Rankin Claiborne R Form 4 HYSTER-YALE MATERIALS HANDLING / CLAIBORNE R RANKIN ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN CLAIBORNE R

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
10/27/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/27/2020		G	V	65,373	D	$0	451	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	10/27/2020		G	V	65,373	A	$0	65,373	I	Spouse's proportionate limited partnership interest held in shares of RA IV⁽¹⁾
Class A Common Stock	12/31/2020		G	V	876	A	$0	876	I	Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach⁽¹⁾
Class A Common Stock	12/31/2020		G	V	876	A	$0	876	I	Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.⁽¹⁾
Class A Common Stock	12/31/2020		G	V	876	A	$0	876	I	Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers⁽¹⁾
Class A Common Stock	01/22/2021		P⁽²⁾		7,351	A	$55.5	8,227	I	Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.⁽¹⁾
Class A Common Stock	01/22/2021		P⁽³⁾		7,352	A	$55.5	8,228	I	Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers⁽¹⁾
Class A Common Stock	01/22/2021		P⁽⁴⁾		7,351	A	$55.5	8,227	I	Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach⁽¹⁾
Class A Common Stock								35,857	I	Spouse's proportionate interests in shares held by Rankin Associates I.⁽¹⁾
Class A Common Stock								1,978	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP⁽¹⁾
Class A Common Stock								377	I	spouse's proportionate interests held in shares in Rankin Associates V⁽¹⁾
Class A Common Stock								635	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								4,174	I	Held in trust fbo Reporting Person's spouse.⁽¹⁾
Class A Common Stock								19	I	Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock								14,567	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock								32,571	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock								155	I	Interest in Shares held by Rankin Associates V
Class A Common Stock								292	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								80	I	interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock								100	I	interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock								1,975	I	proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock								137,255	I	Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock								41,932	I	Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach⁽¹⁾
Class A Common Stock								41,932	I	Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.⁽¹⁾
Class A Common Stock								42,120	I	Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁵⁾	10/27/2020		G	V		103,572	⁽⁵⁾	⁽⁵⁾	Class A Common Stock	103,572	$0	714	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock	⁽⁶⁾	10/27/2020		G	V	103,572		⁽⁷⁾	⁽⁸⁾	Class A Common Stock	103,572	$0	103,572	I	Spouse's proportionate interest held in shares in RA IV⁽¹⁾
Class B Common Stock	⁽⁹⁾	12/31/2020		G	V	1,567		⁽¹⁰⁾	⁽¹¹⁾	Class A Common Stock	1,567	$0	1,567	I	Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach⁽¹⁾
Class B Common Stock	⁽¹²⁾	12/31/2020		G	V	1,567		⁽¹³⁾	⁽¹⁴⁾	Class A Common Stock	1,567	$0	1,567	I	Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr⁽¹⁾
Class B Common Stock	⁽¹⁵⁾	12/31/2020		G	V	1,567		⁽¹⁶⁾	⁽¹⁷⁾	Class A Common Stock	1,567	$0	1,567	I	Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers⁽¹⁾
Class B Common Stock	⁽⁹⁾	01/22/2021		P⁽¹⁸⁾		10,365		⁽¹⁰⁾	⁽¹¹⁾	Class A Common Stock	10,365	$55.5	11,932	I	Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach⁽¹⁾
Class B Common Stock	⁽¹²⁾	01/22/2021		P⁽¹⁹⁾		10,365		⁽¹³⁾	⁽¹⁴⁾	Class A Common Stock	10,365	$55.5	11,932	I	Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr⁽¹⁾
Class B Common Stock	⁽¹⁵⁾	01/22/2021		P⁽²⁰⁾		10,365		⁽¹⁶⁾	⁽¹⁷⁾	Class A Common Stock	10,365	$55.5	11,932	I	Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	64,143		64,143	I	spouses proportionate LP interst in shares held in RA1⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	1,978		1,978	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	2,783		2,783	I	Trustee of a Trust for the benefit of Chloe O. Rankin.⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	31		31	I	Proportionate general partnership interest in shares held in RAIV⁽²¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	26,057		26,057	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	32,571		32,571	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	1,975		1,975	I	proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	123,760		123,760	I	Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	12,098		12,098	I	Serves as Trustee of GSTs for the benefit of Chloe Seelbach⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	12,098		12,098	I	Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr.⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	12,098		12,098	I	Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers⁽¹⁾

Explanation of Responses:

1. Reporting Person disclaims beneficial ownership of all such shares.

2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

5. N/A

6. N/A

7. N/A

8. N/A

9. N/A

10. N/A

11. N/A

12. N/A

13. N/A

14. N/A

15. N/A

16. N/A

17. N/A

18. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

19. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

20. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

21. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

	/s/ Suzanne S. Taylor, attorney-in-fact	01/26/2021
	** Signature of Reporting Person	Date
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* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Rankin Claiborne R Form 4HYSTER-YALE MATERIALS HANDLING / CLAIBORNE R RANKIN ownership change