ASA Gold and Precious Metals Limited (ASA) N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number 811-21650

ASA GOLD AND PRECIOUS METALS LIMITED

Three Canal Plaza, Suite 600

Portland, ME  04101

(Address of Principal Executive Offices)

JPMorgan Chase Bank, N A

3 MetroTech Center, 6th Floor
Brooklyn, NY 11245

 (Name and address of agent for service)

Registrant’s telephone number, including area code: 800-432-3378

Date of fiscal year end: November 30

Date of reporting period: July 1, 2018 - June 30, 2019

ITEM 1. PROXY VOTING RECORD

Vote Summary

AGNICO EAGLE MINES LIMITED

Security

008474108

Meeting Type

Annual and Special Meeting

Ticker Symbol

AEM

Meeting Date

26-Apr-2019

ISIN

CA0084741085

Agenda

934972072 - Management

Record Date

12-Mar-2019

Holding Recon Date

12-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

23-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Dr. Leanne M. Baker

For

For

For

None

2

Sean Boyd

For

For

For

None

3

Martine A. Celej

For

For

For

None

4

Robert J. Gemmell

For

For

For

None

5

Mel Leiderman

For

For

For

None

6

Deborah McCombe

For

For

For

None

7

James D. Nasso

For

For

For

None

8

Dr. Sean Riley

For

For

For

None

9

J. Merfyn Roberts

For

For

For

None

10

Jamie C. Sokalsky

For

For

For

None

2

Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration.

Management

For

For

For

None

3

Consideration of and, if deemed advisable, the passing of an ordinary resolution approving an amendment to the Company's Incentive Share Purchase Plan.

Management

For

For

For

None

4

Consideration of and, if deemed advisable, the passing of a non-bindary, advisory resolution accepting the Company's approach to executive compensation.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

450,000

0

22-Apr-2019

29-Apr-2019

ALACER GOLD CORP.

Security

010679108

Meeting Type

Annual and Special Meeting

Ticker Symbol

ALIAF

ASR.TO

Meeting Date

14-Jun-2019

ISIN

CA0106791084

Agenda

935028452 - Management

Record Date

03-May-2019

Holding Recon Date

03-May-2019

City /

Country

/

United States

Vote Deadline Date

11-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Rodney P. Antal

Abstain

For

None

N/A

2

Thomas R. Bates, Jr.

Abstain

For

None

N/A

3

Edward C. Dowling, Jr.

Abstain

For

None

N/A

4

Richard P. Graff

Abstain

For

None

N/A

5

Anna Kolonchina

Abstain

For

None

N/A

6

Alan P. Krusi

Abstain

For

None

N/A

2

Appointment of PricewaterhouseCoopers LLP as Auditors.

Management

Abstain

For

None

N/A

3

Advisory Resolution on the Corporation's Approach to Executive Compensation.

Management

Abstain

For

None

N/A

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

2,500,000

0

ALAMOS GOLD INC.

Security

011532108

Meeting Type

Annual and Special Meeting

Ticker Symbol

AGI

Meeting Date

02-May-2019

ISIN

CA0115321089

Agenda

934967514 - Management

Record Date

22-Mar-2019

Holding Recon Date

22-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

29-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Elaine Ellingham

For

For

For

None

2

David Fleck

For

For

For

None

3

David Gower

For

For

For

None

4

Claire M. Kennedy

For

For

For

None

5

John A. McCluskey

For

For

For

None

6

Monique Mercier

For

For

For

None

7

Paul J. Murphy

For

For

For

None

8

J. Robert S. Prichard

For

For

For

None

9

Ronald E. Smith

For

For

For

None

10

Kenneth Stowe

For

For

For

None

2

Appointment of KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration.

Management

For

For

For

None

3

To consider, and if deemed advisable, pass a resolution to approve the Company's Long-Term Incentive Plan.

Management

For

For

For

None

4

To consider, and if deemed advisable, pass a resolution to approve the Company's Employee Share Purchase Plan.

Management

For

For

For

None

5

To consider, and if deemed advisable, pass a resolution to approve the Company's Fourth Amended and Restated Shareholder Rights Plan.

Management

For

For

For

None

6

To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

875,000

0

27-Apr-2019

03-May-2019

ANGLOGOLD ASHANTI LTD

Security

S04255196

Meeting Type

Annual General Meeting

Ticker Symbol

ANG.JO

Meeting Date

09-May-2019

ISIN

ZAE000043485

Agenda

710897262 - Management

Record Date

26-Apr-2019

Holding Recon Date

26-Apr-2019

City /

Country

JOHANN ESBURG

/

South Africa

Vote Deadline Date

02-May-2019

SEDOL(s)

6565655 - B010RD0 - B03NMS7 - B0H71H7

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1.O11

RE-ELECTION OF A DIRECTOR: MS MDC RICHTER

Management

For

For

For

None

2.O21

ELECTION OF DIRECTOR: MR KPM DUSHNISKY

Management

For

For

For

None

2.O22

ELECTION OF DIRECTOR: MR AM FERGUSON

Management

For

For

For

None

2.O23

ELECTION OF DIRECTOR: MR JE TILK

Management

For

For

For

None

3.O31

RE-APPOINTMENT AND APPOINTMENT OF AUDIT AND RISK COMMITTEE MEMBER: MR R GASANT

Management

For

For

For

None

3.O32

RE-APPOINTMENT AND APPOINTMENT OF AUDIT AND RISK COMMITTEE MEMBER: MR RJ RUSTON

Management

For

For

For

None

3.O33

RE-APPOINTMENT AND APPOINTMENT OF AUDIT AND RISK COMMITTEE MEMBER: MS MDC RICHTER

Management

For

For

For

None

3.O34

RE-APPOINTMENT AND APPOINTMENT OF AUDIT AND RISK COMMITTEE MEMBER: MR AM FERGUSON

Management

For

For

For

None

4.O4

RE-APPOINTMENT OF ERNST & YOUNG INC. AS AUDITORS OF THE COMPANY

Management

For

For

For

None

5.O5

GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES

Management

For

For

For

None

6.O61

SEPARATE NON-BINDING ADVISORY ENDORSEMENTS OF THE ANGLOGOLD ASHANTI REMUNERATION POLICY AND IMPLEMENTATION REPORT: REMUNERATION POLICY

Management

For

For

For

None

6.O62

SEPARATE NON-BINDING ADVISORY ENDORSEMENTS OF THE ANGLOGOLD ASHANTI REMUNERATION POLICY AND IMPLEMENTATION REPORT: IMPLEMENTATION REPORT

Management

For

For

For

None

7.S1

REMUNERATION OF NON-EXECUTIVE DIRECTORS

Management

For

For

For

None

8.S2

GENERAL AUTHORITY TO ACQUIRE THE COMPANY'S OWN SHARES

Management

For

For

For

None

9.S3

GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR CASH, THOSE ORDINARY SHARES WHICH THE DIRECTORS ARE AUTHORISED TO ALLOT AND ISSUE IN TERMS OF ORDINARY RESOLUTION 5

Management

For

For

For

None

10.S4

GENERAL AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE COMPANIES ACT

Management

For

For

For

None

11.O7

DIRECTORS AUTHORITY TO IMPLEMENT SPECIAL AND ORDINARY RESOLUTIONS

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

898,420

0

29-Apr-2019

03-May-2019

ATLANTIC GOLD CORPORATION

Security

04854Q101

Meeting Type

Annual

Ticker Symbol

SPVEF

Meeting Date

26-Oct-2018

ISIN

CA04854Q1019

Agenda

934882893 - Management

Record Date

12-Sep-2018

Holding Recon Date

12-Sep-2018

City /

Country

/

Canada

Vote Deadline Date

23-Oct-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Steven G. Dean

For

For

For

None

2

Robert G. Atkinson

For

For

For

None

3

Maryse Bélanger

For

For

For

None

4

W. David Black

For

For

For

None

5

Donald Siemens

For

For

For

None

6

William P. Armstrong

For

For

For

None

7

Walter Bucknell

For

For

For

None

8

Ryan Beedie

For

For

For

None

2

Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.

Management

For

For

For

None

3

To ratify, confirm and re-approve the Rolling Stock Option Plan.

