Lincoln Life Flexible Premium Variable Life Account Z D Indefinite amount in investment fund, sold $1.82B, 77 investors

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL

OMB Number:	3235-0076
Estimated average burden
hours per response:	4.00

1. Issuer's Identity

CIK (Filer ID Number)

Previous Names

X None

Entity Type

0001257734

	Corporation
	Limited Partnership
	Limited Liability Company
	General Partnership
	Business Trust
X	Other (Specify)

Insurance Company Separate Account

Name of Issuer

LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z

Jurisdiction of Incorporation/Organization

INDIANA

Year of Incorporation/Organization

X	Over Five Years Ago
	Within Last Five Years (Specify Year)
	Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z
Street Address 1		Street Address 2
1300 South Clinton Street
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
Fort Wayne	INDIANA	46802	1-800-454-6265

3. Related Persons

Last Name	First Name	Middle Name
Glass	Dennis	R.
Street Address 1	Street Address 2
150 North Radnor Chester Road
City	State/Province/Country	ZIP/PostalCode
Radnor	PENNSYLVANIA	19087

Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Fuller	Wilford	H
Street Address 1	Street Address 2
150 North Radnor Chester Road
City	State/Province/Country	ZIP/PostalCode
Radnor	PENNSYLVANIA	19087

Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Freitag	Randall
Street Address 1	Street Address 2
150 North Radnor Chester Road
City	State/Province/Country	ZIP/PostalCode
Radnor	PENNSYLVANIA	19087

Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Ryan	Keith	J
Street Address 1	Street Address 2
1300 South Clinton Street
City	State/Province/Country	ZIP/PostalCode
Fort Wayne	INDIANA	46802

Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Ellen	Cooper
Street Address 1	Street Address 2
150 North Radnor Chester Road
City	State/Province/Country	ZIP/PostalCode
Radnor	PENNSYLVANIA	19087

Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Roday	Leon	E
Street Address 1	Street Address 2
150 North Radnor Chester Road
City	State/Province/Country	ZIP/PostalCode
Radnor	PENNSYLVANIA	19087

Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

4. Industry Group

Agriculture

Banking & Financial Services

	Commercial Banking
X	Insurance
	Investing
	Investment Banking
	Pooled Investment Fund
	Is the issuer registered as an investment company under the Investment Company Act of 1940?
	Yes No
	Other Banking & Financial Services

Business Services

Energy

Coal Mining

Electric Utilities

Energy Conservation

Environmental Services

Oil & Gas

Other Energy

Health Care

Biotechnology

Health Insurance

Hospitals & Physicians

Pharmaceuticals

Other Health Care

Manufacturing

Real Estate

Commercial

Construction

REITS & Finance

Residential

Other Real Estate

Retailing

Restaurants

Technology

Computers

Telecommunications

Other Technology

Travel

Airlines & Airports

Lodging & Conventions

Tourism & Travel Services

Other Travel

Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
X	Decline to Disclose			Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
	Rule 504 (b)(1)(i)
	Rule 504 (b)(1)(ii)
	Rule 504 (b)(1)(iii)
	Rule 506(b)
	Rule 506(c)
	Securities Act Section 4(a)(5)

X Investment Company Act Section 3(c)

X Section 3(c)(1) Section 3(c)(9)  

Section 3(c)(2) Section 3(c)(10)

Section 3(c)(3) Section 3(c)(11)

Section 3(c)(4) Section 3(c)(12)

Section 3(c)(5) Section 3(c)(13)

Section 3(c)(6) Section 3(c)(14)

X Section 3(c)(7)

7. Type of Filing

X	New Notice	Date of First Sale	2007-02-01	First Sale Yet to Occur
	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year? X Yes No

9. Type(s) of Securities Offered (select all that apply)

Equity	X	Pooled Investment Fund Interests
Debt		Tenant-in-Common Securities
Option, Warrant or Other Right to Acquire Another Security		Mineral Property Securities
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	X	Other (describe)
	Interest in Separate Account issued pursuant to variable life insurance policies.

