Rosenman Herm Form 4 Oxford Immunotec Global / HERM ROSENMAN ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

ROSENMAN HERM

(Last) (First) (Middle)

C/O OXFORD IMMUNOTEC GLOBAL PLC

94C INNOVATION DRIVE

(Street)

ABINGDON, OXFORDSHIRE X0 OX14 4RZ

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Oxford Immunotec Global PLC [ OXFD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/08/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	03/08/2021		D		4,081	D	$22(1)	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$8.65	03/08/2021		D			7,457	(2)	06/28/2026	Ordinary Shares	7,457	$13.35(3)	0	D
Stock Option (Right to Buy)	$14.46	03/08/2021		D			7,457	(2)	06/06/2027	Ordinary Shares	7,457	$7.54(3)	0	D
Stock Option (Right to Buy)	$14.49	03/08/2021		D			7,457	(2)	06/19/2028	Ordinary Shares	7,457	$7.51(3)	0	D
Stock Option (Right to Buy)	$14.44	03/08/2021		D			7,457	(2)	06/18/2029	Ordinary Shares	7,457	$7.56(3)	0	D
Stock Option (Right to Buy)	$15.4	03/08/2021		D			7,457	(2)	11/22/2023	Ordinary Shares	7,457	$6.6(3)	0	D
Stock Option (Right to Buy)	$15.4	03/08/2021		D			14,914	(2)	11/22/2023	Ordinary Shares	14,914	$6.6(3)	0	D
Stock Option (Right to Buy)	$16.86	03/08/2021		D			7,457	(2)	06/12/2024	Ordinary Shares	7,457	$5.14(3)	0	D
Stock Option (Right to Buy)	$14.17	03/08/2021		D			7,457	(2)	06/09/2025	Ordinary Shares	7,457	$7.83(3)	0	D
Stock Option (Right to Buy)	$12.96	03/08/2021		D			9,494	(2)	06/24/2030	Ordinary Shares	9,494	$9.04(3)	0	D

Explanation of Responses:

1. Disposed pursuant to the acquisition by PerkinElmer (UK) Holdings Limited of the entire issued share capital of Oxford Immunotec Global PLC on March 8, 2021 by means of a scheme of arrangement under Part 26 of the Companies Act 2006 (the "Scheme").

2. In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

3. Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

	/s/ Matthew T E McLaughlin, as Attorney-in-Fact for Herm Rosenman	03/12/2021
	** Signature of Reporting Person	Date
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