Management

For

For

For

None

4

To transact such other business as may properly come before the meeting.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

2,750,000

0

03-Oct-2018

29-Oct-2018

B2GOLD CORP.

Security

11777Q209

Meeting Type

Annual and Special Meeting

Ticker Symbol

BTG

Meeting Date

14-Jun-2019

ISIN

CA11777Q2099

Agenda

935034900 - Management

Record Date

24-Apr-2019

Holding Recon Date

24-Apr-2019

City /

Country

/

Canada

Vote Deadline Date

11-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

To set the number of Directors at eight (8).

Management

Abstain

For

None

N/A

2

DIRECTOR

Management

1

Mr. Kevin Bullock

Abstain

For

None

N/A

2

Mr. Robert Cross

Abstain

For

None

N/A

3

Mr. Robert Gayton

Abstain

For

None

N/A

4

Mr. Clive Johnson

Abstain

For

None

N/A

5

Mr. George Johnson

Abstain

For

None

N/A

6

Mr. Jerry Korpan

Abstain

For

None

N/A

7

Mr. Bongani Mtshisi

Abstain

For

None

N/A

8

Ms. Robin Weisman

Abstain

For

None

N/A

3

Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.

Management

Abstain

For

None

N/A

4

To ratify and approve the PSU Plan Resolution relating to the adoption of the Performance Share Unit Plan, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 14, 2019.

Shareholder

Abstain

For

None

N/A

5

To approve a non-binding advisory resolution accepting the Corporation's approach to executive compensation, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 14, 2019.

Management

Abstain

For

None

N/A

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

2,450,000

0

BARRICK GOLD CORPORATION

Security

067901108

Meeting Type

Special

Ticker Symbol

ABX

Meeting Date

05-Nov-2018

ISIN

CA0679011084

Agenda

934886310 - Management

Record Date

04-Oct-2018

Holding Recon Date

04-Oct-2018

City /

Country

/

Canada

Vote Deadline Date

31-Oct-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

ORDINARY RESOLUTION APPROVING THE SHARE ISSUANCE by Barrick of such number of common shares of Barrick as are required to be issued in connection with the acquisition of the issued and to be issued ordinary shares of Randgold Resources Limited, the full text of which is set out in Schedule A of Barrick's management information circular for the Special Meeting

Management

For

For

For

None

2

SPECIAL RESOLUTION APPROVING THE CONTINUANCE of Barrick to the Province of British Columbia under the Business Corporations Act (British Columbia), the full text of which is set out in Schedule B of Barrick's management information circular for the Special Meeting

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

1,125,000

0

12-Oct-2018

06-Nov-2018

BARRICK GOLD CORPORATION

Security

067901108

Meeting Type

Annual

Ticker Symbol

GOLD

Meeting Date

07-May-2019

ISIN

CA0679011084

Agenda

934976260 - Management

Record Date

08-Mar-2019

Holding Recon Date

08-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

02-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

D. M. Bristow

For

For

For

None

2

G. A. Cisneros

For

For

For

None

3

C. L. Coleman

For

For

For

None

4

J. M. Evans

For

For

For

None

5

B. L. Greenspun

For

For

For

None

6

J. B. Harvey

For

For

For

None

7

A. J. Quinn

For

For

For

None

8

J. L. Thornton

For

For

For

None

2

RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration

Management

For

For

For

None

3

ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

2,278,924

0

29-Apr-2019

08-May-2019

CENTAMIN PLC

Security

G2055Q105

Meeting Type

Annual General Meeting

Ticker Symbol

CEY.L

Meeting Date

08-Apr-2019

ISIN

JE00B5TT1872

Agenda

710670870 - Management

Record Date

Holding Recon Date

04-Apr-2019

City /

Country

ST HELIER

/

Jersey

Vote Deadline Date

02-Apr-2019

SEDOL(s)

B5TT187 - B64FKF7 - B77GGP6 - B7GGLT6

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TOGETHER WITH THE STRATEGIC AND GOVERNANCE REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS

Management

For

For

For

None

2

TO DECLARE A FINAL DIVIDEND OF 3 US CENTS (USD 0.03) PER ORDINARY SHARE AS RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2018, TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS ON THE RECORD DATE OF 23 APRIL 2019

Management

For

For

For

None

3.1

TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AS DETAILED IN THE ANNUAL REPO

Management

For

For

For

None

3.2

TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REMUNERATION REPORT

Management

For

For

For

None

3.3

TO APPROVE CERTAIN AMENDMENTS TO THE RULES OF THE PERFORMANCE SHARE PLAN

Management

For

For

For

None

4

THAT PURSUANT TO ARTICLE 39 OF THE ARTICLES OF ASSOCIATION (THE "ARTICLES") OF THE COMPANY, THE MAXIMUM AGGREGATE AMOUNT OF FEES THAT THE COMPANY IS AUTHORISED TO PAY THE DIRECTORS FOR THEIR SERVICES AS DIRECTORS BE INCREASED TO GBP 950,000 WITH IMMEDIATE EFFECT

Management

Against

For

Against

None

5.1

TO RE-ELECT JOSEF EL-RAGHY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR

Management

Against

For

Against

None

5.2

TO RE-ELECT ANDREW PARDEY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR

Management

For

For

For

None

5.3

TO RE-ELECT ROSS JERRARD, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR

Management

For

For

For

None

5.4

TO RE-ELECT EDWARD HASLAM, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR

Management

For

For

For

None

5.5

TO RE-ELECT ALISON BAKER, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR

Management

For

For

For

None

5.6

TO ELECT DR IBRAHIM FAWZY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR

Management

For

For

For

None

5.7

TO RE-ELECT MARK ARNESEN, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR

Management

For

For

For

None

5.8

TO RE-ELECT MARK BANKES, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FRO RE-ELECTION AS A DIRECTOR

Management

For

For

For

None

6.1

TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE FOR THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE MEETING

Management

For

For

For

None

6.2

TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR

Management

For

For

For

None

7

ALLOTMENT OF RELEVANT SECURITIES

Management

For

For

For

None

8.1

DISAPPLICATION OF PRE-EMPTION RIGHTS

Management

For

For

For

None

8.2

THAT, SUBJECT TO THE PASSING OF RESOLUTION 7 ABOVE, THE DIRECTORS BE GENERALLY EMPOWERED IN ADDITION TO 8.1, TO ALLOT EQUITY SECURITIES (AS SUCH TERM IS DEFINED IN THE COMPANY'S ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 7

Management

For

For

For

None

9

MARKET PURCHASES OF ORDINARY SHARES

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

1,500,000

0

11-Mar-2019

02-Apr-2019

COMPANIA DE MINAS BUENAVENTURA S.A.A

Security

204448104

Meeting Type

Annual

Ticker Symbol

BVN

Meeting Date

25-Mar-2019

ISIN

US2044481040

Agenda

934941142 - Management

Record Date

04-Mar-2019

Holding Recon Date

04-Mar-2019

City /

Country

/

United States

Vote Deadline Date

20-Mar-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1.

To approve the 2018 Annual Report. A preliminary Spanish version of the Annual Report is available in the Company's web site: http://www.buenaventura.com/assets/uploa ds/pdf/aprobacion_2018_v 2.pdf

Management

For

None

None

2.

To approve the Financial Statements as of December 31, 2018, which were publicly reported. A full report in English version is available in our web site: http://www.buenaventura.com/assets/uploa ds/estados_financieros/2 018/e59b304b9f3a9716a98d3cec7ea7a2bb .pdf

Management

For

None

None

3.

To approve the delegation of authority to the Board of Directors for the distribution of Interim Dividends.

Management

For

None

None

4.

To approve the payment of a cash dividend of 0.06 (US$) per share or ADS.

Management

For

None

None

5.

To approve the Remuneration Policy for the Board of Directors. An English version of the proposed policy is available in our web site: http://www.buenaventura.com/assets/uploa ds/pdf/ politica_retribucion_2019_en.pdf

Management

For

None

None

6.

To approve the Annual Remuneration for the Board of Directors. http://www.buenaventura.com/assets/uploa ds/pdf/ politica_retribucion_2019_en.pdf

Management

For

None

None

7.