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $1,000,000 USD

12. Sales Compensation

Recipient	Recipient CRD Number None
Andrew P. Kraus	2180309
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Merrill Lynch	7691
Street Address 1	Street Address 2
4800 Deer Lake Drive
City	State/Province/Country	ZIP/Postal Code
Jacksonville	FLORIDA	32246
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NEW YORK

Recipient	Recipient CRD Number None
William E. Schantz II	1923047
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M. Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
205 S. E. Spokane Street
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97202-6413
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE PENNSYLVANIA TEXAS

Recipient	Recipient CRD Number None
William J. Folan	1881520
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Executive Services Securities, Inc.	25299
Street Address 1	Street Address 2
3445 Peachtreet Road NE
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30326-1156
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DISTRICT OF COLUMBIA GEORGIA NEW YORK

Recipient	Recipient CRD Number None
Raymond Vandegrift, Sr	4384430
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
AXA Advisors, LLC	6627
Street Address 1	Street Address 2
40 Monument Road
City	State/Province/Country	ZIP/Postal Code
Bala Cynwyd	PENNSYLVANIA	19004
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA GEORGIA MARYLAND NEW JERSEY PENNSYLVANIA

Recipient	Recipient CRD Number None
Jimmy Edwards	4342552
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M. Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
205 S. E. Spokane Street
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE PENNSYLVANIA TEXAS

Recipient	Recipient CRD Number None
Brian J. Burns	1548913
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Morgan Stanley DW Inc	149777
Street Address 1	Street Address 2
Harborside Fincl. Center Plaza II	34 Exchange Pl. Fl. 7
City	State/Province/Country	ZIP/Postal Code
Jersey City	NEW JERSEY	07311
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA FLORIDA GEORGIA NEW JERSEY NEW YORK

Recipient	Recipient CRD Number None
Michael D. Marchiano	4663748
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Morgan Stanley DW Inc.	149777
Street Address 1	Street Address 2
Harborside Fincl. Center Plaza II	34 Exchange Pl. Fl. 7
City	State/Province/Country	ZIP/Postal Code
Jersey City	NEW JERSEY	07311
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CONNECTICUT FLORIDA GEORGIA MASSACHUSETTS NEW JERSEY NEW YORK PENNSYLVANIA

Recipient	Recipient CRD Number None
Eric Wittenmyer	2409548
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
AON Executive Benefits, Inc.	4138
Street Address 1	Street Address 2
365 Piedmont Road NE	One Piedmont Center, Suite 600
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30305
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ILLINOIS IOWA OHIO

Recipient	Recipient CRD Number None
Peter T. Scott	4013005
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Purshe Kaplan Sterling Investments	35747
Street Address 1	Street Address 2
18 Corporate Woods Blvd.
City	State/Province/Country	ZIP/Postal Code
Albany	NEW YORK	12211-2522
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NEW JERSEY NEW YORK

Recipient	Recipient CRD Number None
Michael D. Shannon	1314743
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
The Newport Group, Inc.	29722
Street Address 1	Street Address 2
300 International Parkway	Suite 270
City	State/Province/Country	ZIP/Postal Code
Heathrow	FLORIDA	32746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO DELAWARE FLORIDA GEORGIA NORTH CAROLINA PENNSYLVANIA

Recipient	Recipient CRD Number None
Charles Steinberg	1624429
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Aon Consulting, Inc.	4138
Street Address 1	Street Address 2
3565 Piedmont Road	NE. Bldg. 1 Ste. 600
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30335
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE ILLINOIS NEW JERSEY NEW MEXICO NEW YORK OHIO PENNSYLVANIA

Recipient	Recipient CRD Number None
David W. Stecher	1594959
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP Securities	42046
Street Address 1	Street Address 2
1250 Capital of Texas Parkway	Suite 2125
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA COLORADO DELAWARE FLORIDA GEORGIA ILLINOIS IOWA MARYLAND NEW JERSEY NEW YORK NORTH CAROLINA PENNSYLVANIA TEXAS VIRGINIA

Recipient	Recipient CRD Number None
William R. Holton	1034277
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Services	2881
Street Address 1	Street Address 2
611 E. Wisconsin Avenue	E131
City	State/Province/Country	ZIP/Postal Code
Milwaukee	WISCONSIN	53202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE OHIO

Recipient	Recipient CRD Number None
Scott W. Holton	4695319
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Services	2881
Street Address 1	Street Address 2
611 E. Wisconsin Avenue	E131
City	State/Province/Country	ZIP/Postal Code
Milwaukee	WISCONSIN	53202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE NEW JERSEY OHIO

