FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21407
Nuveen Diversified Dividend and Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Cedric H. Antosiewicz – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2020
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-21407
Registrant Name: Nuveen Diversified Dividend and Income Fund
Reporting Period: 07/01/2019 - 06/30/2020
Nuveen Diversified Dividend and Income Fund
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AGEAS SA/NV
Meeting Date: MAY 20, 2020
Record Date: MAY 06, 2020
Meeting Type: ANNUAL/SPECIAL | Ticker: AGS
Security ID: B0148L138
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.1.1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2.1.2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2.1.3 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.2.1 | Receive Information on Company's Dividend Policy | Management | None | None |
| 2.2.2 | Approve Dividends of EUR 0.27 Per Share | Management | For | For |
| 2.3.1 | Approve Discharge of Directors | Management | For | For |
| 2.3.2 | Approve Discharge of Auditor | Management | For | For |
| 3.1 | Approve Remuneration Report | Management | For | For |
| 3.2 | Approve Remuneration Policy | Management | For | For |
| 4.1 | Reelect Jane Murphy as Independent Director | Management | For | For |
| 4.2 | Reelect Lucrezia Reichlin as Independent Director | Management | For | For |
| 4.3 | Reelect Yvonne Lang Ketterer as Independent Director | Management | For | For |
| 4.4 | Reelect Richard Jackson as Independent Director | Management | For | For |
| 4.5 | Reelect Antonio Cano as Director | Management | For | For |
| 5.1.1 | Amend Article 1 Re: Definitions | Management | For | For |
| 5.1.2 | Amend Article 2 Re: Name - Form | Management | For | For |
| 5.1.3 | Amend Article 3 Re: Registered Office | Management | For | For |
| 5.1.4 | Delete Article 6bis Re: Issue Premiums | Management | For | For |
| 5.1.5 | Amend Article 7 Re: Form of the Shares | Management | For | For |
| 5.1.6 | Amend Article 9 Re: Acquisition of Own Shares | Management | For | For |
| 5.1.7 | Amend Article 10 Re: Board of Directors | Management | For | For |
| 5.1.8 | Amend Article 11 Re: Board Deliberation and Decisions | Management | For | For |
| 5.1.9 | Amend Article 12 Re: Executive Committee | Management | For | For |
| 51.10 | Amend Article 13 Re: Representation | Management | For | For |
| 51.11 | Amend Article 14 Re: Remuneration | Management | For | For |
| 51.12 | Amend Article 15 Re: Ordinary Meeting of Shareholders | Management | For | For |
| 51.13 | Amend Article 17 Re: Convocations | Management | For | For |
| 51.14 | Amend Article 18 Re: Record Day and Proxies | Management | For | For |
| 51.15 | Amend Article 19 Re: Procedure - Minutes of the Meeting | Management | For | For |
| 51.16 | Amend Article 20 Re: Votes | Management | For | For |
| 51.17 | Amend Article 22 Re: Annual Accounts | Management | For | For |
| 51.18 | Amend Article 23 Re: Dividend | Management | For | For |
| 5.2 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5.3.1 | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| 5.3.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Close Meeting | Management | None | None |
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ALEXANDRIA REAL ESTATE EQUITIES, INC.
Meeting Date: JUN 08, 2020
Record Date: MAR 31, 2020
Meeting Type: ANNUAL | Ticker: ARE
Security ID: 015271109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Steven R. Hash | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director James P. Cain | Management | For | For |
| 1.5 | Elect Director Maria C. Freire | Management | For | For |
| 1.6 | Elect Director Jennifer Friel Goldstein | Management | For | For |
| 1.7 | Elect Director Richard H. Klein | Management | For | For |
| 1.8 | Elect Director James H. Richardson | Management | For | For |
| 1.9 | Elect Director Michael A. Woronoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ALLIANZ SE
Meeting Date: MAY 06, 2020
Record Date:
Meeting Type: ANNUAL | Ticker: ALV
Security ID: D03080112
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 9.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Approve Affiliation Agreement with Allianz Africa Holding GmbH | Management | For | For |
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AMERICAN HOMES 4 RENT
Meeting Date: MAY 07, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: AMH
Security ID: 02665T306
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director Douglas N. Benham | Management | For | For |
| 1.4 | Elect Director John "Jack" Corrigan | Management | For | For |
| 1.5 | Elect Director David Goldberg | Management | For | For |
| 1.6 | Elect Director Matthew J. Hart | Management | For | For |
| 1.7 | Elect Director James H. Kropp | Management | For | For |
| 1.8 | Elect Director Winifred "Wendy" M. Webb | Management | For | For |
| 1.9 | Elect Director Jay Willoughby | Management | For | For |
| 1.10 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.11 | Elect Director Matthew R. Zaist | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ANTHEM, INC.
Meeting Date: MAY 21, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: ANTM
Security ID: 036752103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director R. Kerry Clark | Management | For | For |
| 1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
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APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Meeting Date: APR 28, 2020
Record Date: FEB 21, 2020
Meeting Type: ANNUAL | Ticker: AIV
Security ID: 03748R754
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.3 | Elect Director Robert A. Miller | Management | For | For |
| 1.4 | Elect Director Devin I. Murphy | Management | For | For |
| 1.5 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.6 | Elect Director John D. Rayis | Management | For | For |
| 1.7 | Elect Director Ann Sperling | Management | For | For |
| 1.8 | Elect Director Michael A. Stein | Management | For | For |
| 1.9 | Elect Director Nina A. Tran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
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ASTRAZENECA PLC
Meeting Date: APR 29, 2020
Record Date: FEB 26, 2020
Meeting Type: ANNUAL | Ticker: AZN
Security ID: 046353108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Michel Demare as Director | Management | For | For |
| 5h | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Approve Performance Share Plan | Management | For | For |
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AURELIUS EQUITY OPPORTUNITIES SE & CO. KGAA
Meeting Date: JUL 19, 2019
Record Date: JUN 27, 2019
Meeting Type: ANNUAL | Ticker: AR4
Security ID: D0R9AT103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Approve Discharge of Shareholders' Committee for Fiscal 2018 | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| 7 | Approve Creation of EUR 15.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
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AVALONBAY COMMUNITIES, INC.
