The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABSOLUTE SOFTWARE CORP | Equity | 00386B109 | 19,459 | 1,697,977 | SH | SOLE | 1,564,968 | 0 | 133,009 | ||
ACTIVISION BLIZZARD INC | Equity | 00507V109 | 99,291 | 1,177,830 | SH | SOLE | 1,086,216 | 0 | 91,614 | ||
AEROJET ROCKETDYNE HLDGS INC | Equity | 007800105 | 62,859 | 1,145,604 | SH | SOLE | 1,054,958 | 0 | 90,646 | ||
ALBERTSONS COS INC | Equity | 013091103 | 18,805 | 861,832 | SH | SOLE | 801,507 | 0 | 60,325 | ||
ALLBIRDS INC | Equity | 01675A109 | 13 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AMARIN CORP PLC | Equity | 023111206 | 42 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
AMEDISYS INC | Equity | 023436108 | 7,800 | 85,300 | SH | SOLE | 81,116 | 0 | 4,184 | ||
ARCONIC CORPORATION | Equity | 03966V107 | 11,268 | 380,939 | SH | SOLE | 354,533 | 0 | 26,406 | ||
AURA BIOSCIENCES INC | Equity | 05153U107 | 244 | 19,750 | SH | SOLE | 19,750 | 0 | 0 | ||
BAYTEX ENERGY CORP | Equity | 07317Q105 | 1,649 | 507,098 | SH | SOLE | 473,877 | 0 | 33,221 | ||
BLACK KNIGHT INC | Equity | 09215C105 | 3,855 | 64,540 | SH | SOLE | 59,096 | 0 | 5,444 | ||
BLACKLINE INC | Corporate Bond | 09239BAD1 | 1,693 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
BLOCK INC | Convertible Bond | 852234AF0 | 1,886 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
BLUEROCK HOMES TRUST INC | Equity | 09631H100 | 623 | 38,628 | SH | SOLE | 38,628 | 0 | 0 | ||
CAESARS ENTERTAINMENT INC NE | Equity Call | 12769G900 | 87 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
CANO HEALTH INC | Equity | 13781Y103 | 27 | 19,250 | SH | SOLE | 19,250 | 0 | 0 | ||
CHINOOK THERAPEUTICS INC | Equity | 16961L106 | 1,977 | 51,468 | SH | SOLE | 51,468 | 0 | 0 | ||
CIRCOR INTL INC | Equity | 17273K109 | 47,938 | 849,203 | SH | SOLE | 809,238 | 0 | 39,965 | ||
CLEARSIDE BIOMEDICAL INC | Equity | 185063104 | 81 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
DICE THERAPEUTICS INC | Equity | 23345J104 | 22,482 | 483,894 | SH | SOLE | 447,269 | 0 | 36,625 | ||
DISH NETWORK CORPORATION | Equity | 25470M109 | 163 | 24,750 | SH | SOLE | 24,750 | 0 | 0 | ||
DIVERSEY HLDGS LTD | Equity | G28923103 | 703 | 83,798 | SH | SOLE | 83,798 | 0 | 0 | ||
FIRST HORIZON CORPORATION | Equity | 320517105 | 17,702 | 1,570,681 | SH | SOLE | 1,443,299 | 0 | 127,382 | ||
FOCUS FINL PARTNERS INC | Equity | 34417P100 | 35,203 | 670,397 | SH | SOLE | 617,355 | 0 | 53,042 | ||
FORGEROCK INC | Equity | 34631B101 | 23,710 | 1,154,346 | SH | SOLE | 1,065,218 | 0 | 89,128 | ||
FRANCHISE GROUP INC | Equity | 35180X105 | 1,455 | 50,809 | SH | SOLE | 50,809 | 0 | 0 | ||
GEN DIGITAL INC | Equity Call | 668771908 | 7 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
GLOBUS MED INC | Equity | 379577208 | 6,518 | 109,481 | SH | SOLE | 100,609 | 0 | 8,872 | ||
GREENHILL & CO INC | Equity | 395259104 | 935 | 63,797 | SH | SOLE | 63,797 | 0 | 0 | ||
HARTFORD FINL SVCS GROUP INC | Equity | 416515104 | 1,201 | 16,672 | SH | SOLE | 16,672 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB L | Equity Call | G46188901 | 106 | 67,000 | SH | Call | SOLE | 60,900 | 0 | 6,100 | |
HORIZON THERAPEUTICS PUB L | Equity Put | G46188951 | 260 | 356,500 | SH | Put | SOLE | 326,500 | 0 | 30,000 | |
HORIZON THERAPEUTICS PUB L | Equity | G46188101 | 72,933 | 709,118 | SH | SOLE | 651,587 | 0 | 57,531 | ||
HOWMET AEROSPACE INC | Equity Call | 443201908 | 172 | 62,500 | SH | Call | SOLE | 62,500 | 0 | 0 | |
IROBOT CORP | Equity Call | 462726900 | 79 | 79,000 | SH | Call | SOLE | 72,900 | 0 | 6,100 | |
ISHARES TR | Equity Put | 464288953 | 42 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
IVERIC BIO INC | Equity | 46583P102 | 19,796 | 503,196 | SH | SOLE | 482,202 | 0 | 20,994 | ||