Recipient	Recipient CRD Number None
George V. Blaha	1611833
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Services	2881
Street Address 1	Street Address 2
611 E. Wisconsin Avenue	E131
City	State/Province/Country	ZIP/Postal Code
Milwaukee	WISCONSIN	53202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO CONNECTICUT DELAWARE FLORIDA GEORGIA ILLINOIS INDIANA IOWA KENTUCKY MARYLAND MASSACHUSETTS MICHIGAN MISSOURI NEVADA NEW HAMPSHIRE NEW JERSEY NORTH CAROLINA OHIO OREGON PENNSYLVANIA RHODE ISLAND SOUTH CAROLINA TENNESSEE TEXAS VERMONT WASHINGTON WEST VIRGINIA WISCONSIN

Recipient	Recipient CRD Number X None
Richard A. DeVita, Jr.	None
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Services	2881
Street Address 1	Street Address 2
611 E. Wisconsin Avenue	E131
City	State/Province/Country	ZIP/Postal Code
Milwaukee	WISCONSIN	53202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE FLORIDA GEORGIA MAINE NORTH CAROLINA PENNSYLVANIA SOUTH CAROLINA

Recipient	Recipient CRD Number None
Kevin J. Broderick	2470823
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Purshe Kaplan Sterling Investments	35747
Street Address 1	Street Address 2
18 Corporate Woods Blvd.
City	State/Province/Country	ZIP/Postal Code
Albany	NEW YORK	12211-2522
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
PENNSYLVANIA

Recipient	Recipient CRD Number None
Kenneth Dayton	2257725
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Newport Group Securities, Inc	29722
Street Address 1	Street Address 2
300 International Parkway	Suite 270
City	State/Province/Country	ZIP/Postal Code
Heathrow	FLORIDA	32746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA GEORGIA MINNESOTA TENNESSEE

Recipient	Recipient CRD Number None
Nick Della Vedova	2884873
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP Securities	42046
Street Address 1	Street Address 2
1250 Capital Texas Pkwy	Suite 2125
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA DELAWARE GEORGIA LOUISIANA NEW HAMPSHIRE NEW YORK TEXAS VIRGINIA

Recipient	Recipient CRD Number None
Robert C. Whittington	2661019
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
UBS Financial Services	8174
Street Address 1	Street Address 2
1000 Harbor Blvd.	7th Floor
City	State/Province/Country	ZIP/Postal Code
Weehawken	NEW JERSEY	07070
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA

Recipient	Recipient CRD Number None
Thomas J. Cleary	1506072
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
UBS Financial Services	8174
Street Address 1	Street Address 2
1000 Harbor Blvd.	7th Floor
City	State/Province/Country	ZIP/Postal Code
weehawken	NEW JERSEY	07070
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA FLORIDA GEORGIA ILLINOIS INDIANA MICHIGAN NEW JERSEY NEW YORK NORTH CAROLINA OREGON TENNESSEE

Recipient	Recipient CRD Number None
Gary Block	1666471
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Kestra Investment Services, LLC	42046
Street Address 1	Street Address 2
One Commerce Square	2005 Market Street, Suite 1100
City	State/Province/Country	ZIP/Postal Code
Philadelphia	PENNSYLVANIA	19103
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA CALIFORNIA COLORADO CONNECTICUT DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA ILLINOIS MARYLAND MASSACHUSETTS MICHIGAN MINNESOTA NEW JERSEY NEW YORK NORTH CAROLINA OHIO PENNSYLVANIA RHODE ISLAND SOUTH DAKOTA TENNESSEE TEXAS VERMONT VIRGINIA WASHINGTON

Recipient	Recipient CRD Number None
William Schantz	1923047
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
600 Hamilton Street	Suite 900
City	State/Province/Country	ZIP/Postal Code
Allentown	PENNSYLVANIA	18101
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE PENNSYLVANIA

Recipient	Recipient CRD Number None
Trent Sanden	2877664
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
UBS Financial Services	8174
Street Address 1	Street Address 2
925 4th Avenue	31st & 32nd Floor
City	State/Province/Country	ZIP/Postal Code
Seattle	WASHINGTON	98104
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ALASKA ARIZONA CALIFORNIA COLORADO DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA HAWAII IDAHO ILLINOIS IOWA MASSACHUSETTS MICHIGAN MONTANA NEW MEXICO NEW YORK NORTH CAROLINA OHIO OREGON PENNSYLVANIA SOUTH CAROLINA TENNESSEE TEXAS UTAH VIRGINIA WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
John Argue	2472387
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
FAS Corp.	43536
Street Address 1	Street Address 2
4747 West 135th Street	No. 100
City	State/Province/Country	ZIP/Postal Code
Leawood	KANSAS	66224
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA DELAWARE NORTH CAROLINA