Meeting Date: MAY 12, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: AVB
Security ID: 053484101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Susan Swanezy | Management | For | For |
| 1j | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for Future Charter Amendments and Other Extraordinary Actions | Management | For | For |
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BANK OF AMERICA CORPORATION
Meeting Date: APR 22, 2020
Record Date: MAR 02, 2020
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Denise L. Ramos | Management | For | For |
| 1m | Elect Director Clayton S. Rose | Management | For | For |
| 1n | Elect Director Michael D. White | Management | For | For |
| 1o | Elect Director Thomas D. Woods | Management | For | For |
| 1p | Elect Director R. David Yost | Management | For | For |
| 1q | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
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BAYER AG
Meeting Date: APR 28, 2020
Record Date:
Meeting Type: ANNUAL | Ticker: BAYN
Security ID: D0712D163
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 4.1 | Elect Ertharin Cousin to the Supervisory Board | Management | For | For |
| 4.2 | Elect Otmar Wiestler to the Supervisory Board | Management | For | For |
| 4.3 | Elect Horst Baier to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 6 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| 8 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | For | For |
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BOSTON PROPERTIES, INC.
Meeting Date: MAY 20, 2020
Record Date: MAR 25, 2020
Meeting Type: ANNUAL | Ticker: BXP
Security ID: 101121101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Joel I. Klein | Management | For | For |
| 1b | Elect Director Kelly A. Ayotte | Management | For | For |
| 1c | Elect Director Bruce W. Duncan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Carol B. Einiger | Management | For | For |
| 1f | Elect Director Diane J. Hoskins | Management | For | For |
| 1g | Elect Director Douglas T. Linde | Management | For | For |
| 1h | Elect Director Matthew J. Lustig | Management | For | For |
| 1i | Elect Director Owen D. Thomas | Management | For | For |
| 1j | Elect Director David A. Twardock | Management | For | For |
| 1k | Elect Director William H. Walton, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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BRANDYWINE REALTY TRUST
Meeting Date: MAY 20, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: BDN
Security ID: 105368203
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James C. Diggs | Management | For | For |
| 1b | Elect Director Wyche Fowler | Management | For | For |
| 1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
| 1d | Elect Director Terri A. Herubin | Management | For | For |
| 1e | Elect Director Michael J. Joyce | Management | For | For |
| 1f | Elect Director Charles P. Pizzi | Management | For | For |
| 1g | Elect Director Gerard H. Sweeney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: MAY 05, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: BMY
Security ID: 110122108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert Bertolini | Management | For | For |
| 1C | Elect Director Michael W. Bonney | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Julia A. Haller | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 1L | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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BROADCOM INC.
Meeting Date: MAR 30, 2020
Record Date: FEB 06, 2020
Meeting Type: ANNUAL | Ticker: AVGO
Security ID: 11135F101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Raul J. Fernandez | Management | For | For |
| 1g | Elect Director Check Kian Low | Management | For | For |
| 1h | Elect Director Justine F. Page | Management | For | For |
| 1i | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CHEVRON CORPORATION
Meeting Date: MAY 27, 2020
Record Date: MAR 30, 2020
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | For |
| 7 | Report on Petrochemical Risk | Shareholder | Against | For |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
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CITIGROUP INC.
Meeting Date: APR 21, 2020
Record Date: FEB 24, 2020
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Grace E. Dailey | Management | For | For |
| 1d | Elect Director Barbara J. Desoer | Management | For | For |
| 1e | Elect Director John C. Dugan | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Review on Governance Documents | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
Meeting Date: MAY 19, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL | Ticker: CCO
Security ID: 18453H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Dionne | Management | For | For |
| 1.2 | Elect Director Andrew Hobson | Management | For | For |
| 1.3 | Elect Director Joe Marchese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CNA FINANCIAL CORPORATION
Meeting Date: APR 29, 2020
Record Date: MAR 06, 2020
Meeting Type: ANNUAL | Ticker: CNA
Security ID: 126117100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Bless | Management | For | For |
| 1.2 | Elect Director Jose O. Montemayor | Management | For | For |
| 1.3 | Elect Director Don M. Randel | Management | For | For |
| 1.4 | Elect Director Andre Rice | Management | For | For |
| 1.5 | Elect Director Dino E. Robusto | Management | For | Withhold |
| 1.6 | Elect Director Kenneth I. Siegel | Management | For | Withhold |
| 1.7 | Elect Director Andrew H. Tisch | Management | For | Withhold |
| 1.8 | Elect Director Benjamin J. Tisch | Management | For | Withhold |
| 1.9 | Elect Director James S. Tisch | Management | For | Withhold |
| 1.10 | Elect Director Jane J. Wang | Management | For | Withhold |
| 1.11 | Elect Director Marvin Zonis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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COMCAST CORPORATION
Meeting Date: JUN 03, 2020
Record Date: APR 03, 2020
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
CORESITE REALTY CORPORATION
Meeting Date: MAY 20, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: COR
Security ID: 21870Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Stuckey | Management | For | For |
| 1.2 | Elect Director Paul E. Szurek | Management | For | For |
| 1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1.4 | Elect Director Jean A. Bua | Management | For | For |
| 1.5 | Elect Director Kelly C. Chambliss | Management | For | For |
| 1.6 | Elect Director Michael R. Koehler | Management | For | For |
| 1.7 | Elect Director J. David Thompson | Management | For | For |
| 1.8 | Elect Director David A. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COUSINS PROPERTIES INCORPORATED
Meeting Date: APR 21, 2020
Record Date: FEB 21, 2020
Meeting Type: ANNUAL | Ticker: CUZ
Security ID: 222795502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles T. Cannada | Management | For | For |
| 1b | Elect Director Robert M. Chapman | Management | For | For |
| 1c | Elect Director M. Colin Connolly | Management | For | For |
| 1d | Elect Director Scott W. Fordham | Management | For | For |
| 1e | Elect Director Lillian C. Giornelli | Management | For | For |
| 1f | Elect Director R. Kent Griffin, Jr. | Management | For | For |
| 1g | Elect Director Donna W. Hyland | Management | For | For |
| 1h | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CUBESMART
Meeting Date: MAY 12, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL | Ticker: CUBE
Security ID: 229663109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Piero Bussani | Management | For | For |
| 1.2 | Elect Director Dorothy Dowling | Management | For | For |
| 1.3 | Elect Director John W. Fain | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Christopher P. Marr | Management | For | For |
| 1.6 | Elect Director Deborah R. Salzberg | Management | For | For |
| 1.7 | Elect Director John F. Remondi | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMULUS MEDIA INC.
