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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
July 12, 2006
Date of Report (Date of earliest event reported)
SYNTAX-BRILLIAN CORPORATION
(Exact Name of Registrant as Specified in Charter)
| DELAWARE | 000-50289 | 05-0567906 | ||
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
1600 N. DESERT DRIVE
TEMPE, ARIZONA
85281
TEMPE, ARIZONA
85281
(Address of Principal Executive Offices) (Zip Code)
(602) 389-8888
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (seeGeneral Instruction A.2. below):
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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| Item 2.02. Results of Operations and Financial Condition | ||||||||
| Item 7.01. Regulation FD Disclosure | ||||||||
| Item 9.01. Financial Statements and Exhibits | ||||||||
| SIGNATURES | ||||||||
| EXHIBIT INDEX | ||||||||
| EX-99.1 | ||||||||
| EX-99.2 | ||||||||
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Item 2.02. Results of Operations and Financial Condition.
The registrant is furnishing this Report on Form 8-K in connection with the disclosure of information, in the form of the textual information from a press release released on July 12, 2006. The information in this Report on Form 8-K (including the exhibit) is furnished pursuant to Item 2.02 and shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section.
The registrant does not have, and expressly disclaims, any obligation to release publicly any updates or any changes in the registrant’s expectations or any change in events, conditions, or circumstances on which any forward-looking statement is based. The text included with this Report is available on the registrant’s website located at www.syntaxbrillian.com, although the registrant reserves the right to discontinue that availability at any time.
Item 7.01. Regulation FD Disclosure.
The registrant is furnishing this report on Form 8-K in connection with the disclosure of information, in the form of the textual information from a slide show presentation to be given at the 2006 C.E. Unterberg, Towbin Emerging Growth Opportunities Conference on July 12, 2006, and at subsequent conferences and meetings with institutional investors during the remainder of the quarter. The information in this Report on Form 8-K (including the exhibit) is furnished pursuant to Item 7.01 and shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD.
The registrant does not have, and expressly disclaims, any obligation to release publicly any updates or any changes in the registrant’s expectations or any change in events, conditions, or circumstances on which any forward-looking statement is based. The text included with this Report is available on the registrant’s website located at www.syntaxbrillian.com, although the registrant reserves the right to discontinue that availability at any time.
Item 9.01. Financial Statements and Exhibits.
| (a) | Financial Statements of Business Acquired. Not applicable. | ||
| (b) | Pro Forma Financial Information. Not applicable. | ||
| (c) | Shell Company Transactions. Not applicable. |
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| (d) | Exhibits. |
| Exhibit | ||
| Number | ||
| 99.1 | Press release from Syntax-Brillian Corporation, dated July 12, 2006, entitled “Syntax-Brillian Corporation Raises Revenue and Gross Margin Guidance for Quarter and Year Ended June 30, 2006” | |
| 99.2 | Syntax Brillian Presentation — C.E. Unterberg, Towbin Emerging Growth Opportunities Conference |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SYNTAX-BRILLIAN CORPORATION | ||||
| Date: July 12, 2006 | By: | /s/ Wayne A. Pratt | ||
| Wayne A. Pratt | ||||
| Executive Vice President and Chief Financial Officer | ||||
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EXHIBIT INDEX
| 99.1 | Press release from Syntax-Brillian Corporation, dated July 12, 2006, entitled “Syntax-Brillian Corporation Raises Revenue and Gross Margin Guidance for Quarter and Year Ended June 30, 2006” | |
| 99.2 | Syntax Brillian Presentation — C.E. Unterberg, Towbin Emerging Growth Opportunities Conference |