Recipient	Recipient CRD Number None
Richard Callister	3185802
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
FAS Corp	43536
Street Address 1	Street Address 2
4747 West 135th Street	No. 100
City	State/Province/Country	ZIP/Postal Code
Leawood	KANSAS	66224
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO DELAWARE NEW JERSEY NORTH CAROLINA OHIO UTAH

Recipient	Recipient CRD Number None
David Peacock	2772962
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Northwester Mutual Investment Services	2881
Street Address 1	Street Address 2
611 E. Wisconsin Ave	E131
City	State/Province/Country	ZIP/Postal Code
Milwaukee	WISCONSIN	53202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE NORTH CAROLINA TEXAS

Recipient	Recipient CRD Number None
Scott Lane	1909638
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Northwester Mutual Investment Services	2881
Street Address 1	Street Address 2
611 E. Wisconsin Ave	E131
City	State/Province/Country	ZIP/Postal Code
Milwaukee	WISCONSIN	53202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE TEXAS

Recipient	Recipient CRD Number None
Shawn Hintz	2626246
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
UBS Financial Services	8174
Street Address 1	Street Address 2
925 4th Avenue	31 & 32 Floor
City	State/Province/Country	ZIP/Postal Code
Seattle	WASHINGTON	98104
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ALASKA ARIZONA CALIFORNIA COLORADO DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA HAWAII IDAHO IOWA MASSACHUSETTS MICHIGAN MONTANA NEW MEXICO NEW YORK NORTH CAROLINA OHIO OREGON PENNSYLVANIA SOUTH CAROLINA TEXAS UTAH VIRGINIA WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Thomas A. Cook	5577551
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Capacuity Securities, Inc	15384
Street Address 1	Street Address 2
300 International Parkway	Suite 350
City	State/Province/Country	ZIP/Postal Code
Lake Mary	FLORIDA	32746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA COLORADO DELAWARE FLORIDA MICHIGAN UTAH

Recipient	Recipient CRD Number None
David Cammack	2752356
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Newport Group Securities	29722
Street Address 1	Street Address 2
8350 North Central Expressway	Suite 900
City	State/Province/Country	ZIP/Postal Code
Dallas	TEXAS	75206
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARKANSAS CALIFORNIA COLORADO CONNECTICUT DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA ILLINOIS INDIANA LOUISIANA MASSACHUSETTS MICHIGAN MISSISSIPPI MISSOURI NEW YORK NORTH CAROLINA OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA TEXAS UTAH VIRGINIA WASHINGTON WISCONSIN

Recipient	Recipient CRD Number None
Adam C. Monson	6037491
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Valmark Securities, Inc	31243
Street Address 1	Street Address 2
600 36th Street
City	State/Province/Country	ZIP/Postal Code
Newport Beach	CALIFORNIA	92663
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA COLORADO DELAWARE GEORGIA MARYLAND MICHIGAN MINNESOTA UTAH

Recipient	Recipient CRD Number None
Andrew P. Arigo	2949837
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Newport Group Securities, Inc.	29722
Street Address 1	Street Address 2
300 International Parkway	Suite 270
City	State/Province/Country	ZIP/Postal Code
Heathrow	FLORIDA	32746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE FLORIDA MISSISSIPPI

Recipient	Recipient CRD Number None
John B. Mott	717201
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Morgan Stanley & Co	8209
Street Address 1	Street Address 2
New York Plaza 12
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10004
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE LOUISIANA TEXAS

Recipient	Recipient CRD Number None
Kirk Penland	3203257
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Lion Street Financial, LLC	165828
Street Address 1	Street Address 2
City Place Tower , 2711 N. Haskell Avenu	Number 2901
City	State/Province/Country	ZIP/Postal Code
Dallas	TEXAS	75204
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA FLORIDA GEORGIA HAWAII IDAHO ILLINOIS INDIANA IOWA KANSAS KENTUCKY LOUISIANA MAINE MARYLAND MASSACHUSETTS MICHIGAN MINNESOTA MISSISSIPPI MISSOURI MONTANA NEBRASKA NEVADA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK NORTH CAROLINA NORTH DAKOTA OHIO OKLAHOMA OREGON PENNSYLVANIA RHODE ISLAND SOUTH CAROLINA

