SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
| |
January 28, 2004
Date of report (Date of earliest event reported) |
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PIPER JAFFRAY COMPANIES
(Exact Name of Registrant as Specified in its Charter) |
| | | | | |
| Delaware | | 1-31720 | | 30-0168701 |
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| |
|
| (State of Incorporation) | | (Commission File
Number) | | (I.R.S. Employer
Identification No.) |
| | | |
800 Nicollet Mall, Suite 800
Minneapolis, Minnesota | | 55402 |
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|
| (Address of Principal Executive Offices) | | (Zip Code) |
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(612) 303-6000
(Registrant’s Telephone Number, Including Area Code) |
TABLE OF CONTENTS
Item 7. Financial Statements and Exhibits.
(c) Exhibit
| | | |
| 99 | | Press Release dated January 28, 2004 |
Item 12. Results of Operations and Financial Condition.
On January 28, 2004, Piper Jaffray Companies (the “Company”) reported its financial results for its fourth fiscal quarter and its fiscal year ended December 31, 2003. See the Company’s press release dated January 28, 2004, which is furnished as Exhibit 99 hereto.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | | PIPER JAFFRAY COMPANIES |
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| Date: | | January 28, 2004 | | /s/ Sandra G. Sponem
Sandra G. Sponem
Chief Financial Officer |
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EXHIBIT INDEX
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| No. | | Description | | Manner of Filing |
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| 99 | | Press Release dated January 28, 2004 | | Filed Electronically |
