CNO Financial (CNO) Form 4 CNO Financial / Paul H. McDonough ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

McDonough Paul H.

(Last) (First) (Middle)

C/O CNO FINANCIAL GROUP, INC.

11825 NORTH PENNSYLVANIA STREET

(Street)

CARMEL IN 46032

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CNO Financial Group, Inc. [ CNO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/20/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/24/2020		L		94.077(1)	A	$14.998	45,296.077	D
Common Stock	11/20/2020		S		10,000(2)	D	$20.85(3)	35,296.077	D
Common Stock	11/20/2020		P		10,000(2)	A	$20.8517(4)(5)	45,296.077	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired pursuant to dividend reinvestment in a brokerage account.

2. A sale and purchase of an equal number of shares was made to transfer shares between accounts of the reporting person.

3. The reporting person has disgorged to CNO Financial Group, Inc. $550.54, representing the profit realized for purposes of Section 16(b) of the Securities Exchange Act of 1934, as amended, net of broker sales commissions in connection with the acquisition of shares of CNO common stock through dividend reinvestment on June 24, 2020 and the sale of shares of CNO common stock on November 20, 2020.

4. Purchases at prices ranging from $20.80 per share to $20.86 per share. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

5. The reporting person has disgorged to CNO Financial Group, Inc. $58.50, representing the profit realized for purposes of Section 16(b) of the Securities Exchange Act of 1934, as amended, net of broker sales commissions in connection with the sale of shares of CNO common stock on November 20, 2020 and the purchase of applicable shares of CNO common stock on November 20, 2020.

	Rachel J. Spehler, Attorney-in-Fact	11/24/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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