To appoint Ernst and Young (Paredes, Burga y Asociados) as External Auditors for Fiscal Year 2019.

Management

For

None

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

699,000

0

11-Mar-2019

22-Mar-2019

DETOUR GOLD CORPORATION

Security

250669108

Meeting Type

Contested-Special

Ticker Symbol

DRGDF

Meeting Date

13-Dec-2018

ISIN

CA2506691088

Agenda

934903041 - Management

Record Date

09-Nov-2018

Holding Recon Date

09-Nov-2018

City /

Country

/

Canada

Vote Deadline Date

11-Dec-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

AN ORDINARY RESOLUTION TO REMOVE LISA COLNETT AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CANADA BUSINESS CORPORATIONS ACT (THE "CBCA").

Management

For

For

For

None

2

AN ORDINARY RESOLUTION TO REMOVE JONATHAN RUBENSTEIN AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

For

For

For

None

3

AN ORDINARY RESOLUTION TO REMOVE EDWARD C. DOWLING, JR. AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Against

Against

For

None

4

AN ORDINARY RESOLUTION TO REMOVE ALAN EDWARDS AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Against

Against

For

None

5

AN ORDINARY RESOLUTION TO REMOVE ANDRE FALZON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Against

Against

For

None

6

AN ORDINARY RESOLUTION TO REMOVE J. MICHAEL KENYON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Against

Against

For

None

7

AN ORDINARY RESOLUTION TO REMOVE JUDY KIRK AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Against

Against

For

None

8

AN ORDINARY RESOLUTION TO REMOVE ALEX G. MORRISON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Against

Against

For

None

9

AN ORDINARY RESOLUTION TO FIX THE NUMBER OF DIRECTORS OF THE COMPANY AT EIGHT.

Management

Against

Against

For

None

10A

IN THE EVENT THAT A VACANCY IS CREATED BY THE REMOVAL OF ANY INCUMBENT DIRECTOR, AS A RESULT OF RESOLUTIONS 1 THROUGH 8 ABOVE OR OTHERWISE, THEN THE FOLLOWING PERSONS BE ELECTED AS THE DIRECTORS OF THE COMPANY, TO FILL THE VACANCIES PURSUANT TO SECTION 109(3) OF THE CBCA TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING OF SHAREHOLDERS FOLLOWING THEIR ELECTION. YOU MAY VOTE "FOR" UP TO EIGHT (8) NOMINEES FOR ELECTION AS DIRECTOR IN TOTAL. IF THE NUMBER OF NOMINEES FOR SUCH ELECTION OF DIRECTORS IS GREATER THAN THE NUMBER OF VACANCIES CREATED BY RESOLUTIONS 1 THROUGH 8 ABOVE OR OTHERWISE, THEN THOSE NOMINEES RECEIVING THE GREATEST NUMBER OF VOTES WILL BE DECLARED ELECTED UNTIL ALL SUCH VACANCIES HAVE BEEN FILLED, AND IF THE NUMBER OF SUCH NOMINEES FOR ELECTION IS EQUAL TO THE NUMBER OF VACANCIES TO BE FILLED THEN ALL SUCH NOMINEES WILL BE DECLARED ELECTED. STEVEN MARK FELDMAN

Management

For

For

For

None

10B

CHRISTOPHER JAMES ROBISON

Management

For

For

For

None

10C

RONALD STANLEY SIMKUS

Management

Withheld

Withheld

*

None

10D

DAWN PATRICIA WHITTAKER

Management

Withheld

Withheld

*

None

10E

MARIA S. JELESCU DREYFUS

Management

Withheld

Withheld

*

None

10F

WILLIAM C. WILLIAMS

Management

For

Withheld

*

None

10G

MICHAEL D. WOOLLCOMBE

Management

Withheld

Withheld

*

None

10H

MARCELO KIM

Management

Withheld

Withheld

*

None

*Management Position Unknown

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

450,000

0

05-Dec-2018

05-Dec-2018

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

450,000

0

05-Dec-2018

14-Dec-2018

DETOUR GOLD CORPORATION

Security

250669108

Meeting Type

Contested-Special

Ticker Symbol

DRGDF

Meeting Date

13-Dec-2018

ISIN

CA2506691088

Agenda

934903940 - Opposition

Record Date

09-Nov-2018

Holding Recon Date

09-Nov-2018

City /

Country

/

Canada

Vote Deadline Date

11-Dec-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

AN ORDINARY RESOLUTION TO REMOVE LISA COLNETT AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CANADA BUSINESS CORPORATIONS ACT (THE "CBCA").

Management

Abstain

For

None

N/A

2

AN ORDINARY RESOLUTION TO REMOVE EDWARD C. DOWLING, JR. AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Abstain

For

None

N/A

3

AN ORDINARY RESOLUTION TO REMOVE ALAN EDWARDS AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Abstain

For

None

N/A

4

AN ORDINARY RESOLUTION TO REMOVE ANDRE FALZON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Abstain

For

None

N/A

5

AN ORDINARY RESOLUTION TO REMOVE J. MICHAEL KENYON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Abstain

For

None

N/A

6

AN ORDINARY RESOLUTION TO REMOVE JUDY KIRK AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Abstain

For

None

N/A

7

AN ORDINARY RESOLUTION TO REMOVE ALEX G. MORRISON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Abstain

For

None

N/A

8

AN ORDINARY RESOLUTION TO REMOVE JONATHAN RUBENSTEIN AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA.

Management

Abstain

For

None

N/A

9

AN ORDINARY RESOLUTION TO FIX THE NUMBER OF DIRECTORS OF THE COMPANY AT EIGHT.

Management

Abstain

Against

None

N/A

10A

IN THE EVENT THAT A VACANCY IS CREATED BY THE REMOVAL OF ANY INCUMBENT DIRECTOR, AS A RESULT OF RESOLUTIONS 1 THROUGH 8 ABOVE OR OTHERWISE, THEN THE FOLLOWING PERSONS BE ELECTED AS THE DIRECTORS OF THE COMPANY, TO FILL THE VACANCIES PURSUANT TO SECTION 109(3) OF THE CBCA TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING OF SHAREHOLDERS FOLLOWING THEIR ELECTION. YOU MAY VOTE "FOR" UP TO EIGHT (8) NOMINEES FOR ELECTION AS A DIRECTOR IN TOTAL. IF THE NUMBER OF NOMINEES FOR SUCH ELECTION OF DIRECTORS IS GREATER THAN THE NUMBER OF VACANCIES CREATED BY RESOLUTIONS 1 THROUGH 8 ABOVE OR OTHERWISE, THEN THOSE NOMINEES RECEIVING THE GREATEST NUMBER OF VOTES WILL BE DECLARED ELECTED UNTIL ALL SUCH VACANCIES HAVE BEEN FILLED, AND IF THE NUMBER OF SUCH NOMINEES FOR ELECTION IS EQUAL TO THE NUMBER OF VACANCIES TO BE FILLED THEN ALL SUCH NOMINEES WILL BE DECLARED ELECTED. MARIA S. JELESCU DREYFUS

Management

Abstain

For

None

N/A

10B

STEVEN MARK FELDMAN

Management

Abstain

For

None

N/A

10C

MARCELO KIM

Management

Abstain

For

None

N/A

10D

CHRISTOPHER JAMES ROBISON

Management

Abstain

For

None

N/A

10E

RONALD STANLEY SIMKUS

Management

Abstain

For

None

N/A

10F

DAWN PATRICIA WHITTAKER

Management

Abstain

For

None

N/A

10G

WILLIAM C. WILLIAMS

Management

Abstain

For

None

N/A

10H

MICHAEL D. WOOLLCOMBE

Management

Abstain

For

None

N/A

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

450,000

0

DETOUR GOLD CORPORATION

Security

250669108

Meeting Type

Annual and Special Meeting

Ticker Symbol

DRGDF

Meeting Date

05-Jun-2019

ISIN

CA2506691088

Agenda

935027513 - Management

Record Date

29-Apr-2019

Holding Recon Date

29-Apr-2019

City /

Country

/

Canada

Vote Deadline Date

31-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

André Falzon

For

For

For

None

��

2

Steven Feldman

For

For

For

None

3

Judy Kirk

For

For

For

None

4

Michael McMullen

For

For

For

None

5

Christopher Robison

For

For

For

None

6

Ronald Simkus

For

For

For

None

7

Dawn Whittaker

For

For

For

None

8

William C. Williams

For

For

For

None

2

Appointment of KPMG LLP, Chartered Professional Accountants, as Auditors of the Corporation, to hold office until the next annual meeting of shareholders, and authorizing the Directors to fix their remuneration.

