SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information To Be Included In Statements Filed
Pursuant To Rules 13d-1(B), (C) And (D) And
Amendments Thereto Filed Pursuant To Rule 13d-2(B)
(Amendment No. 0)*
DELTA APPAREL, INC.
(Name of Issuer)
Common Stock (par value $0.01 per share)
(Title of Class of Securities)
247368103
(CUSIP Number)
December 31, 20131
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | This Schedule 13G also covers December 31 of each of 2012, 2011, 2010, 2009, 2008, 2007, and 2006. |
CUSIP No. 247368103
As of December 31, 2013
| 1. | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert W. Humphreys | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER
706,545 (See Item 4) | ||||
| 6. | SHARED VOTING POWER
-0- (See Item 4) | |||||
| 7. | SOLE DISPOSITIVE POWER
706,545 (See Item 4) | |||||
| 8. | SHARED DISPOSITIVE POWER
-0- (See Item 4) | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
706,545 | |||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.7% | |||||
| 12. | TYPE OF REPORTING PERSON
IN (See Item 4) | |||||
Page 2 of 26 pages
CUSIP No. 247368103
Item 1.
| (a) | Name of Issuer: |
Delta Apparel, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
322 South Main Street
Greenville, SC 29601
Item 2.
| (a) | Names of Persons Filing: |
Robert W. Humphreys
| (b) | Address of Principal Business Office or, if None, Residence: |
322 South Main Street
Greenville, SC 29601
| (c) | Citizenship: |
USA
| (d) | Title of Class of Securities: |
Common Stock ($0.01 par value)
| (e) | CUSIP Number: |
247368103
| Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
Not Applicable.
| Item 4. | Ownership. |
The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 706,545 shares of the Issuer’s Common Stock, which constitutes 8.7% of such shares as of December 31, 2013.
The aggregate amount beneficially owned by Robert W. Humphreys includes 250,000 shares (3.1%) which he could acquire through the exercise of stock options.
| (a) | Amount beneficially owned: |
706,545
Page 3 of 26 pages
CUSIP No. 247368103
| (b) | Percent of Class: |
8.7%
| (c) | Number of Shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote |
706,545
| (ii) | Shared power to vote or to direct the vote |
-0-
| (iii) | Sole power to dispose or to direct the disposition of |
706,545
| (iv) | Shared power to dispose or to direct the disposition of |
-0-
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
| Item 10. | Certifications |
Not Applicable
Page 4 of 26 pages
CUSIP No. 247368103
As of December 31, 2012
| 1. | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert W. Humphreys | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER
740,573 (See Item 4) | ||||
| 6. | SHARED VOTING POWER
-0- (See Item 4) | |||||
| 7. | SOLE DISPOSITIVE POWER
740,573 (See Item 4) | |||||
| 8. | SHARED DISPOSITIVE POWER
-0- (See Item 4) | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
740,573 | |||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.6% | |||||
| 12. | TYPE OF REPORTING PERSON
IN (See Item 4) | |||||
Page 5 of 26 pages
CUSIP No. 247368103
Item 1.
| (a) | Name of Issuer: |
Delta Apparel, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
322 South Main Street
Greenville, SC 29601
Item 2.
| (a) | Names of Persons Filing: |
Robert W. Humphreys
| (b) | Address of Principal Business Office or, if None, Residence: |
322 South Main Street
Greenville, SC 29601
| (c) | Citizenship: |
USA
| (d) | Title of Class of Securities: |
Common Stock ($0.01 par value)
| (e) | CUSIP Number: |
247368103
| Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
Not Applicable.
| Item 4. | Ownership. |
The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 740,573 shares of the Issuer’s Common Stock, which constitutes 8.6% of such shares as of December 31, 2012.