Meeting Date: APR 30, 2020
Record Date: MAR 18, 2020
Meeting Type: ANNUAL | Ticker: CMLS
Security ID: 231082801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary G. Berner | Management | For | For |
| 1.2 | Elect Director David M. Baum | Management | For | For |
| 1.3 | Elect Director Matthew C. Blank | Management | For | For |
| 1.4 | Elect Director Thomas H. Castro | Management | For | For |
| 1.5 | Elect Director Joan Hogan Gillman | Management | For | For |
| 1.6 | Elect Director Andrew W. Hobson | Management | For | For |
| 1.7 | Elect Director Brian G. Kushner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
Meeting Date: AUG 27, 2019
Record Date: JUL 11, 2019
Meeting Type: SPECIAL | Ticker: CY
Security ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIAMONDROCK HOSPITALITY COMPANY
Meeting Date: MAY 06, 2020
Record Date: MAR 06, 2020
Meeting Type: ANNUAL | Ticker: DRH
Security ID: 252784301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William W. McCarten | Management | For | For |
| 1b | Elect Director Mark W. Brugger | Management | For | For |
| 1c | Elect Director Timothy R. Chi | Management | For | For |
| 1d | Elect Director Maureen L. McAvey | Management | For | For |
| 1e | Elect Director Gilbert T. Ray | Management | For | For |
| 1f | Elect Director William J. Shaw | Management | For | For |
| 1g | Elect Director Bruce D. Wardinski | Management | For | For |
| 1h | Elect Director Kathleen A. Wayton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
Meeting Date: FEB 27, 2020
Record Date: JAN 07, 2020
Meeting Type: SPECIAL | Ticker: DLR
Security ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
Meeting Date: JUN 08, 2020
Record Date: APR 20, 2020
Meeting Type: ANNUAL | Ticker: DLR
Security ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Laurence A. Chapman | Management | For | For |
| 1b | Elect Director Alexis Black Bjorlin | Management | For | For |
| 1c | Elect Director Michael A. Coke | Management | For | For |
| 1d | Elect Director VeraLinn "Dash" Jamieson | Management | For | For |
| 1e | Elect Director Kevin J. Kennedy | Management | For | For |
| 1f | Elect Director William G. LaPerch | Management | For | For |
| 1g | Elect Director Jean F.H.P. Mandeville | Management | For | For |
| 1h | Elect Director Afshin Mohebbi | Management | For | For |
| 1i | Elect Director Mark R. Patterson | Management | For | For |
| 1j | Elect Director Mary Hogan Preusse | Management | For | For |
| 1k | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DOUGLAS EMMETT, INC.
Meeting Date: MAY 28, 2020
Record Date: MAR 30, 2020
Meeting Type: ANNUAL | Ticker: DEI
Security ID: 25960P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Virginia A. McFerran | Management | For | For |
| 1.8 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
| 1.10 | Elect Director Johnese M. Spisso | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DUKE REALTY CORPORATION
Meeting Date: APR 29, 2020
Record Date: FEB 20, 2020
Meeting Type: ANNUAL | Ticker: DRE
Security ID: 264411505
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Case | Management | For | For |
| 1b | Elect Director James B. Connor | Management | For | For |
| 1c | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1d | Elect Director Charles R. Eitel | Management | For | For |
| 1e | Elect Director Tamara D. Fischer | Management | For | For |
| 1f | Elect Director Norman K. Jenkins | Management | For | For |
| 1g | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1h | Elect Director Peter M. Scott, III | Management | For | For |
| 1i | Elect Director David P. Stockert | Management | For | For |
| 1j | Elect Director Chris T. Sultemeier | Management | For | For |
| 1k | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1l | Elect Director Warren M. Thompson | Management | For | For |
| 1m | Elect Director Lynn C. Thurber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DUPONT DE NEMOURS, INC.
Meeting Date: MAY 27, 2020
Record Date: APR 06, 2020
Meeting Type: ANNUAL | Ticker: DD
Security ID: 26614N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Rajiv L. Gupta | Management | For | For |
| 1i | Elect Director Luther C. Kissam | Management | For | For |
| 1j | Elect Director Frederick M. Lowery | Management | For | For |
| 1k | Elect Director Raymond J. Milchovich | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Approve Creation of an Employee Board Advisory Position | Shareholder | Against | Against |
| |
|---|
EATON CORPORATION PLC
Meeting Date: APR 22, 2020
Record Date: FEB 24, 2020
Meeting Type: ANNUAL | Ticker: ETN
Security ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Michael J. Critelli | Management | For | For |
| 1d | Elect Director Richard H. Fearon | Management | For | For |
| 1e | Elect Director Olivier Leonetti | Management | For | For |
| 1f | Elect Director Deborah L. McCoy | Management | For | For |
| 1g | Elect Director Silvio Napoli | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sandra Pianalto | Management | For | For |
| 1j | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1k | Elect Director Gerald B. Smith | Management | For | For |
| 1l | Elect Director Dorothy C. Thompson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
EQUINIX, INC.