Recipient	Recipient CRD Number None
Corby N. Dall	2060321
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Linsco/Private Ledger	6413
Street Address 1	Street Address 2
97885 Towne Centre Drive
City	State/Province/Country	ZIP/Postal Code
San Diego	CALIFORNIA	92121-1968
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE UTAH

Recipient	Recipient CRD Number None
Kristine Kipsiaftis	2228782
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Valmark Securities	31243
Street Address 1	Street Address 2
130 Springside Drive	Number 300
City	State/Province/Country	ZIP/Postal Code
Akron	OHIO	44333
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE FLORIDA GEORGIA UTAH

Recipient	Recipient CRD Number None
Phillip L. Currie, Jr.	1942867
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Valmark Securities	31243
Street Address 1	Street Address 2
130 Springside Drive	Number 300
City	State/Province/Country	ZIP/Postal Code
Akron	OHIO	44333
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA DELAWARE UTAH

Recipient	Recipient CRD Number None
Rhonda Miller	2817273
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M. Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
205 S.E. Spokane Street
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97202-6413
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA CALIFORNIA CONNECTICUT DELAWARE FLORIDA MARYLAND MASSACHUSETTS NEW YORK NORTH CAROLINA TEXAS UTAH

Recipient	Recipient CRD Number None
Jason M. Burlie	4072452
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M. Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
205 S.E. Spokane Street
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97202-6413
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO NEW YORK TEXAS UTAH

Recipient	Recipient CRD Number X None
John Sanford	None
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M. Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
205 S.E. Spokane Street
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97202-6413
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA FLORIDA MINNESOTA

Recipient	Recipient CRD Number None
Brian M. Sharkey	1623328
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
AXA Advisors	6627
Street Address 1	Street Address 2
40 Monument Road
City	State/Province/Country	ZIP/Postal Code
Bala Cynwyd	PENNSYLVANIA	19004
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARKANSAS CALIFORNIA DELAWARE ILLINOIS IOWA KANSAS KENTUCKY MARYLAND MONTANA NEVADA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK NORTH CAROLINA NORTH DAKOTA OREGON PENNSYLVANIA RHODE ISLAND SOUTH DAKOTA UTAH VERMONT WASHINGTON WYOMING

Recipient	Recipient CRD Number None
Robert J. Rainey	1794685
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M. Holdings	43285
Street Address 1	Street Address 2
7700 Irvine Center Drive	Suite 930
City	State/Province/Country	ZIP/Postal Code
Irvine	CALIFORNIA	92618
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS CALIFORNIA HAWAII LOUISIANA NEVADA NORTH CAROLINA PENNSYLVANIA UTAH

Recipient	Recipient CRD Number None
Kenneith G. Gibson	1192002
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings	43285
Street Address 1	Street Address 2
7700 Irvine Center Drive	Suite 930
City	State/Province/Country	ZIP/Postal Code
Irvine	CALIFORNIA	92618
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA NORTH CAROLINA PENNSYLVANIA UTAH

Recipient	Recipient CRD Number None
Craig A. Rutledge	1800720
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings	43285
Street Address 1	Street Address 2
7700 Irvine Center Drive	Suite 930
City	State/Province/Country	ZIP/Postal Code
Irvine	CALIFORNIA	92618
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA NEVADA UTAH

Recipient	Recipient CRD Number None
Kelley F. Snook	2437169
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Triad Advisors	25803
Street Address 1	Street Address 2
3254 University Drive	Suite 190
City	State/Province/Country	ZIP/Postal Code
Auburn Hills	MICHIGAN	48326
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MICHIGAN MINNESOTA

Recipient	Recipient CRD Number None
Thomas E. Miller	856008
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings	43285
Street Address 1	Street Address 2
7700 Irvine Center Drive	Suite 930
City	State/Province/Country	ZIP/Postal Code
Irvine	CALIFORNIA	92618
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS CALIFORNIA DELAWARE HAWAII IOWA LOUISIANA NORTH CAROLINA PENNSYLVANIA UTAH

Recipient	Recipient CRD Number None
Sean P. Devlin	2782108
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Newport Group Securities, Inc.	29722
Street Address 1	Street Address 2
300 International Parkway	Suite 270
City	State/Province/Country	ZIP/Postal Code
Heathrow	FLORIDA	32746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARIZONA CALIFORNIA COLORADO CONNECTICUT DELAWARE FLORIDA GEORGIA HAWAII ILLINOIS INDIANA KANSAS MARYLAND MASSACHUSETTS MICHIGAN MINNESOTA NEW JERSEY NEW YORK NORTH CAROLINA OHIO PENNSYLVANIA RHODE ISLAND TENNESSEE TEXAS UTAH VERMONT VIRGINIA WASHINGTON

