UNITED STATES
(Exact name of registrant as specified in its charter)
88-0507007 | ||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Annual Meeting of Stockholders held July 8, 2014, stockholders (a) elected five directors to hold office until the 2015 annual meeting of stockholders (Proposal No. 1), (b) approved, in an advisory (non-binding) vote, the Company's Executive Compensation (Proposal No. 2), (c) approved holding the advisory vote on executive compensation once every three years (Proposal No. 3), and (d) approved the adoption of the Breitling Energy Corporation 2014 Stock Incentive Plan (Proposal No. 4). No vote was taken on the ratification of the appointment of Rothstein Kass as the Company’s independent accountants for the fiscal year ending December 31, 2014, since Rothstein Kass submitted its resignation prior to the meeting. The vote tabulation follows for each proposal:
Proposal No. 1. Election of Directors.
For | Withhold | Broker Non-Vote | ||||||||||
1. Chris A. Faulkner | 462,967,820 | 59,786 | 11,675,301 | |||||||||
2. Jeremy S. Wagers | 463,008,179 | 19,427 | 11,675,301 | |||||||||
3. Jonathan S. Huberman | 463,008,124 | 19,482 | 11,675,301 | |||||||||
4. Richard H. Mourglia | 463,008,624 | 18,982 | 11,675,301 | |||||||||
5. Chris E. Williford | 463,008,704 | 18,902 | 11,675,301 |
Proposal No. 2. Vote, on an advisory and non-binding basis, on the compensation of the Company's named executive officers for fiscal year 2013.
For | Against | Abstain | Broker Non-Vote | |||||||||||
462,619,740 | 362,124 | 45,742 | 11,675,301 |
Proposal No. 3. Vote, on an advisory vote to determine the frequency of the advisory vote on compensation of our named executive officers.
Three Years | Two Years | One Year | Abstain | Broker Non-Vote | ||||||||||||||
462,481,071 | 53,825 | 478,789 | 13,921 | 11,675,301 |
Approval of the Breitling Energy Corporation 2014 Stock Incentive Plan.
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SIGNATURE