Meeting Date: JUN 18, 2020
Record Date: APR 20, 2020
Meeting Type: ANNUAL | Ticker: EQIX
Security ID: 29444U700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Adaire Fox-Martin | Management | For | For |
| 1.4 | Elect Director Gary Hromadko | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Charles Meyers | Management | For | For |
| 1.8 | Elect Director Christopher Paisley | Management | For | For |
| 1.9 | Elect Director Sandra Rivera | Management | For | For |
| 1.10 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
EQUITY RESIDENTIAL
Meeting Date: JUN 25, 2020
Record Date: MAR 31, 2020
Meeting Type: ANNUAL | Ticker: EQR
Security ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Bennett | Management | For | For |
| 1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.3 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Tahsinul Zia Huque | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXTRA SPACE STORAGE INC.
Meeting Date: MAY 14, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL | Ticker: EXR
Security ID: 30225T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Joseph J. Bonner | Management | For | For |
| 1.5 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.6 | Elect Director Ashley Dreier | Management | For | For |
| 1.7 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.8 | Elect Director Dennis J. Letham | Management | For | For |
| 1.9 | Elect Director Diane Olmstead | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FEDERAL REALTY INVESTMENT TRUST
Meeting Date: MAY 06, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: FRT
Security ID: 313747206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Elizabeth I. Holland | Management | For | For |
| 1.4 | Elect Director Mark S. Ordan | Management | For | For |
| 1.5 | Elect Director Gail P. Steinel | Management | For | For |
| 1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
Meeting Date: MAY 19, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: FE
Security ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.3 | Elect Director Julia L. Johnson | Management | For | For |
| 1.4 | Elect Director Charles E. Jones | Management | For | For |
| 1.5 | Elect Director Donald T. Misheff | Management | For | For |
| 1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Luis A. Reyes | Management | For | For |
| 1.11 | Elect Director Leslie M. Turner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Code of Regulations to Authorize Board to Make Certain Future Amendments | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 06, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: GD
Security ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director James N. Mattis | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director John G. Stratton | Management | For | For |
| 1l | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
GLAXOSMITHKLINE PLC
Meeting Date: MAY 06, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: GSK
Security ID: 37733W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | Withhold |
| 4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
| 5 | Elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Emma Walmsley as Director | Management | For | For |
| 7 | Re-elect Vindi Banga as Director | Management | For | For |
| 8 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 13 | Re-elect Judy Lewent as Director | Management | For | For |
| 14 | Re-elect Iain Mackay as Director | Management | For | For |
| 15 | Re-elect Urs Rohner as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HEALTHPEAK PROPERTIES, INC.
Meeting Date: APR 23, 2020
Record Date: MAR 02, 2020
Meeting Type: ANNUAL | Ticker: PEAK
Security ID: 42250P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director R. Kent Griffin, Jr. | Management | For | For |
| 1d | Elect Director David B. Henry | Management | For | For |
| 1e | Elect Director Thomas M. Herzog | Management | For | For |
| 1f | Elect Director Lydia H. Kennard | Management | For | For |
| 1g | Elect Director Sara G. Lewis | Management | For | For |
| 1h | Elect Director Katherine M. Sandstrom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HUDSON PACIFIC PROPERTIES, INC.
Meeting Date: MAY 20, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: HPP
Security ID: 444097109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor J. Coleman | Management | For | For |
| 1.2 | Elect Director Theodore R. Antenucci | Management | For | For |
| 1.3 | Elect Director Richard B. Fried | Management | For | For |
| 1.4 | Elect Director Jonathan M. Glaser | Management | For | For |
| 1.5 | Elect Director Robert L. Harris, II | Management | For | For |
| 1.6 | Elect Director Christy Haubegger | Management | For | For |
| 1.7 | Elect Director Mark D. Linehan | Management | For | For |
| 1.8 | Elect Director Robert M. Moran, Jr. | Management | For | For |
| 1.9 | Elect Director Barry A. Porter | Management | For | For |
| 1.10 | Elect Director Andrea Wong | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IHEARTMEDIA, INC.
Meeting Date: JUN 15, 2020
Record Date: APR 22, 2020
Meeting Type: ANNUAL | Ticker: IHRT
Security ID: 45174J509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Barber | Management | For | For |
| 1.2 | Elect Director Brad Gerstner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INFINEON TECHNOLOGIES AG
Meeting Date: FEB 20, 2020
Record Date:
Meeting Type: ANNUAL | Ticker: IFX
Security ID: D35415104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Xiaoqun Clever to the Supervisory Board | Management | For | For |
| 6.2 | Elect Friedrich Eichiner to the Supervisory Board | Management | For | For |
| 6.3 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Management | For | For |
| 6.4 | Elect Manfred Puffer to the Supervisory Board | Management | For | For |
| 6.5 | Elect Ulrich Spiesshofer to the Supervisory Board | Management | For | For |
| 6.6 | Elect Margret Suckale to the Supervisory Board | Management | For | For |
| 7 | Approve Cancellation of Conditional Capital 2010/I | Management | For | For |
| 8 | Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| |
|---|
ING GROEP NV
Meeting Date: APR 28, 2020
Record Date: MAR 27, 2020
Meeting Type: ANNUAL | Ticker: INGA
Security ID: 456837103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2A | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2B | Receive Announcements on Sustainability | Management | None | None |
| 2C | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2D | Approve Remuneration Report | Management | For | For |
| 2E | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3A | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3B | Approve Dividends of EUR 0.69 Per Share | Management | None | None |
| 4A | Approve Discharge of Management Board | Management | For | For |
| 4B | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Remuneration Policy for Management Board | Management | For | For |
| 6 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8A | Elect Juan Colombas to Supervisory Board | Management | For | For |
| 8B | Elect Herman Hulst to Supervisory Board | Management | For | For |
| 8C | Elect Harold Naus to Supervisory Board | Management | For | For |
| 9A | Grant Board Authority to Issue Shares | Management | For | For |
| 9B | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
INVITATION HOMES, INC.
