UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO §240.13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO §240.13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
Valgrande, 6
28108, Alcobendas, Madrid, Spain
(34) 902-33-55-99
Authorized to Receive Notices and Communications)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following boxo.
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. | E90215109 | 13D/A | Page | 2 | of | 10 | Pages |
1 | NAME OF REPORTING PERSONS Abengoa, S.A. | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Kingdom of Spain | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 13,637,664 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
13,637,664 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
13,637,664 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
40.00% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
HC, CO |
CUSIP No. | E90215109 | 13D/A | Page | 3 | of | 10 | Pages |
1 | NAME OF REPORTING PERSONS Telvent Corporation S.L. | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Kingdom of Spain | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 11,403,064 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
11,403,064 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
11,403,064 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
33.45% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
CUSIP No. | E90215109 | 13D/A | Page | 4 | of | 10 | Pages |
1 | NAME OF REPORTING PERSONS Siema AG | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Switzerland | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,234,600 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,234,600 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,234,600 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
6.55% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
HC, CO |
CUSIP No. | E90215109 | 13D/A | Page | 5 | of | 10 | Pages |
CUSIP No. | E90215109 | 13D/A | Page | 6 | of | 10 | Pages |
(i) | Sole power to vote or to direct the vote: | ||
Abengoa, Telvent Corporation, and Siema have no power individually to vote or direct the vote of Shares. | |||
(ii) | Shared power to vote or to direct the vote: | ||
Abengoa and Telvent Corporation share voting power for 11,403,064 Shares. Abengoa and Siema Share voting power for 2,234,600 Shares. | |||
(iii) | Sole power to dispose or to direct the disposition of Shares: | ||
Abengoa, Telvent Corporation, and Siema have no power individually to dispose of or to direct the disposition of Shares. | |||
(iv) | Shared power to dispose or to direct the disposition of Shares: | ||
Abengoa and Telvent Corporation share dispositive power for 11,403,064 Shares. Abengoa and Siema share dispositive power for 2,234,600 Shares. |
CUSIP No. | E90215109 | 13D/A | Page | 7 | of | 10 | Pages |
Exhibit | Description | |
4.1 | Irrevocable Undertaking Agreement, dated May 31, 2011, between Schneider Electric, SA and Schneider Electric España, S.A.U., as bidders, and Abengoa, S.A., Telvent Corporation S.L. and Siema AG, as sellers. | |
99.1 | Joint Filing Agreement, dated June 1, 2011, Abengoa, S.A., Telvent Corporation S.L. and Siema AG, pursuant to Rule 13d-1(k)(1). |
CUSIP No. | E90215109 | 13D/A | Page | 8 | of | 10 | Pages |
ABENGOA, S.A. | ||||
Dated: June 1, 2011 | By: | /s/ Miguel Angel Jiménez- Velasco Mazarío | ||
Name: | Miguel Angel Jiménez- Velasco Mazarío | |||
Title: | Attorney | |||
TELVENT CORPORATION S.L. | ||||
Dated: June 1, 2011 | By: | /s/ Miguel Angel Jiménez- Velasco Mazarío | ||
Name: | Miguel Angel Jiménez- Velasco Mazarío | |||
Title: | Chairman | |||
Dated: June 1, 2011 | By: | /s/ José Marcos | ||
Name: | José Marcos | |||
Title: | Director | |||
Dated: June 1, 2011 | By: | /s/ Juan Carlos Jiménez | ||
Name: | Juan Carlos Jiménez | |||
