Shaheen George T Form 4 NetApp / GEORGE T SHAHEEN ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

SHAHEEN GEORGE T

(Last) (First) (Middle)

3060 OLSEN DRIVE

(Street)

SAN JOSE CA 95128

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NetApp, Inc. [ NTAP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2024

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	09/10/2024		M		3,526	A	(1)	6,976	D
Common Shares	09/11/2024		M		2,856	A	(1)	9,832	D
Common Shares	09/11/2024		M		5,922	A	(1)	15,754	D
Common Shares	09/11/2024		M		7,916	A	(1)	23,670	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	09/10/2024		M			3,526	(2)	(2)	Common Shares	3,526	(1)	0	D
Restricted Stock Unit	(1)	09/11/2024		M			2,856	(3)	(3)	Common Shares	2,856	(1)	0	D
Restricted Stock Unit	(1)	09/11/2024		M			5,922	(4)	(4)	Common Shares	5,922	(1)	0	D
Restricted Stock Unit	(1)	09/11/2024		M			7,916	(5)	(5)	Common Shares	7,916	(1)	0	D

Explanation of Responses:

1. Restricted stock units convert into common stock on a one-for-one basis.

2. On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

3. On September 13, 2013, the reporting person was granted 2,856 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.

4. On September 5, 2014, the reporting person was granted 5,922 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.

5. On September 11, 2015, the reporting person was granted 7,916 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.

	/s/ Michael Schultz, Attorney-in-Fact for George T. Shaheen	09/12/2024
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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