Meeting Date: MAY 20, 2020
Record Date: MAR 25, 2020
Meeting Type: ANNUAL | Ticker: INVH
Security ID: 46187W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Dallas B. Tanner | Management | For | For |
| 1.3 | Elect Director Jana Cohen Barbe | Management | For | For |
| 1.4 | Elect Director Richard D. Bronson | Management | For | For |
| 1.5 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.6 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.7 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.8 | Elect Director John B. Rhea | Management | For | For |
| 1.9 | Elect Director J. Heidi Roizen | Management | For | For |
| 1.10 | Elect Director Janice L. Sears | Management | For | For |
| 1.11 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 19, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Lee R. Raymond | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| 5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
| 6 | Report on Climate Change | Shareholder | Against | For |
| 7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 8 | Report on Charitable Contributions | Shareholder | Against | Against |
| 9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
KINGFISHER PLC
Meeting Date: JUL 09, 2019
Record Date: JUL 05, 2019
Meeting Type: ANNUAL | Ticker: KGF
Security ID: G5256E441
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Claudia Arney as Director | Management | For | For |
| 6 | Elect Sophie Gasperment as Director | Management | For | For |
| 7 | Re-elect Andrew Cosslett as Director | Management | For | For |
| 8 | Re-elect Jeff Carr as Director | Management | For | For |
| 9 | Re-elect Pascal Cagni as Director | Management | For | For |
| 10 | Re-elect Clare Chapman as Director | Management | For | For |
| 11 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 12 | Re-elect Veronique Laury as Director | Management | For | For |
| 13 | Re-elect Mark Seligman as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
KOMATSU LTD.
Meeting Date: JUN 18, 2020
Record Date: MAR 31, 2020
Meeting Type: ANNUAL | Ticker: 6301
Security ID: J35759125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | For | For |
| 2.1 | Elect Director Ohashi, Tetsuji | Management | For | For |
| 2.2 | Elect Director Ogawa, Hiroyuki | Management | For | For |
| 2.3 | Elect Director Moriyama, Masayuki | Management | For | For |
| 2.4 | Elect Director Mizuhara, Kiyoshi | Management | For | For |
| 2.5 | Elect Director Urano, Kuniko | Management | For | For |
| 2.6 | Elect Director Kigawa, Makoto | Management | For | For |
| 2.7 | Elect Director Kunibe, Takeshi | Management | For | For |
| 2.8 | Elect Director Arthur M. Mitchell | Management | For | For |
| 3 | Appoint Statutory Auditor Sasaki, Terumi | Management | For | For |
| |
|---|
MGM GROWTH PROPERTIES LLC
Meeting Date: MAY 06, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL | Ticker: MGP
Security ID: 55303A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul Salem | Management | For | Against |
| 1b | Elect Director Michael J. Rietbrock | Management | For | Against |
| 1c | Elect Director Thomas A. Roberts | Management | For | Against |
| 1d | Elect Director Daniel J. Taylor | Management | For | Against |
| 1e | Elect Director Corey I. Sanders | Management | For | Against |
| 1f | Elect Director John M. McManus | Management | For | Against |
| 1g | Elect Director Robert Smith | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: DEC 04, 2019
Record Date: OCT 08, 2019
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | For |
| |
|---|
MITSUI & CO., LTD.
Meeting Date: JUN 19, 2020
Record Date: MAR 31, 2020
Meeting Type: ANNUAL | Ticker: 8031
Security ID: J44690139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Iijima, Masami | Management | For | For |
| 2.2 | Elect Director Yasunaga, Tatsuo | Management | For | For |
| 2.3 | Elect Director Takebe, Yukio | Management | For | For |
| 2.4 | Elect Director Uchida, Takakazu | Management | For | For |
| 2.5 | Elect Director Hori, Kenichi | Management | For | For |
| 2.6 | Elect Director Fujiwara, Hirotatsu | Management | For | For |
| 2.7 | Elect Director Kometani, Yoshio | Management | For | For |
| 2.8 | Elect Director Omachi, Shinichiro | Management | For | For |
| 2.9 | Elect Director Yoshikawa, Miki | Management | For | For |
| 2.10 | Elect Director Kobayashi, Izumi | Management | For | For |
| 2.11 | Elect Director Jenifer Rogers | Management | For | For |
| 2.12 | Elect Director Samuel Walsh | Management | For | For |
| 2.13 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 2.14 | Elect Director Egawa, Masako | Management | For | For |
| |
|---|
NATIONAL GRID PLC
Meeting Date: JUL 29, 2019
Record Date: JUL 27, 2019
Meeting Type: ANNUAL | Ticker: NG
Security ID: G6S9A7120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Elect Andy Agg as Director | Management | For | For |
| 6 | Re-elect Dean Seavers as Director | Management | For | For |
| 7 | Re-elect Nicola Shaw as Director | Management | For | For |
| 8 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 9 | Re-elect Therese Esperdy as Director | Management | For | For |
| 10 | Re-elect Paul Golby as Director | Management | For | For |
| 11 | Re-elect Amanda Mesler as Director | Management | For | For |
| 12 | Elect Earl Shipp as Director | Management | For | For |
| 13 | Elect Jonathan Silver as Director | Management | For | For |
| 14 | Re-elect Mark Williamson as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Policy | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Approve Scrip Dividend Scheme | Management | For | For |
| 22 | Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
NINTENDO CO., LTD.
Meeting Date: JUN 26, 2020
Record Date: MAR 31, 2020
Meeting Type: ANNUAL | Ticker: 7974
Security ID: J51699106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 820 | Management | For | For |
| 2.1 | Elect Director Furukawa, Shuntaro | Management | For | For |
| 2.2 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 2.3 | Elect Director Takahashi, Shinya | Management | For | For |
| 2.4 | Elect Director Shiota, Ko | Management | For | For |
| 2.5 | Elect Director Shibata, Satoru | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Noguchi, Naoki | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Umeyama, Katsuhiro | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Yamazaki, Masao | Management | For | For |
| 3.4 | Elect Director and Audit Committee Member Shinkawa, Asa | Management | For | For |
| |
|---|
NIPPON TELEGRAPH & TELEPHONE CORP.