Title: | Director | |||
SIEMA AG | ||||
Dated: June 1, 2011 | By: | /s/ Miguel Angel Jiménez- Velasco Mazarío | ||
Name: | Miguel Angel Jiménez- Velasco Mazarío | |||
Title: | Chairman | |||
Dated: June 1, 2011 | By: | /s/ Juan Carlos Jiménez | ||
Name: | Juan Carlos Jiménez | |||
Title: | Director | |||
CUSIP No. | E90215109 | 13D/A | Page | 9 | of | 10 | Pages |
Present Principal | ||
Name | Occupation or Employment | |
Felipe Benjumea Llorente | Director (Chairman of the Board) and Chief Executive Officer of Abengoa; Chairman of the Board of Directors of Inversion Corporativa IC, S.A. (holding company) and Director (Chairman, as Abengoa S.A., of the Foundation Focus-Abengoa). | |
Javier Benjumea Llorente | Director of Abengoa, S.A.; Director of Inversion Corporativa IC, S.A. (holding company), and Director of the Foundation Focus-Abengoa. | |
José Joaquín Abaurre Llorente | Director of Abengoa; Director of Inversion Corporativa IC, S.A. (holding company). | |
José Luis Aya Abaurre | Director of Abengoa; Director (Vice Chairman) of Inversion Corporativa IC, S.A. (holding company). | |
Aplicaciones Digitales, S.L. | Director of Abengoa. Aplicaciones is a Spanish limited liability company. José B. Terceiro Lombas, Aplicaciones’ sole manager, serves as its nominee. Mr. Lombas is the Deputy Vice Chairman of Abengoa; a Director of Telvent, as well as a Professor at the Complutense University (Madrid, Spain). | |
Manuel Sánchez Ortega | Chief Executive Officer and Director of Abengoa. | |
Alicia Velarde Valiente | Director of Abengoa. | |
Carlos Sebastián Gascón | Director of Abengoa. | |
Carlos Sundheim Losada | Director of Abengoa. | |
Daniel Villalba Vila | Director of Abengoa. | |
Fernando Solís Martínez-Campos | Director of Abengoa. | |
Ignacio Solís Guardiola | Director of Abengoa. | |
Maria Teresa Benjumea Llorente | Director of Abengoa. | |
Mercedes Gracia Díez | Director of Abengoa. | |
José Borrell Fontelles | Director of Abengoa. |
Present Principal | ||
Name | Occupation or Employment | |
Amando Sánchez Falcón | Chief Financial Officer of Abengoa. | |
Javier Salgado Leirado | Chief Executive Officer of Abengoa Bioenergy Corp. (a bioenergy company), a subsidiary of Abengoa. | |
Ignacio Gonzalez Dominguez | Director, Chairman and Chief Executive Officer of Telvent. | |
Santiago Seage Medela | Chairman of Abengoa Solar, S.A. a subsidiary (solar energy solutions provider) of Abengoa. |
CUSIP No. | E90215109 | 13D/A | Page | 10 | of | 10 | Pages |
Present Principal | ||
Name | Occupation or Employment | |
Alfonso González Domínguez | President of Instalaciones Inabensa, S.A. (an electrical, communications and mechanical installations company), a subsidiary of Abengoa, and of Abener Energía, S.A. (an engineering and construction company in the industrial field), a subsidiary of Abengoa. | |
Javier Molina Montes | President of Befesa Agua, S.A.U. (engineering and construction services provider), a subsidiary of Abengoa; President of Befesa Medio Ambiente, S.A. (an industrial waste service provider). |
Present Principal | ||||||
Occupation or | ||||||
Name | Employment | Business Address | Citizenship | |||
Miguel Angel Jiménez- Velasco Mazarío | Chairman | Valgrande, 6, Alcobendas, Madrid, Spain | Spain | |||
Juan Carlos Jiménez | Director | Valgrande, 6, Alcobendas, Madrid, Spain | Spain | |||
Suzanne Wettenschwiler | Director | Baarerstrasse 12, 6300 Zug. Switzerland | Switzerland | |||
Roman Giger | Director | Baarerstrasse 12, 6300 Zug. Switzerland | Switzerland | |||
Raoul Bussmann | Director | Baarerstrasse 12, 6300 Zug. Switzerland | Switzerland |
Present Principal | ||
Name | Occupation or Employment | |
Miguel A. Jiménez-Velasco Mazarío | Chairman | |
Juan Carlos Jimenez Lora | Director | |
José Marcos Romero | Director |