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Filing exhibits
- 10-Q Quarterly report
- 10.1 Amended and Restated 2003 Annual and Long-term Incentive Plan
- 10.2 Form of Stock Option Agreement for Annual Employee Grant
- 10.3 Form of Restricted Stock Agreement for Annual Employee Grant
- 10.4 Form of Stock Option Agreement for Non-employee Director Grants
- 31.1 Certification of Chief Executive Officer
- 31.2 Certification of Chief Financial Officer
- 32.1 Certifications Furnished Pursuant to Section 906
- 99.1 Risk Factors
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EXHIBIT 32.1
Certification Under Section 906 of the Sarbanes-Oxley Act of 2002
Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned certifies that this periodic report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in this periodic report fairly presents, in all material respects, the financial condition and results of operations of Piper Jaffray Companies.
Dated: August 4, 2004
| /s/ Andrew S. Duff | ||||
| Andrew S. Duff | ||||
| Chairman and Chief Executive Officer | ||||
| /s/ Sandra G. Sponem | ||||
| Sandra G. Sponem | ||||
| Chief Financial Officer | ||||