CNO Financial (CNO) Form 3 CNO Financial / Jeremy David Williams ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Williams Jeremy David

(Last) (First) (Middle)

11825 N. PENNSYLVANIA STREET

(Street)

CARMEL IN 46032

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2024

3. Issuer Name and Ticker or Trading Symbol
CNO Financial Group, Inc. [ CNO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP & Chief Actuary

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	45,188(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	(2)	02/25/2025	Common Stock	7,700	16.42	D
Stock Options	(3)	02/23/2026	Common Stock	11,300	17.38	D
Stock Options	(4)	02/23/2027	Common Stock	4,420	21.06	D
Stock Options	(5)	02/21/2028	Common Stock	3,240	23.33	D
Stock Options	(6)	02/19/2029	Common Stock	4,220	17.48	D
Stock Options	(7)	05/07/2029	Common Stock	2,290	16.71	D

Explanation of Responses:

1. Includes 7,253 restricted stock units, which convert into common stock on a one-for-one basis and vest in installments through 2026.

2. One-half of these options vested on February 25, 2017, and one-half vested on February 25, 2018.

3. One-half of these options vested on February 23, 2018, and one-half vested on February 23, 2019.

4. One-half of these options vested on February 23, 2019, and one-half vested on February 23, 2020.

5. One-half of these options vested on February 21, 2020, and one-half vested on February 21, 2021.

6. One-half of these options vested on February 19, 2021, and one-half vested on February 19, 2022.

7. One-half of these options vested on May 7, 2021, and one-half vested on May 7, 2022.

	Heidi M. Krings, Attorney-in-Fact	01/04/2024
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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