Management

For

For

For

None

3

To approve the resolution approving the Corporation's amended and restated performance and restricted share unit plan, as more particularly described in the accompanying Management Information Circular dated May 3, 2019 (the "Management Information Circular").

Management

For

For

For

None

4

To approve the resolution approving the Corporation's amended and restated share option plan, as more particularly described in the Management Information Circular.

Management

For

For

For

None

5

To approve the non-binding advisory resolution on the Corporation's approach to executive compensation, as more particularly described in the Management Information Circular.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

450,000

0

30-May-2019

06-Jun-2019

ECHO RESOURCES LTD

Security

Q3383L106

Meeting Type

Ordinary General Meeting

Ticker Symbol

EAR.AX

Meeting Date

10-Jun-2019

ISIN

AU000000EAR9

Agenda

711194960 - Management

Record Date

08-Jun-2019

Holding Recon Date

08-Jun-2019

City /

Country

WESTER N AUSTRA LIA

/

Australia

Vote Deadline Date

06-Jun-2019

SEDOL(s)

B12VFB3 - B14YJG3 - BGYPB98

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

CMMT

VOTING EXCLUSIONS APPLY TO THIS MEETING FOR ALL PROPOSALS AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION

Non-Voting

1

GRANT OF PERFORMANCE RIGHTS TO RELATED PARTY, MR VICTOR RAJASOORIAR

Management

For

For

For

None

2

RATIFICATION OF PLACEMENT

Management

For

For

For

None

3

RATIFICATION OF PLACEMENT - TRANCHE 1

Management

For

For

For

None

4

APPROVAL FOR PLACEMENT - TRANCHE 2

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

9,296,639

0

30-May-2019

30-May-2019

ENDEAVOUR MINING CORPORATION

Security

G3040R158

Meeting Type

Annual

Ticker Symbol

EDVMF

Meeting Date

24-Jun-2019

ISIN

KYG3040R1589

Agenda

935042539 - Management

Record Date

10-May-2019

Holding Recon Date

10-May-2019

City /

Country

/

Canada

Vote Deadline Date

20-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Michael Beckett

Abstain

For

None

N/A

2

James Askew

Abstain

For

None

N/A

3

Olivier Colom

Abstain

For

None

N/A

4

Livia Mahler

Abstain

For

None

N/A

5

Wayne McManus

Abstain

For

None

N/A

6

Sébastien de Montessus

Abstain

For

None

N/A

7

Naguib Sawiris

Abstain

For

None

N/A

2

Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.

Management

Abstain

For

None

N/A

3

On an advisory basis, and not to diminish the role and responsibilities of the Board, the shareholders support the executive compensation and the framework for remuneration disclosed in the Corporation's Circular delivered in advance of the June 24, 2019 annual meeting of shareholders.

Management

Abstain

For

None

N/A

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

500,000

0

FRANCO-NEVADA CORPORATION

Security

351858105

Meeting Type

Annual and Special Meeting

Ticker Symbol

FNV

Meeting Date

08-May-2019

ISIN

CA3518581051

Agenda

934971741 - Management

Record Date

18-Mar-2019

Holding Recon Date

18-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

03-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Pierre Lassonde

For

For

For

None

2

David Harquail

For

For

For

None

3

Tom Albanese

For

For

For

None

4

Derek W. Evans

For

For

For

None

5

Catharine Farrow

For

For

For

None

6

Louis Gignac

For

For

For

None

7

Jennifer Maki

For

For

For

None

8

Randall Oliphant

For

For

For

None

9

David R. Peterson

For

For

For

None

2

Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.

Management

For

For

For

None

3

Acceptance of the Corporation's approach to executive compensation.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

160,000

0

29-Apr-2019

09-May-2019

FRESNILLO PLC

Security

G371E2108

Meeting Type

Annual General Meeting

Ticker Symbol

FRES.L

Meeting Date

21-May-2019

ISIN

GB00B2QPKJ12

Agenda

710995664 - Management

Record Date

Holding Recon Date

17-May-2019

City /

Country

LONDON

/

United Kingdom

Vote Deadline Date

15-May-2019

SEDOL(s)

B2QPKJ1 - B2RJTH3 - B2RJZ20 - B39F2Z5

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

RECEIVING THE 2018 REPORT AND ACCOUNTS

Management

For

For

For

None

2

APPROVAL OF THE FINAL DIVIDEND

Management

For

For

For

None

3

APPROVAL OF THE ANNUAL REPORT ON REMUNERATION

Management

For

For

For

None

4

RE-ELECTION OF MR ALBERTO BAILLERES AS A DIRECTOR

Management

For

For

For

None

5

RE-ELECTION OF MR ALEJANDRO BAILLERES AS A DIRECTOR

Management

For

For

For

None

6

RE-ELECTION OF MR JUAN BORDES AS A DIRECTOR

Management

For

For

For

None

7

RE-ELECTION OF MR ARTURO FERNANDEZ AS A DIRECTOR

Management

For

For

For

None

8

RE-ELECTION OF MR JAIME LOMELIN AS A DIRECTOR

Management

For

For

For

None

9

RE-ELECTION OF MR FERNANDO RUIZ AS A DIRECTOR

Management

For

For

For

None

10

RE-ELECTION OF MR CHARLES JACOBS AS A DIRECTOR

Management

For

For

For

None

11

RE-ELECTION OF MS BARBARA GARZA LAGUERA AS A DIRECTOR

Management

For

For

For

None

12

RE-ELECTION OF MR ALBERTO TIBURCIO AS A DIRECTOR

Management

For

For

For

None

13

RE-ELECTION OF DAME JUDITH MACGREGOR AS A DIRECTOR

Management

For

For

For

None

14

RE-ELECTION OF MS GEORGINA KESSEL AS A DIRECTOR

Management

For

For

For

None

15

ELECTION OF MR LUIS ROBLES AS A DIRECTOR

Management

For

For

For

None

16

APPROVAL OF THE DIRECTORS' REMUNERATION POLICY

Management

For

For

For

None

17

RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS

Management

For

For

For

None

18

AUTHORITY TO SET THE REMUNERATION OF THE AUDITORS

Management

For

For

For

None

19

DIRECTORS' AUTHORITY TO ALLOT SHARES

Management

For

For

For

None

20

AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH

Management

For

For

For

None

21

AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS

Management

For

For

For

None

22

AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES

Management

For

For

For

None

23

NOTICE PERIOD OF 14 CLEAR DAYS FOR A GENERAL MEETING

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

400,000

0

10-May-2019

15-May-2019

GOLD FIELDS LTD

Security

S31755101

Meeting Type

Annual General Meeting

Ticker Symbol

GFI.JO

Meeting Date

21-May-2019

ISIN

ZAE000018123

Agenda

710889873 - Management

Record Date

10-May-2019

Holding Recon Date

10-May-2019

City /

Country

SANDO WN

/

South Africa

Vote Deadline Date

15-May-2019

SEDOL(s)

0298377 - 5734177 - 6280215 - B0372L2

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

O.1

APPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS INC (PWC)

Management

For

For

For

None

O.2.1

RE-ELECTION OF A DIRECTOR: P MAHANYELE-DABENGWA

Management

For

For

For

None

O.2.2

RE-ELECTION OF A DIRECTOR: PA SCHMIDT

Management

For

For

For

None

O.2.3

RE-ELECTION OF A DIRECTOR: A ANDANI

Management

For

For

For

None

O.2.4

RE-ELECTION OF A DIRECTOR: PJ BACCHUS

Management

For

For

For

None

O.2.5

RE-ELECTION OF A DIRECTOR: CE LETTON

Management

For

For

For

None

O.3.1

RE-ELECTION OF A MEMBER AND CHAIRPERSON OF THE AUDIT COMMITTEE: YGH SULEMAN

Management

For

For

For

None

O.3.2

RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: A ANDANI

Management

For

For

For

None

O.3.3

RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: PJ BACCHUS

Management

For

For

For

None

O.3.4

RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: RP MENELL

Management

For

For

For

None

O.4

APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES

Management

For

For

For

None

S.1

APPROVAL FOR THE ISSUING OF EQUITY SECURITIES FOR CASH

Management

For

For

For

None

AE.1

ADVISORY ENDORSEMENT OF THE REMUNERATION POLICY

Management

For

For

For

None

AE.2

ADVISORY ENDORSEMENT OF THE REMUNERATION IMPLEMENTATION REPORT

Management

For

For

For

None

S.2

APPROVAL OF THE REMUNERATION OF NON-EXECUTIVE DIRECTORS

Management

For

For

For

None

S.3

APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE ACT

Management

For

For

For

None

S.4

ACQUISITION OF THE COMPANY'S OWN SHARES

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

1,029,577

0

10-May-2019

16-May-2019

GOLDCORP INC.