Meeting Date: JUN 23, 2020
Record Date: MAR 30, 2020
Meeting Type: ANNUAL | Ticker: 9432
Security ID: 654624105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 47.5 | Management | For | For |
| 2.1 | Elect Director Shinohara, Hiromichi | Management | For | For |
| 2.2 | Elect Director Sawada, Jun | Management | For | For |
| 2.3 | Elect Director Shimada, Akira | Management | For | For |
| 2.4 | Elect Director Shibutani, Naoki | Management | For | For |
| 2.5 | Elect Director Shirai, Katsuhiko | Management | For | For |
| 2.6 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 2.7 | Elect Director Sakamura, Ken | Management | For | For |
| 2.8 | Elect Director Takegawa, Keiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Takahashi, Kanae | Management | For | For |
| |
|---|
NORDSTROM, INC.
Meeting Date: MAY 20, 2020
Record Date: MAR 11, 2020
Meeting Type: ANNUAL | Ticker: JWN
Security ID: 655664100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shellye L. Archambeau | Management | For | For |
| 1b | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1c | Elect Director Tanya L. Domier | Management | For | For |
| 1d | Elect Director James L. Donald | Management | For | For |
| 1e | Elect Director Kirsten A. Green | Management | For | For |
| 1f | Elect Director Glenda G. McNeal | Management | For | For |
| 1g | Elect Director Erik B. Nordstrom | Management | For | For |
| 1h | Elect Director Peter E. Nordstrom | Management | For | For |
| 1i | Elect Director Brad D. Smith | Management | For | For |
| 1j | Elect Director Bradley D. Tilden | Management | For | For |
| 1k | Elect Director Mark J. Tritton | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
OLD REPUBLIC INTERNATIONAL CORPORATION
Meeting Date: MAY 22, 2020
Record Date: MAR 24, 2020
Meeting Type: ANNUAL | Ticker: ORI
Security ID: 680223104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Kovaleski | Management | For | Withhold |
| 1.2 | Elect Director Craig R. Smiddy | Management | For | Withhold |
| 1.3 | Elect Director Arnold L. Steiner | Management | For | Withhold |
| 1.4 | Elect Director Fredricka Taubitz | Management | For | Withhold |
| 1.5 | Elect Director Aldo C. Zucaro | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORACLE CORPORATION
Meeting Date: NOV 19, 2019
Record Date: SEP 20, 2019
Meeting Type: ANNUAL | Ticker: ORCL
Security ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | Withhold |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina *Withdrawn Resolution* | Management | None | None |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd - Deceased | Management | None | None |
| 1.11 | Elect Director Renee J. James | Management | For | For |
| 1.12 | Elect Director Charles W. Moorman, IV | Management | For | Withhold |
| 1.13 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.14 | Elect Director William G. Parrett | Management | For | For |
| 1.15 | Elect Director Naomi O. Seligman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Meeting Date: MAY 18, 2020
Record Date:
Meeting Type: ANNUAL | Ticker: O39
Security ID: Y64248209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2a | Elect Ooi Sang Kuang as Director | Management | For | For |
| 2b | Elect Lee Tih Shih as Director | Management | For | For |
| 2c | Elect Wee Joo Yeow as Director | Management | For | For |
| 3a | Elect Koh Beng Seng as Director | Management | For | For |
| 3b | Elect Tan Yen Yen as Director | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5a | Approve Directors' Remuneration | Management | For | For |
| 5b | Approve Issuance of 6,000 Shares to Each Non-Executive Director for the Year Ended Dec. 31, 2019 | Management | For | For |
| 6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 8 | Approve Grant of Options and/or Rights and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | Management | For | For |
| 9 | Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 06, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL | Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andre Calantzopoulos | Management | For | For |
| 1b | Elect Director Louis C. Camilleri | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Lisa A. Hook | Management | For | For |
| 1e | Elect Director Jennifer Li | Management | For | For |
| 1f | Elect Director Jun Makihara | Management | For | For |
| 1g | Elect Director Kalpana Morparia | Management | For | For |
| 1h | Elect Director Lucio A. Noto | Management | For | For |
| 1i | Elect Director Frederik Paulsen | Management | For | For |
| 1j | Elect Director Robert B. Polet | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| |
|---|
PROLOGIS, INC.
Meeting Date: APR 29, 2020
Record Date: MAR 06, 2020
Meeting Type: ANNUAL | Ticker: PLD
Security ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
Meeting Date: APR 21, 2020
Record Date: FEB 28, 2020
Meeting Type: ANNUAL | Ticker: PSA
Security ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Tariq M. Shaukat | Management | For | For |
| 1.11 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.12 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
REGENCY CENTERS CORPORATION
Meeting Date: APR 29, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: REG
Security ID: 758849103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1b | Elect Director Joseph F. Azrack | Management | For | For |
| 1c | Elect Director Bryce Blair | Management | For | For |
| 1d | Elect Director C. Ronald Blankenship | Management | For | For |
| 1e | Elect Director Deirdre J. Evens | Management | For | For |
| 1f | Elect Director Thomas W. Furphy | Management | For | For |
| 1g | Elect Director Karin M. Klein | Management | For | For |
| 1h | Elect Director Peter D. Linneman | Management | For | For |
| 1i | Elect Director David P. O'Connor | Management | For | For |
| 1j | Elect Director Lisa Palmer | Management | For | For |
| 1k | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SANOFI
Meeting Date: APR 28, 2020
Record Date: APR 24, 2020
Meeting Type: ANNUAL | Ticker: SAN
Security ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Paul Hudson as Director | Management | For | For |
| 6 | Reelect Laurent Attal as Director | Management | For | For |
| 7 | Reelect Carole Piwnica as Director | Management | For | For |
| 8 | Reelect Diane Souza as Director | Management | For | For |
| 9 | Reelect Thomas Sudhof as Director | Management | For | For |
| 10 | Elect Rachel Duan as Director | Management | For | For |
| 11 | Elect Lise Kingo as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO | Management | For | For |
| 16 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Management | For | For |
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SEKISUI HOUSE, LTD.