IVERIC BIO INC | Equity Call | 46583P902 | 21 | 592,100 | SH | Call | SOLE | 540,400 | 0 | 51,700 | |
KAMAN CORP | Convertible Bond | 483548AF0 | 2,905 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
LAKELAND BANCORP INC | Equity | 511637100 | 399 | 29,792 | SH | SOLE | 29,792 | 0 | 0 | ||
LIFE STORAGE INC | Equity | 53223X107 | 25,551 | 192,170 | SH | SOLE | 176,430 | 0 | 15,740 | ||
LIGHTNING EMOTORS INC | Equity | 53228T119 | 2 | 53,913 | SH | SOLE | 53,913 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | Equity | 559080106 | 13,110 | 210,360 | SH | SOLE | 194,443 | 0 | 15,917 | ||
MAGNACHIP SEMICONDUCTOR CORP | Equity | 55933J203 | 6,565 | 587,198 | SH | SOLE | 548,784 | 0 | 38,414 | ||
MAXLINEAR INC | Equity Call | 57776J900 | 555 | 135,300 | SH | Call | SOLE | 126,600 | 0 | 8,700 | |
MONEYLION INC | Equity | 60938K304 | 1,245 | 103,640 | SH | SOLE | 103,640 | 0 | 0 | ||
MONEYLION INC | Equity | 60938K114 | 12 | 313,400 | SH | SOLE | 313,400 | 0 | 0 | ||
NATIONAL INSTRS CORP | Equity | 636518102 | 55,075 | 959,494 | SH | SOLE | 880,356 | 0 | 79,138 | ||
THE NECESSITY RETAIL REIT IN | Equity | 02607T109 | 625 | 92,385 | SH | SOLE | 92,385 | 0 | 0 | ||
NEXTIER OILFIELD SOLUTIONS | Equity | 65290C105 | 617 | 68,975 | SH | SOLE | 68,975 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | Convertible Bond | 699374AB0 | 4,686 | 4,750,000 | PRN | SOLE | 4,750,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 187 | 84,697 | SH | SOLE | 84,697 | 0 | 0 | ||
PDC ENERGY INC | Equity | 69327R101 | 29,000 | 407,645 | SH | SOLE | 375,280 | 0 | 32,365 | ||
PHENOMEX INC | Equity | 084310101 | 43 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
PNM RES INC | Equity | 69349H107 | 58,645 | 1,300,338 | SH | SOLE | 1,194,961 | 0 | 105,377 | ||
QUOTIENT TECHNOLOGY INC | Equity | 749119103 | 424 | 110,417 | SH | SOLE | 110,417 | 0 | 0 | ||
RADIUS GLOBAL INFRASTRCTRE I | Equity | 750481103 | 25,651 | 1,721,543 | SH | SOLE | 1,579,819 | 0 | 141,724 | ||
RB GLOBAL INC | Equity | 74935Q107 | 3,202 | 53,374 | SH | SOLE | 48,871 | 0 | 4,503 | ||
RINGCENTRAL INC | Convertible Bond | 76680RAF4 | 2,855 | 3,105,000 | PRN | SOLE | 3,105,000 | 0 | 0 | ||
ROGERS CORP | Equity | 775133101 | 17,023 | 105,128 | SH | SOLE | 97,431 | 0 | 7,697 | ||
SEAGEN INC | Equity | 81181C104 | 29,679 | 154,211 | SH | SOLE | 141,842 | 0 | 12,369 | ||
SILICON MOTION TECHNOLOGY CO | Equity | 82706C108 | 25,068 | 348,848 | SH | SOLE | 326,200 | 0 | 22,648 | ||
SPIRIT AIRLS INC | Equity | 848577102 | 1,249 | 72,805 | SH | SOLE | 72,805 | 0 | 0 | ||
SPOTIFY USA INC | Convertible Bond | 84921RAB6 | 2,973 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
SYNEOS HEALTH INC | Equity | 87166B102 | 31,672 | 751,590 | SH | SOLE | 691,121 | 0 | 60,469 | ||
TEGNA INC | Equity | 87901J105 | 58,231 | 3,585,668 | SH | SOLE | 3,330,409 | 0 | 255,259 | ||
TRITON INTL LTD | Equity | G9078F107 | 25,785 | 309,687 | SH | SOLE | 282,835 | 0 | 26,852 | ||
UNIVAR SOLUTIONS INC | Equity | 91336L107 | 52,974 | 1,478,070 | SH | SOLE | 1,353,663 | 0 | 124,407 | ||
URSTADT BIDDLE PPTYS INC | Equity | 917286205 | 10,435 | 490,811 | SH | SOLE | 451,955 | 0 | 38,856 | ||
U S XPRESS ENTERPRISES INC | Equity | 90338N202 | 347 | 56,592 | SH | SOLE | 56,592 | 0 | 0 | ||
VECTIVBIO HLDG AG | Equity | H9060V101 | 15,968 | 939,293 | SH | SOLE | 869,314 | 0 | 69,979 | ||
VERINT SYSTEMS INC | Convertible Bond | 92343XAC4 | 1,322 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
VMWARE INC | Equity | 928563402 | 80,811 | 562,401 | SH | SOLE | 520,829 | 0 | 41,572 | ||
WISDOMTREE INC | Convertible Bond | 97717PAD6 | 1,465 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
XEROX HOLDINGS CORP | Equity Call | 98421M906 | 33 | 65,000 | SH | Call | SOLE | 65,000 | 0 | 0 |