Martin Douglas H Form 4 CONNS / DOUGLAS H MARTIN ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

MARTIN DOUGLAS H

(Last) (First) (Middle)

111 CENTER STREET

(Street)

LITTLE ROCK AR 72201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CONNS INC [ CONN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
05/30/2019

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/30/2019		A		4,771(1)	A	$0	50,357	I	By Douglas H. Martin Trust
Common Stock	06/20/2019		G	V	10,648(2)	A	$0	61,005	I	By Douglas H. Martin Trust
Common Stock	06/20/2019		G	V	29,352(2)	A	$0	90,357	I	By Douglas H. Martin Trust
Common Stock	06/20/2019		G	V	10,648(2)	D	$0	29,352	I	By Martin Family 2018 Trust
Common Stock	06/20/2019		G	V	29,352(2)	D	$0	0	I	By Martin Family 2018 Trust
Common Stock	09/27/2019		G	V	3,244(3)	A	$0	93,601	I	By Douglas H. Martin Trust
Common Stock	09/27/2019		G	V	3,244(3)	D	$0	41,927	I	By Martin Family 2016 Trust
Common Stock								3,900	I	By children
Common Stock								43,077	I	By Roth IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to Buy)	$10.21	04/17/2019		M			10,000	06/02/2010	06/02/2019	Common Stock	10,000	$0	0	D

Explanation of Responses:

1. Restricted Stock Units ("RSUs") awarded to reporting person under Conn's Inc.'s Non-Employee Director Restricted Stock Plan. Each RSU represents a contingent right to recieve one share of common stock. The RSUs vest on May 30, 2020.

2. Represents transfer of shares, for no consideration, from Martin Family 2018 Trust to Douglas H. Martin Trust.

3. Represents transfer of shares, for no consideration, from Martin Family 2016 Trust to Douglas H. Martin Trust.

Remarks:

	Todd Ferguson, attorney in fact for reporting person	01/31/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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