The aggregate amount beneficially owned by Robert W. Humphreys includes 312,500 shares (3.6%) which he could acquire through the exercise of stock options.
| (a) | Amount beneficially owned: |
740,573
Page 6 of 26 pages
CUSIP No. 247368103
| (b) | Percent of Class: |
8.6%
| (c) | Number of Shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote |
740,573
| (ii) | Shared power to vote or to direct the vote |
-0-
| (iii) | Sole power to dispose or to direct the disposition of |
740,573
| (iv) | Shared power to dispose or to direct the disposition of |
-0-
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
| Item 10. | Certifications |
Not Applicable
Page 7 of 26 pages
CUSIP No. 247368103
As of December 31, 2011
| 1. | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert W. Humphreys | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER
740,573 (See Item 4) | ||||
| 6. | SHARED VOTING POWER
-0- (See Item 4) | |||||
| 7. | SOLE DISPOSITIVE POWER
740,573 (See Item 4) | |||||
| 8. | SHARED DISPOSITIVE POWER
-0- (See Item 4) | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
740,573 | |||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5% | |||||
| 12. | TYPE OF REPORTING PERSON
IN (See Item 4) | |||||
Page 8 of 26 pages
CUSIP No. 247368103
Item 1.
| (a) | Name of Issuer: |
Delta Apparel, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
322 South Main Street
Greenville, SC 29601
Item 2.
| (a) | Names of Persons Filing: |
Robert W. Humphreys
| (b) | Address of Principal Business Office or, if None, Residence: |
322 South Main Street
Greenville, SC 29601
| (c) | Citizenship: |
USA
| (d) | Title of Class of Securities: |
Common Stock ($0.01 par value)
| (e) | CUSIP Number: |
247368103
| Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
Not Applicable.
| Item 4. | Ownership. |
The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 740,573 shares of the Issuer’s Common Stock, which constitutes 8.5% of such shares as of December 31, 2011.
The aggregate amount beneficially owned by Robert W. Humphreys includes 312,500 shares (3.6%) which he could acquire through the exercise of stock options.
| (a) | Amount beneficially owned: |
740,573
Page 9 of 26 pages
CUSIP No. 247368103
| (b) | Percent of Class: |
8.5%
| (c) | Number of Shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote |
740,573
| (ii) | Shared power to vote or to direct the vote |
-0-
| (iii) | Sole power to dispose or to direct the disposition of |
740,573
| (iv) | Shared power to dispose or to direct the disposition of |
-0-
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
| Item 10. | Certifications |
Not Applicable
Page 10 of 26 pages
CUSIP No. 247368103
As of December 31, 2010
| 1. | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert W. Humphreys | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER
710,573 (See Item 4) | ||||
| 6. | SHARED VOTING POWER
-0- (See Item 4) | |||||
| 7. | SOLE DISPOSITIVE POWER
710,573 (See Item 4) | |||||
| 8. | SHARED DISPOSITIVE POWER
-0- (See Item 4) | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
710,573 | |||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.0% | |||||
| 12. | TYPE OF REPORTING PERSON
IN (See Item 4) | |||||
Page 11 of 26 pages
CUSIP No. 247368103
Item 1.
| (a) | Name of Issuer: |
Delta Apparel, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
322 South Main Street
Greenville, SC 29601
Item 2.
| (a) | Names of Persons Filing: |
Robert W. Humphreys
| (b) | Address of Principal Business Office or, if None, Residence: |
322 South Main Street
Greenville, SC 29601
| (c) | Citizenship: |
USA
| (d) | Title of Class of Securities: |
Common Stock ($0.01 par value)
| (e) | CUSIP Number: |
247368103
| Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
Not Applicable.
| Item 4. | Ownership. |
The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 710,573 shares of the Issuer’s Common Stock, which constitutes 8.0% of such shares as of December 31, 2010.