Recipient	Recipient CRD Number None
Andrew A. Goldman	1023255
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
AXA Advisors, LLC	6627
Street Address 1	Street Address 2
40 Monument Road
City	State/Province/Country	ZIP/Postal Code
Bala Cynwyd	PENNSYLVANIA	19004
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA CONNECTICUT DELAWARE FLORIDA MARYLAND NEW JERSEY NEW YORK PENNSYLVANIA

Recipient	Recipient CRD Number None
Andrew D. Rubin	1009086
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
AXA Advisors, LLC	6627
Street Address 1	Street Address 2
40 Monumnet Road
City	State/Province/Country	ZIP/Postal Code
Bala Cynwyd	PENNSYLVANIA	19004
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA CONNECTICUT DELAWARE FLORIDA ILLINOIS MASSACHUSETTS NEVADA NEW JERSEY NEW YORK PENNSYLVANIA

Recipient	Recipient CRD Number None
Anthony E. Vandervort	1744783
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
AXA Advisors, LLC	6627
Street Address 1	Street Address 2
40 Monument Road
City	State/Province/Country	ZIP/Postal Code
Bala Cynwyd	PENNSYLVANIA	19004
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA NORTH CAROLINA PENNSYLVANIA

Recipient	Recipient CRD Number None
George W. Karr Jr.	264570
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
AXA Advisors, LLC	6627
Street Address 1	Street Address 2
40 Monument Road
City	State/Province/Country	ZIP/Postal Code
Bala Cynwyd	PENNSYLVANIA	19004
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA DELAWARE ILLINOIS KANSAS MARYLAND MINNESOTA MONTANA NEVADA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK NORTH CAROLINA OREGON PENNSYLVANIA RHODE ISLAND VERMONT WASHINGTON

Recipient	Recipient CRD Number None
William C. McDuffee OOO	4260369
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Aon Securities Inc.	4138
Street Address 1	Street Address 2
3565 Piedmont Road NE	One Piedmont Center, Suite 600
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30305
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ALASKA ARIZONA ARKANSAS CALIFORNIA COLORADO CONNECTICUT DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA HAWAII IDAHO ILLINOIS INDIANA IOWA KANSAS KENTUCKY LOUISIANA MAINE MARYLAND MASSACHUSETTS MICHIGAN MINNESOTA MISSISSIPPI MISSOURI MONTANA NEBRASKA NEVADA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK NORTH CAROLINA NORTH DAKOTA OHIO OKLAHOMA OREGON PENNSYLVANIA RHODE ISLAND SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VERMONT VIRGINIA WASHINGTON WEST VIRGINIA WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Michael D. Whitehurst	2609943
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Merrill Lynch, Pierce, Fenner & Smith	7691
Street Address 1	Street Address 2
200 Concord Plaza Drive
City	State/Province/Country	ZIP/Postal Code
San Antonio	TEXAS	78216
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARIZONA CALIFORNIA COLORADO CONNECTICUT FLORIDA GEORGIA ILLINOIS KANSAS KENTUCKY LOUISIANA MICHIGAN MINNESOTA NEW MEXICO NORTH CAROLINA NORTH DAKOTA SOUTH CAROLINA TENNESSEE TEXAS

Recipient	Recipient CRD Number None
John M. Dahle	2443841
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NewPort Group Securities, Inc.	29722
Street Address 1	Street Address 2
300 International Parkway	Suite 270
City	State/Province/Country	ZIP/Postal Code
Lake Mary	FLORIDA	32746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARIZONA ARKANSAS CALIFORNIA COLORADO CONNECTICUT DELAWARE FLORIDA GEORGIA ILLINOIS INDIANA IOWA LOUISIANA MASSACHUSETTS MICHIGAN MINNESOTA MISSISSIPPI MISSOURI NEW HAMPSHIRE NEW JERSEY NEW YORK NORTH CAROLINA OHIO OKLAHOMA PENNSYLVANIA SOUTH CAROLINA TENNESSEE TEXAS UTAH VIRGINIA WASHINGTON WEST VIRGINIA

