Porter R Roderick Form 4 Southern National Bancorp of Virginia / GEORGIA S DERRICO ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

DERRICO GEORGIA S

(Last) (First) (Middle)

2954 BURRLAND LANE

(Street)

THE PLAINS VA 20198

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Southern National Bancorp of Virginia Inc [ SONA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Executive Chairman

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/31/2020		P		54,000(1)	A	$0	554,086(2)	D
Common Stock								750(3)	D
Common Stock								105,375(4)	I	By IRA
Common Stock								45,235(5)	I	By IRA
Common Stock								16,273(6)	I	By 401k Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$7.92							12/05/2013	12/05/2022	Common Stock	40,000(7)		40,000	D
Employee Stock Option (Right to Buy)	$9.14							06/21/2014	06/21/2023	Common Stock	40,000(7)		80,000	D
Employee Stock Option (Right to Buy)	$10.47							07/22/2015	07/22/2024	Common Stock	48,000(8)		128,000	D
Employee Stock Option (Right to Buy)	$11.43							06/19/2016	06/19/2025	Common Stock	48,000(8)(9)		176,000	D
Employee Stock Option (Right to Buy)	$11.99							06/16/2017	06/16/2026	Common Stock	48,000(8)(10)		224,000	D

1. Name and Address of Reporting Person^*

DERRICO GEORGIA S

(Last) (First) (Middle)

2954 BURRLAND LANE

(Street)

THE PLAINS VA 20198

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

PORTER R RODERICK

(Last) (First) (Middle)

2954 BURRLAND LANE

(Street)

THE PLAINS VA 20198

(City) (State) (Zip)

Explanation of Responses:

1. Restricted stock was fully vested effective 3/31/2020.

2. These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.

3. These shares are owned by Georgia S. Derrico.

4. These shares are held in an IRA owned by Georgia S. Derrico.

5. These shares are held in an IRA owned by R. Roderick Porter.

6. These shares are held in a 401k plan as follows: 8,074 by Georgia S. Derrico and 8,199 by R. Roderick Porter.

7. These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter.

8. These options are owned as follows: 24,000 by Georgia S. Derrico and 24,000 by R. Roderick Porter.

9. These options are exercisable as follows: 9600 on 6/19/16, 9600 on 6/19/17, 9600 on 6/19/18, 9600 on 6/19/19, 9600 on 6/19/20

10. These options are exercisable as follows: 9600 on 6/16/17, 9600 on 6/16/18, 9600 on 6/16/19, 9600 on 6/16/20, 9600 on 6/16/21

	Georgia S. Derrico	04/28/2020
	R. Roderick Porter	04/28/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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