Security

380956409

Meeting Type

Special

Ticker Symbol

GG

Meeting Date

04-Apr-2019

ISIN

CA3809564097

Agenda

934942738 - Management

Record Date

22-Feb-2019

Holding Recon Date

22-Feb-2019

City /

Country

/

Canada

Vote Deadline Date

01-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

A special resolution to approve an arrangement under Section 182 of the Business Corporations Act (Ontario) involving the Company and Newmont Mining Corporation, all as more particularly described in the management information circular of the Company dated March 4, 2019.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

932,400

0

19-Mar-2019

05-Apr-2019

GOLDEN STAR RESOURCES LTD.

Security

38119T104

Meeting Type

Special

Ticker Symbol

GSS

Meeting Date

17-Sep-2018

ISIN

CA38119T1049

Agenda

934870355 - Management

Record Date

14-Aug-2018

Holding Recon Date

14-Aug-2018

City /

Country

/

Canada

Vote Deadline Date

12-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

To pass the Private Placement Resolution, as defined in, and as set out in Schedule A to, the Management Information Circular of the Corporation dated August 14, 2018.

Management

For

For

For

None

2

To pass the Consolidation Resolution, as defined in, and as set out in Schedule B to, the Management Information Circular of the Corporation dated August 14, 2018.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

2,900,000

0

27-Aug-2018

18-Sep-2018

GOLDEN STAR RESOURCES LTD.

Security

38119T807

Meeting Type

Annual and Special Meeting

Ticker Symbol

GSS

Meeting Date

02-May-2019

ISIN

CA38119T8077

Agenda

934964556 - Management

Record Date

11-Mar-2019

Holding Recon Date

11-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

30-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Timothy C. Baker

For

For

For

None

2

Gilmour Clausen

For

For

For

None

3

Samuel T. Coetzer

For

For

For

None

4

Graham Crew

For

For

For

None

5

Anu Dhir

For

For

For

None

6

Robert E. Doyle

For

For

For

None

7

Craig J. Nelsen

For

For

For

None

8

Mona Quartey

For

For

For

None

9

Naguib Sawiris

For

For

For

None

10

Andrew Wray

For

For

For

None

2

To re-appoint PricewaterhouseCoopers LLP as the auditor of the Corporation and to authorize the Audit Committee to fix the auditor's remuneration:

Management

For

For

For

None

3

To pass the Advisory Vote on Named Executive Officer Compensation Resolution (as defined in the management information circular of the Corporation dated March 11, 2019 (the "Management Information Circular")).

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

580,000

0

29-Apr-2019

03-May-2019

GUYANA GOLDFIELDS INC.

Security

403530108

Meeting Type

Annual and Special Meeting

Ticker Symbol

GUYFF

Meeting Date

22-May-2019

ISIN

CA4035301080

Agenda

935028159 - Management

Record Date

26-Mar-2019

Holding Recon Date

26-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

16-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Peter Dey

Abstain

For

None

N/A

2

Wendy Kei

Abstain

For

None

N/A

3

René Marion

Abstain

For

None

N/A

4

Allen Palmiere

Abstain

For

None

N/A

5

Alan Pangbourne

Abstain

For

None

N/A

6

Maryse Saint-Laurent

Abstain

For

None

N/A

7

Scott Caldwell

Abstain

For

None

N/A

2

To appoint PricewaterhouseCoopers LLP as Auditors of the Company and to authorize the directors to fix their remuneration.

Management

Abstain

For

None

N/A

3

To accept the Company's advisory resolution to approve its approach to executive compensation, the full text of which is set out in the Circular.

Management

Abstain

For

None

N/A

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

619,500

0

IAMGOLD CORPORATION

Security

450913108

Meeting Type

Annual

Ticker Symbol

IAG

Meeting Date

07-May-2019

ISIN

CA4509131088

Agenda

934982857 - Management

Record Date

26-Mar-2019

Holding Recon Date

26-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

02-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

John E. Caldwell

For

For

For

None

2

Donald K. Charter

For

For

For

None

3

Richard J. Hall

For

For

For

None

4

Stephen J. J. Letwin

For

For

For

None

5

Mahendra Naik

For

For

For

None

6

Timothy R. Snider

For

For

For

None

7

Sybil E. Veenman

For

For

For

None

8

Ronald P. Gagel

For

For

For

None

2

Appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation for the ensuing year and authorizing the directors to fix their remuneration.

Management

For

For

For

None

3

Resolved, on an advisory basis, and not to diminish the role and responsibilities of the board of directors of the Corporation, that the shareholders accept the approach to executive compensation disclosed in the Corporation's information circular delivered in advance of the 2019 annual meeting of shareholders.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

675,000

0

29-Apr-2019

08-May-2019

KINROSS GOLD CORPORATION

Security

496902404

Meeting Type

Annual and Special Meeting

Ticker Symbol

KGC

Meeting Date

08-May-2019

ISIN

CA4969024047

Agenda

934976498 - Management

Record Date

15-Mar-2019

Holding Recon Date

15-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

03-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Ian Atkinson

For

For

For

None

2

John A. Brough

For

For

For

None

3

Kerry D. Dyte

For

For

For

None

4

Ave G. Lethbridge

For

For

For

None

5

C. McLeod-Seltzer

For

For

For

None

6

Kelly J. Osborne

For

For

For

None

7

J. Paul Rollinson

For

For

For

None

8

David A. Scott

For

For

For

None

2

To approve the appointment of KPMG LLP, Chartered Accountants, as auditors of the Company for the ensuing year and to authorize the directors to fix their remuneration.

Management

For

For

For

None

3

To consider and, if thought fit, to pass, an ordinary resolution amending the Restricted Share Plan of the Company to increase the number of common shares reserved for issuance thereunder from 35,000,000 to 50,000,000.

Management

For

For

For

None

4

To consider, and, if deemed appropriate, to pass an advisory resolution on Kinross' approach to executive compensation.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

800,000

0

29-Apr-2019

09-May-2019

LYDIAN INTERNATIONAL LIMITED

Security

G5724R107

Meeting Type

Annual and Special Meeting

Ticker Symbol

LYDIF

Meeting Date

12-Jun-2019

ISIN

JE00B29LFF73

Agenda

935031764 - Management

Record Date

06-May-2019

Holding Recon Date

06-May-2019

City /

Country

/

Jersey

Vote Deadline Date

07-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Russell Ball

For

For

For

None

2

João Carrêlo

For

For

For

None

3

Willan J. Abel

For

For

For

None

4

Stephen J. Altmann

For

For

For

None

5

Gillian Davidson

For

For

For

None

6

Edward Sellers

For

For

For

None

2

To re-appoint Grant Thornton LLP as the auditors of the Corporation from the close of the Meeting until the close of the next annual general meeting of the Shareholders and to authorize the directors to fix the remuneration to be paid to the auditors.

Management

For

For

For

None

3

To ratify the unallocated entitlements under the Corporation's stock option plan and the Corporation's restricted stock unit plan for the ensuing three (3) years.