Meeting Date: APR 23, 2020
Record Date: JAN 31, 2020
Meeting Type: ANNUAL | Ticker: 1928
Security ID: J70746136
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 41 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Reduce Directors' Term - Remove All Provisions on Advisory Positions | Management | For | For |
| 3.1 | Elect Director Abe, Toshinori | Management | For | For |
| 3.2 | Elect Director Inagaki, Shiro | Management | For | Against |
| 3.3 | Elect Director Nakai, Yoshihiro | Management | For | For |
| 3.4 | Elect Director Uchida, Takashi | Management | For | For |
| 3.5 | Elect Director Wakui, Shiro | Management | For | For |
| 3.6 | Elect Director Yoshimaru, Yukiko | Management | For | For |
| 3.7 | Elect Director Kitazawa, Toshifumi | Management | For | For |
| 3.8 | Elect Director Tanaka, Satoshi | Management | For | For |
| 3.9 | Elect Director Nishida, Kumpei | Management | For | For |
| 3.10 | Elect Director Horiuchi, Yosuke | Management | For | For |
| 3.11 | Elect Director Miura, Toshiharu | Management | For | For |
| 3.12 | Elect Director Ishii, Toru | Management | For | For |
| 4 | Appoint Statutory Auditor Wada, Yoritomo | Management | For | For |
| 5 | Approve Annual Bonus | Management | For | For |
| 6 | Approve Performance-Based Annual Bonus Ceiling for Directors | Management | For | For |
| 7 | Approve Performance Share Plan and Restricted Stock Plan | Management | For | For |
| 8.1 | Elect Shareholder Director Nominee Christopher Douglas Brady | Shareholder | Against | For |
| 8.2 | Elect Shareholder Director Nominee Pamela Fennel Jacobs | Shareholder | Against | Against |
| 8.3 | Elect Shareholder Director Nominee Okada, Yasushi | Shareholder | Against | Against |
| 8.4 | Elect Shareholder Director Nominee Saeki, Terumichi | Shareholder | Against | Against |
| 8.5 | Elect Shareholder Director Nominee Iwasaki, Jiro | Shareholder | Against | For |
| 8.6 | Elect Shareholder Director Nominee Saito, Makoto | Shareholder | Against | Against |
| 8.7 | Elect Shareholder Director Nominee Kato, Hitomi | Shareholder | Against | Against |
| 8.8 | Elect Shareholder Director Nominee Suguro, Fumiyasu | Shareholder | Against | Against |
| 8.9 | Elect Shareholder Director Nominee Fujiwara, Motohiko | Shareholder | Against | Against |
| 8.10 | Elect Shareholder Director Nominee Yamada, Koji | Shareholder | Against | Against |
| 8.11 | Elect Shareholder Director Nominee Wada, Isami | Shareholder | Against | Against |
| |
|---|
SEVEN & I HOLDINGS CO., LTD.
Meeting Date: MAY 28, 2020
Record Date: FEB 29, 2020
Meeting Type: ANNUAL | Ticker: 3382
Security ID: J7165H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 51 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings | Management | For | For |
| 3.1 | Elect Director Isaka, Ryuichi | Management | For | For |
| 3.2 | Elect Director Goto, Katsuhiro | Management | For | For |
| 3.3 | Elect Director Ito, Junro | Management | For | For |
| 3.4 | Elect Director Yamaguchi, Kimiyoshi | Management | For | For |
| 3.5 | Elect Director Maruyama, Yoshimichi | Management | For | For |
| 3.6 | Elect Director Nagamatsu, Fumihiko | Management | For | For |
| 3.7 | Elect Director Kimura, Shigeki | Management | For | For |
| 3.8 | Elect Director Joseph M. DePinto | Management | For | For |
| 3.9 | Elect Director Tsukio, Yoshio | Management | For | For |
| 3.10 | Elect Director Ito, Kunio | Management | For | For |
| 3.11 | Elect Director Yonemura, Toshiro | Management | For | For |
| 3.12 | Elect Director Higashi, Tetsuro | Management | For | For |
| 3.13 | Elect Director Rudy, Kazuko | Management | For | For |
| |
|---|
SIEMENS AG
Meeting Date: FEB 05, 2020
Record Date:
Meeting Type: ANNUAL | Ticker: SIE
Security ID: D69671218
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.90 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Roland Busch for Fiscal 2018/19 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Lisa Davis for Fiscal 2018/19 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Janina Kugel for Fiscal 2018/19 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Michael Sen for Fiscal 2018/19 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019/20 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Approve Affiliation Agreement with Subsidiary Siemens Mobility GmbH | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
Meeting Date: MAY 12, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: SPG
Security ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SK TELECOM CO., LTD.
Meeting Date: MAR 26, 2020
Record Date: DEC 31, 2019
Meeting Type: ANNUAL | Ticker: 017670
Security ID: 78440P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Approve Stock Option Grants | Management | For | For |
| 3.2 | Approve Stock Option Grants | Management | For | For |
| 4.1 | Elect Park Jung-ho as Inside Director | Management | For | For |
| 4.2 | Elect Cho Dae-sik as Non-Independent Non-Executive Director | Management | For | For |
| 4.3 | Elect Kim Yong-hak as Outside Director | Management | For | For |
| 4.4 | Elect Kim Jun-mo as Outside Director | Management | For | For |
| 4.5 | Elect Ahn Jeong-ho as Outside Director | Management | For | For |
| 5.1 | Elect Kim Yong-hak as a Member of Audit Committee | Management | For | For |
| 5.2 | Elect Ahn Jeong-ho as a Member of Audit Committee | Management | For | For |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 7 | Approve Terms of Retirement Pay | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
Meeting Date: JUN 01, 2020
Record Date: MAR 31, 2020
Meeting Type: ANNUAL | Ticker: SLG
Security ID: 78440X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John H. Alschuler | Management | For | For |
| 1b | Elect Director Betsy Atkins | Management | For | For |
| 1c | Elect Director Edwin T. Burton, III | Management | For | For |
| 1d | Elect Director Lauren B. Dillard | Management | For | For |
| 1e | Elect Director Stephen L. Green | Management | For | For |
| 1f | Elect Director Craig M. Hatkoff | Management | For | For |
| 1g | Elect Director Marc Holliday | Management | For | For |
| 1h | Elect Director John S. Levy | Management | For | For |
| 1i | Elect Director Andrew W. Mathias | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THALES SA
Meeting Date: MAY 06, 2020
Record Date: MAY 04, 2020
Meeting Type: ANNUAL/SPECIAL | Ticker: HO
Security ID: F9156M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 4 | Elect Philippe Knoche as Director | Management | For | For |
| 5 | Approve Compensation of Patrice Caine, Chairman and CEO | Management | For | For |
| 6 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Board Members | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 159 Million | Management | For | Against |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | Against |
| 13 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million | Management | For | Against |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 16 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 11-15 at EUR 180 Million | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Amend Article 11 of Bylaws Re: Board Members Remuneration | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TRANSOCEAN LTD.
