UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-21357 |
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Franklin Limited Duration Income Trust |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 12/31 |
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Date of reporting period: 6/30/2021 |
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Item 1. Proxy Voting Records. |
AMPLIFY ENERGY CORP. Meeting Date: MAY 19, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL |
Ticker: AMPY Security ID: 03212B103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrice Douglas | Management | For | For |
1b | Elect Director Christopher W. Hamm | Management | For | For |
1c | Elect Director Randal T. Klein | Management | For | For |
1d | Elect Director Evan S. Lederman | Management | For | For |
1e | Elect Director David H. Proman | Management | For | For |
1f | Elect Director Todd R. Snyder | Management | For | For |
1g | Elect Director Martyn Willsher | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
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CALIFORNIA RESOURCES CORPORATION Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL |
Ticker: CRC Security ID: 13057Q305 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas E. Brooks | Management | For | For |
1.2 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | For |
1.3 | Elect Director James N. Chapman | Management | For | For |
1.4 | Elect Director Mark A. (Mac) McFarland | Management | For | For |
1.5 | Elect Director Julio M. Quintana | Management | For | For |
1.6 | Elect Director William B. Roby | Management | For | For |
1.7 | Elect Director Andrew Bremner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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PARTY CITY HOLDCO INC. Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL |
Ticker: PRTY Security ID: 702149105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel Alsfine | Management | For | For |
1.2 | Elect Director Steven J. Collins | Management | For | For |
1.3 | Elect Director James G. Conroy | Management | For | Withhold |
1.4 | Elect Director William S. Creekmuir | Management | For | For |
1.5 | Elect Director Sarah Dodds-Brown | Management | For | For |
1.6 | Elect Director Jennifer Fleiss | Management | For | For |
1.7 | Elect Director John A. Frascotti | Management | For | For |
1.8 | Elect Director James M. Harrison | Management | For | For |
1.9 | Elect Director Norman S. Matthews | Management | For | For |
1.10 | Elect Director Michelle Millstone-Shroff | Management | For | For |
1.11 | Elect Director Bradley M. Weston | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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VERSO CORPORATION Meeting Date: AUG 05, 2020 Record Date: JUN 17, 2020 Meeting Type: ANNUAL |
Ticker: VRS Security ID: 92531L207 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Beckler | Management | For | For |
1b | Elect Director Marvin Cooper | Management | For | For |
1c | Elect Director Sean T. Erwin | Management | For | For |
1d | Elect Director Jeffrey E. Kirt | Management | For | For |
1e | Elect Director Randy J. Nebel | Management | For | For |
1f | Elect Director Adam St. John | Management | For | For |
1g | Elect Director Nancy M. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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VERSO CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL |
Ticker: VRS Security ID: 92531L207 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Beckler | Management | For | For |
1b | Elect Director Marvin Cooper | Management | For | For |
1c | Elect Director Jeffrey E. Kirt | Management | For | For |
1d | Elect Director Randy J. Nebel | Management | For | For |
1e | Elect Director Nancy M. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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WEATHERFORD INTERNATIONAL PLC Meeting Date: MAY 26, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL |
Ticker: WFTLF Security ID: G48833118 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Benjamin C. Duster, IV | Management | For | For |
1b | Elect Director Neal P. Goldman | Management | For | For |
1c | Elect Director Jacqueline Mutschler | Management | For | For |
1d | Elect Director Girishchandra K. Saligram | Management | For | For |
1e | Elect Director Charles M. Sledge | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Limited Duration Income Trust
By (Signature and Title)* /s/MATTHEW T. HINKLE_____
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 25, 2021
* Print the name and title of each signing officer under his or her signature.