The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALBERTSONS COS INC | Equity | 013091103 | 41,113 | 1,917,564 | SH | SOLE | 1,917,564 | 0 | 0 | ||
AMEDISYS INC | Equity | 023436108 | 64,869 | 703,877 | SH | SOLE | 703,877 | 0 | 0 | ||
ANSYS INC | Equity | 03662Q105 | 40,714 | 117,277 | SH | SOLE | 117,277 | 0 | 0 | ||
APA CORPORATION | Equity | 03743Q108 | 1,323 | 38,469 | SH | SOLE | 38,469 | 0 | 0 | ||
AXONICS INC | Equity | 05465P101 | 48,977 | 710,124 | SH | SOLE | 710,124 | 0 | 0 | ||
BLACKLINE INC | Convertible Bond | 09239BAD1 | 2,779 | 3,071,000 | PRN | SOLE | 3,071,000 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | Equity | G1890L107 | 37,693 | 832,086 | SH | SOLE | 832,086 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | Equity Put | G1890L957 | 642 | 802,200 | SH | Put | SOLE | 802,200 | 0 | 0 | |
CAPSTAR FINL HLDGS INC | Equity | 14070T102 | 557 | 27,716 | SH | SOLE | 27,716 | 0 | 0 | ||
CARROLS RESTAURANT GROUP INC | Equity | 14574X104 | 1,048 | 110,206 | SH | SOLE | 110,206 | 0 | 0 | ||
CATALENT INC | Equity Call | 148806902 | 5 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CATALENT INC | Equity | 148806102 | 30,757 | 544,860 | SH | SOLE | 544,860 | 0 | 0 | ||
CEREVEL THERAPEUTICS HLDNG I | Equity | 15678U128 | 33,346 | 788,870 | SH | SOLE | 788,870 | 0 | 0 | ||
CONSOLIDATED COMM HLDGS INC | Equity | 209034107 | 400 | 92,692 | SH | SOLE | 92,692 | 0 | 0 | ||
DASEKE INC | Equity | 23753F107 | 473 | 56,938 | SH | SOLE | 56,938 | 0 | 0 | ||
DAVE & BUSTERS ENTMT INC | Equity Call | 238337909 | 48 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
DISCOVER FINL SVCS | Equity | 254709108 | 1,370 | 10,448 | SH | SOLE | 10,448 | 0 | 0 | ||
EAGLE BULK SHIPPING INC | Equity | Y2187A150 | 1,147 | 18,366 | SH | SOLE | 18,366 | 0 | 0 | ||
ENERPLUS CORP | Equity | 292766102 | 1,574 | 80,044 | SH | SOLE | 80,044 | 0 | 0 | ||
EQUITRANS MIDSTREAM CORP | Equity | 294600101 | 927 | 74,219 | SH | SOLE | 74,219 | 0 | 0 | ||
EVERBRIDGE INC | Equity | 29978A104 | 48,989 | 1,406,511 | SH | SOLE | 1,406,511 | 0 | 0 | ||
EVERBRIDGE INC | Convertible Bond | 29978AAE4 | 2,438 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
FUSION PHARMACEUTICALS INC | Equity Call | 36118A900 | 25 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
GEN DIGITAL INC | Equity Call | 668771908 | 14 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
HAWAIIAN HOLDINGS INC | Equity Put | 419879951 | 37 | 482,500 | SH | Put | SOLE | 482,500 | 0 | 0 | |
HAWAIIAN HOLDINGS INC | Equity | 419879101 | 968 | 72,645 | SH | SOLE | 72,645 | 0 | 0 | ||
HAYNES INTL INC | Equity | 420877201 | 1,163 | 19,345 | SH | SOLE | 19,345 | 0 | 0 | ||
HESS CORP | Equity | 42809H107 | 65,644 | 430,059 | SH | SOLE | 430,059 | 0 | 0 | ||
HIRERIGHT HOLDINGS CORPORATI | Equity | 433537107 | 1,052 | 73,697 | SH | SOLE | 73,697 | 0 | 0 | ||
ISHARES TR | Equity Put | 464288953 | 15 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