The aggregate amount beneficially owned by Robert W. Humphreys includes 342,500 shares (3.9%) which he could acquire through the exercise of stock options.
| (a) | Amount beneficially owned: |
710,573
Page 12 of 26 pages
CUSIP No. 247368103
| (b) | Percent of Class: |
8.0%
| (c) | Number of Shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote |
710,573
| (ii) | Shared power to vote or to direct the vote |
-0-
| (iii) | Sole power to dispose or to direct the disposition of |
710,573
| (iv) | Shared power to dispose or to direct the disposition of |
-0-
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
| Item 10. | Certifications |
Not Applicable
Page 13 of 26 pages
CUSIP No. 247368103
As of December 31, 2009
| 1. | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert W. Humphreys | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER
618,073 (See Item 4) | ||||
| 6. | SHARED VOTING POWER
-0- (See Item 4) | |||||
| 7. | SOLE DISPOSITIVE POWER
618,073 (See Item 4) | |||||
| 8. | SHARED DISPOSITIVE POWER
-0- (See Item 4) | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
618,073 | |||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1% | |||||
| 12. | TYPE OF REPORTING PERSON
IN (See Item 4) | |||||
Page 14 of 26 pages
CUSIP No. 247368103
Item 1.
| (a) | Name of Issuer: |
Delta Apparel, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
322 South Main Street
Greenville, SC 29601
Item 2.
| (a) | Names of Persons Filing: |
Robert W. Humphreys
| (b) | Address of Principal Business Office or, if None, Residence: |
322 South Main Street
Greenville, SC 29601
| (c) | Citizenship: |
USA
| (d) | Title of Class of Securities: |
Common Stock ($0.01 par value)
| (e) | CUSIP Number: |
247368103
| Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
Not Applicable.
| Item 4. | Ownership. |
The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 618,073 shares of the Issuer’s Common Stock, which constitutes 7.1% of such shares as of December 31, 2009.
The aggregate amount beneficially owned by Robert W. Humphreys includes 250,000 shares (2.9%) which he could acquire through the exercise of stock options.
| (a) | Amount beneficially owned: |
618,073
Page 15 of 26 pages
CUSIP No. 247368103
| (b) | Percent of Class: |
7.1%
| (c) | Number of Shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote |
618,073
| (ii) | Shared power to vote or to direct the vote |
-0-
| (iii) | Sole power to dispose or to direct the disposition of |
618,073
| (iv) | Shared power to dispose or to direct the disposition of |
-0-
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
| Item 10. | Certifications |
Not Applicable
Page 16 of 26 pages
CUSIP No. 247368103
As of December 31, 2008
| 1. | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert W. Humphreys | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER
616,233 (See Item 4) | ||||
| 6. | SHARED VOTING POWER
-0- (See Item 4) | |||||
| 7. | SOLE DISPOSITIVE POWER
616,233 (See Item 4) | |||||
| 8. | SHARED DISPOSITIVE POWER
-0- (See Item 4) | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
616,233 | |||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.0% | |||||
| 12. | TYPE OF REPORTING PERSON
IN (See Item 4) | |||||
Page 17 of 26 pages
CUSIP No. 247368103
Item 1.
| (a) | Name of Issuer: |
Delta Apparel, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
322 South Main Street
Greenville, SC 29601
Item 2.
| (a) | Names of Persons Filing: |
Robert W. Humphreys
| (b) | Address of Principal Business Office or, if None, Residence: |
322 South Main Street
Greenville, SC 29601
| (c) | Citizenship: |
USA
| (d) | Title of Class of Securities: |
Common Stock ($0.01 par value)
| (e) | CUSIP Number: |
247368103
| Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
Not Applicable.
| Item 4. | Ownership. |
The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 616,233 shares of the Issuer’s Common Stock, which constitutes 7.0% of such shares as of December 31, 2008.
The aggregate amount beneficially owned by Robert W. Humphreys includes 250,000 shares (2.9%) which he could acquire through the exercise of stock options.