Management

For

For

For

None

4

To approve the continuance of the Corporation from Jersey to the federal laws of Canada under the Canada Business Corporations Act.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

3,369,000

0

30-May-2019

13-Jun-2019

MAG SILVER CORP.

Security

55903Q104

Meeting Type

Annual and Special Meeting

Ticker Symbol

MAG

Meeting Date

13-Jun-2019

ISIN

CA55903Q1046

Agenda

935036574 - Management

Record Date

07-May-2019

Holding Recon Date

07-May-2019

City /

Country

/

Canada

Vote Deadline Date

10-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

To set the number of Directors at seven (7).

Management

Abstain

For

None

N/A

2

DIRECTOR

Management

1

Peter D. Barnes

Abstain

For

None

N/A

2

Richard P. Clark

Abstain

For

None

N/A

3

Jill D. Leversage

Abstain

For

None

N/A

4

Daniel T. MacInnis

Abstain

For

None

N/A

5

George N. Paspalas

Abstain

For

None

N/A

6

Jonathan A. Rubenstein

Abstain

For

None

N/A

7

Derek C. White

Abstain

For

None

N/A

3

To appoint Deloitte LLP, an Independent Registered Public Accounting Firm, as the Auditor of the Company for the ensuing year and to authorize the Directors to fix their remuneration.

Management

Abstain

For

None

N/A

4

To reconfirm and approve the continuation of the Shareholder Rights Plan of the Company in accordance with its terms.

Management

Abstain

For

None

N/A

5

To consider and, if deemed advisable, approve a non-binding advisory resolution to accept the Company's approach to executive compensation.

Management

Abstain

For

None

N/A

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

325,000

0

NEWCREST MINING LIMITED

Security

Q6651B114

Meeting Type

Annual General Meeting

Ticker Symbol

NCM.AX

Meeting Date

14-Nov-2018

ISIN

AU000000NCM7

Agenda

710022865 - Management

Record Date

12-Nov-2018

Holding Recon Date

12-Nov-2018

City /

Country

MELBOU RNE

/

Australia

Vote Deadline Date

08-Nov-2018

SEDOL(s)

4642226 - 6637101 - B02KH39 - B75BRF0 - BHZLN63

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

CMMT

VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3.A, 3.B, 4, 5 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED- BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION

Non-Voting

2.A

ELECTION OF PETER TOMSETT AS A DIRECTOR

Management

For

For

For

None

2.B

RE-ELECTION OF PHILIP AIKEN AM AS A DIRECTOR

Management

For

For

For

None

3.A

GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER SANDEEP BISWAS

Management

For

For

For

None

3.B

GRANT OF PERFORMANCE RIGHTS TO FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD BOND

Management

For

For

For

None

4

ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2018 (ADVISORY ONLY)

Management

For

For

For

None

5

APPROVAL OF TERMINATION BENEFITS

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

1,015,000

0

09-Oct-2018

09-Oct-2018

NEWMONT MINING CORPORATION

Security

651639106

Meeting Type

Special

Ticker Symbol

NEM

Meeting Date

11-Apr-2019

ISIN

US6516391066

Agenda

934949287 - Management

Record Date

20-Feb-2019

Holding Recon Date

20-Feb-2019

City /

Country

/

United States

Vote Deadline Date

10-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1.

To approve an amendment and restatement of the Newmont Restated Certificate of Incorporation to increase Newmont's authorized shares of common stock from 750,000,000 shares to 1,280,000,000 shares.

Management

For

For

For

None

2.

To approve the issuance of shares of Newmont common stock to Goldcorp shareholders in connection with the arrangement agreement, dated as of January 14, 2019, as amended.

Management

For

For

For

None

3.

To approve adjournment or postponement of the Newmont special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1 or Proposal 2.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

570,368

0

19-Mar-2019

12-Apr-2019

NEWMONT MINING CORPORATION

Security

651639106

Meeting Type

Annual

Ticker Symbol

NEM

Meeting Date

04-Jun-2019

ISIN

US6516391066

Agenda

935004298 - Management

Record Date

10-Apr-2019

Holding Recon Date

10-Apr-2019

City /

Country

/

United States

Vote Deadline Date

03-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1a.

Election of Director: G. H. Boyce

Management

For

For

For

None

1b.

Election of Director: B. R. Brook

Management

For

For

For

None

1c.

Election of Director: J. K. Bucknor

Management

For

For

For

None

1d.

Election of Director: J. A. Carrabba

Management

For

For

For

None

1e.

Election of Director: N. Doyle

Management

For

For

For

None

1f.

Election of Director: G. J. Goldberg

Management

For

For

For

None

1g.

Election of Director: V. M. Hagen

Management

For

For

For

None

1h.

Election of Director: S. E. Hickok

Management

For

For

For

None

1i.

Election of Director: R. Médori

Management

For

For

For

None

1j.

Election of Director: J. Nelson

Management

For

For

For

None

1k.

Election of Director: J. M. Quintana

Management

For

For

For

None

1l.

Election of Director: M. P. Zhang

Management

For

For

For

None

2.

Approve, on an Advisory Basis, Named Executive Officer Compensation.

Management

For

For

For

None

3.

Ratify Appointment of Independent Registered Public Accounting Firm for 2019.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

500,000

0

30-May-2019

05-Jun-2019

OCEANAGOLD CORPORATION

Security

675222103

Meeting Type

Annual and Special Meeting

Ticker Symbol

OCANF

Meeting Date

14-Jun-2019

ISIN

CA6752221037

Agenda

935039063 - Management

Record Date

10-May-2019

Holding Recon Date

10-May-2019

City /

Country

/

Australia

Vote Deadline Date

10-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

01

DIRECTOR

Management

1

Ian M. Reid

Abstain

For

None

N/A

2

Geoff W. Raby

Abstain

For

None

N/A

3

Michael F. Wilkes

Abstain

For

None

N/A

4

Paul B. Sweeney

Abstain

For

None

N/A

5

Nora L. Scheinkestel

Abstain

For

None

N/A

6

Craig J. Nelsen

Abstain

For

None

N/A

02

Appointment of PricewaterhouseCoopers as the Auditor of the Company to hold office until the next annual general meeting of the shareholders and authorizing the Directors to fix their remuneration.

Management

Abstain

For

None

N/A

03

Approval of a non-binding advisory resolution accepting the approach to executive compensation disclosed in the Company's accompanying Management Information Circular.

Management

Abstain

For

None

N/A

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

2,154,013

0

ORLA MINING LTD.

Security

68634K106

Meeting Type

Annual and Special Meeting

Ticker Symbol

ORRLF

Meeting Date

12-Jun-2019

ISIN

CA68634K1066

Agenda

935032413 - Management

Record Date

25-Apr-2019

Holding Recon Date

25-Apr-2019

City /

Country

/

Canada

Vote Deadline Date

07-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Charles Jeannes

For

For

For

None

2

Richard Hall

For

For

For

None

3

Jason Simpson

For

For

For

None

4

Jean Robitaille

For

For

For

None

5

George Albino

For

For

For

None

6

Tim Haldane

For

For

For

None

7

David Stephens

For

For

For

None

8

Elizabeth McGregor

For

For

For

None

2

Appointment of Davidson & Company LLP, Chartered Professional Accountants, as auditor of the Corporation for the ensuing year and authorize the board of directors to fix the remuneration of the auditor.

Management

For

For

For

None

3

To consider, and if deemed advisable, to pass an ordinary resolution to approve certain amendments to the Corporation's stock option plan, as more particularly described in the accompanying management information circular.

Management

For

For

For

None

4

To consider, and if deemed advisable, to pass an ordinary resolution to approve certain amendments to the Corporation's restricted share unit plan, as more particularly described in the accompanying management information circular.

Management

For

For

For

None

5

To consider, and if deemed advisable, to pass an ordinary resolution to approve certain amendments to the Corporation's deferred share unit plan, as more particularly described in the accompanying management information circular.