Recipient	Recipient CRD Number None
Fred Hill	3035352
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Executive Services Securities, LLC	25299
Street Address 1	Street Address 2
3445 Peachtree Road NE	Suite 200
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30326
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA CONNECTICUT DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA IOWA LOUISIANA MARYLAND MASSACHUSETTS MICHIGAN MISSOURI NEBRASKA NEW JERSEY NEW YORK NORTH CAROLINA OHIO OREGON PENNSYLVANIA RHODE ISLAND SOUTH DAKOTA TENNESSEE TEXAS VIRGINIA WASHINGTON

Recipient	Recipient CRD Number None
Michael E. Nolan	1157483
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
LFA	3978
Street Address 1	Street Address 2
6720-B Rockledge Drive	Suite 140
City	State/Province/Country	ZIP/Postal Code
Bethesda	MARYLAND	20817
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA CALIFORNIA CONNECTICUT DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA ILLINOIS IOWA MARYLAND MASSACHUSETTS MINNESOTA MISSOURI NEBRASKA NEVADA NEW JERSEY OREGON PENNSYLVANIA RHODE ISLAND SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA WEST VIRGINIA WISCONSIN

Recipient	Recipient CRD Number None
Patricia S. Wenzel	2208651
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Merrill Lynch	7691
Street Address 1	Street Address 2
1221 McKinney Sreet
City	State/Province/Country	ZIP/Postal Code
Houston	TEXAS	77010
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ALASKA ARIZONA ARKANSAS CALIFORNIA COLORADO CONNECTICUT DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA ILLINOIS INDIANA IOWA KENTUCKY LOUISIANA MARYLAND MASSACHUSETTS MICHIGAN MINNESOTA MISSISSIPPI MISSOURI NEVADA NEW JERSEY NEW MEXICO NEW YORK NORTH CAROLINA NORTH DAKOTA OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA TENNESSEE TEXAS UTAH VIRGINIA WASHINGTON WISCONSIN WYOMING

Recipient	Recipient CRD Number None
Chris A. Messick	2411282
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Northwestern Mutual	2881
Street Address 1	Street Address 2
611 E. Wisconsin Avenue	E131
City	State/Province/Country	ZIP/Postal Code
Milwaukee	WISCONSIN	53202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS CALIFORNIA COLORADO DELAWARE DISTRICT OF COLUMBIA FLORIDA ILLINOIS INDIANA KANSAS LOUISIANA MAINE MARYLAND MASSACHUSETTS MINNESOTA MISSISSIPPI MISSOURI MONTANA NEW HAMPSHIRE NEW JERSEY NEW YORK NORTH CAROLINA OHIO OKLAHOMA RHODE ISLAND SOUTH CAROLINA TENNESSEE TEXAS VIRGINIA WASHINGTON

Recipient	Recipient CRD Number None
Luther Lockwood II	2082331
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities	43285
Street Address 1	Street Address 2
10017 E. Morehead Street	Suite 100
City	State/Province/Country	ZIP/Postal Code
Charlotte	NORTH CAROLINA	28204
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA CALIFORNIA CONNECTICUT DELAWARE FLORIDA GEORGIA ILLINOIS NORTH CAROLINA SOUTH CAROLINA TEXAS VIRGINIA

Recipient	Recipient CRD Number None
Frederick Nolan Williams	2134162
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Wells Fargo Clearing Services	19616
Street Address 1	Street Address 2
1525 W.W.T. Harris Blvd.	Suite 1A1
City	State/Province/Country	ZIP/Postal Code
Charlotte	NORTH CAROLINA	28262
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA DELAWARE DISTRICT OF COLUMBIA FLORIDA ILLINOIS INDIANA KENTUCKY MARYLAND MICHIGAN MINNESOTA MISSOURI NEW YORK NORTH CAROLINA OHIO PENNSYLVANIA SOUTH CAROLINA TENNESSEE VIRGINIA WEST VIRGINIA WISCONSIN

Recipient	Recipient CRD Number None
Roger Cammon	1055486
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities	43285
Street Address 1	Street Address 2
Peabody Plaza 701 Market Street	Suite 1200
City	State/Province/Country	ZIP/Postal Code
St. Louis	MISSOURI	63101
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS CALIFORNIA FLORIDA INDIANA KANSAS MINNESOTA MISSOURI MONTANA NEVADA NEW MEXICO NORTH CAROLINA OHIO OREGON TENNESSEE TEXAS VIRGINIA WASHINGTON WISCONSIN

