CVRx (CVRX) Form 3 CVRx / JOSEPH P SLATTERY ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

SLATTERY JOSEPH P

(Last) (First) (Middle)

9201 W BROADWAY AVE

#650

(Street)

MINNEAPOLIS MN 55445

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/29/2021

3. Issuer Name and Ticker or Trading Symbol
CVRx, Inc. [ CVRX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	(1)	12/14/2023	Common Stock	316	0.237	D
Stock Option	(1)	11/18/2024	Common Stock	316	0.237	D
Stock Option	(1)	08/06/2025	Common Stock	2,528	0.237	D
Stock Option	(1)	08/06/2025	Common Stock	189	0.237	D
Stock Option	(1)	08/06/2025	Common Stock	189	0.237	D
Stock Option	(1)	08/06/2025	Common Stock	189	0.237	D
Stock Option	(1)	08/06/2025	Common Stock	189	0.237	D
Stock Option	(1)	11/09/2025	Common Stock	316	0.237	D
Stock Option	(1)	02/01/2027	Common Stock	758	0.237	D
Stock Option	(2)	02/15/2028	Common Stock	5,373	0.237	D
Stock Option	(3)	02/15/2028	Common Stock	5,373	0.237	D
Stock Option	(4)	11/28/2028	Common Stock	758	1.186	D
Stock Option	(5)	07/23/2029	Common Stock	7,686	3.955	D
Stock Option	(6)	12/05/2029	Common Stock	758	3.955	D
Stock Option	(1)	09/30/2030	Common Stock	3,562	4.35	D
Stock Option	(7)	09/30/2030	Common Stock	3,512	4.35	D
Stock Option	(8)	09/30/2030	Common Stock	3,193	4.35	D
Stock Option	(9)	09/30/2030	Common Stock	3,165	4.35	D
Stock Option	(10)	01/04/2031	Common Stock	1,264	5.141	D
Stock Option	(11)	02/03/2031	Common Stock	7,585	7.119	D

Explanation of Responses:

1. Fully vested.

2. Vests as to 1/48th of the shares each month commencing March 16, 2018.

3. Vests as to 1/48th of the shares on February 28, 2019 and 1/48th of the shares on the 15th of each month thereafter.

4. Vests as to 1/48th of the shares each month commencing December 29, 2018.

5. Vests as to 1/48th of the shares each month commencing August 24, 2019.

6. Vests as to 1/48th of the shares each month commencing January 6, 2020.

7. Vests as to 75% of the shares on October 1, 2020 and 1/48th of the shares each month thereafter.

8. Vests as to 25% of the shares on October 1, 2020 and 1/48th of the shares each month thereafter.

9. Vests as to 1/48th of the shares each month commencing November 1, 2020.

10. Vests as to 1/48th of the shares each month commencing January 11, 2021.

11. Vests as to 1/48th of the shares each month commencing March 4, 2021.

	/s/ Amy C. Seidel, Attorney-in-Fact	06/29/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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