JUNIPER NETWORKS INC | Equity | 48203R104 | 34,023 | 918,041 | SH | SOLE | 918,041 | 0 | 0 | ||
KAMAN CORP | Equity | 483548103 | 1,606 | 35,021 | SH | SOLE | 35,021 | 0 | 0 | ||
KAMAN CORP | Convertible Bond | 483548AF0 | 3,033 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
MASONITE INTL CORP | Equity | 575385109 | 46,459 | 353,433 | SH | SOLE | 353,433 | 0 | 0 | ||
MCGRATH RENTCORP | Equity | 580589109 | 36,447 | 295,429 | SH | SOLE | 295,429 | 0 | 0 | ||
M D C HLDGS INC | Equity | 552676108 | 35,353 | 561,965 | SH | SOLE | 561,965 | 0 | 0 | ||
OLINK HLDG AB | Equity | 680710100 | 39,041 | 1,660,619 | SH | SOLE | 1,660,619 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | Equity | 69404D108 | 39 | 10,463 | SH | SOLE | 10,463 | 0 | 0 | ||
PERFICIENT INC | Convertible Bond | 71375UAF8 | 2,370 | 2,750,000 | PRN | SOLE | 2,750,000 | 0 | 0 | ||
PIONEER NAT RES CO | Equity | 723787107 | 94,158 | 358,698 | SH | SOLE | 358,698 | 0 | 0 | ||
PNM RES INC | Equity | 69349H107 | 11,013 | 292,596 | SH | SOLE | 292,596 | 0 | 0 | ||
RINGCENTRAL INC | Convertible Bond | 76680RAF4 | 2,928 | 3,105,000 | PRN | SOLE | 3,105,000 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CO | Equity | 82706C108 | 18,680 | 242,792 | SH | SOLE | 242,792 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | Equity | 845467109 | 1,389 | 183,240 | SH | SOLE | 183,240 | 0 | 0 | ||
SP PLUS CORP | Equity | 78469C103 | 1,096 | 20,989 | SH | SOLE | 20,989 | 0 | 0 | ||
SPOTIFY USA INC | Convertible Bond | 84921RAB6 | 3,213 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
STERLING CHECK CORP | Equity | 85917T109 | 1,751 | 108,862 | SH | SOLE | 108,862 | 0 | 0 | ||
TECHTARGET INC | Convertible Bond | 87874RAD2 | 2,902 | 3,055,000 | PRN | SOLE | 3,055,000 | 0 | 0 | ||
TELEPHONE & DATA SYS INC | Equity Put | 879433959 | 27 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
TRANSPHORM INC | Equity | 89386L100 | 236 | 48,157 | SH | SOLE | 48,157 | 0 | 0 | ||
TRICON RESIDENTIAL INC | Equity | 89612W102 | 36,348 | 3,259,880 | SH | SOLE | 3,259,880 | 0 | 0 | ||
UNITED PARKS & RESORTS INC | Equity Call | 81282V900 | 60 | 17,500 | SH | Call | SOLE | 17,500 | 0 | 0 | |
UNITED STATES STL CORP NEW | Equity Put | 912909958 | 995 | 214,000 | SH | Put | SOLE | 214,000 | 0 | 0 | |
UNITED STATES STL CORP NEW | Equity | 912909108 | 43,819 | 1,074,525 | SH | SOLE | 1,074,525 | 0 | 0 | ||
VERINT SYSTEMS INC | Convertible Bond | 92343XAC4 | 2,816 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
VIZIO HLDG CORP | Equity | 92858V101 | 31,467 | 2,876,321 | SH | SOLE | 2,876,321 | 0 | 0 | ||
WESTROCK CO | Equity | 96145D105 | 657 | 13,290 | SH | SOLE | 13,290 | 0 | 0 | ||
WISDOMTREE INC | Convertible Bond | 97717PAD6 | 1,576 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
XEROX HOLDINGS CORP | Equity Call | 98421M906 | 51 | 44,500 | SH | Call | SOLE | 44,500 | 0 | 0 |