Management

For

For

For

None

6

To consider and if deemed advisable, approve with or without variation, a resolution approving the implementation of the Corporation's early warrant exercise program as described in the accompanying information circular.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

2,400,000

0

30-May-2019

13-Jun-2019

PETRA DIAMONDS LTD

Security

G70278109

Meeting Type

Annual General Meeting

Ticker Symbol

PDL.L

Meeting Date

23-Nov-2018

ISIN

BMG702781094

Agenda

710052185 - Management

Record Date

21-Nov-2018

Holding Recon Date

21-Nov-2018

City /

Country

LONDON

/

Bermuda

Vote Deadline Date

09-Nov-2018

SEDOL(s)

0683564 - B03DXN9 - B2NDRV9

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS

Management

For

For

For

None

2

APPROVE REMUNERATION REPORT

Management

For

For

For

None

3

REAPPOINT BDO LLP AS AUDITORS

Management

For

For

For

None

4

AUTHORISE BOARD TO FIX REMUNERATION OF THE AUDITORS

Management

For

For

For

None

5

RE-ELECT ADONIS POUROULIS AS DIRECTOR

Management

For

For

For

None

6

RE-ELECT CHRISTOFFEL DIPPENAAR AS DIRECTOR

Management

For

For

For

None

7

RE-ELECT ANTHONY LOWRIE AS DIRECTOR

Management

For

For

For

None

8

RE-ELECT DR PATRICK BARTLETT AS DIRECTOR

Management

For

For

For

None

9

RE-ELECT ALEXANDER HAMILTON AS DIRECTOR

Management

For

For

For

None

10

RE-ELECT OCTAVIA MATLOA AS DIRECTOR

Management

For

For

For

None

11

ELECT JACQUES BREYTENBACH AS DIRECTOR

Management

For

For

For

None

12

AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS

Management

For

For

For

None

13

AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

1,000,000

0

06-Nov-2018

09-Nov-2018

PRETIUM RESOURCES INC.

Security

74139C102

Meeting Type

Annual and Special Meeting

Ticker Symbol

PVG

Meeting Date

02-May-2019

ISIN

CA74139C1023

Agenda

934981134 - Management

Record Date

22-Mar-2019

Holding Recon Date

22-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

29-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

To set the Number of Directors at seven (7).

Management

For

For

For

None

2

DIRECTOR

Management

1

ROBERT A. QUARTERMAIN

For

For

For

None

2

JOSEPH J. OVSENEK

For

For

For

None

3

GEORGE PASPALAS

For

For

For

None

4

PETER BIRKEY

For

For

For

None

5

DAVID SMITH

For

For

For

None

6

FAHEEM TEJANI

For

For

For

None

7

ROBIN BIENENSTOCK

For

For

For

None

3

To appoint PRICEWATERHOUSECOOPERS LLP as Auditors of the Company for the ensuing year and to authorize the Directors to fix their remuneration.

Management

For

For

For

None

4

To authorize and approve the Company's Incentive Stock Option Plan, including the amendments thereto, and the unallocated options issuable thereunder.

Management

For

For

For

None

5

To authorize and approve the Company's Restricted Share Unit Plan, including the amendments thereto, and the unallocated units issuable thereunder.

Management

For

For

For

None

6

To authorize and approve the amendments to the Articles and, as applicable, Notice of Articles of the Company to increase the quorum requirement for meetings of shareholders and to delete preferred shares from the Company's share capital.

Management

For

For

For

None

7

To authorize and approve a non-binding advisory resolution accepting the Company's approach to executive compensation.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

725,000

0

29-Apr-2019

03-May-2019

RANDGOLD RESOURCES LIMITED

Security

752344309

Meeting Type

Special

Ticker Symbol

GOLD

Meeting Date

07-Nov-2018

ISIN

US7523443098

Agenda

934885243 - Management

Record Date

27-Sep-2018

Holding Recon Date

27-Sep-2018

City /

Country

/

United States

Vote Deadline Date

31-Oct-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

C1.

To approve the scheme of arrangement (the "Scheme") set out in the Scheme Document dated October 4, 2018.

Management

For

For

For

None

E1.

THAT for the purpose of giving effect to the Scheme in its original form or subject to such modification, addition or condition approved or imposed by the Royal Court of Jersey (the "Jersey Court") and agreed by the Company and Barrick Gold Corporation: (A) the directors of the Company (or a duly authorised committee thereof) be authorised to take all such action as they may consider necessary or appropriate for carrying the Scheme into full effect; and (B) with effect from ...(due to space limits, see proxy material for full proposal).

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

229,100

0

09-Oct-2018

02-Nov-2018

ROXGOLD INC.

Security

779899202

Meeting Type

Annual and Special Meeting

Ticker Symbol

ROGFF

Meeting Date

04-Jun-2019

ISIN

CA7798992029

Agenda

935023159 - Management

Record Date

30-Apr-2019

Holding Recon Date

30-Apr-2019

City /

Country

/

Canada

Vote Deadline Date

30-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

To set the number of directors at seven.

Management

For

For

For

None

2

DIRECTOR

Management

1

Oliver Lennox-King

For

For

For

None

2

Richard Colterjohn

For

For

For

None

3

Jonathan A. Rubenstein

For

For

For

None

4

John L. Knowles

For

For

For

None

5

John Dorward

For

For

For

None

6

Kate Harcourt

For

For

For

None

7

Norman Pitcher

For

For

For

None

3

To appoint PricewaterhouseCoopers LLP as auditor of the Company for the ensuing year and authorizing the directors to fix their remuneration.

Management

For

For

For

None

4

To approve amendments to the Company's Option Plan all as further detailed in the accompanying management information circular of the Company dated as of April 30, 2019 (the "Information Circular");

Management

For

For

For

None

5

To approve amendments to the Company's Restricted Share Unit Plan all as further detailed in the Information Circular.

Management

For

For

For

None

6

To approve amendments to the Company's Deferred Share Unit Plan all as further detailed in the Information Circular.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

3,200,000

0

30-May-2019

05-Jun-2019

ROYAL GOLD, INC.

Security

780287108

Meeting Type

Annual

Ticker Symbol

RGLD

Meeting Date

14-Nov-2018

ISIN

US7802871084

Agenda

934881889 - Management

Record Date

17-Sep-2018

Holding Recon Date

17-Sep-2018

City /

Country

/

United States

Vote Deadline Date

13-Nov-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1a.

Election of Director: Tony Jensen

Management

For

For

For

None

1b.

Election of Director: Jamie C. Sokalsky

Management

For

For

For

None

2.

The approval, on an advisory basis, of the compensation of the named executive officers.

Management

For

For

For

None

3.

The ratification of the appointment of Ernst & Young LLP as independent registered public accountants of the Company for the fiscal year ending June 30, 2019.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

165,000

0

03-Oct-2018

15-Nov-2018

SEMAFO INC.

Security

816922108

Meeting Type

Annual

Ticker Symbol

SEMFF

Meeting Date

09-May-2019

ISIN

CA8169221089

Agenda

934979569 - Management

Record Date

27-Mar-2019

Holding Recon Date

27-Mar-2019

City /

Country

/

Canada

Vote Deadline Date

06-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Terence F. Bowles

For

For

For

None

2

Hélène Cartier

For

For

For

None

3

Benoit Desormeaux

For

For

For

None

4

Flore Konan

For

For

For

None

5

John LeBoutillier

For

For

For

None

6

Gilles Masson

For

For

For

None

7

Tertius Zongo

For

For

For

None

2

Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to determine their compensation.

