Piper Sandler Companies (PIPR) Form 4 PIPER SANDLER COMPANIES / Jonathan J Doyle ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Doyle Jonathan J

(Last) (First) (Middle)

800 NICOLLET MALL

(Street)

MINNEAPOLIS MN 55402

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PIPER SANDLER COMPANIES [ PIPR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Hd of Financial Services Group

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2021		S(1)		4,516	D	$135.15(2)	274,210	D
Common Stock	09/08/2021		S(1)		1,229	D	$135.83(3)	272,981	D
Common Stock	09/09/2021		S(1)		2,362	D	$135.04(4)	270,619	D
Common Stock	09/09/2021		S(1)		3,141	D	$135.92(5)	267,478	D
Common Stock	09/09/2021		S(1)		200	D	$136.61(6)	267,278	D
Common Stock	09/10/2021		S(1)		900	D	$133.83(7)	266,378	D
Common Stock	09/10/2021		S(1)		3,567	D	$134.96(8)	262,811	D
Common Stock	09/10/2021		S(1)		1,701	D	$135.5(9)	261,110	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of common stock were sold pursuant to a 10b5-1 trading plan.

2. The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (9) were sold in multiple transactions at the price ranges provided in footnotes (2) through (9). These shares in footnote (2) were sold in multiple transactions at prices ranging from $134.6700 to $135.6600 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (9) upon request by the SEC staff, the issuer or any shareholder of the issuer.

3. These shares were sold in multiple transactions at prices ranging from $135.6700 to $136.5100 inclusive.

4. These shares were sold in multiple transactions at prices ranging from $134.5000 to $135.4600 inclusive.

5. These shares were sold in multiple transactions at prices ranging from $135.5000 to $136.4600 inclusive.

6. These shares were sold in multiple transactions at prices ranging from $136.6000 to $136.6200 inclusive.

7. These shares were sold in multiple transactions at prices ranging from $133.2600 to $134.1000 inclusive.

8. These shares were sold in multiple transactions at prices ranging from $134.2700 to $135.2300 inclusive.

9. These shares were sold in multiple transactions at prices ranging from $135.3300 to $135.7700 inclusive.

Remarks:

	/s/ James Grant for Jonathan J. Doyle	09/10/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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