 | 235 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
FORGEROCK INC | Equity Call | 34631B901 | 198 | 660,600 | SH | Call | SOLE | 609,900 | 0 | 50,700 | |
CANO HEALTH INC | Equity | 13781Y103 | 178 | 130,026 | SH | SOLE | 130,026 | 0 | 0 | ||
DISH NETWORK CORPORATION | Equity | 25470M109 | 177 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | Equity | 69404D108 | 139 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
HOWMET AEROSPACE INC | Equity Call | 443201908 | 82 | 21,000 | SH | Call | SOLE | 21,000 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 71 | 38,060 | SH | SOLE | 38,060 | 0 | 0 | ||
SOFI TECHNOLOGIES INC | Equity | 83406F102 | 58 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CLEARSIDE BIOMEDICAL INC | Equity | 185063104 | 53 | 47,000 | SH | SOLE | 47,000 | 0 | 0 | ||
PAR PAC HOLDINGS INC | Equity Call | 69888T907 | 45 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ISOPLEXIS CORP | Equity | 465005106 | 34 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | Equity Call | 03767D908 | 27 | 359,000 | SH | Call | SOLE | 359,000 | 0 | 0 | |
ALLBIRDS INC | Equity | 01675A109 | 24 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CAESARS ENTERTAINMENT INC NE | Equity Call | 12769G900 | 20 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
NORTONLIFELOCK INC | Equity Call | 668771908 | 17 | 38,500 | SH | Call | SOLE | 38,500 | 0 | 0 | |
HORIZON THERAPEUTICS PUB L | Equity Put | G46188951 | 17 | 46,000 | SH | Put | SOLE | 42,400 | 0 | 3,600 | |
MONEYLION INC | Equity | 60938K114 | 13 | 313,400 | SH | SOLE | 313,400 | 0 | 0 | ||
MERIDIAN BIOSCIENCE INC | Equity Call | 589584901 | 11 | 150,000 | SH | Call | SOLE | 138,400 | 0 | 11,600 | |
UserTesting Inc | Equity Call | 91734E901 | 11 | 175,900 | SH | Call | SOLE | 163,600 | 0 | 12,300 | |
UNITI GROUP INC | Equity Call | 91325V908 | 8 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
XEROX HOLDINGS CORP | Equity Call | 98421M906 | 4 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
LIGHTNING EMOTORS INC | Equity | 53228T119 | 2 | 53,913 | SH | SOLE | 53,913 | 0 | 0 | ||
SPDR S&P 500 ETF TR | Equity Call | 78462F903 | 2 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 |