Recipient	Recipient CRD Number None
Peter Quinn	4545901
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Wells Fargo Clearing Services	19616
Street Address 1	Street Address 2
1525 W.W.T. Harris Blvd.	1A1
City	State/Province/Country	ZIP/Postal Code
Charlotte	NORTH CAROLINA	28262
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA ARIZONA CALIFORNIA COLORADO CONNECTICUT DELAWARE IDAHO IOWA KANSAS MAINE MASSACHUSETTS MONTANA NEBRASKA NEVADA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK NORTH CAROLINA NORTH DAKOTA OKLAHOMA OREGON PENNSYLVANIA RHODE ISLAND SOUTH DAKOTA TEXAS UTAH VERMONT VIRGINIA WASHINGTON WYOMING

Recipient	Recipient CRD Number None
George Chirayil	5951603
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Kestra Investment Services LLC	42046
Street Address 1	Street Address 2
9442 Capital of Texas Highway North	Suite 950
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78759
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA COLORADO DELAWARE NEW YORK NORTH DAKOTA TEXAS

Recipient	Recipient CRD Number None
Andrew L. Kuchera	6690625
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Kestra Investment Services LLC	42046
Street Address 1	Street Address 2
9442 Capital of Texas Highway North	Suite 950
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78759
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA ARKANSAS COLORADO DELAWARE IOWA MARYLAND MICHIGAN NEW YORK NORTH DAKOTA OKLAHOMA TEXAS VIRGINIA

Recipient	Recipient CRD Number None
Suzette Clark	3153620
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Lockton Financial Advisors	137476
Street Address 1	Street Address 2
444 W. 47th Street	Suite 900
City	State/Province/Country	ZIP/Postal Code
Kansas City	MISSOURI	64112
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA ARKANSAS CALIFORNIA COLORADO CONNECTICUT DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA IDAHO ILLINOIS INDIANA IOWA KANSAS KENTUCKY NEBRASKA NEVADA NEW HAMPSHIRE NEW JERSEY NEW YORK NORTH CAROLINA NORTH DAKOTA OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA TENNESSEE TEXAS UTAH

Recipient	Recipient CRD Number None
Kenneth Depaola	6312756
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Valmark Securities, Inc.	31243
Street Address 1	Street Address 2
150 South Wacker Drive	Suite 2400
City	State/Province/Country	ZIP/Postal Code
Chicago	ILLINOIS	60606
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
COLORADO ILLINOIS INDIANA MINNESOTA WISCONSIN

Recipient	Recipient CRD Number None
Scott McGee	4768668
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Newport Group Securities	29722
Street Address 1	Street Address 2
300 Primera Blvd.	Suite 200
City	State/Province/Country	ZIP/Postal Code
Lake Mary	FLORIDA	32746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARIZONA ARKANSAS CALIFORNIA COLORADO CONNECTICUT DELAWARE FLORIDA GEORGIA ILLINOIS INDIANA IOWA LOUISIANA MASSACHUSETTS MICHIGAN MINNESOTA MISSISSIPPI MISSOURI NEW JERSEY NEW YORK NORTH CAROLINA OHIO OKLAHOMA OREGON PENNSYLVANIA SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VIRGINIA WASHINGTON WEST VIRGINIA WISCONSIN

Recipient	Recipient CRD Number None
Gordon Thomas Chisholm	2938261
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Valmark Securities	31243
Street Address 1	Street Address 2
150 South Wacker Drive	Suite 2400
City	State/Province/Country	ZIP/Postal Code
Chicago	ILLINOIS	60606
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA COLORADO CONNECTICUT DELAWARE FLORIDA ILLINOIS KENTUCKY MASSACHUSETTS MICHIGAN MINNESOTA NEW YORK NORTH CAROLINA OHIO PENNSYLVANIA TEXAS VIRGINIA WISCONSIN

13. Offering and Sales Amounts

Total Offering Amount		USD	or X Indefinite
Total Amount Sold	$1,817,788,087	USD
Total Remaining to be Sold		USD	or X Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

77

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$118,173,048	USD	Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0

USD

Estimate

Clarification of Response (if Necessary):

As an issuer of the variable life insurance policies, The Lincoln National Life Ins. Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

• Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

• Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

• Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	/s/Scott C. Durocher	Scott C. Durocher	Assistant Vice President, Senior Counsel	2019-12-12

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.