| (a) | Amount beneficially owned: |
616,233
| (b) | Percent of Class: |
7.0%
Page 18 of 26 pages
CUSIP No. 247368103
| (c) | Number of Shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote |
616,233
| (ii) | Shared power to vote or to direct the vote |
-0-
| (iii) | Sole power to dispose or to direct the disposition of |
616,233
| (iv) | Shared power to dispose or to direct the disposition of |
-0-
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
| Item 10. | Certifications |
Not Applicable
Page 19 of 26 pages
CUSIP No. 247368103
As of December 31, 2007
| 1. | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert W. Humphreys | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER
553,733 (See Item 4) | ||||
| 6. | SHARED VOTING POWER
-0- (See Item 4) | |||||
| 7. | SOLE DISPOSITIVE POWER
553,733 (See Item 4) | |||||
| 8. | SHARED DISPOSITIVE POWER
-0- (See Item 4) | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
553,733 | |||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.4% | |||||
| 12. | TYPE OF REPORTING PERSON
IN (See Item 4) | |||||
Page 20 of 26 pages
CUSIP No. 247368103
Item 1.
| (a) | Name of Issuer: |
Delta Apparel, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
322 South Main Street
Greenville, SC 29601
Item 2.
| (a) | Names of Persons Filing: |
Robert W. Humphreys
| (b) | Address of Principal Business Office or, if None, Residence: |
322 South Main Street
Greenville, SC 29601
| (c) | Citizenship: |
USA
| (d) | Title of Class of Securities: |
Common Stock ($0.01 par value)
| (e) | CUSIP Number: |
247368103
| Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
Not Applicable.
| Item 4. | Ownership. |
The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 553,733 shares of the Issuer’s Common Stock, which constitutes 6.4% of such shares as of December 31, 2007.
The aggregate amount beneficially owned by Robert W. Humphreys includes 187,500 shares (2.2%) which he could acquire through the exercise of stock options.
| (a) | Amount beneficially owned: |
553,733
| (b) | Percent of Class: |
6.4%
Page 21 of 26 pages
CUSIP No. 247368103
| (c) | Number of Shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote |
553,733
| (ii) | Shared power to vote or to direct the vote |
-0-
| (iii) | Sole power to dispose or to direct the disposition of |
553,733
| (iv) | Shared power to dispose or to direct the disposition of |
-0-
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
| Item 10. | Certifications |
Not Applicable
Page 22 of 26 pages
CUSIP No. 247368103
As of December 31, 2006
| 1. | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert W. Humphreys | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5. | SOLE VOTING POWER
441,932 (See Item 4) | ||||
| 6. | SHARED VOTING POWER
-0- (See Item 4) | |||||
| 7. | SOLE DISPOSITIVE POWER
441,932 (See Item 4) | |||||
| 8. | SHARED DISPOSITIVE POWER
-0- (See Item 4) | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
441,932 | |||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1% | |||||
| 12. | TYPE OF REPORTING PERSON
IN (See Item 4) | |||||
Page 23 of 26 pages
CUSIP No. 247368103
Item 1.
| (a) | Name of Issuer: |
Delta Apparel, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
322 South Main Street
Greenville, SC 29601
Item 2.
| (a) | Names of Persons Filing: |
Robert W. Humphreys
| (b) | Address of Principal Business Office or, if None, Residence: |
322 South Main Street
Greenville, SC 29601
| (c) | Citizenship: |
USA
| (d) | Title of Class of Securities: |
Common Stock ($0.01 par value)
| (e) | CUSIP Number: |
247368103
| Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
Not Applicable.
| Item 4. | Ownership. |
The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 441,932 shares of the Issuer’s Common Stock, which constitutes 5.1% of such shares as of December 31, 2006.
The aggregate amount beneficially owned by Robert W. Humphreys includes 125,000 shares (1.4%) which he could acquire through the exercise of stock options.
| (a) | Amount beneficially owned: |
441,932
| (b) | Percent of Class: |
5.1%
Page 24 of 26 pages
CUSIP No. 247368103
| (c) | Number of Shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote |
441,932
| (ii) | Shared power to vote or to direct the vote |
-0-
| (iii) | Sole power to dispose or to direct the disposition of |
441,932
| (iv) | Shared power to dispose or to direct the disposition of |
-0-
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
| Item 10. | Certifications |
Not Applicable
Page 25 of 26 pages
CUSIP No. 247368103
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
May 7, 2014
ROBERT W. HUMPHREYS |
/s/ Robert W. Humphreys |
Robert W. Humphreys |
Page 26 of 26 pages