Management

For

For

For

None

3

Advisory resolution on the Corporation's approach to executive compensation.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

900,000

0

29-Apr-2019

10-May-2019

SIBANYE GOLD LIMITED

Security

S7627H100

Meeting Type

Annual General Meeting

Ticker Symbol

SGL.JO

Meeting Date

28-May-2019

ISIN

ZAE000173951

Agenda

710856127 - Management

Record Date

27-May-2019

Holding Recon Date

27-May-2019

City /

Country

GLENHA RVIE

/

South Africa

Vote Deadline Date

22-May-2019

SEDOL(s)

B98XZV9 - B9J9YF3 - B9JMDX3 - BD6TKG7

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

O.1

RE-APPOINTMENT OF AUDITORS AND DESIGNATED INDIVIDUAL PARTNER: RESOLVED THAT ERNST & YOUNG INC., UPON THE RECOMMENDATION OF THE CURRENT AUDIT COMMITTEE OF THE COMPANY, BE APPOINTED AS THE AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT AGM AND THE APPOINTMENT OF LANCE TOMLINSON AS THE DESIGNATED INDIVIDUAL PARTNER UNTIL THE CONCLUSION OF THE NEXT AGM

Management

For

For

For

None

O.2

ELECTION OF A DIRECTOR: H KENYON- SLANEY

Management

For

For

For

None

O.3

RE-ELECTION OF A DIRECTOR: NJ FRONEMAN

Management

For

For

For

None

O.4

RE-ELECTION OF A DIRECTOR: NG NIKA

Management

For

For

For

None

O.5

RE-ELECTION OF A DIRECTOR: SC VAN DER MERWE

Management

For

For

For

None

O.6

RE-ELECTION OF A MEMBER AND CHAIR OF THE AUDIT COMMITTEE: KA RAYNER

Management

For

For

For

None

O.7

ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: TJ CUMMING

Management

For

For

For

None

O.8

ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: SN DANSON

Management

For

For

For

None

O.9

RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: RP MENELL

Management

For

For

For

None

O.10

RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: NG NIKA

Management

For

For

For

None

O.11

RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: SC VAN DER MERWE

Management

For

For

For

None

O.12

APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES

Management

For

For

For

None

O.13

ISSUING EQUITY SECURITIES FOR CASH

Management

For

For

For

None

NB.14

NON-BINDING ADVISORY VOTE ON REMUNERATION POLICY

Management

For

For

For

None

NB.15

NON-BINDING ADVISORY VOTE ON REMUNERATION IMPLEMENTATION REPORT

Management

For

For

For

None

S.1

APPROVAL FOR THE REMUNERATION OF NON-EXECUTIVE DIRECTORS

Management

For

For

For

None

S.2

APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE ACT

Management

For

For

For

None

S.3

APPROVAL FOR THE ACQUISITION OF THE COMPANY'S OWN SHARES

Management

For

For

For

None

CMMT

05 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME FOR RESOLUTION O.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU.

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

1,092,174

0

30-May-2019

SIBANYE GOLD LIMITED

Security

S7627H100

Meeting Type

Ordinary General Meeting

Ticker Symbol

SGL.JO

Meeting Date

28-May-2019

ISIN

ZAE000173951

Agenda

711062745 - Management

Record Date

17-May-2019

Holding Recon Date

17-May-2019

City /

Country

GLENHA RVIE

/

South Africa

Vote Deadline Date

22-May-2019

SEDOL(s)

B98XZV9 - B9J9YF3 - B9JMDX3 - BD6TKG7

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

GRANTING OF AUTHORITY FOR THE ALLOTMENT AND ISSUANCE OF SIBANYE-STILLWATER SHARES TO SETTLE THE CONSIDERATION PAYABLE BY THE COMPANY FOR THE LONMIN ACQUISITION

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

1,092,174

0

30-May-2019

STORNOWAY DIAMOND CORPORATION

Security

86222Q806

Meeting Type

Annual

Ticker Symbol

SWYDF

Meeting Date

14-May-2019

ISIN

CA86222Q8065

Agenda

934984508 - Management

Record Date

01-Apr-2019

Holding Recon Date

01-Apr-2019

City /

Country

/

Canada

Vote Deadline Date

09-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Patrick GODIN

For

For

For

None

2

Hume KYLE

For

For

For

None

3

Michele S. DARLING

For

For

For

None

4

Hubert T. LACROIX

For

For

For

None

5

Gaston MORIN

For

For

For

None

6

John HADJIGEORGIOU

For

For

For

None

7

Angelina MEHTA

For

For

For

None

8

Marie-Anne TAWIL

For

For

For

None

2

Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.

Management

For

For

For

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

11,088,050

0

29-Apr-2019

15-May-2019

TAHOE RESOURCES INC.

Security

873868103

Meeting Type

Special

Ticker Symbol

TAHO

Meeting Date

08-Jan-2019

ISIN

CA8738681037

Agenda

934911529 - Management

Record Date

29-Nov-2018

Holding Recon Date

29-Nov-2018

City /

Country

/

United States

Vote Deadline Date

03-Jan-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

To consider, and if thought fit, pass a special resolution, the full text of which is set forth in Appendix "A" to Tahoe Resources Inc.'s management information circular for the special meeting of shareholders to be held on January 8, 2019 (the "Tahoe Circular"), to approve an arrangement (the "Arrangement") under Section 288 of the Business Corporations Act (British Columbia), the Arrangement being set forth in the Plan of Arrangement attached as Appendix "B" to the Tahoe Circular, all as more particularly described in the Tahoe Circular.

Management

Against

For

Against

None

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2 P  86742

ASA LTD

2 P  86742

JPMORGAN

593,200

0

21-Dec-2018

09-Jan-2019

TMAC RESOURCES INC.

Security

872577101

Meeting Type

Annual and Special Meeting

Ticker Symbol

TMMFF

Meeting Date

19-Jun-2019

ISIN

CA8725771015

Agenda

935031841 - Management

Record Date

07-May-2019

Holding Recon Date

07-May-2019

City /

Country

/

Canada

Vote Deadline Date

14-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

Andrew B. Adams

Abstain

For

None

N/A

2

Leona Aglukkaq

Abstain

For

None

N/A

3

João P. S. Carrêlo

Abstain

For

None

N/A

4

Franklin L. Davis

Abstain

For

None

N/A

5

E. Randall Engel

Abstain

For

None

N/A

6

A. Terrance MacGibbon

Abstain

For

None

N/A

7

David W. McLaren

Abstain

For

None

N/A

8

Jason R. Neal

Abstain

For

None

N/A

9

Jacques Perron

Abstain

For

None

N/A

2

Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.

Management

Abstain

For

None

N/A

3

To consider and, if deemed appropriate, pass an ordinary resolution, with or without variation, to approve certain amendments reflected in the Amended and Restated Incentive Plan and all unallocated awards under such plan, as more particularly described in the Company's Management Information Circular.

Management

Abstain

For

None

N/A

4

To consider and, if deemed appropriate, pass, with or without variation, a non- binding advisory resolution on executive compensation, as more particularly described in the Company's Management Information Circular.

Management

Abstain

For

None

N/A

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

211,500

0

TOREX GOLD RESOURCES INC.

Security

891054603

Meeting Type

Annual and Special Meeting

Ticker Symbol

TORXF

Meeting Date

20-Jun-2019

ISIN

CA8910546032

Agenda

935032754 - Management

Record Date

10-May-2019

Holding Recon Date

10-May-2019

City /

Country

/

Canada

Vote Deadline Date

17-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

For/Against Preferred Provider Recommendation

1

DIRECTOR

Management

1

A. T. MacGibbon

Abstain

For

None

N/A

2

Andrew B. Adams

Abstain

For

None

N/A

3

James A. Crombie

Abstain

For

None

N/A

4

Franklin L. Davis

Abstain

For

None

N/A

5

David A. Fennell

Abstain

For

None

N/A

6

Michael D. Murphy

Abstain

For

None

N/A

7

William M. Shaver

Abstain

For

None

N/A

8

Elizabeth A. Wademan

Abstain

For

None

N/A

9

Frederick M. Stanford

Abstain

For

None

N/A

2

Appointment of KPMG LLP, Chartered Professional Accountants, as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration.

Management

Abstain

For

None

N/A

3

Approval of all unallocated share units under the Company's employee share unit plan.

Management

Abstain

For

None

N/A

4

Approval of all unallocated options under the Company's incentive stock option plan.

Management

Abstain

For

None

N/A

5

Approval of unallocated restricted share units and amendments to the Company's restricted share plan.

Management

Abstain

For

None

N/A

6

To consider and, if deemed appropriate, to pass, with or without variation, a non- binding advisory resolution on executive compensation.

Management

Abstain

For

None

N/A

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

36104

ASA GOLD AND PRECIOUS METALS LIMITED

36104

JP MORGAN CHASE

460,000

0

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

ASA Gold and Precious Metals Limited

By:/s/ Axel Merk                                                        

Axel Merk

Principal Executive Officer

Date:August 29, 2019