Meeting Date: MAY 07, 2020
Record Date: APR 20, 2020
Meeting Type: ANNUAL | Ticker: RIG
Security ID: H8817H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Appropriation of Available Earnings for Fiscal Year 2019 | Management | For | For |
| 4 | Approve the Renewal of Authorized Share Capital without Preemptive Rights | Management | For | For |
| 5A | Elect Director Glyn A. Barker | Management | For | For |
| 5B | Elect Director Vanessa C.L. Chang | Management | For | For |
| 5C | Elect Director Frederico F. Curado | Management | For | For |
| 5D | Elect Director Chadwick C. Deaton | Management | For | For |
| 5E | Elect Director Vincent J. Intrieri | Management | For | For |
| 5F | Elect Director Samuel J. Merksamer | Management | For | For |
| 5G | Elect Director Frederik W. Mohn | Management | For | For |
| 5H | Elect Director Edward R. Muller | Management | For | For |
| 5I | Elect Director Diane de Saint Victor | Management | For | For |
| 5J | Elect Director Tan Ek Kia | Management | For | For |
| 5K | Elect Director Jeremy D. Thigpen | Management | For | For |
| 6 | Elect Chadwick C. Deaton as Board Chairman | Management | For | For |
| 7A | Appoint Glyn A. Barker as Member of the Compensation Committee | Management | For | For |
| 7B | Appoint Samuel J. Merksamer as Member of the Compensation Committee | Management | For | For |
| 7C | Appoint Tan Ek Kia as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Management | For | For |
| 9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million | Management | For | For |
| 11B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
UNICAJA BANCO SA
Meeting Date: JUL 30, 2019
Record Date: JUL 25, 2019
Meeting Type: SPECIAL | Ticker: UNI
Security ID: E92589105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Angel Rodriguez de Gracia as Director | Management | For | For |
| 2 | Authorize Amendments on the Share Repurchase Program Approved Last AGM Held on April 22, 2016 | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
VENTAS, INC.
Meeting Date: MAY 18, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: VTR
Security ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Melody C. Barnes | Management | For | For |
| 2b | Elect Director Debra A. Cafaro | Management | For | For |
| 2c | Elect Director Jay M. Gellert | Management | For | For |
| 2d | Elect Director Richard I. Gilchrist | Management | For | For |
| 2e | Elect Director Matthew J. Lustig | Management | For | For |
| 2f | Elect Director Roxanne M. Martino | Management | For | For |
| 2g | Elect Director Sean P. Nolan | Management | For | For |
| 2h | Elect Director Walter C. Rakowich | Management | For | For |
| 2i | Elect Director Robert D. Reed | Management | For | For |
| 2j | Elect Director James D. Shelton | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VEOLIA ENVIRONNEMENT SA
Meeting Date: APR 22, 2020
Record Date: APR 20, 2020
Meeting Type: ANNUAL/SPECIAL | Ticker: VIE
Security ID: F9686M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Non-Deductible Expenses | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Jacques Aschenbroich as Director | Management | For | For |
| 7 | Reelect Isabelle Courville as Director | Management | For | For |
| 8 | Reelect Nathalie Rachou as Director | Management | For | For |
| 9 | Reelect Guillaume Texier as Director | Management | For | For |
| 10 | Approve Compensation of Antoine Frerot, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 283 Million | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 283 Million | Management | For | For |
| 18 | Authorize Capital Increase of up to Aggregate Nominal Amount of EUR 283 Million for Contributions in Kind | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 400 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries | Management | For | For |
| 23 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Amend Articles 8, 11, 12, 15, 17, 18 and 20 of Bylaws Re: Shares, Board Composition, Chairman of the Board, Board Power, Remuneration of the Board, Censor and Vice-CEO | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
WEINGARTEN REALTY INVESTORS
Meeting Date: APR 29, 2020
Record Date: MAR 02, 2020
Meeting Type: ANNUAL | Ticker: WRI
Security ID: 948741103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew M. Alexander | Management | For | For |
| 1b | Elect Director Stanford J. Alexander | Management | For | For |
| 1c | Elect Director Shelaghmichael C. Brown | Management | For | For |
| 1d | Elect Director Stephen A. Lasher | Management | For | For |
| 1e | Elect Director Thomas L. Ryan | Management | For | For |
| 1f | Elect Director Douglas W. Schnitzer | Management | For | For |
| 1g | Elect Director C. Park Shaper | Management | For | For |
| 1h | Elect Director Marc J. Shapiro | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WELLTOWER INC.
Meeting Date: APR 30, 2020
Record Date: MAR 03, 2020
Meeting Type: ANNUAL | Ticker: WELL
Security ID: 95040Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Karen B. DeSalvo | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Sharon M. Oster | Management | For | For |
| 1f | Elect Director Sergio D. Rivera | Management | For | For |
| 1g | Elect Director Johnese M. Spisso | Management | For | For |
| 1h | Elect Director Kathryn M. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Diversified Dividend and Income Fund
| | |
| By | | /s/ Cedric H. Antosiewicz |
| | Cedric H. Antosiewicz – Chief Administrative Officer |
| |
| Date | | |
August 24, 2020
